1. Introduction
The periodic solution problem for the undamped second-order Duffing equation
serves as a cornerstone in the fields of nonlinear oscillation theory and qualitative analysis of differential equations. This is primarily because, despite its seemingly simple form, the research approaches and core ideas developed for this equation provide crucial theoretical references and methodological guidance for investigating more complex nonlinear differential equations, which are widely encountered in physics, engineering, and other applied disciplines.
It is well-documented that extensive and in-depth research has been conducted on the periodic solutions of Equation (
1) over the past decades. Specifically, when
is a continuous function and
is continuous and
T-periodic, a series of classical existence, nonexistence, and multiplicity results have been established. These conclusions are typically derived under the assumption that the nonlinear term
g satisfies certain growth conditions, such as superlinearity, sublinearity, and semilinearity. In [
1], Ding et al. investigated the periodic solution problem of Equation (
1) under the semilinear growth condition
and obtained comprehensive results concerning the existence, nonexistence, and multiplicity of harmonic and subharmonic solutions. Additionally, in [
2], Ding and Zanolin studied the periodic solutions of Equation (
1) where the nonlinearity
g satisfies the sublinear condition
For periodic solutions of Equation (
1) under superlinear growth conditions, interested readers may refer to [
3] for detailed results. In [
4], Wang further extended the research by considering the existence of periodic solutions for Equation (
1) where the nonlinear term
g satisfies an asymmetric growth condition
where
are positive constants. Meanwhile, the applications of planar analysis, time-map methods, and degree theory in solving such periodic solution problems have been fully demonstrated in [
5,
6,
7], laying a solid methodological foundation for subsequent research.
In recent years, with the rapid development of research on discontinuous differential equations [
8,
9,
10,
11], exploring the qualitative properties and periodic solutions of discontinuous Duffing equations has become an inevitable and promising research trend. This is due to the fact that discontinuous nonlinearities are frequently observed in practical engineering systems, such as mechanical oscillators with impact, electrical circuits with switching, and elastic structures with piecewise stiffness. From the perspective of engineering realization, Chawla et al. constructed an analog electronic circuit to verify the dynamic characteristics of Filippov-type discontinuous impact oscillators and proposed a high-precision higher-order discontinuity mapping method for discontinuous boundary dynamics analysis [
12], while Wang et al. uncovered complicated bursting oscillation mechanisms induced by multiple crossing bifurcations inherent to piecewise-smooth nonlinear systems [
13], both of which provide typical engineering prototypes for the mathematical modeling of discontinuous Duffing-type models.
In [
14], Chen and Xie studied an oscillating model of elastic beams described by
where discontinuous dynamic behavior arises when
. In [
15], Chen et al. further investigated the existence and multiplicity of harmonic and subharmonic solutions for a class of damped second-order Duffing equations with
, which exhibits discontinuous characteristics. In [
16], Jiang et al. investigated discontinuous damped Duffing equations with a discontinuous restoring force, established the geometric properties of solutions, and applied the Poincaré–Bohl theorem to prove the existence and uniqueness of crossing harmonic and subharmonic periodic solutions. In [
17], Jiang further considered undamped discontinuous Duffing systems with vector-field discontinuity at the origin, and employed the generalized Poincaré–Birkhoff theorem to verify the existence of infinitely many large-amplitude periodic solutions. In [
18], Jiang extended the research scope to discontinuous mixed-type Duffing equations with asymmetric nonlinear growth conditions, and presented multiple existence criteria together with a uniqueness conclusion for crossing periodic solutions. Notably, all three studies treated the nonlinear term
g as an abstract general function rather than a specific expression, which significantly improves the universality and applicability of the theoretical results.
Notably, classical fixed point theorems and Filippov theory [
19] play an irreplaceable role in solving periodic solution problems of discontinuous Duffing equations, providing effective tools for handling discontinuities. Guo and Luo systematically analyzed the generation mechanism and classification of periodic motion bifurcations governed by Filippov discontinuous dynamical systems [
20], and Lai and Chen clarified the numerical computation pitfalls of Floquet multipliers caused by system piecewise-smooth boundaries, correcting the miscalculation of stability indicators near discontinuity interfaces [
21]. In addition, Niu and Li considered the existence of periodic solutions for semilinear Duffing equations with impulsive effects in [
22], expanding the research scope to impulsive–discontinuous hybrid systems. Moreover, Jiang studied the existence and uniqueness of discontinuous periodic orbits in second order differential equations with state-dependent impulses [
23], which further enriches the research on discontinuous periodic solutions. In parallel theoretical progress, Nieto and Uzal discussed subharmonic periodic solutions of state-dependent discontinuous differential equations under superlinear and sublinear growth restrictions [
10], and Wen et al. gave rigorous existence and uniqueness judgments for periodic solutions of second-order impulsive discontinuous differential systems [
11]. In [
24], Freire et al. established a canonical form for planar discontinuous piecewise linear Filippov systems and systematically analyzed limit cycle bifurcations around the sliding set. In [
25], Zhou et al. investigated harmonic solutions of non-autonomous piecewise linear oscillators by distinguishing resonant and non-resonant cases and presented corresponding existence and uniqueness criteria. Furthermore, Jia et al. addressed the global phase portraits and bifurcation behaviors of three-zone continuous piecewise linear systems in [
26], revealing complex dynamical phenomena such as homoclinic loops and multiple limit cycles. These theoretical results on piecewise smooth dynamical systems also offer valuable insights into the local dynamic behavior of Equation (
1) near discontinuity points.
Despite the aforementioned progress, there remain unresolved issues in the study of periodic solutions for discontinuous undamped Duffing equations, particularly regarding the influence of discontinuity lines on the existence and multiplicity of periodic solutions. Motivated by these research gaps, this paper focuses on the periodic solution problem of Equation (
1) with a discontinuity line, aiming to establish new existence criteria and enrich the existing theoretical system.
This paper is organized as follows: In
Section 2, we present some necessary preliminaries related to the undamped second-order Duffing equation with a discontinuity line, including basic definitions, lemmas, and relevant theoretical tools. In
Section 3, we prove several key lemmas and establish the main existence results of
crossing periodic solutions by virtue of the Poincaré–Bohl theorem (Theorem 1) and gradually relax the restrictive assumptions to generalize the obtained conclusions for wider applicability. In
Section 4, a concrete numerical example with phase-plane simulation is presented to verify the feasibility, computability and effectiveness of the derived theoretical criteria. In
Section 5, we discuss the core innovations, theoretical extensions, research limitations and academic contributions of this work, and elaborate the differences and connections between the proposed results and classical continuous Duffing theories. Finally, we summarize the full research content of the paper and propose detailed future research directions in
Section 6.
2. Preliminaries
In this paper, we assume that
divides the function
into the following form:
And we consider the discontinuous second-order undamped Duffing equation of the form
where
,
, and
is continuous and
-periodic. We define
Here
is called a discontinuity line on the plane, which partitions the plane into the left-hand and right-hand half-planes, and we denote as
then
, and the unit normal vector to
is
.
The Duffing Equation (
2) can also be rewritten in the following equivalent form:
We first impose the following condition on Equation (
2).
- ()
The behavior of
at
satisfies that the left and right limits exist,
and
Definition 1. [Transverse Intersection] Let be the unit normal vector to the discontinuity line . A trajectory of the discontinuous system intersects transversely at a point if the normal components of the vector fields and satisfyThen the point is called as a crossing point. Otherwise, sliding motion may occur. The set of all sliding points is called as a sliding set. By
, the solutions of the equation on
admit only the origin
as a possible sliding point, with transverse intersections occurring everywhere else. In fact, for any
we denote by
it follows that
This means that the origin
is the unique possible sliding point on
. Therefore, in the paper we study the existence of crossing periodic solutions. Here a crossing periodic solution is defined as a periodic solution which does not share points with a sliding set.
Now we recall an existence result of periodic solutions from the Poincaré–Bohl theorem. Here
denotes the closed disk centered at the origin with radius
,
and
denotes the circle bounding
, namely the boundary of
,
Theorem 1. If a continuous mapping satisfies the boundary conditionfor any and , then f has at least one fixed point in . To apply Theorem 1 to establish the existence of
crossing periodic solutions of (
2), we first need to ensure that the Poincaré map is well-defined and continuous. Hence we introduce the following condition.
- (G2)
When
, there holds
while for
then
where
and
come from (
3).
Up to now, the existence and uniqueness of solutions to the initial value problem associated with (
2) are guaranteed only for initial points located in
or
, before the solution trajectories intersect the discontinuity line. This conclusion follows directly from the Picard–Lindelöf theorem [
27]. Specifically,
and
, and the mapping
is continuous. Nevertheless, the global existence and uniqueness of solutions over the entire plane will be rigorously verified after establishing Lemma 1.
For subsequent analysis, let
and
denote the solution to system (
4) with the given initial value
and
. We further use
to represent the orbit of the solution
for
. In the sequel, we proceed to prove the continuity of the Poincaré map for system (
4).
Lemma 1. Let – hold, then the Poincaré map of the system (
4)
exists and is continuous, where and . Proof. By
, the situations to be considered are listed below:
Here, we take the situation
as an example. The remaining cases are similar and therefore omitted. Let
denote the position of the orbit at time t (
). If the orbit lies entirely in
or
, then
exists uniquely. By using the theorem of continuous dependence of solutions on initial conditions, we can conclude that
f is continuous, as shown in
Figure 1.
Next, we will focus on the points of in . Let and .
We first suppose that there exists
such that
and
. Taking
as an example, and the case for
is similar. Since the Equation (
2) satisfies the transversal intersection condition on
, we can guarantee the existence of the mapping
f. In order to verify the continuity of
f, we should divide
f into left and right Poincaré maps
and
where
and
. So
is continuous, as shown in
Figure 2.
Finally, suppose that there exists
such that
, and there does not exist
such that
. Since the origin is the only possible sliding point, we define a square region
that contains
O where
is small enough and name following four regions based on the intersection of
with the four quadrants, as shown in
Figure 3. The blue arrows in the figure indicate the approximate directions of the vector field in each region. According to Definition 1, we shall focus on the sign of the product of the vector field components along the normal vectors of the two coordinate axes in the subsequent analysis. By
and (
4), we have
in all regions
; thus, there exist
and
sufficiently close to
such that
for
and
for
. However, analysis shows that the only path for point
moving to
and then
moving to
is entering region
I from region
and being tangent to
at the origin. Therefore, the corresponding solution
exists and is unique for
. Based on the analysis, for the continuity of
f, we only need to consider the situation as shown in
Figure 4. □
To illustrate that condition
rules out sliding behavior and ensures the continuity of the Poincaré map, we present a counterexample below. For this purpose, we impose the following situation
which means
We then construct
Figure 5 in analogy to the construction of
Figure 3 in the proof of Lemma 1. By
and (
4), we obtain
in regions
I and
, whereas
is obtained in regions
and
. Consequently, from a purely mathematical perspective without external perturbations, the solution of system (4) starting from the origin will remain at the origin permanently. The author draws an analogy between this phenomenon and isolated singular points in autonomous systems.
To establish the existence of
crossing periodic solutions, we further assume the following conditions to the Equation (
2).
- (H0)
There exist positive numbers
such that
satisfies:
- (H1)
There exists a positive integer
m such that
- (H2)
There exist positive constants
and
such that the following conditions hold
where
with
and
comes from (
3).
3. Main Results
Now we apply the polar coordinate transformation
to system (
4). For
and
, it can be rewritten as
Correspondingly, let
and
be the solution of (
6) with the initial value
and
, where
and
. And denote by
the trajectory of the solution
for
.
Before stating the Lemma 2, we briefly explain why the global extendability of system solutions is necessary for our subsequent analysis. The Poincaré map on can only be well defined if all trajectories do not diverge in finite time; meanwhile, global existence also enables us to discuss the long-term recurrent motion of periodic solutions over infinite time.
Lemma 2. Let hold; then, every solution of (
4)
is globally defined in both directions, i.e., the solution can be extended to . Proof. Let
,
be the solution of (
4) satisfying the initial value
, and
I denotes its maximal interval of existence. We first establish forward completeness by showing that
.
Suppose, for contradiction, that
, where
is a constant satisfying
. It is not difficult to deduce that
On the other hand, by
,
has the same sign as
x when
. Therefore, the corresponding potential function is bounded from below:
where
is a constant.
Next, multiply both sides of system (
4) by
y and note that
, which yields
Integrating over the interval
, we obtain
where
.
Combining this with inequality (
8), we get
Let
, it follows that
If
is bounded on the interval
I, its primitive function
is also bounded, which contradicts (
7). Hence
must be unbounded. Further there exists a sequence
such that
. Consequently,
where
and
are constants. This is a contradiction. Therefore, we conclude that
.
The proof of the backward completeness of the solution is completely analogous and is, thus, omitted here. □
Lemma 3. Let hold, there exists a positive number such that all orbits of (
4)
lying outside rotate clockwise around the origin O in the coordinate plane as the parameter t increases. Proof. As shown in
Figure 6, consider an orbit of (
4) that lies outside the circle
, with the initial point
and the terminal point
, and intersects
transversally at
. From
, we obtain
Hence, there exists a positive constant
such that
where
and
come from (
3). Accordingly, the following inequalities hold:
Combining Equations (
6) and (
10), we conclude that for
,
For
, let
B stand for the intersection of the line
and the circle
, and let
be the angle between the ray
and the negative
x-axis. Clearly,
.
Suppose
Substituting the above relation into (
6) yields
where
, with
given in (
3).
Consequently, if , we have . This finishes the proof. □
Lemma 4. Let hold, there exists such that when , the orbit of (
4)
is entirely contained in the annulus Proof. By
, we have that
Denote by
. Suppose
. We divide the discussion into two cases according to (
6).
On one hand, for
,
On the other hand, for
combined with (
11),
Therefore, let
and choose
. Then for
, we have
which implies
This completes the proof. □
Theorem 2. Let , and hold; the discontinuous Duffing Equation (
2)
admits at least one crossing periodic solution. Proof. By Lemma 3, there exists
such that all orbits of (
4) outside
rotate clockwise around the origin
O. Furthermore, by Lemma 4, there exist constants
and
such that if
, the orbit
is entirely contained in the annulus
Next, we estimate the range of time
T required for the orbit
to complete one full circle around the origin. For convenience, define
By
, there exist constants
and
such that
Now we choose a sufficiently large
such that the annulus
lies outside
whenever
. As illustrated in
Figure 7, without loss of generality, let
be a point on the right side of the line
outside
. The orbit starting from
at time
rotates clockwise around the origin for one full cycle, intersecting the lines
,
,
,
,
,
and the ray
successively at points
, where the polar angles corresponding to
are
respectively, and the corresponding times are
, where
and
.
Using Equation (
6) together with (
12) and (
14), we obtain
Note that
, by the periodicity of the integrand then
and
where
denotes the acute angle between the ray
and the positive
y-axis, as illustrated in
Figure 7. As
, the notation
represents an infinitesimal quantity of higher order than
.
Substituting this into the previous estimate, we obtain
where
Similarly, we have that
where
Furthermore,
where
And
Similarly, for the remaining time intervals, we have
Combining all the above interval estimates, we further derive the lower bound of the total time
T:
Using the same method and combining (
13) and (
15), we also obtain
Note that
,
. It follows from
that
Further we have that
In conclusion, when
, the orbit
rotates clockwise around the origin for a number of cycles greater than
m and less than
. This implies that the initial point
and the terminal point
cannot lie on the same ray emanating from the origin. Hence, for any
and
, the map
f satisfies the boundary condition
Moreover, it follows from Lemma 1 that
f is continuous on
. By the Poincaré–Bohl Theorem (Theorem 1),
f admits at least one fixed point in
, which corresponds to a
crossing periodic solution of Equation (
2). This completes the proof. □
Theorem 3. If we change Theorem 2’s condition into as below
There exists a positive integer m such that
then the conclusion of Theorem 2 still holds.
Proof. Actually, by
we can still find
such that
,
,
,
and
Additionally, the inequalities required in
and
still hold for
□
Theorem 4. Suppose we replace the conditions – of Theorem 2 with the following conditions , , and . Then the conclusion of Theorem 2 still holds.
There exist positive constants such that the functions satisfy The following equality holds There exist positive constants and such that where .
Proof. We first verify that Lemmas 2–4 still hold under the modified hypotheses. Detailed proofs for these lemmas under the original condition have been established previously, so we only check the crucial estimates to avoid redundant arguments.
Although the inequality (
8) in Lemma 2 fails to hold merely under
, it is recovered via item (2) of
, which preserves the validity of Lemma 2. Similarly, relation (
9) in Lemma 3 holds owing to condition
, and the key inequality (
11) required in the proof of Lemma 4 is directly guaranteed by
.
We then adopt the integral estimation techniques developed in the proof of Theorem 2 to derive the following lower-bound inequality:
To this end, it suffices to adopt the expressions (
12) and (
14). By repeating the derivation arguments used in the proof of Theorem 2, we obtain the crucial inequality (
16). Furthermore, the condition
imposes the restriction
, which eventually establishes the inequality (
18).
If we put
, then we get
Combining the analysis in the final part of Theorem 2, we conclude that, under the current settings, the orbit
rotates clockwise around the origin by less than one full circle. Consequently, the initial point
and the endpoint
cannot lie on the same ray emanating from the origin, which implies that the conclusion of Theorem 2 still holds true. □
Theorem 5. If we change Theorem 4’s condition into as below
then the conclusion still holds.
Proof. Actually, by
we can find
such that
,
and
In addition, the inequalities required in
,
also hold for
. □
4. An Example
Consider a discontinuous Duffing Equation (
2) with
and
defined as follows:
where
.
Direct computation yields the one-sided limits at
:
Define the boundary values
Clearly, both one-sided limits exist and
. Thus, the condition
is satisfied.
From the above calculation, we have
which belongs to the second case of condition
. The closed interval determined by the discontinuous boundary values is
The condition
holds since the interval
is disjoint with
.
We could further verify Lemma 1 using Maple 2025. For given initial conditions
and
, the orbits
are illustrated in
Figure 8a,b. As shown in the figures, small perturbations in the initial conditions result in only minor deviations of the orbits, which visually confirms the continuity of the Poincaré map and aligns perfectly with the statement of Lemma 1.
Compute the ratio
Choose
. Then for all
,
Thus we can take
and
. Compute the ratio
Choose
. Then for all
,
Thus we can take
and
. In conclusion, by choosing
,
,
,
,
, the condition
is satisfied.
Furthermore, we verify the condition
. Recall that we have chosen
and the discontinuous nonlinearity
Substitute
and
:
For sufficiently large
and any fixed
, when
,
Substitute
and
:
When
, we have
Since
is a fixed positive constant, we can choose
and a sufficiently large
such that all inequalities in
hold. Therefore, the condition
is satisfied.
Besides, by taking
, we obtain
which satisfies the condition
required by Theorem 3. Therefore, we conclude that the above Duffing equation admits at least one
crossing periodic solution.
5. Discussion
This paper investigates the existence of crossing periodic solutions for a class of second-order undamped Duffing equations with discontinuity. By using the Poincaré–Bohl theorem, we obtain several existence criteria of periodic solutions.
Our core main results (Theorems 2–5) are generalized extensions of classical periodic solution theorems for continuous Duffing equations in references [
1,
4]. When the discontinuous nonlinearity satisfies
, the piecewise jump vanishes and our assumptions exactly degenerate into the original continuous growth conditions, which directly yields the corresponding classical periodic solution existence results. From this perspective, all conclusions of our paper are natural extensions of classical continuous Duffing theory to discontinuous dynamical situations, instead of isolated irrelevant findings.
The main results extend the classical theory of Duffing equations to the discontinuous case, which widely appear in practical dynamical systems including impact oscillators, mechanical structures with dry friction, and nonlinear circuits with piecewise characteristics etc.
Compared with the existing literature, the key contribution of this work is to deal with the discontinuity of the nonlinear term at , while most classical results require to be continuous. By employing the Filippov theory, we establish the continuity of the Poincaré map across the discontinuity line . This ensures that the Poincaré–Bohl theorem can be applied rigorously.
The conditions –, together with the lemmas, provide effective and checkable criteria to control the rotation speed of the solution trajectories. These conditions ensure that the Poincaré map satisfies the non-homothetic condition required by the Poincaré–Bohl theorem, leading to the existence of at least one crossing periodic solution. The phase portrait analysis near the discontinuity line, combined with the estimation in polar coordinates, support the topological argument and illustrate the global dynamical behavior.
Finally, an example in
Section 4 verifies that the conditions are easy to verify and can be implemented numerically. The phase diagrams generated by mathematical software show the continuity and global structure of solutions, which complement the theoretical analysis and contribute to understanding the dynamics of non-autonomous discontinuous Duffing systems.
It is worth noting that we first derive Theorem 2 under relatively strong growth restrictions on , and then gradually relax the limiting assumptions to establish Theorems 3–5 with weaker constraints. Starting from a strict and concrete setting helps us clearly uncover the intrinsic dynamical mechanism for the emergence of crossing periodic solutions in discontinuous Duffing systems on a rigorous theoretical foundation. If we directly adopt the weakest available assumptions from the outset, core dynamic rules would be concealed, and the subsequent mathematical derivation would become excessively abstract and cumbersome. Stepwise relaxation of constraints effectively broadens the applicable scope of our derived existence conclusions.
Restricted by the selected mathematical tool, this paper only proves the existence of at least one crossing periodic solution rather than uniqueness or multiplicity results. The Poincaré–Bohl fixed-point theorem used herein is merely capable of guaranteeing the existence of fixed points of the Poincaré map without counting the fixed-point quantity; unlike topological degree theory or variational approaches, it cannot characterize the number of periodic solutions. Besides, our proposed hypotheses – are only formulated to verify the prerequisite of Poincaré–Bohl theorem, insufficient to add extra limitations for unique/multiple periodic solutions. Accordingly, the uniqueness, multiplicity, orbital stability and bifurcation problems of periodic solutions are reserved as promising directions for our follow-up in-depth investigation.
From the mathematical perspective, the extension of classical continuous Duffing theories to discontinuous scenarios remains incomplete. Some existing relevant researches employ implicit bounding constraints that pose challenges for practical verification, while only a modest body of literature develops explicit and readily checkable sufficient conditions for crossing periodic solutions of discontinuous non-autonomous Duffing equations. The inherent discontinuity at breaks the traditional continuous solution regularity, bringing extra difficulty in verifying Poincaré map continuity which classical continuous-based theories cannot resolve directly. Our work fills this literature gap by combining Filippov discontinuous differential equation theory with Poincaré mapping technique to overcome the obstacle induced by jump discontinuity, supplying an operable judgment standard for symmetric discontinuous Duffing periodic problems. Such analytical ideas can also be extended to other piecewise smooth oscillation systems in related mathematical physics fields.