Laser Surface Hardening Characterisation of Metal Alloys with and Without Pre-Heat Treatment Impacting Industrial Innovations: A Critical Review
Abstract
1. Introduction
1.1. Lasers for Laser Surface Hardening (LSH)
1.2. Methodology
1.3. Microstructural Implications
1.4. Laser Hardening
2. Laser Surface Hardening Treatment of Ferrous Alloys
2.1. Hardness Characteristics
2.1.1. As-Bought Steels
2.1.2. Pre-Heat-Treated Steels
2.2. Hardened Surface Depth Profile
2.2.1. As-Bought Steels
2.2.2. Pre-Heat-Treated Steels
2.3. Applications
3. Laser Surface Hardening Treatment of Non-Ferrous Alloys
3.1. Hardness Characteristics
3.1.1. As-Bought Alloys
3.1.2. Pre-Heat-Treated Alloys
3.2. Hardened Surface Depth Profile
3.2.1. As-Bought Alloys
3.2.2. Pre-Heat-Treated Alloys
3.3. Applications
4. Discussion
5. Conclusions
- The core properties of metals are retained, and LSH enables surface microstructure transformations to finer phases of martensite and the distribution of the hardness gradient. The primary merits of LSH are minimal distortion and localised hardening leading to precise and accurate dimension products, ensuring precision and repeatability.
- Diode lasers and CO2 lasers have rendered a higher hardness of the surface; the hardened depth has also increased, causing microstructural interventions to the core material. Nd:YAG lasers, which are solid crystal lasers, have utilised lesser power with more accuracy and a very low hardness gradient along the depth.
- Using a diode laser on AISI 420 steel has resulted in surface hardening increases of 300.43 and 282.38%, which is one of the highest hardness increases. This has also consumed huge laser power as well. The Nd:YAG laser has been the most efficient utilisation of power consumption, resulting with 281.41% increase in surface hardness. The effect of annealing on ICD-5 steel has led to better hardenability, leading to a huge 390% increase in surface hardening upon fibre laser with higher power. Non-ferrous alloys like titanium alloy have recorded a 200% increase in surface hardness upon laser ablation, and solutionised and aged A356 alloy has recorded 125% increase in surface hardness upon Nd:YAG laser surface hardening.
- Some drawbacks have been identified involving high capital costs and scanning speed, spot diameter, and laser power processing parameters that require meticulous control. At elevated laser intensities, thermal cracking on the surface poses a major risk.
- Various pre-heat treatment conditions, such as different types of annealing, normalising, quenching-tempering for ferrous metals, and solutionising-aging for non-ferrous materials, can enhance the mechanical properties and avoid defects such as thermal cracking.
- The laser surface-hardened steels have a very wide range of applications. The steels with laser hardened surface have applications in the field of automotive, aerospace, railways, and medical industries as moulds, bearings, pressure vessels, turbine blades, steam generators, replacement to polymer coatings, replacement to bones, artificial joints, dental implants, and surgical equipment. The non-ferrous alloys with laser hardened surface have applications in the field of aircraft, aerospace, shipbuilding, and military industries as engine parts, fan blades, engine cylinder liners and blocks, propellers, medical, and orthopaedic implants.
- Structural steels are used for construction and as infrastructure materials. There is a huge scope for laser surface hardening of these steels, which can lead to better property materials with longer product life cycle and lower carbon footprint.
- Future trends should focus on the LSH combined with other heat treatments, leading to multifunctional performance for tailored gradient microstructure. Pre-heat treatments provide flexibility to the materials and wider applicability. Hence, identifying the best laser treatments, pre-heat treatments, and materials can lead to a better applicability in the manufacturing and construction industrial sectors. Further studies can be conducted for more material characteristics, such as corrosion studies, new polymer materials, and different laser parameters.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
| AA | Aluminium Alloy |
| AISI | American Iron and Steel Institute |
| CW | Continuous Wave |
| EBSD | Electron Back Scatter Diffraction |
| FPP | Focal Plane Position |
| HT | Heat Treatment |
| HV | Hardness Value |
| LDED | Laser Directed Energy Deposition |
| LSH | Laser Surface Hardening |
| LSP | Laser Shock Peening |
| MSP | Metal Shot Peening |
| QT | Quenching and Tempering |
| SA | Solutionising and Aging |
| SEM | Scanning Electron Microscope |
| SS | Stainless Steel |
| TEM | Transmission Electron Microscope |
| WLP | Warm Laser Peening |
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| Steel Grade | LSH Machine Type | As-Bought Hardness (HV) | LTH Hardness (HV) | % Change | Validation | References |
|---|---|---|---|---|---|---|
| AISI 4140 | Diode Laser | 280 | 700 | 150 | Martensite formation in hardened zone | [37] |
| Nd:YAG Laser | 199 | 759 | 281.41 | Fine martensite in hardened zone and laser quenching | [38] | |
| Fibre laser | 250 | 500 | 100 | Melted and solidified evidence in the surface with coarse martensite structure | [39] | |
| AISI 4130 | Diode Laser | 483 | 762 | 57.76 | Reduced ferrite and formation of martensite structure | [40] |
| Nd:YAG Laser | 280 | 698 | 149.29 | Martensitic phase transformation | [41] | |
| AISI 410 | Diode Laser | 320 | 620 | 93.75 | Fine martensite structure with less ferrite | [42] |
| Diode Laser | 410 | 675 | 64.63 | Martensite transformation at overlap areas | [40] | |
| Nd:YAG Laser | 320 | 546 | 70.63 | Fine martensite but coarser compared to diode lasered surface | [42] | |
| AISI 420 | Diode Laser | 210 | 803 | 282.38 | Smaller ferritic particles with fine and dispersed carbide | [43] |
| Diode Laser | 210 | 670 | 219.05 | Presence of martensite and carbide phases | [44] | |
| Nd:YAG Laser | 200 | 488 | 144 | Refined carbides | [45] | |
| Fibre laser | 208.2 | 833.7 | 300.43 | Significant refinement in grain structure | [46] | |
| AISI 1020 | Fibre laser | 200 | 489 | 144.5 | Partial martensite formation due to insufficient austenisation | [46] |
| AISI 1040 | Diode Laser | 14 | 31 | 121.43 | Homogeneous distribution of fine martensitic grains | [47] |
| Diode Laser | 220 | 700 | 218.18 | Homogeneous hardening with minimal deformations | [48] | |
| AISI 52100 (100Cr6) | Pulsed Solid State Laser | 250 | 994 | 297.6 | Formation of near-surface re-austenitisation | [49] |
| Fibre laser | 250 | 900 | 260 | Martensitic transformation | [50] | |
| 50CrMo4 bearing steels | Fibre laser | 300 | 900 | 200 | Formation of uniform martensite | [50] |
| 11% Ferritic SS (EN1.4003) | Fibre laser | 180 | 350 | 94.44 | Fully martensitic structure achieved | [51] |
| H13 Tool Steel | Fibre laser | 240 | 510 | 112.5 | Transition from ferrite to austenite and martensite | [52] |
| Superferritic SS (UNS S44600) | Nd:YAG Laser | 210 | 275 | 30.95 | Not much grain refinement | [53] |
| CK45 | Fibre laser | 328.33 | 766.3 | 133.39 | Localised hardened surface | [54] |
| 301LN | Nd:YLF laser | 216 | 293 | 35.65 | Martensitic transformation | [55] |
| Steel Grade | LSH Machine Type | Pre-HT | HT Hardness (HV) | LTH Hardness (HV) | % Change | Validation | References |
|---|---|---|---|---|---|---|---|
| AISI 4140 | Yb:YAG Laser | Quenching, Tempering (QT) | 300 | 650 | 116.67 | Newly formed martensite | [15] |
| CW Disc Laser | QT, Normalising Ferrite-Pearlite (NFP), Soft annealing Ferrite-Pearlite (SFP) | 350 (QT) 200 (NFP) 200 (SFP) | 750 (QT) 800 (NFP) 700 (SFP) | 114.29 (QT) 300 (NFP) 250 (SFP) | Martensite coarsening and acerated grain growth | [57] | |
| CW Disc Laser | Normalising | 250 | 700 | 180 | Decreased grain size due to multi-pass laser and homogenized carbon distribution in martensite phase | [18] | |
| Oscillating scanning optic | QT | 378 | 700 | 85.19 | Martensite formation in HZ | [16] | |
| Warm LSP | QT (oil) | 310 | 420 | 35.48 | High density of nanoscale carbide precipitates | [17] | |
| AISI 4130 | High-Power Diode Laser (HPDL) and Nd:YAG laser | Furnace Hardening HT (FHT) | 572 (oil) 681(water) 421 (air) | 792 (HPDL) 698 (Nd:YAG) | 38.46 | Larger hardened zone in HPDL and higher laser absorption | [58] |
| AISI 4340 | Fibre laser | QT | 35 | 55 | 57.14 | Uniform surface microstructure with martensitic transformation | [19] |
| SAE 9254 | Nd:YAG laser | QT | 506.8 | 529.3 | 4.44 | Plastic deformation induction leading to microstructural grain refinement | [20] |
| 100Cr6 | Diode laser (CW & PW) | Spheroidisation annealing (SPH) and Conventional Hardening and Tempering (CHT) | 780 | 1100 | 41.03 | SPH + CHT tempered martensitic matrix with the dispersion of Fe3C alloy carbides LSH Martensite Globular alloy carbide | [21] |
| SAE 52100 high carbon steel (bearing steel plate) | Diode laser | CHT | 750 | 940 (CW) 1000 (PW) | 25.33 (CW) 33.33 (PW) | PW enhancing microstructural refinement with partially dissolved carbide globules with marginally reduced case depth as compared to that of CW-processed mode | [22] |
| 4Kh5MFS steel (die steel) | CO2 laser | QT | 550 | 750 | 36.36 | Formation of finely dispersed acicular martensite | [23] |
| AISI 316L | Nd: YAG laser | Stress relieving HT | 150 | 240 | 60 | Grain refinement near surface | [59] |
| ICD-5 Tool Steel | Fibre laser | Fully Annealed | 200 | 980 | 390 | Complete dissolution of carbides in austenite, lower travel speed and higher power density | [60] |
| AISI P20 plastic die steel | Fibre laser | Hardening using oil and air | 300 | 789.7 | 163.23 | Formation of martensite and carbide dissolution | [61] |
| 40CrNiMo Steel | Fibre laser | QT | 33 | 66 | 100 | Martensite prominent near surface | [24] |
| AISI D2 tool steel | Fibre laser | (i) Heated to 850 °C, then slowly (10 °C per hour) cooled in the furnace to 650 °C, and then removed and cooled in air (ii) Ultrasonic Impact Treatment (UIT) | 19.6 | 28.4 (UIT) 52.1 (LSH) 58.5 (LSH + UIT) | 44.90 (UIT) 165.82 (LSH) 198.47 (LSH + UIT) | Grain refinement, Combined treatment improved surface microrelief and hardness characteristics | [62] |
| Bainitic steel | Fibre laser | Tempering | 5.6 | 6.8 | 21.43 | Fine martensite lath structure | [25] |
| 40, 40Cr, 38Cr2MoAl steels | CO2 laser | Hardening and tempering | 5H, 2T (40) 5.5H, 2.5T (40Cr) 5.2H, 2.2T (38Cr2MoAl) | 7 (40) 7.5 (40Cr) 7.3 (38Cr2MoAl) | 250 (40) 200 (40Cr) 231.82 (38Cr2MoAl) | Grain refinement, dispersed martensite, tempered sorbite in deeper layer | [26] |
| AISI 1018 AISI 1045 AISI 1070 | High power fibre laser | QT | 250 (1018) 340 (1045) 320 (1070) | 490 (1018) 800 (1045) 980 (1070) | 96 (1018) 135.29 (1045) 206.25 (1070) | Carbide dissolution, martensitic transformation | [27] |
| Steel Grade | LSH Machine Type | Hardened Surface Depth (mm) | References |
|---|---|---|---|
| AISI 4140 | Diode Laser | 1.5 | [39] |
| Diode Laser | 2.0 | [37] | |
| AISI 410 | Diode Laser | 1.8 | [42] |
| Diode Laser | 2.4 | [64] | |
| Nd:YAG Laser | 0.211 | [42] | |
| Nd:YAG Laser | 0.46 | [65] | |
| AISI 420 | Fibre laser | 0.4 | [46] |
| AISI 431 | Nd:YAG Laser | 0.33 | [66] |
| AISI 1040 (XC42) | Diode Laser | 1.4 | [48] |
| H13 tool steel | Fibre laser | 0.2 | [52] |
| 5Kh2MNF steel | Fibre laser | 2.0 | [67] |
| Steel Grade | LSH Machine Type | Pre-HT | Hardened Surface Depth (mm) | References |
|---|---|---|---|---|
| AISI 4140 | Yb:YAG Laser | QT | 0.5 | [15] |
| Disc Laser | Normalising | 0.4 | [18] | |
| AISI 4340 | Fibre Laser | QT | 0.95 (rt), 0.45 (tip) | [19] |
| SAE 9254 spring steel | Nd:YAG Laser | Austenitising, isothermal at 400, 350, 300, 250, air cooled, tempering | 0.8 | [20] |
| SAE 52100 high carbon steel | Diode Laser | QT | 0.45 (CW) 0.32 (PW) | [22] |
| DP 590 steel sheet (2mm thick) | Heat-sink assisted laser transformation hardening | Copper heat sink | 1.6 | [69] |
| P20 plastic die steel | Fibre Laser (Gaussian beam) | Hardening | 0.77 | [61] |
| 40CrNiMo Steel | Fibre Laser | QT (oil) | 1.328 (700 mm/min) 0.811 (800 mm/min) | [24] |
| Bainitic steel | Fibre Laser (LSR) | QT (wind cooling) | 0.092 | [25] |
| 40, 40Cr, 38Cr2MoAl steels | CO2 Laser | QT | 0.05 (40) 0.1 (40Cr) 0.225 (38Cr2MoAl) | [26] |
| AISI 1018 AISI 1045 AISI 1070 | Fibre Laser | QT | 1.0 | [27] |
| Non-Ferrous Alloys | LSH Machine Type | As-Bought Hardness (HV) | LTH Hardness (HV) | % Change | Validation | References |
|---|---|---|---|---|---|---|
| Ti6Al4V Titanium alloy | LSP and Metal Shot Peening (MSP) | 310 | 385 (LSP) 490 | 24.19 (LSP) | Networks of dislocation cells and directional planar dislocations | [70] |
| Laser ablation using ArF axcimer laser | 2 GPa | 6 GPa | 200 | Oxide phases in the microstructure and grain refinement | [71] | |
| AA5087 | Nd:YAG Laser (LSP) | 82.5 | 118 | 43.03 | Dislocation strengthening due to LSP | [72] |
| ZL107 cast Al alloy | Pulsed fs laser shot peening | 1.38 GPa | 2.5 GPa | 81.16 | Damping effect due to shockwave propagation resulting gradient distribution | [73] |
| Ti-5Al-2.5Sn alloy | Pulsed Nd:YAG Laser | 300 | 410 | 36.37 | Thinner and smaller acicular martensitic phase leading to grain size decrease | [74] |
| Nickel Aluminium Bronze alloy | Nd:YAG Laser | 160 | 241 | 50.63 | Generation of plastic hardened layer of impact zone | [75] |
| TC17 Ti alloy | LSP | 130 | 163 | 25.38 | Finer grains as compared to annealed material | [76] |
| Non-Ferrous Alloys | LSH Machine Type | Pre-HT | HT Hardness (HV) | LTH Hardness (HV) | % Change | Validation | References |
|---|---|---|---|---|---|---|---|
| A356 | Nd:YAG Warm Laser Peening (WLP) | Solutionising and Aging (SA) | 80.01 | 180.14 | 125.15 | Dislocation movement and grain refinement | [77] |
| Ti6Al4V | Nd:YAG Laser (LSP) | Laser Directed Energy Deposition (LDED) | 304 | 442.8 | 45.66 | Increased dislocation density with refined grains | [78] |
| Al6061 | Nd:YAG Laser (LSP) | T6—Solutionising and Aging (SA) | 122 | 147 | 20.49 | Double shot gives plastic deformation and cyclic strain hardening | [28] |
| Al-Si alloy | Nd:YAG Laser | Hypereutectic transformed material | 77.5 N/mm2 | 100 N/mm2 | 29.03 | Formation of insoluble phases of dendrite boundaries | [29] |
| AZ31B Mg alloy | Nd:YAG Laser | Annealing and water quenching | 60 | 77 | 28.33 | Generation of twin boundaries and sub-grains | [30] |
| Non-Ferrous Alloys | LSH Machine Type | Hardened Surface Depth (mm) | References |
|---|---|---|---|
| Ti-6Al-4V Alloy | LSP | 0.05 | [70] |
| Nickel Aluminium Bronze alloy | Nd:YAG Laser | 1 | [75] |
| TC17 Ti alloy | LSP | 2 | [76] |
| Non-Ferrous Alloys | LSH Machine Type | Pre-HT | Hardened Surface Depth (mm) | References |
|---|---|---|---|---|
| Al6061 | LSP | T6—SA | 1.75 | [79] |
| Nd:YAG Laser | T6—SA | 1.875 | [28] | |
| CMSX-4 | Nd:YLF Laser | Heat treatment at 1100 °C for 100 h | 1.2 | [80] |
| AZ31B magnesium alloy | Nd:YAG Laser | Annealing and water quenching | 0.15 | [30] |
| Alloys | LSH Machine Type | % Change Hardness (Pre-LSH → Post-LSH HV) | Hardened Surface Depth (mm) | References |
|---|---|---|---|---|
| AISI 4140 Steel | Diode Laser | 150 (280 → 700) | 2.0 | [37] |
| AISI 410 Steel | Nd:YAG Laser | 70.63 (320 → 546) | 0.211 | [42] |
| AISI 420 Steel | Fibre Laser | 300.43 (208.2 → 833.7) | 0.4 | [46] |
| QT, SAE 52100 Steel | Diode Laser | 33.33 (750 → 1000) | 0.32 | [22] |
| QT, SAE 9254 Steel | Nd:YAG Laser | 4.44 (506.8 → 529.3) | 0.8 | [20] |
| QT, AISI 1070 Steel | Fibre Laser | 206.25 (320 → 980) | 1.0 | [27] |
| Nickel Aluminium Bronze Alloy | Nd:YAG Laser | 50.63 (160 → 241) | 1.0 | [75] |
| SA, Al6061 Alloy | Nd:YAG Laser | 20.49 (122 → 147) | 1.875 | [28] |
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Kukkila, S.; Bethur Markunti, G.; Sharma, S.; Yethinetti Matada, S.; Hiremath, P.; Hegde, A. Laser Surface Hardening Characterisation of Metal Alloys with and Without Pre-Heat Treatment Impacting Industrial Innovations: A Critical Review. J. Manuf. Mater. Process. 2026, 10, 157. https://doi.org/10.3390/jmmp10050157
Kukkila S, Bethur Markunti G, Sharma S, Yethinetti Matada S, Hiremath P, Hegde A. Laser Surface Hardening Characterisation of Metal Alloys with and Without Pre-Heat Treatment Impacting Industrial Innovations: A Critical Review. Journal of Manufacturing and Materials Processing. 2026; 10(5):157. https://doi.org/10.3390/jmmp10050157
Chicago/Turabian StyleKukkila, Srinidhi, Gurumurthy Bethur Markunti, Sathyashankara Sharma, Shivaprakash Yethinetti Matada, Pavan Hiremath, and Ananda Hegde. 2026. "Laser Surface Hardening Characterisation of Metal Alloys with and Without Pre-Heat Treatment Impacting Industrial Innovations: A Critical Review" Journal of Manufacturing and Materials Processing 10, no. 5: 157. https://doi.org/10.3390/jmmp10050157
APA StyleKukkila, S., Bethur Markunti, G., Sharma, S., Yethinetti Matada, S., Hiremath, P., & Hegde, A. (2026). Laser Surface Hardening Characterisation of Metal Alloys with and Without Pre-Heat Treatment Impacting Industrial Innovations: A Critical Review. Journal of Manufacturing and Materials Processing, 10(5), 157. https://doi.org/10.3390/jmmp10050157

