Objective Sleep Architecture Alterations and Sleep-Dependent Brain Clearance Dysfunction Across the Early Alzheimer’s Disease Continuum: A Systematic Review
Abstract
1. Introduction
2. Methods
- Objective sleep metrics
- And at least one of the following:
- direct glymphatic imaging/measurement;
- CSF dynamics;
- amyloid/tau clearance-related biomarkers;
- perivascular clearance markers;
- glymphatic proxy measures.
- Population:
- Mild Cognitive Impairment (MCI);
- early AD;
- subjective cognitive decline;
- cognitively normal older adults WITH AD-related biomarkers/risk/pathology.
- (1)
- not written in English;
- (2)
- interventional studies;
- (3)
- non-peer reviewed papers, proceedings, editorials, and reviews;
- (4)
- the study population focused on healthy young adults, sleep studies unrelated to neurodegeneration and general insomnia populations without AD relevance.
2.1. Data Extraction
2.2. Quality Analysis
3. Results
3.1. Study Characteristics
3.2. Relationship Between Slow-Wave Sleep and Brain-Clearance Biomarkers
3.3. Sleep Oscillatory Coupling and Glymphatic Markers
3.4. Direct Tracer-Based Assessment of Brain Clearance
3.5. Overall Findings
4. Discussion
4.1. Principal Findings
4.2. Potential Mechanisms
4.3. Implications for Alzheimer’s Disease
4.4. Strengths
4.5. Limitations
4.6. Future Directions
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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| NIH Criterion | Liu 2026 [16] | Zheng 2026 [17] | Falgàs 2026 [18] |
|---|---|---|---|
| 1. Clearly stated research question | Y | Y | Y |
| 2. Clearly defined study population | Y | Y | Y |
| 3. Participation rate ≥50% | Y | Y | Y |
| 4. Uniform selection criteria | Y | Y | Y |
| 5. Sample size justification/power calculation | N | N | N |
| 6. Exposure measured before outcome | NA | NA | NA |
| 7. Sufficient timeframe to observe association | Y | NA | NA |
| 8. Different exposure levels examined | N | Y | Y |
| 9. Exposure measures clearly defined and reliable | Y | Y | Y |
| 10. Exposure assessed more than once | N | N | N |
| 11. Outcome measures clearly defined and reliable | Y | Y | Y |
| 12. Outcome assessors blinded | NR | NR | NR |
| 13. Loss to follow-up ≤20% | Y | NA | NA |
| 14. Appropriate statistical analysis | Y | Y | Y |
| Overall quality | Fair | Fair | Fair |
| Study | Tool | Overall Quality |
|---|---|---|
| Liu [16] | NIH | Fair |
| Zheng [17] | NIH | Fair |
| Falgàs [18] | NIH | Fair |
| Buongiorno [19] | JBI Case Series Checklist | Well reported; interpretation limited by small case series design |
| Study | Country; Design | Population | AD Diagnostic Criteria | Objective Sleep Assessment | Brain-Clearance Assessment |
|---|---|---|---|---|---|
| Liu et al. [16] | China; prospective observational cohort | 54 biomarker-supported AD, 21 cognitively normal controls (n = 75) | CSF biomarker-confirmed AD | PSG with sleep EEG; SO-theta and SO-spindle coupling | DTI-ALPS, BOLD-CSF coupling, choroid plexus volume, PVS burden (surrogate) |
| Zheng et al. [17] | China; cross-sectional case-control | 162 clinically diagnosed AD, 98 healthy controls (n = 260) | Clinical diagnosis (NIA-AA criteria) | PSG (AHI, ODI, sleep stages, sleep efficiency, arousal index) | DTI-ALPS (surrogate) |
| Falgàs et al. [18] | Spain; cross-sectional cohort | 30 MCI due to AD, 17 AD dementia, 11 healthy controls (n = 58) | Amyloid biomarker-confirmed AD (CSF/PET) | PSG (SWS duration, SWA, SO power, delta power) | LC MRI, PVS burden, CSF noradrenaline (surrogate/associated biomarkers) |
| Buongiorno et al. [19] | Spain; case series | Four participants with CSF biomarker-confirmed AD (n = 4) | CSF biomarker-confirmed AD | PSG | Serial gadobutrol-enhanced MRI (direct tracer clearance) |
| Study | Principal Quantitative Findings | Adjustment/Covariates | Interpretation |
|---|---|---|---|
| Liu et al. [16], 2026 | Compared with cognitively normal controls, participants with AD had lower global DTI-ALPS (1.47 ± 0.15 vs. 1.60 ± 0.18; adjusted p = 0.029) and lower global BOLD-CSF coupling (0.14 ± 0.19 vs. 0.35 ± 0.16; adjusted p < 0.001). Global DTI-ALPS was associated with SO-spindle alignment (r = 0.338, FDR-adjusted p = 0.020), and global BOLD-CSF coupling with SO-theta alignment (r = 0.311, FDR-adjusted p = 0.018). In AD-only analysis, DTI-ALPS remained associated with SO-spindle alignment (r = 0.354, FDR-adjusted p = 0.048). Mediation analysis showed an indirect effect of DTI-ALPS on the relationship between SO-spindle misalignment and MMSE (β = 1.371, 95% bootstrap CI 0.063–3.116) and MoCA (β = 1.460, 95% CI 0.011–3.548). The combined MRI/sleep model predicted 2-year progression with AUC = 0.864 (95% CI 0.776–0.952). | Group comparisons adjusted for age, sex, education and TIV; DTI-ALPS additionally adjusted for WMH burden. Partial correlations controlled for age, sex, education, diagnostic group and TIV, with WMH additionally included for DTI-ALPS. | Multiple MRI-derived clearance proxies were associated with altered sleep oscillatory coupling, but these remain surrogate measures. The prospective prediction analysis strengthens temporal information, although it does not establish causality. |
| Zheng et al. [17], 2026 | In AD, DTI-ALPS correlated inversely with AHI (ρ = −0.38, 95% CI −0.51 to −0.23; p < 0.001), ODI (ρ = −0.35, 95% CI −0.49 to −0.20; p < 0.001), N1 sleep (ρ = −0.41, 95% CI −0.54 to −0.26; p < 0.001) and arousal index (ρ = −0.33, 95% CI −0.47 to −0.18; p < 0.001), and positively with REM sleep (ρ = 0.29, 95% CI 0.14–0.43; p = 0.001). In adjusted AD-only regression, AHI remained associated with lower DTI-ALPS (standardized β = −0.37, p < 0.001); no corresponding association occurred in controls (β = 0.05, p = 0.634). The AHI × diagnostic-group interaction was significant (β = −0.41, p = 0.008). After adjustment for all measured sleep comorbidities, the association remained (β = −0.29, p = 0.006). | Primary multivariable model adjusted for age, sex, sleep efficiency and PLMI. Sensitivity analyses additionally considered insomnia, depression/anxiety, RBD, RLS, PLMS, AD severity and vascular burden (Fazekas score). | Greater OSA severity and sleep fragmentation were associated with lower DTI-ALPS specifically in clinically diagnosed AD. DTI-ALPS is an indirect diffusion-based proxy and is itself sensitive to age and white-matter/vascular factors. |
| Falgàs et al. [18], 2026 | LC integrity correlated with SWA (r = 0.27, p = 0.043) and SO power (r = 0.29, p = 0.028). In adjusted models, LC integrity remained associated with SO power (β = 0.632, p = 0.001) and SWA (β = 0.532, p = 0.003). Significant LC × sex interactions were observed for SO (β = −1.481, p = 0.008) and SWA (β = −1.130, p = 0.039), indicating stronger associations in women. Basal ganglia PVS burden was inversely associated with SWA (β = −1.092, p = 0.034) and SO power (β = −1.125, p = 0.030). CSO-PVS burden was not associated with SO (β = −0.045, p = 0.699) or SWA (β = −0.006, p = 0.962). | LC models controlled for age, sex, disease stage (CDR), sleep medication and antidepressant use, and tested LC × sex interaction; additional models examined AHI. Reduced PVS models retained LC integrity, age, sex and LC × sex after removal of non-significant covariates. | Associations differed by specific sleep and imaging metric: LC integrity related mainly to SO/SWA, while basal-ganglia PVS burden showed inverse associations with these spectral measures. Neither LC MRI nor PVS burden constitutes a direct measure of clearance. |
| Buongiorno et al. [19], 2023 | All four participants had low sleep efficiency (39.0–66.7%); AHI ranged from 8.4 to 40.9 events/h, with two participants meeting severe OSA thresholds (AHI 37.9 and 40.9). Of the two participants completing 48-h imaging, cortical tracer enrichment remained elevated: T001 increased from 57.6% at 5–6 h to 68.1% at 48 h, while T002 showed no reduction at 48 h. White-matter enrichment at 48 h was 19.0% and 22.6%, respectively. | No adjusted association estimates or inferential regression analyses were reported. This was a descriptive four-participant case series. | Serial intrathecal tracer MRI provides the most direct clearance assessment among the included studies, but the very small uncontrolled sample precludes estimation of an association effect or causal inference. |
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Cabarkapa, S.; Shelton, C.; Faucie, P.; Murgier, J. Objective Sleep Architecture Alterations and Sleep-Dependent Brain Clearance Dysfunction Across the Early Alzheimer’s Disease Continuum: A Systematic Review. J. Clin. Med. 2026, 15, 6454. https://doi.org/10.3390/jcm15166454
Cabarkapa S, Shelton C, Faucie P, Murgier J. Objective Sleep Architecture Alterations and Sleep-Dependent Brain Clearance Dysfunction Across the Early Alzheimer’s Disease Continuum: A Systematic Review. Journal of Clinical Medicine. 2026; 15(16):6454. https://doi.org/10.3390/jcm15166454
Chicago/Turabian StyleCabarkapa, Sonja, Courtney Shelton, Philippe Faucie, and Jérôme Murgier. 2026. "Objective Sleep Architecture Alterations and Sleep-Dependent Brain Clearance Dysfunction Across the Early Alzheimer’s Disease Continuum: A Systematic Review" Journal of Clinical Medicine 15, no. 16: 6454. https://doi.org/10.3390/jcm15166454
APA StyleCabarkapa, S., Shelton, C., Faucie, P., & Murgier, J. (2026). Objective Sleep Architecture Alterations and Sleep-Dependent Brain Clearance Dysfunction Across the Early Alzheimer’s Disease Continuum: A Systematic Review. Journal of Clinical Medicine, 15(16), 6454. https://doi.org/10.3390/jcm15166454

