Abstract
The present paper addresses models of non-local materials and, in particular, flexoelectric materials as dielectrics with higher-order gradients. While the literature develops the subject through variational formulations, here the modelling is developed within a thermodynamic framework with a general form of the Clausius–Duhem inequality, where the extra-entropy flux and the entropy production are given by constitutive functions. Furthermore, the polar character of the material, associated with flexoelectricity, is modelled by a body couple and no use is made of hyper-stresses. As a result of the thermodynamic analysis, it follows that the symmetric part of the stress and the electric polarization are given by a variational derivative of the electric enthalpy along with the dissipative parts that involve the selected function of entropy production. The skewed part of the stress is shown to be free from thermodynamic restrictions and is simply required to counterbalance the body couple.
1. Introduction
This paper addresses the formulation and application of the second law of thermodynamics in continuum physics. Since the publication of the paper by Coleman and Noll [1], the second law provides a procedure for the selection of physically admissible models through appropriate constitutive equations. Formally, the second law is based on the principle of an increase in entropy, and in mathematical terms, the increase is expressed by saying that the time derivative, , of the specific entropy density, , deprived of the contribution, , of the entropy flux, , and that of the entropy supply, s, equals the positive entropy production density, , viz.
where is the mass density. The material selection of the second law is based on the postulate that only models that satisfy inequality (1) are physically admissible. In this paper, formal details on the application of (1) are developed in connection with flexoelectricity. Here, we underline two general aspects related to (1).
In [1], Coleman and Noll assumed that the entropy flux, , equals the heat flux, , divided by the absolute temperature, . Next, Müller [2] generalized the postulate by letting be given by a constitutive equation to be determined subject to (1). Once the balance of energy is considered through the entropy supply, s, the entropy inequality (1) can be written in the form
where , and f denotes the chosen variables and their time derivatives. Given f, the inequality (2) holds for appropriate expressions of and [3]. Indeed, non-zero expressions of occur when non-local models are considered, where constitutive functions depend on gradients of suitable order [4]. This is the physical case of flexoelectricity, as shown in this paper.
Usually, Equation (1) is viewed as the definition of in that equality is viewed as an identity. Now, rate-type equations that describe hysteretic properties need to distinguish the response depending on the signs of suitable derivatives. This is the case for, e.g., hysteresis in plasticity and ferromagnetism [5,6]. More recently, a continuum model has been established for SMAs in terms of the temperature, , the (uniaxial) stress, , and the mass fraction, . For definiteness, at constant stress, the expression of (1) reads
where is the free energy. A realistic behaviour for SMAs is obtained by letting
whence
Equation (3) shows that the evolution of depends on , as is customary in hysteresis induced by temperature, but also on , namely on the half space on the side of . Accordingly, , as is required by the increase in entropy (inequality in (1)); meanwhile,
though and are not identically equal.
As a remarkable application of the second law, this paper investigates the modelling of flexoelectricity. The flexoelectric effect is the response of electric polarization to a strain gradient. While piezoelectricity denotes the generation of an electric polarization by a mechanical strain, flexoelectricity represents a further effect on polarization due to a strain gradient. From a physical viewpoint, piezoelectricity does not occur in dielectric materials with inversion-centred symmetry; the strain gradient is more effective in that the gradient can break the inversion symmetry and then generate polarization, even in non-piezoelectric materials. Furthermore, the remarkable interest in flexoelectricity is due also to the prevalence of micro- and nano-scale materials, where large strain gradients more frequently occur.
Modelling with strain gradients poses interesting mathematical problems, in that the stress tensor need not be symmetric and, according to the literature, difficulties arise in terms of the stress power. Also appealing to the principle of virtual work [7,8], balance equations are often established by considering the higher-order counterparts of stress tensors and the electric field. Otherwise, the procedure is based on a variational approach through a functional with an appropriate energy function and the application of thermodynamic conjunctions for completing balance equations (see, e.g., [9,10]). To account for non-symmetric stress, micropolar schemes provide a recourse (see [11] and the references therein).
A systematic thermodynamic theory is in order for flexoelectric materials. This means that, upon a clear set of balance equations, the constitutive properties have to be derived through the restrictions placed by the second law of thermodynamics. This problem is of interest mathematically because, as is the case for non-local models [4], higher-order derivatives need to be framed within a thermodynamic setting. The purpose of this paper is to develop a thermodynamic approach to polar materials by a detailed derivation of the constitutive functions of polar deformable solids subjected to an electric field.
The polar character of flexoelectric materials calls for a preliminary revisit of balance equations. The presence of a body couple makes the stress tensor non-symmetric (see Appendix A). Consequently, an inspection of the balance of energy is given in Section 2 and a restatement of the second law of thermodynamics is provided (Section 3), along with the corresponding restrictions for a polar body (Section 4). Proceeding along the lines of recent approaches to the modelling of non-local and/or hysteretic materials, it emerges that the entropy production, , must also be given by a constitutive function subject to the second law inequality (1). Next, the restrictions placed by the second law inequality are derived for the dissipative parts of the stress tensor and the electric polarization (Section 5).
2. Notation and Balance of Energy
Let be the time-dependent region occupied by the body. The position of a point in is denoted by the vector , relative to a chosen origin, O, as a function of the time, t, while the position in a reference configuration, , is denoted by . So, , as describes the motion of . For definiteness, the components of the vectors are considered relative to a right-handed orthonormal triplet, . We denote by ∇ and the gradient operators with respect to and . The gradient is called the deformation gradient and denoted by ; in the components, . The difference is called the displacement, and then , viz. , is the displacement gradient and , with being the identity tensor. The tensor is the symmetric Cauchy–Green strain tensor. If, for any entry, , it is , then
Hence, if , then the Green–Lagrange strain may be approximated by
The tensor is called infinitesimal strain. A superposed dot denotes the material (or Lagrangian) time derivative. For any function, , it is
where is the velocity. The tensor denotes the velocity gradient, , and , with denoting the symmetric part, .
The balance of linear and angular momentum is summarized in the Appendix A. Here, we revisit the balance of energy, as it is essential for second law inequality.
The balance of energy involves the energy density, , the body power, , and the surface power density, , where the energy density, , and the powers, r and h, are terms of non-mechanical character. The term w is an internal power and, dealing with polar dielectrics, w consists of the electrical power, , and the mechanical power, . Hence, the balance is assumed in the form
Notice that
and then, using the symmetry of , we have
Accordingly, in light of Equations (A2) and (A4), we obtain
As with the balance of forces and the corresponding Cauchy’s theorem about the force density per unit area, , we observe that equality among volume and surface integrals hold only if the surface density has a particular form. Indeed, Cauchy’s theorem for the dependence of on the normal, , to the surface leads to the relation [12,13]
Letting
we have
Hence, using the divergence theorem, we find the balance of energy, , in the form
Accordingly, is identified with the heat flux vector while r is the heat supply.
Split the stress tensor, , in the symmetric and skewed parts,
Since , we have
Hence, letting
we find
with the axial vector, , being viewed as the angular velocity of the macroscopic motion. Hence, the balance of energy (4) can be given the form
with as the difference between the angular velocity of the macroscopic continuum and that of the micropolar continuum.
A polar dielectric may be modelled by ignoring the internal degree of freedom of the micropolar structure. In that case, , and the mechanical power of the body couple is , so we ascribe to the local angular velocity, , the value . Hence, by (A5), we have , and the mechanical power takes the form
Consequently, the balance of energy reads
as it follows from (5) with .
One may ask whether the simplification of the mechanical power in Equation (6) is self-consistent from a physical standpoint in that we know that, in polar media, the stress tensor, , need not be symmetric. Indeed, as derived in the Appendix A, the skewed part of enters the evolution equation of the micropolar angular momentum, (see Equation (A4)). If , then the stress vector, , balances the body couple, . Consequently, the balance of energy (5) involves through the power . Usually, this term is not considered in the literature. As shown above, this amounts to disregarding the micropolar angular momentum, , and to letting , so that the micropolar angular velocity is taken to be equal to the macroscopic angular velocity, . The present derivation may be a justification of the use of the balance relation (6).
3. Second Law for Continuous Bodies
From the thermodynamics of homogeneous bodies (see, e.g., [14], ch. 8), we take the existence of the entropy, S, and the absolute temperature, , so that, if Q is the heat exchanged reversibly at temperature , then the change of S is
Furthermore, the entropy of an isolated body cannot decrease in time (principle of increase in entropy).
We now look for an appropriate statement about entropy in continuum physics. We start with the balance of entropy based on the view that the time derivative of a volume integral of a field is given by a volume integral and a surface integral of suitable fields. Let be the entropy density per unit mass. Then, for any subregion, , convecting with the body, we assume
and then is the entropy supply, per unit volume, while is the entropy provided per unit area. By using Reynolds’ transport theorem, we can write
Hence, Equation (7) may be written in the form
As with the balance of forces and the corresponding Cauchy’s theorem about the force density per unit area , we observe that equality among volume and surface integrals hold only if the surface density has a particular form. Indeed, Cauchy’s theorem for the dependence of on the normal, , to the surface leads to the relation [12,13]
In the same way, for field , we have
Letting
we have
By the divergence theorem
Hence, Equation (8) becomes
Since is an arbitrary subregion of the body, and assuming the continuity of the integrand, it follows that
For and s, we follow the classical content of the contribution to the entropy and let
with and being the local versions of , while and are possible additional terms. Consistent with the definition, is called the extra-entropy flux. Hence, we have
Accordingly, is the rate of entropy when no interaction with the environment occurs. The principle of increase in entropy then implies that
A thermodynamic process is the set of functions on that satisfy the balance Equations (4), (10), (A1) and (A2). The physical nature of a thermodynamic process is specified by the non-negative property of , which represents the principle of increase in entropy. This aspect is made formal by generalizing a famous axiom by Coleman and Noll [1]:
Postulate 1.
The inequality (11) holds for all admissible thermodynamic processes.
Consequently, the requirement (11) becomes
this condition being called the Clausius–Duhem (CD) inequality. The energy supply is an arbitrary function. Using the arbitrariness of r, we have to be consistent and let r in (12) be the same as that used in (4). Hence, we replace r from (4) to obtain (12) in the form
where is the pertinent power: here, . This requirement
is referred to as Planck inequality and is equivalent to the CD inequality when and (see [15], Lect. 2). Letting , we obtain the CD inequality in the form
where the function is called the electric enthalpy.
As an aside, it is worth commenting on the possible connection of the CD inequality and the maximum entropy production (MEP). Really, the CD inequality and the MEP are used in basically distinct schemes in that the MEP relies on the kinetic theory of gases (see, e.g., [16]). In essence, in kinetic theory, the phase density is a result of the flight term and the collision term. The MEP consists in the assumption that the phase density in the collision term is that corresponding to the maximization of entropy.
A different view is ascribed to the minimum entropy production principle (MEPP), which eventually results in a balance equation. Once the entropy production is established, e.g., for heat conductors, the principle states that the (non-equilibrium, stationary) solution, , minimizes the global entropy production
This results in the corresponding Euler–Lagrange equations for the pertinent fields [17]. The same Euler–Lagrange equations follow if the principle involves the maximum property [18].
4. Thermodynamically Consistent Models of Flexoelectricity
Flexoelectricity deals with the effects of deformation on the electric polarization. Indeed, the main effect is modelled by accounting for the action of the first- and second-order gradients of the displacement. In this regard, we have to introduce the pertinent definitions and assumptions. Furthermore, since the models are usually considered through linear equations, it is worth establishing suitable approximations that are valid for small gradients, namely
for any entry of .
Let . Hence,
Since
then
Accordingly, a possible dependence on the mass density
can be described through a dependence on .
Denoting by the strain tensor,
Hence,
Since
then
as for any . Accordingly, while the standard models of the literature involve , we can view the dependence on or as reasonable approximations of dependencies on or , inasmuch as . Yet conceptual differences between the use of and arise in the thermodynamic analysis. Indeed, by applying the time derivative, we have
Neglecting need not be consistent with , in that need not be true. Hence, we consider and notice that it satisfies
Notice that
whence, as ,
We can then write the CD inequality in the form
4.1. Flexoelectricity Through the Strain Gradient
Flexoelectric solids are described by letting
be functions of the variables
where . The functions and are continuously differentiable while the remaining functions are continuous. Upon computation of and substitution in (14), we obtain
The linearity and arbitrariness of imply that
Hence, the linearity and arbitrariness of imply that
Divide the remaining inequality by to have
Using the identity
and the like for , we can write the CD inequality (17) in the form
where
and those for are the generalized variational derivatives of with respect to and . The extra-entropy flux, , is then taken in the form
Consequently, the CD inequality yields
with , , and subject to
In light of (15), the electric enthalpy, , is a function of a reduced set of variables, namely
and so are and . Accordingly, by (18) and (19), and can be expressed in the form
whereas and depend on all the variables and are subject to the reduced CD inequality (20). Hence, and are the sum of the potential functions, and , and the dissipative functions, and . Possible representations of and are investigated in Section 5.
Remark 1.
The previous analysis shows how the thermodynamic compatibility of the dependence on the strain gradient holds, owing to an appropriate dependence of the extra-entropy flux, , on . Otherwise, we could not compare terms involving and . In variational approaches, the mathematical difficulty is overcome by introducing a hyper-stress, say , and assuming the power is or the variation is (see, e.g., [19,20]).
4.2. Modelling of Flexoelectric Effects
For definiteness, models are here derived by choosing possible electric enthalpy functions, . To avoid ambiguity, we use the index notations for the vector and tensor components. We let
where , while the tensors satisfy the major symmetry,
All tensors, , are allowed to depend on temperature.
If, as is often reasonable, we assume and are uniform, viz. , and the tensors are uniform too, then Equations (23) and (24) simplify to
The results (25) and (26) allow an immediate connection with the literature. The tensor is ( times) the susceptibility, the tensor is the elasticity tensor, and is the piezoelectric tensor.
The term
provides the flexoelectric effect and is the flexocoupling tensor. In terms of the displacement, it follows that
As a simple case, look at the body as a laminate in the plane. Moreover, let and . Hence, the flexoelectric term results in
Accordingly, in two-dimensional settings, the flexoelectric effect is given by the two curvature via the second-order derivatives (cf., e.g., [21]).
To exemplify wrinkled laminates, in Figure 1, we consider the geometry of a strain gradient produced in a layer described by
with local radius, R. The radius is related to f by
where . For small values of the slope, , we have
Hence, we obtain the polarization in terms of the radius and the flexoelectric coefficient,
Figure 1.
An example of a strain gradient parameterized by the radius of a laminate.
4.3. Remarks on Flexoelectric Coefficients
According to (26), if , then
represents piezoelectricity and flexoelectricity, namely the polarization induced by strain and the strain gradient, respectively. In connection with flexoelectricity, a wide range of activities have been performed to determine the flexoelectric coefficient through various methods, all of them involving various techniques for the generation of strain gradients. In this respect, I mention [22,23] and the references therein. In particular, Table 1 of [22] provides methods, values and specific references for measuring the flexoelectric coefficients of biological materials. An analogous Table 1 is established in [23], where the coefficients and the adopted methods are given for various materials, particularly ceramics.
The values of for flexoelectric materials range from to C/m. While, e.g., the value of is about C/m for graphene, the best performances are found in the ceramic material BaSrTiO3 (Barium Strontium Titanate, or BST). Furthermore, in Nb-doped , it is C/m (see Figure 6 of [23]), depending on the thickness of the layer.
The main feature of the present description of flexoelectric materials is the thermodynamic consistency, derived through the CD inequality, of the dependence of higher-order spatial derivatives. Meanwhile, the scheme allows for the identification of dissipative effects through and , as is specified in the next section. On the whole, non-locality is mathematically consistent with CD inequality through the extra-entropy flux , while the dissipative character of stress and polarization is provided by the entropy production, .
5. Representations of and
The consequences of the reduced CD inequality (20) on the constitutive functions, and , are investigated by using a general representation formula for obtaining a solution to equations involving inner products of tensors or vectors.
Let be a non-zero vector and the unit vector . Any vector, , can be represented as
where is orthogonal to in that . Indeed,
Notice that, for any vector, ,
is orthogonal to . Hence, if the transverse part, , of is undetermined, then the vector, , can be represented as
with as an arbitrary vector. Hence, in terms of the vector , we have
A strict analogue holds for tensors. For any tensor, , let . A tensor can be split in the form
where is the fourth-order identity tensor. If the transverse part, with respect to , is undetermined, then any representation of ,
holds with , or any arbitrary tensor.
Let be the set of variables. Assume the CD inequality implies a relation in the form
with as the unknown vector function and f as a scalar-valued function. Hence, the representation (27) yields
A sufficient condition for the validity of the reduced CD inequality (20) is the assumption that each power satisfies a proper reduced CD inequality,
Consider the inequality for . Using the representation formula (28) with the identifications and or and , we obtain
and
The splitting of or on the right-hand side allows the first term to be viewed as the dissipative part in that the coefficient is proportional to the corresponding entropy production, or . The second term is geometrically transverse to or and is non-dissipative in that it provides a zero term for the power or . In general, for constitutive functions occurring in the CD inequality through an inner product, the general solution is a dissipative term along the power conjugate ( or ) and any transverse term, relative to the power conjugate. For example, letting , we have
The dependence on any transverse part is usually ignored in the literature.
6. Dynamic Equations
As shown in Section 4 and Section 5, once the electric enthalpy, , and the entropy production, , are selected, the thermodynamic relations (21) and (22) determine the constitutive functions of and . To fix these ideas, we let the material be polar () but not micropolar (). Hence, to describe the dynamics of the body, we apply the balance Equations (5), (A1), (A2) and (A5). Consequently, we need the entire stress tensor, .
7. Conclusions
This paper addresses the models of dielectric materials with higher-order gradients and, in particular, flexoelectric materials. While the literature develops the subject through variational formulation, here the modelling is examined within a thermodynamic framework.
Owing to flexoelectricity, the dielectric material has a polar character in that the polarization, , need not be parallel to the electric field, , and then a non-zero body couple, , happens. Accordingly, the balance equations are revisited and the joint occurrence of and is restated in the balance of angular momentum.
The stress power is taken in the simple form, , without any use of hyper-stresses or recourse to the principle of virtual work. Consistent with the modelling via strain gradient, the stretching, , is approximated with the strain rate, , which holds for small values of the displacement gradient, . Hence, it follows that and are given by the variational derivatives, and , to within the dissipative parts, and (Equations (18) and (19)). Hence, the model of and is established once we select the electric enthalpy, . These results holds thanks to an appropriate expression of the extra-entropy flux, , while the entropy production, , enters the dissipative parts, and . Furthermore, in a polar material is free from thermodynamic requirements and is determined by (33) to counterbalance the action of the body couple. Instead, in a micropolar model, is subject to a thermodynamic requirement in the form ; both the body couple and the skewed part of the stress determine the evolution of the internal spin vector, .
Funding
The research leading to this work has been developed under the auspices of INDAM-GNFM.
Data Availability Statement
Anybody interested in research data of this paper may ask directly the author.
Conflicts of Interest
The author declares no conflicts of interest.
Abbreviations
The following abbreviation is used in this manuscript: CD: Clausius–Duhem.
Appendix A. Balance of Linear and Angular Momentum
Any balance law in continuum physics is based on the view that the time derivative of a field is given by a volume integral and a surface integral. Let be any subregion convecting with the body. Let be the mass density, so that
is the mass in . The conservation of mass, viz.
results in the continuity equation
The balance of linear momentum is stated in the form
where is the body force per unit mass and is the force per unit area. The equality among volume and surface integrals holds only if the surface density has a particular form. Cauchy’s theorem for the dependence of on the normal to the surface leads to the condition [12,13]
where ⊗ denotes the dyadic product. This in turn defines the stress tensor
and, using Reynolds’ transport theorem and the divergence theorem, we obtain the equation of motion in the form
In the next section, we apply the thermodynamic theory to the modelling of dielectrics, as electrically polarizable media, and then comprises the force density,
where is the electric field at the reference, at rest with the point, and is the polarization density.
To make formal the structure of the (deformable) micropolar solid, we let be the density of micropolar angular momentum with the intrinsic angular velocity, while is the inertia tensor density. Furthermore, as for polar materials, a moment vector, per unit area, , and a body couple, per unit volume, , are allowed to occur. The balance of angular momentum then takes the form
Using the representation of and multiplying by a constant vector , we have
and hence, by the divergence theorem, we obtain
where
Consequently, using Reynolds’ theorem, it follows from (A3) that
Arguing as is done in Cauchy’s theorem, we conclude that depends linearly on the normal , say
where is a second-order tensor. Using the equation of motion (A2) and applying the divergence theorem to the integral of , we obtain
The arbitrariness of and the continuity of the integrand imply that
With a view to dielectrics, we assume . Hence, we consider the balance of angular momentum in the form
If , then Equation (A4) reduces to the balance
between the body couple, , and the stress vector, .
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