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21 October 2026

23 Pages

Addressing the End-Cut Preference Problem in Survival Trees with a Smooth Sigmoid Surrogate

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1
Department of Mathematical Sciences, University of Texas at El Paso, El Paso, TX 79968, USA
2
Department of Statistics and Data Science, University of Cincinnati, Cincinnati, OH 45221, USA
3
Biostatistics and Computational Biology Core, Center for Population Health and Outcomes Research, Children’s Mercy Kansas City, Kansas City, MO 64108, USA
*
Author to whom correspondence should be addressed.
This article belongs to the Section D1: Probability and Statistics

Abstract

The end-cut preference (ECP), the tendency of greedy tree algorithms to select split points near the extremes of a predictor’s range, can produce unstable and highly imbalanced partitions. For survival trees based on the maximized log-rank statistic, we prove that, under the null and an expanding admissible cutpoint range, every maximizing cutpoint leaves any fixed interior quantile interval with probability tending to one. The proof compares the tight interior maximum of a studentized empirical bridge with its diverging maximum over cutpoints approaching an endpoint. An exact variance decomposition of a quadratic Taylor polynomial also identifies a non-negative hard-split term with boundary scale (1−2c)2Λn/{nc(1−c)}. For the smooth sigmoid surrogate (SSS), the corresponding Cox-score term is uniformly Op(a/n), where a is the sigmoid shape parameter. This bound has no endpoint factor. Numerical experiments across censoring levels, signal strengths, split restrictions, and recursive splitting show that SSS generally selects fewer end cuts and yields lower cutpoint RMSE under the alternatives studied, with the clearest gains for weak signals, while retaining the interpretation of ordinary hard splits.

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