Abstract
The Bell inequality constrains the outcomes of measurements on pairs of distant entangled particles. The Bell contradiction states that the Bell inequality is inconsistent with the calculated outcomes of these quantum experiments. This contradiction led many to question the underlying assumptions, viz. so-called realism and locality. The probability model underlying the Bell inequality is generally left implicit. We propose an explicit probability model for the CHSH version of the Bell experiment. This model has only two simultaneously observable detector settings per measurement, and therefore does not assume realism. The quantum expectation now becomes a conditional expectation, given the two detector settings. This probability model is in full agreement with both quantum mechanics and experiments. As a result, the model satisfies the Bell inequality; there are no so-called violations. We extend this model to include a hidden variable. This extended model is not Bell-separable. This non-separability implies that the model is non-deterministic or non-local (or both).
1. Introduction
J.S. Bell describes an experiment [1] in which “a pair of spin one-half particles, formed somehow in a singlet spin state and moving freely in opposite directions”. This experiment was inspired by the EPR paradox [2]. He derives an inequality, labeled (15) in [1], that constrains the expected outcomes of the measurements of selected components of the spins of these two particles. Today this inequality is known as the Bell inequality.
The Bell inequality connects two different formalisms: quantum mechanics and probability models. In quantum mechanics the state of a system is modeled as a vector in a Hilbert space. The evolution of this state is governed by a unitary operator and is deterministic. An observation (measurement) of this state is by the application of a Hermitean operator which yields a probability value for each eigenvector of that operator. This measurement procedure is inherently probabilistic (non-deterministic) and thus requires a (formal) probability model.
In the body of this paper we focus on the more general CHSH version [3] of the Bell experiment with four detector settings, two detector on each site. The spins of the two prepared particles (photons) are measured by detectors (polarimeters) A and B. (The main findings of our work can straightforwardly be adapted to the original Bell experiment with three detector settings and to fermions.) Each detector has two different settings, and the selection among the available detector settings is possibly random, and possibly after the photon pair has been prepared. Each individual measurement outcome has either value +1 (spin up) or −1 (spin down). The corresponding stochastic variables for the detector settings of detector A are denoted by , , and for detector B by , and . The CHSH version [3] of the Bell inequality is:
where denotes the expectation of random variable Z, see Section 2.
Next, Bell also calculates the outcomes of these experiments, by applying the relevant observables (self-adjoint operators) to the quantum state of the photon pair. He thus arrives at the Bell contradiction: these calculated outcomes contradict the inequality. The Bell inequality also inspired numerous experiments, including [4,5]. These experiments typically demonstrate “loophole-free Bell-inequality violation”.
The Bell contradiction led many to question the two assumptions made in the proof for Inequality (1), see [6]:
- 1.
- The underlying physical properties for observations , , , exist independently of being observed or measured. This assumption is known as realism or as counterfactual definiteness.
- 2.
- The setting of detector A does not impact the outcome Y on the other detector and vice versa. This assumption is known as (statistical) locality, see Section 6.1.
The details of these assumptions are still being widely debated among physicists, probability theorists, and philosophers, see for example [7,8,9]. To date, Ref. [1] has been cited over 16 thousand times.
In this paper we offer a different and fresh perspective on the Bell contradiction. Rather than questioning the underlying assumptions, we question the underlying probability model itself. A probability model comprises an outcome space, an event space and a probability measure. These notions will be reviewed in some detail in Section 2. Interestingly and significantly, a suitable outcome space for the Bell experiment is generally left implicit. The few exceptions include [5,10,11], where the experiment is modeled as a Bayesian network. However, these Bayesian-network models are inherently factorizable with conditional probabilities, and therefore disagree with quantum mechanics. In Section 3, we derive the quantum mechanical description of the Bell experiment. In Section 4 we review the model with four observables that seems to have been used implicitly by other researchers and that leads to the Bell paradox. Bell [1] derived his inequality in a similar way. Next, in Section 5, we present a suitable probability space for the Bell experiment, including a probability measure, derived by quantum mechanics in the former section, and calculate the expected values of the observables in the Bell inequality. In this model there is no Bell contradiction.
Bell introduced a so-called hidden variable to see if it could account for the observed correlations among measurement outcomes. In Section 6 we extend the proposed model to include such a hidden variable. The probability measure of this extended model is shown non-separable in the Bell-sense. Furthermore, this non-separability implies that the model is non-local, or non-deterministic, or both. Appendix A offers an alternative proof of this non-separability.
2. The Basics of Probability Theory
The basics of probability theory can be summarized as follows.
- A probability space [12,13,14,15] is a 3-tuple . Here is an arbitrary set called the outcome space (or sample space), is the event space (formally a -algebra). The last component is a probability measure (or probability) on .
- A stochastic variable is defined as a (measurable) function on a probability space , where or is countable. The probability is abbreviated as and called the distribution of X.
- Given event , the conditional probability of X given A is denoted by and is defined by . This notion can be generalized for conditioning on a sub--algebra of .
- Two events A and B are called independent if and similarly two stochastic variables X and Y are independent if for all events .
- The expectation of a random variable X is and for continuous random variables where is the probability density. And similarly for conditional expectations: .
The only relationship between probability theory and experimental observations is given by the law of large numbers and the central limit theorem. The first one states that the average of n independent and identical distributed, real-valued stochastic variables converges to a theoretical value, the expectation. The second one states that the distribution of this average (normalized by subtracting the average and divided by the variance of the average) converges to the Gauss distribution. Both laws have formal proofs and are empirically validated with high precision.
3. A Quantum Mechanical Model
In a quantum mechanical model of the Bell experiment, depicted in Figure 1, there are two detectors, polarimeters, in a line, that we call the y-axis. The detectors measure the spin in the x-z-plane perpendicular to the y-axis. There are two base vectors and used for the spin also known as up and down. The quantum state of an entangled photon pair can be described by
The polarization is specified by a vector which makes an angle with the x-axis. We define , so , which is orthogonal to . The measurement of a photon is done by an observable which could be the projection operator: . Note that . So, the eigenvalue is 1 and is the eigenvector of this projection operator. The only other eigenvalue of this operator is 0 with eigenvector 0. We like to have two non-zero eigenvalues as measurements for the spin up and down. Therefore we transform the projection operator into where is the identity operator on the x-z-plane. Now the eigenvalues are 1 and with eigenvectors and . It is easy to verify that
We see that , with is a special type of self-adjoint operator (Hermitean matrix), which is the difference of two orthogonal projections. So, we derived
with eigenvalues (measurements) are and , with respective eigenvectors and . The CHSH experiment has two detectors, one left and one right and together they form one operator, the observable, modeled by acting on the entangled state .
Figure 1.
The optical version of the Bell experiment. The entangled photon pair is described by wave function . The polarimeters and each comprise a polarizer, with rotatable polarization angles and , and two photon counters labeled D+ and D−. The coincidence monitor computes the corresponding quantum mechanical expectation.
In a quantum mechanical model of the Bell experiment the quantum state of an entangled photon pair can be described by
Here and the two base spin vectors, also known as up and down.
The spin of a photon can be detected by a polarimeter, which is modeled by a special type of self-adjoint operator (Hermitean matrix) ,
where is the angle of the polarizer with respect to some reference frame perpendicular to the axis of the experiment. is the difference of two orthogonal projections
The outcomes (eigenvalues) of a detection are and , with respective eigenvectors and . Note that this covers all cases, because .
The CHSH experiment has two detectors on the left hand side and on the right hand side. For later convenience, these are renamed to and respectively. The outcome of the Bell experiment can now be modeled by acting on the entangled state . For the probability calculations, it is advantageous to orthogonally decompose the entangled state according to the spectral resolution of ,
The coefficients are calculated by taking inner products (in Dirac notation). A specimen,
The probability of the outcome pair for detection angles and is given by Born’s rule
In Section 5 we will see that this is indeed a conditional probability, given the detector settings. A detailed specimen,
In the same way one obtains the following full results:
Given these probabilities, the quantum mechanical expectation can now be calculated as follows
This expectation is in agreement with those of [3,4]. (The minus sign preceding the is sometimes omitted due to different conventions.) Figure 3 in [4] shows an excellent agreement between the measured data and (13).
4. A Model with Four Observables
In nearly all publications on the Bell experiment, including Bell’s, the probability model underlying the experiment is left implicit. That is, they lack a probability model consistent with the standard definitions given in Section 2. These implicit models tacitly assume four stochastic variables (observables) , corresponding to the four detector settings . During a particular experiment only two of them are observed (one X on the left-hand side and one Y on the right-hand side), but the other two are assumed to exist as well. This assumption is sometimes called realism [11]. Note that these the values of the four random variables are in . The outcome space for this experiment is given in Table 1.
Table 1.
An outcome space for the CHSH experiment.
The event space is the power set of . We leave the probability measure unspecified, because the arguments we present hold for all possible probabilities measures. It is based on a simple inequality [6]: for
This inequality can be generalized to . First we note that
The right-hand side equals or , depending on the four cases of the signs of and . So, for these four random variables we have (see last row in Table 1):
By taking expectations (a linear operation) we obtain
Note that it and so, for any probability measure on the outcome space of Table 1 Equation (17) holds. Using (13) it follows that
Note that we use here the symbols X and Y for the random variables as well as for the operators X and Y they relate to.
Next, we will use the specific values for the detectors and two for . (Recall that these settings correspond to the random variables as used in Table 1). Following [6],
These represent the so-called Tsirelson’s bound [16], where the Bell inequality allegedly is violated most. From (18) it follows that
which results in
With the assumption
there is a manifest contradiction between (21) and (17). Our conclusion from this contradiction is that assumption (22) does not hold. More generally, the probability model with four stochastic variables does not fit the quantum mechanical model of the experiment. There are only two observables and two detector settings. This means that must be a conditional expectation, given the detector settings, as will be explained in the next section.
5. A Model with 2 Observables and 2 Detector Settings
A suitable probability model for the Bell experiment can be based on a different set of four stochastic variables: the two observables X and Y (the two measurements) and the two settings A and B. Furthermore, the quantum mechanical expectation now becomes the conditional expectation
that is, the expectation to observe X and Ygiven detector settings A and B. The corresponding (conditional) probability space is shown in Table 2. Note that the outcomes of A and B must be known in order to compute the simultaneous probability of . The tabulated probabilities are based on (12), and hence agree with the quantum mechanical model and its experimental validation [4].
Table 2.
The conditional probability measure given .
From Table 2 it can be observed that
Clearly, the outcome X does not depend on the setting of detectors A and B. Note that this property holds for all detector settings and for any probability .
When we fill in the specific parameters from (19) we obtain Table 3, which depicts the complete probability space: (a set of 16 cells), is the power set of it and is represented by the content of the cells. It is easy to verify that for , which means that A and B are independent.
Table 3.
The Bell probability measure for specific detector settings and for all detector combinations the same probability.
Note that the first three columns are identical, because . Similarly, we derive for :
So, this is consistent with (20) and (21) and therefore we don’t have a contradiction. The step from (16) to (17) is allowed for expectations, but is incorrect for conditional expectations under different conditions. This is the cause of the earlier contradiction. Aside: conditional expectations looks like a simple and innocent operation: , is only true if . As an example consider the sum of dice X and Y. With it follows that . However, . Therefore, .
We will explain this contradiction in a different way. Define, for each and , new random variables:
It is easy to verify that:
If we take the four Tsirelson’s angles (19) for and and we assume then we obtain
So, there is no contradiction with the four observables . But note that they are only different from 0 if the settings are correct.
Empirically, one has to estimate , which can be done by application of the law of large numbers:
where is an independent copy of X and similarly of Y. Most likely, experimenters have computed:
where
because it is more natural to take averages over the outcomes per setting. This suggests that the experimental outcomes of correspond to conditional expectations, which explains the contradiction. Below this model will be referred to as the 2-observables model.
6. The 2-Observables Model Extended with Hidden Variables
Following [1], we extend the proposed probability model with a hidden variable. In order to accommodate this hidden variable, the outcome space for the Bell experiment is extended with a random variable , which is assumed here to be at most countable.
Let random variable L denote the hidden variable with for . The probability measure of this extended model must be consistent with Table 2 and hence must satisfy
Critically, L must be independent of the detector settings A and B. This assumption is known as statistical independence or measurement independence [9]:
This assumption is consistent with the idea that is given before A and B are selected. In this section we prove:
- 1.
- This extended probability model is non-separable.
- 2.
- The non-separability of the model implies that it is non-deterministic or non-local (or both).
These properties are according to established definitions.
6.1. Statistical Locality
With (24) we observed that the outcome X does not depend on the setting of detectors A and B, and likewise for outcome Y. The property of (statistical) locality [9] is defined by
Note that this must hold for all . Paraphrasing [9]: “Thus, an observer cannot distinguish, via any local measurement based on detector setting A, whether a distant observer has carried out measurement using detector setting B or ), even given knowledge of the underlying variable . This property, also known as parameter independence and as no-signalling [8], is justified by the principle of relativity when the measurement subprocedures are carried out in spacelike separated regions [1].” Statistical locality is not assumed a priori to be a property for the extended model including hidden variable.
6.2. Bell Separability
The probability model including a hidden variable, is separable [1,9] if, for all :
where is used as a shorthand for , and is a shorthand for . The extended probability measure is repeated in Table 4, including an assumed factorization given hidden variable .
Table 4.
The conditional probability measure, given detector settings (column ), and an assumed factorization given hidden variable (column ).
Separability, for would imply
Hence, for all , with . Substitution of in (37) gives
This constraint on can be rephrased as
This property relates to (non-)determinism, which is the topic of Section 6.3.
If Bell separability holds, we derive:
or, equivalently,
Next, by choosing the elements equal to Tsirelson’s angles (19) and we define
Note that and are all in . Their substitution in (41) results in.
By (25) we have
and similar for the others. So, on the one hand
and on the other hand the left-hand side of (45) equals:
By the CHSH inequality (14) for each :
And therefore:
Equation (45) is in clear contradiction with (48). This contradiction proves that the probability measure is not Bell separable. This proof is a formalization of a sketch offered by [8]. An alternative proof without the use of the CHSH-inequality is given in Appendix A. In summary we conclude that there does not exist a hidden variable that makes our probability measure separable. Note that we did not assume any structure of the hidden variable, except measurement independence (34).
6.3. Determinism
The model is called deterministic if for all [9]
For a model that is (statistically) local (35), Bell separability (36) is equivalent to determinism:
where , and denote the properties separable, statistically local, and deterministic, respectively. The immediate implication is
In words, the proposed probability model is not separable, and therefore it is non-deterministic or non-local (or both).
The proof of (50) is presented in two parts. First we focus on , which makes use of the following lemma.
where p, , and are obvious generalizations of those in (36). From we conclude that for only one x we have and similarly for . Hence, for only one pair it holds that . For that pair the probability must be 1.
Given this lemma, we prove by
The second part of the proof makes use of a similar lemma.
because there can be only one for which .
Given this lemma, we prove by
That is, given , the probability model is Bell-separable (36).
7. Conclusions
This paper proposes a probability model for the Bell experiment. The outcome space is defined as the cartesian product space of random variables A and B (detector settings) and X and Y, the corresponding measurement outcomes. It has only two simultaneously observable detector settings per measurement and therefore does not need the assumption of realism. The probability measure is derived from quantum mechanics and described by Table 2 and Table 3.
From this probability measure it follows that the conditional expectation corresponds to Born expectation . The Bell contradiction arises from the summation of conditional expectations with different conditions (i.e., different detector settings). The 2-observables model (Section 5) does not show such a contradiction. The experimental results by Aspect et al. [4] are “in excellent agreement with the quantum mechanical predictions” and therefore also with the proposed model.
In Section 6 we extend the probability model with a hidden variable. This extended probability model is proved to be non-separable in the Bell sense. (The proof in Section 6.2 makes use of the CHSH inequality. The alternative proof in Appendix A does not.) This non-separability of the probability measure supports Bell’s [17] conclusion “If [a hidden-variable theory] is local it will not agree with quantum mechanics, and if it agrees with quantum mechanics it will not be local”. Furthermore, non-separability implies that the model is non-deterministic or non-local (or both).
Author Contributions
All authors contributed equally to conceptualization, methodology, and formal analysis. The writing was performed by the first two authors. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.
Acknowledgments
The authors thank Richard Gill (Leiden University), Andrea Fiore, Servaas Kokkelmans, and Henk Nijmeijer (all Technical University Eindhoven), and Sven Jandura, (University of Strasbourg) for providing helpful feedback on an earlier version of this paper. The feedback of the anonymous reviewers helped us to greatly improve the presentation of the material in Section 6.
Conflicts of Interest
The authors declare no conflicts of interest.
Appendix A. Alternative Proof for Non-Separability
The argument below focuses on the specific measurement outcome . We introduce new shorthands and based on (36):
Table 2 implies that the outcomes of single-sided experiments must satisfy
With this notation Table 4 is adapted into Table A1.
Table A1.
The conditional probability measure, given detector settings and, (column ), and an assumed factorization given hidden variable (column ).
For specific outcome Equation (12) states that , hence Bell-separability implies:
Below we proceed with the assumption that such p and q do exist and derive a contradiction in five steps. (Here we don’t assume to be countable, so we use integration instead of summation.)
Step 1: rewrite the above conditions in terms of , using , , and :
Step 2: demonstrate that and that . These properties follow from taking and inspecting of the following integrals:
The factors in the two integrands are all non-negative and therefore,
which leads to As a result of this equality , and can necessarily only assume values in . (Assuming that such and exist, this constraint implies deterministic measurement outcomes.)
Step 3: rephrase the conditions, assuming the orthonormal bases
Next, write in terms of this Fourier basis
and use
to rewrite (A4) and as
Step 4: derive the conditions on , using the orthogonality of the Fourier expansions:
The final condition is a subtly chosen subset of the preceding one. Also note that all , have to vanish and that , since . Summarizing for the remaining , the following conditions are required to solve (A4):
Step 5: expose the contradiction. The analysis above leads to
where is given by . The values of depend on the choice for . For example, if then condition (A12) is met by . Note that assumes many more values than just as was established in Step 2. With this contradiction in the derived properties of we conclude that is not Bell separable.
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