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Keywords = surrounding rock evolution

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17 pages, 4863 KB  
Article
Numerical Simulation of Large-Span Bifurcated Tunnels with Large Cross-Sections in Urban Underground Interchanges
by Shiding Cao, Ruiyang Ma and Yunpeng Li
Buildings 2026, 16(3), 498; https://doi.org/10.3390/buildings16030498 (registering DOI) - 26 Jan 2026
Abstract
The stress distribution after excavation becomes highly complex in large-span bifurcated tunnel sections commonly found in urban underground interchanges. This study investigates the stress evolution induced by the excavation of large-span and bifurcated tunnel, focusing on the 32.17 m maximum-span section of the [...] Read more.
The stress distribution after excavation becomes highly complex in large-span bifurcated tunnel sections commonly found in urban underground interchanges. This study investigates the stress evolution induced by the excavation of large-span and bifurcated tunnel, focusing on the 32.17 m maximum-span section of the Shenzhen Baopeng–Shahe Underground Interchange. The results show that stress concentration near the tunnel walls of large-span sections is greater than that in sections with bifurcated tunnels. Adjusting the burial depth of the large-span tunnel, the influence of stiff layer thickness on the redistribution of surrounding rock stress was analyzed. When the tunnel is buried at a shallow depth and the stiff layer thickness is small, the maximum tangential stress of the surrounding rock occurs at the stiff layer boundary, and the surrounding rock remains entirely elastic. In large-span tunnels, as the thickness of the stiff layer increases from 5 m to 20 m, the stress relaxation zone grows from 0 m to 8 m, and the stress-bearing zone expands from 10 m to 27 m. As the burial depth increases and the stiff layer thickness grows, the maximum tangential stress shifts to within the stiff layer. In this case, the tangential stress distribution at the stiff layer boundary becomes non-smooth. Therefore, an appropriate stiff layer thickness must be selected to prevent the surrounding rock from entering a plastic state. The findings provide theoretical guidance and technical support for the design of large-scale underground interchange bifurcated tunnels, advancing the intelligent and scientific development of urban underground transportation facilities and offering significant practical and social benefits. Full article
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30 pages, 47854 KB  
Article
Genesis and Reservoir Implications of Multi-Stage Siliceous Rocks in the Middle–Lower Ordovician, Northwestern Tarim Basin
by Jinyu Luo, Tingshan Zhang, Pingzhou Shi, Zhou Xie, Jianli Zeng, Lubiao Gao, Zhiheng Ma and Xi Zhang
Minerals 2026, 16(1), 107; https://doi.org/10.3390/min16010107 - 21 Jan 2026
Viewed by 52
Abstract
Siliceous rocks of various colors and types are extensively developed within the Middle–Lower Ordovician carbonate along the Northwest Tarim Basin. Their genesis provides important insights into the evolution of basinal fluids and the associated diagenetic alterations of the carbonates. Based on petrographic, geochemical, [...] Read more.
Siliceous rocks of various colors and types are extensively developed within the Middle–Lower Ordovician carbonate along the Northwest Tarim Basin. Their genesis provides important insights into the evolution of basinal fluids and the associated diagenetic alterations of the carbonates. Based on petrographic, geochemical, fluid inclusion, and petrophysical analyses, this study investigates the origin of siliceous rocks within the Middle–Lower Ordovician carbonate formations (Penglaiba, Yingshan, and Dawangou formations) in the Kalpin area, Tarim Basin, and investigates the impact on hydrothermal reservoirs. The results reveal two distinct episodes of siliceous diagenetic fluids: The first during the Late Ordovician involved mixed hydrothermal fluids derived from deep magmatic–metamorphic sources, formation brines, and seawater. Characterized by high temperature and moderate salinity, it generated black chert dominated by cryptocrystalline to microcrystalline quartz through replacement processes. The second episode developed in the Middle–Late Devonian as a mixture of silicon-rich fluids from deep heat sources and basinal brines. In conditions of low temperature and high salinity, it generated gray-white siliceous rocks composed of micro- to fine crystalline quartz, spherulitic-fibrous chalcedony, and quartz cements via a combination of hydrothermal replacement and precipitation. A reservoir analysis reveals that the multi-layered black siliceous rocks possess significant reservoir potential amplified by the syndiagenetic tectonic fracturing. In contrast, the white siliceous rocks, despite superior petrophysical properties, are limited in scale as they predominantly infill late-stage fractures and vugs, mainly enhancing local flow conduits. Hydrothermal alteration in black siliceous rocks is more intense in dolostone host rocks than in limestone. Thus, thick (10–20 m), continuous black siliceous layers in dolostone and the surrounding medium-crystalline dolostone alteration zones, are promising exploration targets. This study elucidates the origins of Ordovician siliceous rocks and their implications for carbonate reservoir properties. The findings may offer valuable clues for deciphering the evolution and predicting the distribution of hydrothermal reservoirs, both within the basin and in other analogous regions worldwide. Full article
(This article belongs to the Special Issue Element Enrichment and Gas Accumulation in Black Rock Series)
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21 pages, 4114 KB  
Article
Energy Evolution of Far-Field Surrounding Rock Under True Triaxial Compression Conditions: Taking Fissured Sandstone as an Example
by Fan Feng, Yuanpu Li, Chenglin Li, Jiadong Qiu, Tong Zhang and Shaojie Chen
Processes 2026, 14(2), 356; https://doi.org/10.3390/pr14020356 - 20 Jan 2026
Viewed by 106
Abstract
Fissured rock masses are widespread in deep underground mining engineering, and they are prone to inducing instability and failure during excavation activities. Borehole pressure relief is one of the most effective measures with which to control dynamic disaster in high-stress roadways. After pressure [...] Read more.
Fissured rock masses are widespread in deep underground mining engineering, and they are prone to inducing instability and failure during excavation activities. Borehole pressure relief is one of the most effective measures with which to control dynamic disaster in high-stress roadways. After pressure relief, redistribution of stress leads to stress concentration in the far-field surrounding rock (far away from working face), which can be represented by true triaxial compression state. However, current research on the energy evolution behavior of fissured rock masses under far-field conditions remains relatively limited. This study analyzes the energy evolution process, peak energy characteristics, and laws of energy storage and dissipation in fractured sandstone under different fissure dip angles (θ, 30°, 45°, 60°, 90°), with intermediate principal stresses (σ2, 10, 20, … 120 MPa) and minimum principal stresses (σ3, 10, 20, … 50 MPa). The results indicate that the curve of dissipated energy ratio versus maximum principal strain becomes more distinctly concave as θ increases under true triaxial compression. The growth rate of the dissipated energy ratio and dissipated energy with maximum principal strain gradually decreases when σ3 is high, and the fissured sandstone is prone to exhibiting ductile failure, leading to a reduced energy dissipation rate. The peak elastic strain energy of fissured sandstone increases gradually with increasing σ2 and shows a linear characteristic. The energy storage and dissipation law is nonlinear with increasing peak total energy for the fissured sandstone with different values of θ. However, the law exhibits a linear trend under varying σ2 and σ3. This study provides a new approach and insight into the failure characteristics of deep fissured sandstone and aims to offer theoretical guidance for the layout and construction safety of roadways or mining panels in far-field surrounding rock in future engineering practices. Full article
(This article belongs to the Section Energy Systems)
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35 pages, 24420 KB  
Article
Rate-Dependent Fracturing Mechanisms of Granite Under Different Levels of Initial Damage
by Chunde Ma, Chenyang Li, Wenyuan Yang, Chenyu Wang, Qiang Gong and Hongbo Zhou
Appl. Sci. 2026, 16(2), 871; https://doi.org/10.3390/app16020871 - 14 Jan 2026
Viewed by 108
Abstract
Excavation of underground spaces often causes significant initial damage to surrounding rock, which can notably alter its mechanical properties. However, most studies on loading rate effects neglect the role of initial damage. This study investigates how initial damage and loading rate together affect [...] Read more.
Excavation of underground spaces often causes significant initial damage to surrounding rock, which can notably alter its mechanical properties. However, most studies on loading rate effects neglect the role of initial damage. This study investigates how initial damage and loading rate together affect granite’s mechanical behavior and fracturing characteristics. Granite specimens with different initial damage levels were subjected to uniaxial compression at varying loading rates to assess their mechanical parameters, stress thresholds, failure modes, energy evolution, and associated acoustic emission (AE) activity. Results indicate that granite’s mechanical behavior exhibits greater sensitivity to loading rate than to initial damage. As the loading rate increases, both strength and elastic modulus initially decrease and then rise, while the dissipated-to-input energy ratio reaches a maximum when the strength is at its lowest. This phenomenon occurs because, when cracks are allowed to fully develop, a relatively higher loading rate increases the likelihood of crack initiation and propagation, thereby reducing strength. The AE responses of initial damage granite samples (IDGSs), including counts, RA/AF value, b-value, and entropy, exhibit stage-dependent variations and contain precursory information before failure. Moreover, AE signals display multifractal characteristics across different loading rates. These findings reveal the mechanisms underlying granite’s mechanical response when both initial damage and loading rate act together: initial damage primarily affects the complexity and number of local microcracks, while loading rate determines the dominant crack initiation and propagation modes. Moreover, how the failure time of IDGSs varies with loading rate can be described by an inverse exponential function. These findings enhance insight into the coupling mechanism of initial damage and loading rate, with significant implications for failure warning and the cost-effectiveness of underground excavation. Full article
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38 pages, 13931 KB  
Article
Numerical Simulation of Evolution Mechanism of Rockburst Risk in Deep Rock Tunnels Under Anchor Rod Anchoring
by Xiaojia Chang, Mingming He, Kaiqiang Wu and Mingchen Ding
Buildings 2026, 16(2), 344; https://doi.org/10.3390/buildings16020344 - 14 Jan 2026
Viewed by 184
Abstract
The evolution mechanism of the bearing layer in the surrounding rock of tunnels with rockburst risk is extremely complex under bolt anchorage in deep strata. In this paper, the stress response, energy evolution, and crack development under different in situ stress levels and [...] Read more.
The evolution mechanism of the bearing layer in the surrounding rock of tunnels with rockburst risk is extremely complex under bolt anchorage in deep strata. In this paper, the stress response, energy evolution, and crack development under different in situ stress levels and rock bolt quantities are systematically investigated. The results found that significant stress concentration and energy accumulation zones tend to form in the surrounding rock under high in situ stress conditions. The rapid unloading of radial stress and the sudden increase in kinetic energy are well-correlated in terms of time, representing important characteristics of dynamic rock failure. A significant decrease occurs in the maximum radial stress, kinetic energy, and strain energy of the surrounding rock as the number of rock bolts increases, while the number and connectivity of cracks notably weaken. This causes the failure process of the surrounding rock to transition from unstable to controlled development. It is indicated that rock bolt support can reduce the potential risk of rockbursts by regulating stress redistribution and energy release paths under high in situ stress. The findings provide a reference for evaluating surrounding rock stability and optimizing support parameters in deep-buried tunnels. Full article
(This article belongs to the Section Building Structures)
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20 pages, 5427 KB  
Article
Historical Compilation and Hydrochemical Behavior in the Groundwater Flow System of Central Mexico
by Selene Olea-Olea, Aurora Guadalupe Llanos-Solis, Eric Morales-Casique, Priscila Medina-Ortega, Nelly L. Ramírez-Serrato, Daisy Valera-Fernández, Esperanza Torres-Rodríguez, Felipe Armas-Vargas, Lucy Mora-Palomino and Orlando Valdemar Villa-Cadena
Water 2026, 18(2), 171; https://doi.org/10.3390/w18020171 - 8 Jan 2026
Viewed by 263
Abstract
The Cuitzeo Groundwater Flow System, located in central Mexico within a volcanic rock region, encompasses two of the largest lakes in the country: Lake Cuitzeo and Lake Pátzcuaro. These lakes are sustained by both surface water and groundwater discharge, playing a critical role [...] Read more.
The Cuitzeo Groundwater Flow System, located in central Mexico within a volcanic rock region, encompasses two of the largest lakes in the country: Lake Cuitzeo and Lake Pátzcuaro. These lakes are sustained by both surface water and groundwater discharge, playing a critical role in local ecosystems and the surrounding population. Groundwater is particularly important for maintaining the lakes’ existence. However, the behavior of the groundwater flow system in this region has not been previously described. This study compiles historical data from 170 groundwater sites within the system from different years and includes temperature (°C), pH, total dissolved solids (TDS), major ions, and geology in detail. The historical data provide a spatial analysis and initial characterization to study the hydrochemistry of the system, identify recharge and discharge zones, assess water-rock interaction processes, and trace the evolution of groundwater. The results highlight distinct chemical behaviors across the different zones of the study area, with the most notable being ion exchange consistent with the weathering of volcanic silicates and interaction with lacustrine sediments. This study is crucial as it offers valuable insights into the hydrochemistry and water levels of the groundwater flow system and highlights areas where additional data are needed to better understand its dynamics. Full article
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19 pages, 18718 KB  
Article
Evolution Law and Control on Deviatoric Stress in Surrounding Rock of Internal Hole-Making and Pressure Relief in Two Sides of Deep Coal Roadway: A Case Study
by Haijun Gong, Yuxin Ren, Shengrong Xie and Feng Han
Appl. Sci. 2026, 16(1), 469; https://doi.org/10.3390/app16010469 - 1 Jan 2026
Viewed by 189
Abstract
Conventional drilling pressure relief technology destroys the rock integrity of the roadway-surrounding rock and support system in the anchorage area of surrounding rock at the same time as roadway pressure relief. To overcome the incompatibility between roadway pressure relief and structural support, an [...] Read more.
Conventional drilling pressure relief technology destroys the rock integrity of the roadway-surrounding rock and support system in the anchorage area of surrounding rock at the same time as roadway pressure relief. To overcome the incompatibility between roadway pressure relief and structural support, an integrated control strategy combining anchorage reinforcement with pressure release was established. The distribution characteristics of the deviatoric stress field under different internal borehole parameters were investigated through numerical simulations, and the influence degree of each parameter is discussed. We constructed a similar model to verify the reasonable key parameters of pressure relief and evaluate the pressure relief effect. The conclusions drawn are as follows. (1) The sensitivity ranking of factors affecting pressure relief in the surrounding rock was determined as internal hole-making position > internal hole-making length > internal hole-making spacing. At an internal hole-making depth of 10 m, the peak deviatoric stress migrated to deeper regions, accompanied by a notable reduction in its distribution range. Hence, the stress within the roadway-surrounding rock was effectively released. (2) The internal deviatoric stress peak (si) and its corresponding location were identified according to the internal borehole-creation position. As the internal hole-making length increased, the positional transfer effect became notably stronger. Appropriately extending the internal hole-making length can thus create a compensatory buffer zone that accommodates the volumetric expansion deformation of the roadway sides. (3) By appropriately determining the position and length of the internal boreholes, reducing the spacing between them can substantially release high deviatoric stress. When the spacing was ≤4 m, the rock surrounding the borehole exhibited a low-deviatoric-stress state, suggesting that the deviatoric stress between adjacent internal holes was largely dissipated without elevating the stress level in the shallow surrounding rock. (4) A comparable simulation approach confirmed the feasibility of implementing internal hole-making and pressure relief measures on both sides of a deep coal roadway. Field engineering applications further demonstrated that the proposed “anchorage + pressure relief” cooperative control system can effectively restrain the continuous large deformation of the surrounding rock along the sidewalls in soft and fractured deep chambers. These findings offer an effective strategy for controlling large-scale deformation and failure of surrounding rock in similar deep roadways and provide valuable engineering insights. Full article
(This article belongs to the Section Earth Sciences)
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27 pages, 5773 KB  
Article
Major Ion Characteristics Reveal How Basin Hydrogeology and Groundwater Evolution Control the Formation of Saline Water Types in Nie’er Co Terminal Lake
by Jiahuan Han, Mianping Zheng, Zhen Nie and Kai Wang
Minerals 2026, 16(1), 34; https://doi.org/10.3390/min16010034 - 29 Dec 2025
Viewed by 207
Abstract
Geothermal water from different orogenic belts, surrounding rock weathering, and salt-forming elements sourced from surface basins jointly shape the hydrochemical characteristics, evaporation evolution sequences, and prospects for subsequent development and utilization of terminal salt lakes. In view of the lack of research on [...] Read more.
Geothermal water from different orogenic belts, surrounding rock weathering, and salt-forming elements sourced from surface basins jointly shape the hydrochemical characteristics, evaporation evolution sequences, and prospects for subsequent development and utilization of terminal salt lakes. In view of the lack of research on the metallogenic model of a single salt lake in the Qinghai–Tibet Plateau, this paper selects the Nie’er Co Salt Lake, a terminal lake in Northern Tibet, and systematically samples the water, river sediments, and surrounding rocks of the upper reaches of the recharge river, the Xiangqu. The Piper, Gibbs, and Durov, combined with ion ratio analysis, correlation analysis, PHREEQC, quantitative calculations of surrounding rock weathering and tributary contributions to salt-forming elements, were applied to comprehensively characterize groundwater hydrochemistry and surface water system runoff, and clarify the evolution of salt-forming elements in the terminal lake. The driving mechanism of surface runoff and surrounding rock weathering on ion enrichment in the terminal lake was revealed. The Nie’er Co Salt Lake in Tibet evolves from Ca/Na-HCO3 springs to Na-SO42− via dilution, rock leaching, and evaporation. Tributaries contribute 39.6%, 8.2%, and 52.3% of the major ions. Silicate weathering dominates (75%–80%), shifting to evaporite–carbonate inputs. The overall performance is dominated by silicate weathering. The contribution rate of silicate weathering decreases, and the trend of evaporite–carbonate weathering increases. The evolution of surface runoff can be divided into a tributary ion concentration growth section, a mixed ring section (evaporation concentration–TDS increase), and a terminal lake sedimentary section (enrichment evaporation to form the salt lake), revealing that multi-branch superposition and surrounding rock weathering synergistically affect the formation of salt lake hydro-chemical types. Full article
(This article belongs to the Section Mineral Geochemistry and Geochronology)
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20 pages, 5542 KB  
Article
Experimental Study on the Creep Behavior and Permeability Evolution of Tuff Under Unloading Confining Pressure with Seepage–Stress Coupling Effects
by Wenlong Dong, Lijun Han, Zishuo Liu, Yijiang Zong, Jun Tang and Dalong Yang
Processes 2025, 13(12), 4089; https://doi.org/10.3390/pr13124089 - 18 Dec 2025
Viewed by 297
Abstract
The long-term stability of deep underground excavations near aquifer-bearing strata is primarily controlled by the time-dependent deformation and permeability changes in the surrounding rock mass under the combined effects of mechanical loading and groundwater seepage. This study experimentally investigates the creep behavior and [...] Read more.
The long-term stability of deep underground excavations near aquifer-bearing strata is primarily controlled by the time-dependent deformation and permeability changes in the surrounding rock mass under the combined effects of mechanical loading and groundwater seepage. This study experimentally investigates the creep behavior and permeability evolution of tuff specimens subjected to stepwise reductions in confining pressure under coupled seepage and stress conditions. Conventional triaxial compression tests were conducted to determine the peak strength at confining pressures of 10, 15, and 20 MPa. Subsequently, triaxial creep tests were performed, maintaining axial stress at 70% of the previously established peak strength, with a constant seepage pressure of 4 MPa, while progressively decreasing the confining pressure. The results clearly reveal a three-stage creep process—with instantaneous, steady-state, and accelerated phases—with the radial strain exceeding axial strain and ultimately dominating at failure. This indicates that failure is characterized by significant volumetric expansion. At the specified initial confining pressures of 10 MPa, 15 MPa, and 20 MPa, the tuff specimens exhibited volumetric strains of −1.332, −1.119, and −0.836 at failure, respectively. Permeability evolution depends on the creep stage, showing a pronounced increase during the accelerated creep phase that often surpasses the cumulative permeability changes observed earlier. The specimen’s permeability at failure increased by factors of 3.97, 3.21, and 3.61 compared to the initial stage of the experiment, respectively. Additionally, permeability evolution exhibits a strong functional relationship with volumetric strain, which can be effectively modeled using an exponential function. The experimental findings further indicate that, as the confining pressure is gradually reduced, the permeability evolves following a clear exponential trend. Additionally, a higher initial confining pressure slows the rate at which permeability increases. These findings clarify the three-stage creep behavior and the associated evolution of the permeability index in tuff under coupled seepage–stress conditions. Additionally, they present a quantitative model linking permeability to volumetric strain, offering both a theoretical foundation and a new approach for assessing the long-term stability risks of deep underground engineering projects. Full article
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28 pages, 16583 KB  
Article
Investigation of Overburden Fracture Evolution and Feasibility of Upward Mining in Shallow-Buried Coal Seams
by Baoming Fang, Fuhai Wang, Fan Wang, Haibo Liu, Xuming Guo and Wen Wang
Appl. Sci. 2025, 15(24), 13028; https://doi.org/10.3390/app152413028 - 10 Dec 2025
Viewed by 347
Abstract
Taking Yujialiang Coal Mine as the engineering background, aiming at the actual demand of 5-2 coal seam mining and 4-4 coal seam upward mining, the temporal evolution and spatial distribution characteristics of overburden failure height after 5-2 coal seam mining are systematically investigated [...] Read more.
Taking Yujialiang Coal Mine as the engineering background, aiming at the actual demand of 5-2 coal seam mining and 4-4 coal seam upward mining, the temporal evolution and spatial distribution characteristics of overburden failure height after 5-2 coal seam mining are systematically investigated by using multi-source field detection technology such as ground drilling, logging, and borehole peeping, combined with a numerical simulation method. The field detection results show that after the 5-2 coal seam is mined, the development height of the water-conducting fracture zone (WCFZ) is 116.25–129.92 m, and the height of the caving zone is 9.32–21.56 m. The 4-4 coal seam is located within the fracture zone, 15.99–22.88 m above the caving zone. The strength of the 4-4 coal seam and its surrounding rock affected by mining is reduced, with a more significant decrease in the middle of the goaf. The numerical simulation further reveals the law of overburden movement and deformation. After the 5-2 coal seam mining, the maximum subsidence of the 4-4 coal seam floor reaches 4.57 m, and there is stress concentration above the remaining coal pillars. The maximum vertical stress after mining all three working faces (52,204, 52,205, 52,206) is 4.10 MPa, and the stress environment above the goaf is better. The results show that the average distance between the 4-4 coal seam and 5-2 coal seam is about 39.45 m, and the upward mining is feasible, but the stability of the rock strata in the fracture zone should be paid more attention to. Based on the movement law of overlying strata and the characteristics of stress distribution, it is suggested that the mining gateway of the 4-4 coal seam should be arranged in the middle of the remaining coal pillar of the 5-2 coal seam or the corresponding area in the middle of the goaf so as to ensure the stability of the roadway surrounding the rock during mining. The research results provide a reliable theoretical basis and technical support for the upward mining design of the 4-4 coal seam in Yujialiang Coal Mine and have important reference value for the upward mining projects of coal mines under similar conditions. Full article
(This article belongs to the Special Issue Mining-Induced Rock Strata Damage and Mine Disaster Control)
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19 pages, 2087 KB  
Article
Thermal–Hydraulic–Mechanical Coupling Effects and Stability Analysis of Surrounding Rock in Ultra-Deep Mine Shaft Excavation
by Guoyuan Wang, Wenbo Fan, Xiansong Deng, Liyuan Yu, Zhaoyang Song and Bowen Hu
Appl. Sci. 2025, 15(23), 12433; https://doi.org/10.3390/app152312433 - 24 Nov 2025
Viewed by 381
Abstract
This study addresses the stability and deformation control of the Xiling auxiliary shaft in the Sanshandao Gold Mine during excavation, under the complex geological conditions of high in situ stress, high pore pressure, and elevated geothermal gradients. A thermal–hydraulic–mechanical (THM) coupling numerical model [...] Read more.
This study addresses the stability and deformation control of the Xiling auxiliary shaft in the Sanshandao Gold Mine during excavation, under the complex geological conditions of high in situ stress, high pore pressure, and elevated geothermal gradients. A thermal–hydraulic–mechanical (THM) coupling numerical model is developed to investigate the stress distribution, deformation mechanisms, and long-term stability of the surrounding rock under multi-physical interactions. Meanwhile, the influence of excavation rate on rock stability is analyzed. The results indicate that excavation induces significant stress redistribution, with stress concentrations in high-elastic-modulus strata, where the maximum compressive and tensile stresses reach 15.9 MPa and 14.1 MPa, respectively. The maximum displacement occurs in low-stiffness rock layers (around 1400 m depth), with a total magnitude of 1139 mm, primarily resulting from unloading relaxation, pore pressure reduction, and thermal contraction. Excavation rate strongly affects the temporal evolution of deformation: faster excavation leads to greater instantaneous displacements, whereas slower excavation suppresses displacement due to the sustained influence of thermal contraction. Based on these findings, particular attention should be paid to the low-stiffness strata near 1400 m depth during the construction of the Xiling auxiliary shaft. A combined support system consisting of high-prestress rock bolts, lining, and grouting is recommended for deformation-concentrated zones, while excavation rates should be optimized to balance efficiency and safety. Furthermore, long-term monitoring of temperature, pore pressure, and displacement is essential to achieve dynamic risk control. These results provide valuable theoretical and engineering insights for the safe construction and stability management of deep mine shafts. Full article
(This article belongs to the Section Earth Sciences)
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18 pages, 7354 KB  
Article
Experimental Study on the Mechanism of Overtopping Failure and Breach Development in Homogeneous Earth Dams
by Peisheng Yang, Fugang Xu, Xixi Ye, Folin Li, Xiaohua Xu, Yang Wu and Lingyu Ouyang
Water 2025, 17(23), 3352; https://doi.org/10.3390/w17233352 - 23 Nov 2025
Viewed by 702
Abstract
According to statistics, between 1954 and 2021, China experienced 3558 dam failures in reservoirs, with flood overtopping accounting for 51.04% of these incidents. Once an earth-rock dam fails, it not only directly threatens the lives and property of surrounding residents and disrupts normal [...] Read more.
According to statistics, between 1954 and 2021, China experienced 3558 dam failures in reservoirs, with flood overtopping accounting for 51.04% of these incidents. Once an earth-rock dam fails, it not only directly threatens the lives and property of surrounding residents and disrupts normal living order, but also damages infrastructure such as farmland, transportation, and power systems, resulting in enormous economic losses. To investigate the mechanisms of overtopping failure and breach evolution in homogeneous earthen embankments during flood seasons, this study conducted seven sets of laboratory model tests with the Changkai Embankment in Fuzhou City, Jiangxi Province, as a prototype. The tests considered various operational conditions, including different crest widths, embankment heights, channel water depths, and river flow velocities. The test results are as follows: Overtopping failure of earth embankments can be categorised into three distinct stages. The breach formation process can be categorised into three stages: vertical erosion (stage I), breach expansion (stage II) and breach stabilisation (stage III). River water levels and inflow rates were identified as pivotal factors influencing the final morphology of the breach and the flow velocity within it. Conversely, the height of the dike was found to have little influence on the shape of the breach and the flow velocity. The breach width ranges from 6 cm to 12 cm. An increase in water depth, corresponding to a greater difference in water levels on both sides of the river, has been observed to result in a deeper breach and faster widening rate. Elevated water levels have been shown to increase the potential energy of the water, which is subsequently converted into greater kinetic energy during breach formation. This, in turn, increases the flow velocity at the breach. However, a negative correlation has been observed between inflow velocity and flow at the breach. This paper combines the material properties of the embankment to discuss the overtopping failure mechanism and the breach evolution law of homogeneous earth embankments. This provides a basis for preventing and controlling embankment failure disasters. Full article
(This article belongs to the Special Issue Disaster Risks and Resilience in Water Conservancy Projects)
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18 pages, 6422 KB  
Article
Mechanism of Permeability Evolution in Coral Reef Limestone Under Variable Confined Pressure Using Nuclear Magnetic Resonance Technology
by Yang Mo, Haifeng Liu, Yongtao Zhang, Shun Zhai, Peishuai Chen, Ru Qu and Fuquan Ji
J. Mar. Sci. Eng. 2025, 13(12), 2218; https://doi.org/10.3390/jmse13122218 - 21 Nov 2025
Viewed by 373
Abstract
The development of underground space in the South China Sea islands is an important way to enhance their protection capabilities. This study focuses on the stress loading and unloading conditions of surrounding rock during the excavation of underground caverns in island reefs. Laboratory [...] Read more.
The development of underground space in the South China Sea islands is an important way to enhance their protection capabilities. This study focuses on the stress loading and unloading conditions of surrounding rock during the excavation of underground caverns in island reefs. Laboratory variable confining pressure permeability tests were conducted to quantify the stress sensitivity of permeability in coral reef limestone based on Darcy’s law and the stress sensitivity index model equation for permeability. In addition, the use of nuclear magnetic resonance technology reveals the microscopic mechanism of coral reef limestone permeability evolution. The results of the experiments show that the permeability of coral reef limestone sample is mainly controlled by the advantaged permeable channels formed by large pores. During the stress loading stage, the pore structure inside the sample changes, with compression of large pores and generation of smaller pores, resulting in a decrease in effective permeable pathways and a decrease in permeability. When the stress loading reaches 4 MPa, the damage rate of the sample’s permeability is 19.6%. During the stress unloading stage, the recovery of the sample’s permeability shows a significant hysteresis effect. Due to the irreversible damage caused by the compression and collapse of the pore structure during the loading stage, the permeability of the sample cannot fully recover when unloaded to the initial stress state. Based on the experimental results, calculations show that the stress sensitivity coefficient of coral reef limestone permeability is 1.1 × 10−1 MPa−1, which is higher than that of conventional land-based rocks. The conclusions of this study can provide important design references for the stability control of surrounding rocks and geological hazard prevention during the excavation of underground chambers on the islands. Full article
(This article belongs to the Special Issue Submarine Unfavorable Geology and Geological Disasters)
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18 pages, 15741 KB  
Article
Three-Dimensional Refined Modeling and Mechanical Response Analysis of Tunnel Structure Safety in Karst Areas
by Guansi Gu, Fei Yang, Yunhao Dong, Wei Liu and Mingze Xu
Infrastructures 2025, 10(11), 315; https://doi.org/10.3390/infrastructures10110315 - 20 Nov 2025
Viewed by 398
Abstract
Deep-buried tunnels in karst regions are prone to complex deformation and stress redistribution due to the heterogeneity of surrounding rock and the presence of cavities. This study establishes a three-dimensional finite element model to investigate the mechanical behavior of tunnel linings under varying [...] Read more.
Deep-buried tunnels in karst regions are prone to complex deformation and stress redistribution due to the heterogeneity of surrounding rock and the presence of cavities. This study establishes a three-dimensional finite element model to investigate the mechanical behavior of tunnel linings under varying karst distributions and distances. The model incorporates realistic geological parameters and boundary conditions to analyze stress evolution and radial displacement of the lining under coupled mechanical effects. The results indicate that karst cavities located near the tunnel, especially beneath it, significantly amplify radial deformation and induce asymmetric stress concentrations. As the distance between the karst and the tunnel increases, the influence on lining response rapidly decreases and becomes negligible beyond approximately 3 m. The introduction of a secondary lining effectively reduces both tensile and compressive stresses by more than 65% and mitigates local deformation. The study concludes that the spatial position of karst features is the dominant factor affecting lining performance, and the composite lining structure provides an efficient means of ensuring safety and stability in water-rich karst tunnels. Full article
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33 pages, 8186 KB  
Article
Calculation of Surrounding Rock Pressure Design Value and the Stability of Support Structure for High-Stress Soft Rock Tunnel
by Mingyi Wang, Yongqiang Zhou, Yongliang Cheng, Xiaodong Fu, Chen Xu and Jiaming Wu
Buildings 2025, 15(22), 4187; https://doi.org/10.3390/buildings15224187 - 19 Nov 2025
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Abstract
With the comprehensive implementation of the “Belt and Road” initiative and the Western Development Strategy, the scale of tunnel construction has been continuously expanding, with many tunnels being built in high ground stress and fractured soft rock strata. The design, construction, and operation [...] Read more.
With the comprehensive implementation of the “Belt and Road” initiative and the Western Development Strategy, the scale of tunnel construction has been continuously expanding, with many tunnels being built in high ground stress and fractured soft rock strata. The design, construction, and operation of tunnels all rely on the surrounding rock pressure as a fundamental basis. Therefore, determining the surrounding rock pressure is essential for ensuring the safe construction of tunnels. However, due to the complexity of geological conditions, differences in construction methods, variations in support parameters, and time–space effects, it is challenging to accurately determine the surrounding rock pressure. This paper proposes a design approach using the surrounding rock pressure design value as the “support force” for the tunnel, starting with the reserved deformation of soft rock tunnels. Based on the calculation principle of the surrounding rock pressure design value, a relationship curve between the support force and the maximum deformation of surrounding rock in high ground stress soft rock tunnels is developed. By combining the surrounding rock deformation grade with the tunnel’s reserved deformation index, a calculation method for the surrounding rock pressure design value for high ground stress soft rock tunnels is proposed. The method is verified by the measured surrounding rock pressure data from the Mao County Tunnel of the Chengdu–Lanzhou Railway. Furthermore, the study integrates the creep characteristics and strain softening properties of soft rock to implement a secondary development of the viscoelastic–plastic strain softening mechanical model. Based on a custom-developed creep model and the calculation method for the surrounding rock pressure design value, the relationship among time, support force, and surrounding rock deformation is comprehensively considered. A calculation method for the surrounding rock pressure design value, accounting for time effects, is proposed. Based on this method, a time-history curve of the surrounding rock pressure design value is obtained and used as the input load. The safety factor time evolution of the rock-anchor bearing arch, spray layer, and secondary lining is derived using the load-structure method, and the overall safety factor time evolution of the tunnel support structure is evaluated. The overall stability of the support structure is assessed, and numerical simulations are compared with field measurements based on the mechanical behavior evolution law of the secondary lining of the Chengdu–Lanzhou Railway Mao County Tunnel. The results indicate that the monitoring data of the internal forces of the field support structure is in good agreement with the numerical calculation results, validating the rationality of the proposed calculation method. Full article
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