1. Introduction
Plastics have been positioned as a fundamental material for the development worldwide. The influence is based on the different characteristics of this kind of materials such as durability, versatility and low cost of production [
1]. Reflecting their importance nowadays, a report by PlasticsEurope states that approximately 400 million tons of plastics were produced in 2022 [
2].
Polyvinyl chloride (PVC) is one of the most widely used plastics, representing approximately 10% of global production [
2]. PVC is commonly employed due to its durability and favorable chemical, electrical, and mechanical properties, as well as its low production cost [
3]. Global PVC production reached 35 million tons in 2015 and is projected to grow at an annual rate exceeding 3% during the period 2022–2027 [
4]. Furthermore, global PVC production capacity is expected to increase by more than 12% between 2024 and 2030 in response to rising worldwide demand [
5].
Vinyl chloride (VCM) is the monomer used in PVC production; VCM is classified as a carcinogenic compound and has been associated with functional disorders such as cirrhosis [
6]. To avoid the problems associated with VCM, PVC production includes sections for recovering unreacted VCM in order to optimize the production rate, based on the amount of raw material used and the product obtained, and to avoid wasting VCM.
Modern PVC manufacturing continues to rely on suspension polymerization, a process that, despite its efficiency, produces considerable volumes of wastewater. This effluent represents both an environmental concern and a major operational cost due to the large demand for fresh water. To address this issue, contemporary PVC plants have incorporated water-recycling systems that markedly reduce freshwater consumption and wastewater discharge [
7]. However, recycling both VCM and water adds an environmental dimension that cannot be ignored, since quantifying the impacts associated with their circulation allows a clearer understanding of the process’s sustainability profile [
8].
Environmental assessments serve as essential tools for identifying how a process may alter ecological balance or exceed regulatory thresholds designed to protect natural systems. Within the chemical industry, these evaluations help pinpoint opportunities to reduce impacts, support decision-making, and measure the benefits derived from transforming raw materials into useful products [
9].
Among the various methodologies developed for environmental analysis, the Waste Reduction (WAR) Algorithm stands out for its ability to characterize the potential impacts associated with chemical manufacturing [
9]. Previous studies such as the work by Díaz-Pérez et al. [
10] have used WAR to evaluate PVC production, focusing mainly on toxicological effects and other categories defined by the algorithm. Nonetheless, the specific role of direct water recycling as an enhancement strategy has not yet been examined with WAR.
In this context, the present study aims to evaluate the environmental implications of an industrial suspension PVC process that incorporates direct water recycling. The WAR algorithm is applied to quantify impacts across several categories, considering mass flows, energy requirements, and the behavior of the process streams. Through this analysis, the study seeks to identify improvement opportunities that strengthen sustainability and reduce the environmental footprint of PVC manufacturing.
3. Results and Discussion
Figure 3 presents the results obtained for the total PEI output rate and the total PEI generated per ton of PVC per day. The highest impact values correspond to Cases 3 and 4, with 5730 PEI/day and 6230 PEI/day, respectively, followed by Case 2 with 505 PEI/day. These results indicate that the presence of PVC in the product stream significantly contributes to the output PEI. Additionally, the marked increase observed in Cases 3 and 4 demonstrates that energy consumption plays a major role in elevating the emission rate of environmental impacts compared to contributions from waste and product streams, as widely reported in environmental assessments where energy use is identified as a dominant contributor to process-related impacts [
17]. Similar findings have been reported in previous studies such as Aguilar et al. [
9], emphasizing the relevance of energy-related impacts in PVC production. In contrast, Case 1 exhibits the lowest PEI output, with a value of 2.46 PEI/day, attributed to the absence of hazardous waste discharges—particularly VCM—since these compounds are internally recovered and recirculated within the process.
In Cases 1 and 2, the net PEI generation rate showed negative values of −3660 and −2660 PEI/day, respectively. Within the WAR methodological framework, this result indicates that, for the adopted system boundaries and considering the streams included in those scenarios, the PEI associated with the outlet streams is lower than that corresponding to the inlet streams [
18]. This behavior is mainly associated with differences in the specific characterization factors assigned by the WAR methodology to inlet and outlet components within the selected gate-to-gate system boundaries. Therefore, the negative values reflect the internal balance structure of the model and should not be interpreted as an absolute environmental benefit of converting VCM into PVC over the full production chain.
However, these negative values should not be interpreted as an absolute environmental benefit of the overall PVC production chain. Their meaning is restricted to the internal PEI balance of the gate-to-gate system modeled in this work, which does not incorporate the environmental burdens associated with prior VCM production. When energy consumption is incorporated, as in Cases 3 and 4, the net PEI generation rate becomes positive, reaching 2560 and 3070 PEI/day, respectively, due to the additional contribution of emissions related to energy generation.
The PEI output and net generation values normalized per ton of product were comparatively low in all analyzed scenarios. Regarding the output indicator, all cases showed positive values, with Cases 1 and 2 presenting the lowest magnitudes, at 0.002 and 0.39 PEI/t, respectively. This result indicates that, per unit of PVC produced, the potential environmental burden transferred outside the process boundaries remains limited under the assumptions of the WAR analysis.
With respect to the net generation indicator, Cases 1 and 2 showed negative values of −2.47 and −2.08 PEI/t of product, whereas Cases 3 and 4 reached 2.00 and 2.39 PEI/t, respectively. As previously stated, negative values should be understood as the result of the internal PEI balance of the modeled system, and not as an environmental credit that can be extrapolated to the entire production chain. The change in sign observed in Cases 3 and 4 confirms the dominant influence of emissions associated with energy consumption on the overall environmental performance of the process.
Several environmental assessments available in the literature have examined processes for other polymers, such as the polypropylene (PP) production process evaluated by Jiménez-Varón [
19]. For comparative purposes, global impact indicators were considered, including the daily PEI output and the PEI generated per ton of product. While PVC exhibits an impact value of 2.39 PEI/t, the PP process presents significantly higher values, reaching approximately 1200 PEI/t. This substantial difference is largely attributed to the lower production capacity of the PP system—approximately half of that of the PVC process—as well as the release of propane as a by-product, which contributes markedly to the generation of PEI. However, these results remain counterintuitive, given that the energy consumption in PP manufacturing is nearly 50% lower than that reported for PVC production.
Another similar study corresponds to polyethylene (PE), carried out by Velásquez-Barrios [
20]. Compared to suspension PVC, this process presents a higher emission rate, with PEI values reaching up to 15,600,000 PEI/day, exorbitantly higher than the 6230 PEI/day output of the PVC production process with direct recycle. This result is primarily due to the low conversion achieved in PE production, reaching only about 20%. As a consequence, the process generates relatively smaller flows compared to PVC production, which attains conversion rates above 80%. In addition, the studied PVC process recycles 99% of unconverted VCM, whereas in PE production no recycle of unreacted monomer is implemented, a factor known to increase environmental burdens due to higher raw material losses and emissions [
21]. Energy consumption is also higher, as PE production operates at temperatures as high as 130 °C. By contrast, in PP production the highest operating temperature is 80 °C, which is three times lower than the maximum working temperature of 250 °C in PVC production. These findings suggest that suspension PVC production integrated with direct recycle demonstrates acceptable performance compared to other polymers, since it implements the recycle of unconverted material, achieves high conversion rates, incorporates wastewater recycling, and enables energy integration.
These findings suggest that the suspension PVC production process with direct recycling exhibits comparatively favorable performance within the conditions and methodological boundaries considered in this study. However, comparisons with other polymer production systems should be interpreted with caution due to differences in process scale, conversion, recycle structure, energy demand, and assessment scope.
Table 3 shows the individual analysis of each stage of the process integrated with direct recycle, considering the contribution of waste. This analysis was conducted to determine the waste flows generated at each stage. Results indicate that only two out of the five stages present a significant output PEI: 4.51 PEI/day in the PVC drying stage and 1.83 PEI/day in the direct recycle stage. Studies such as Aguilar et al. [
9] demonstrate that the drying stage is the largest contributor, with 6.5 PEI/day, a value relatively higher than that obtained for the integrated process, even with the inclusion of a new stage, which is consistent with the fact that drying operations are typically among the most energy-intensive stages in polymer processing [
22].
The contribution of the first stage is linked to the cyclone’s waste stream, as it contains high levels of environmentally impactful substances such as PVC, PVA, and the initiator. Similarly, the contribution of the direct recycle stage is associated with the centrifuge outlet stream. Within the integrated process, only a few waste streams are generated compared to non-integrated cases, as wastewater streams are recycled back into the system as feed inputs. In the other three stages, no waste streams are observed—only intermediate flows that cannot be assessed using the WAR algorithm. It should also be noted that the daily PEI rate changes when energy consumption is considered.
Figure 4 shows the contribution of each stage of the process integrated with direct recycle, taking energy consumption into account. The stage with the highest contribution is PVC purification, with 28.1%. This is attributed to its higher energy demand, as it involves the highest process temperature of 250 °C, reflecting the strong dependence of environmental performance on thermal energy requirements in chemical processes [
23]. It is followed by VCM recovery with 24.4%, and then by the drying stage, which contributes 22.7%—a lower value compared to that reported by Aguilar-Vasquez et al. [
9], who found 26.7% for a non-integrated case. This difference is explained by the prior energy integration of the process under study, which reduced the need for external heating services, despite the fact that this stage operates at the second-highest temperature in the process (225 °C). Finally, the reaction and water recycle stages, with 21.4% and 3.3%, respectively, show lower contributions since there is no direct energy consumption for heating purposes; instead, energy is used as work and for cooling.
3.1. Toxicological Impacts in the Integrated Suspension PVC Production Process with Direct Recycle
Figure 5 presents the toxicological impact rates associated with the integrated PVC production process with direct water recycling. The analysis includes the categories of terrestrial toxicity potential (TTP), aquatic toxicity potential (ATP), human toxicity potential by ingestion (HTPI), and human toxicity potential by exposure (HTPE). For the net PEI generation rate, the TTP, HTPE, and HTPI categories exhibited negative contributions of −717, −95.80, and −717 PEI/day, respectively. In the context of the WAR balance, these results indicate that, for these categories and within the system boundaries considered, the specific PEI associated with the outlet streams is lower than that corresponding to the inlet streams.
This behavior is mainly related to the lower specific toxicological characterization of PVC relative to VCM within the WAR framework. Nevertheless, these values should be interpreted strictly as results of the internal balance of the gate-to-gate system and not as evidence of a net environmental benefit for the complete production chain. In contrast, the ATP category showed a positive value of 71.20 PEI/day, indicating that this category remains sensitive to the presence of compounds released or retained in process streams, as well as to emissions associated with energy supply.
It is important to highlight that the ATP category presented a positive value of 71.20 PEI/day. This result may be associated with the composition of the outlet streams considered in the WAR balance and with the contribution of emissions derived from energy supply. Moreover, compounds such as PVA and the initiator contribute to this category when present in waste and product streams. Additionally, emissions of substances used to meet energy requirements also contribute to the increase in this category, particularly low-molecular-weight compounds such as VOCs that are absorbed into water bodies [
24].
On the other hand, all output impact rates were positive. The TTP and HTPI categories presented values of 240 PEI/day, which is directly related to the magnitude of the product flow, close to 1150 t/day, compared with the much lower flow rates of other substances present in waste streams, such as the initiator and PVA. In this sense, the contribution of the product to the PEI output becomes relevant within the WAR balance due to its high mass flow rate, even though its specific impact is lower than that of other more toxic substances. Although VCM presents more severe toxicity values, its almost complete recirculation within the process significantly limits its contribution to the outlet streams. Consequently, the interpretation of these categories must be carried out by jointly considering both the specific hazard of each substance and its effective outlet flow rate from the system.
With respect to the PEI generated per ton of product, negative values were observed in all categories except ATP. These results again reflect the internal balance of the system under the gate-to-gate scope considered and the combined influence of product streams, waste streams, and energy consumption. In contrast, the output rates per ton of product showed only positive values for ATP, HTPE, HTPI, and TTP. Overall, these results indicate that the interpretation of the toxicological behavior of the process must be based on the complete balance among composition, outlet flow, and energy consumption, avoiding any direct association between a negative generation value and an absolute environmental benefit of the system.
3.2. Impacts Associated with the Energy Source Used in the Suspension PVC Production Process with Direct Recycle of Wastewater
Figure 6 shows the PEI associated with toxicological and atmospheric impact categories based on the type of fuel used to supply the process energy demand. This evaluation focused exclusively on Case 4, which incorporates the effects of energy consumption, waste generation, and product flows. Among the categories, acidification potential (AP) exhibited the highest values, ranging from 5140 to 31,000 PEI/day. This behavior is attributed to the formation of acid compounds in the atmosphere, driven by NOx and SOx emissions, which react with water vapor and promote acid deposition [
25]. As expected, coal resulted in the most unfavorable environmental performance. Its contribution to AP is approximately six times greater than that of natural gas and nearly double that of liquid fuels, due to the substantially higher contents of sulfur-, nitrogen-, and volatile-based compounds present in coal relative to lighter fuels [
26].
The PEI/day rates for the toxicological categories reveal a substantial contribution from energy consumption. Notably, the aquatic toxicity potential (ATP) category exhibits the highest impact, primarily due to the emission of persistent volatile organic compounds (VOCs), including benzene and polycyclic aromatic hydrocarbons, which accumulate in water bodies. The other toxicological categories—HTPI, HTPE, and TTP—show lower overall impacts; however, they are indirectly affected by ATP through the presence of particulate matter and volatile compounds such as naphthalene. Overall, natural gas demonstrates the most favorable performance and is therefore identified as the preferred energy source to meet the process’s operational requirements. It is important to note that the total energy demand of the process was assumed to remain constant across all cases. The comparison among coal, oil, and natural gas was conducted by modifying only the energy source within the WAR algorithm, without recalculating the process energy requirements. Therefore, the observed differences in PEI values are exclusively attributed to the emission factors associated with each fuel.
3.3. Atmospheric Impacts of the Integrated Suspension PVC Production Process with Direct Recycle
Figure 7 summarizes the atmospheric impact categories, which include global indicators such as Global Warming Potential (GWP) and Ozone Depletion Potential (ODP), along with local effects represented by Photochemical Oxidation Potential (PCOP) and Acidification Potential (AP). Among these categories, GWP and AP show the highest values for both the generated and output PEI, standing out clearly when compared with the remaining toxicological and atmospheric indicators. This trend is mainly associated with the release of vapor-phase compounds generated by the process’s energy demand.
The AP category is strongly influenced by emissions of gases such as VOCs and NOx, with natural gas contributing 5140 PEI/t for both generated and output values. In the case of GWP, the contribution reaches 496 PEI/t, largely driven by COx emissions formed during fossil-fuel combustion. Natural gas was used as the reference fuel in this study, consistent with the operating conditions typically adopted in industrial PVC production [
27,
28].
For the ODP and PCOP categories, the output PEI values are 0.002 and 0.37 PEI/day, respectively, while the generated PEI values are 0.000001 and −0.87 PEI/day. The low impact in these categories is explained by the predominance of solids and liquids in the process streams, as there are no significant gaseous emissions in the residues or products. The only gas leaving the system is a waste stream consisting of air and PVC, which primarily contributes to toxicological rather than atmospheric impacts. Although unreacted VCM could potentially affect the PCOP category, it is fully recirculated within the process, preventing substantial output contributions. Consequently, the observed impacts are mainly linked to low-molecular-weight compounds, such as VOCs and methane, originating from energy consumption. Additionally, the PEI per ton of product demonstrates that the process exerts minimal environmental impact per unit of PVC produced, with values remaining below 1 PEI/t. This favorable outcome is largely due to the high production capacity of the process, which allows polymer generation with reduced environmental burden.
In general terms, the atmospheric results confirm that energy consumption is the main factor responsible for the positive PEI generation in the integrated PVC production process. This finding is consistent with the interpretation adopted throughout the study: although some categories associated with material streams may present negative net generation terms within the gate-to-gate balance of the WAR algorithm, the incorporation of emissions derived from energy supply leads to a positive overall PEI generation. Consequently, utility demand emerges as one of the most influential factors in the environmental performance of the process.
4. Conclusions
To evaluate the environmental performance of the integrated suspension PVC production process with direct water recycling, the WAR algorithm was applied under different scenarios associated with waste streams, product streams, and energy consumption. The results showed that the environmental behavior of the system depends significantly on both the adopted system boundaries and the inclusion of emissions associated with energy generation.
Under the gate-to-gate approach adopted in this study, some scenarios presented negative net PEI generation values, indicating that the PEI associated with the outlet streams was lower than that corresponding to the inlet streams within the modeled system. Nevertheless, these results must be interpreted exclusively as outcomes of the internal WAR balance under the selected boundaries, rather than as absolute environmental benefits for the complete PVC production chain.
When energy consumption was incorporated, the process exhibited positive net PEI generation, reaching 2560 and 3070 PEI/day for Cases 3 and 4, respectively. This confirms that energy demand constitutes one of the main contributors to the total environmental burden of the system. Among the toxicological categories, ATP was the only one that maintained a positive net contribution, whereas among the atmospheric categories, AP and GWP showed the highest contributions, mainly due to emissions derived from fuel use.
The comparison among energy sources showed that natural gas presented the lowest PEI values in relation to coal and liquid fuels, which positions it as the most favorable alternative among those evaluated under the assumptions of the WAR algorithm. Additionally, the analysis by process section indicated that the stages with the greatest environmental relevance correspond to those with the highest energy consumption, particularly those associated with purification, VCM recovery, and drying.
Overall, the integrated process with direct recycling showed comparatively favorable environmental performance within the assumptions and methodological boundaries considered. However, comparisons with other polymer production systems must be interpreted with caution due to differences in scale, conversion, recycle structure, energy requirements, and assessment scope. As future work, it is recommended to complement this gate-to-gate analysis with broader methodologies, such as life cycle assessment, in order to incorporate upstream environmental burdens, especially those associated with the production of raw materials such as VCM.