Abstract
We quantize the exterior region of a Schwarzschild–AdS black hole using our model of quantum gravity. The resulting hyperbolic equation is solved by products of temporal eigenfunctions , the eigenvalues of which all have multiplicity one, and spatial eigendistributions having the same eigenvalues but with multiplicities , where the could in principle be arbitrarily large. Regarding only the exterior region, there was no guidance how to determine the values of the . However, considering also the quantization of the interior region, where the same question did not arise since the could be chosen by maximizing the value, it seemed logical to choose the same values, too, in the exterior case. Since the eigenvalues in the interior are the same because the temporal Hamiltonian is the same in both cases, this choice defined a unitary equivalence between the respective Hilbert spaces and the respective Hamiltonians. Hence, there is no information paradox on a quantum level.
1. Introduction
In [1] (Chapter 7) we applied our model of quantum gravity to the interior of a Schwarzschild–AdS black hole N of dimension , . For the quantization we worked in a fiber bundle E with base space . The fiber elements are the Riemannian metrics in , which could be expressed, in a suitable coordinate system, in the form
where . The fibers are globally hyperbolic manifolds with respect to the DeWitt metric and t is a time function independent of x. The metrics belong to a subbundle M
Picking a Cauchy hypersurface with induced metric in N, its quantum development would be governed by the hyperbolic equation, cf. [1] (equation (4.2.53), p. 115), namely
where u depends on , with , , and . The equation is evaluated at , where are variables but is the fixed metric of the Cauchy hypersurface after evaluation and
Let us recall that may be considered to be an element of M, in view of [1] (Remark 3.2.2, p. 75). The Laplacian is the Laplacian with respect to after fixing, R is the scalar curvature of the metric, is the time coordinate defined by the derivation process of the equation and a cosmological constant. Finally, may be identified with the Laplacian in the symmetric space
in view of [1] (Lemma 3.2.1, p. 74). We proved that the hypersurface is a product space
where is a compact Riemannian manifold, and that is a product metric
where is the “metric” in and the metric in . Indeed, in the Schwarzschild case will be a space form with curvature
The metric in (7) is free of any coordinate singularity. Since is a Cauchy hypersurface in the black hole region
i.e., a slice
where is the radius of the event horizon; depends on r and it converges smoothly to a Riemannian metric if r tends to .
In this paper we want to quantize the exterior region of a Schwarzschild–AdS black hole. The formal quantization is the same as for the interior region. However, the Cauchy hypersurfaces are then the slices
where t is the time coordinate in the exterior region. The Cauchy hypersurfaces for different values of t are all isometric, with the induced metric being independent of t, and can be expressed as
where the coordinate ranges over the interval , and corresponds to the event horizon. The Cauchy hypersurface can then be identified with the product
equipped with the metric given above. The scalar curvature of the metric is equal to , cf. Lemma 1 on page 6. Hence the solution u of (3) can then be considered to be a product of eigenfunctions or eigendistributions of the various differential operators; i.e., we look for solutions
where is a temporal solution, is an eigenfunction of , should be an eigenfunction of and is an eigenfunction of , the Laplacian of . For we choose one of the elementary gravitons which are eigenfunctions of satisfying
and
where is the induced metric of the Cauchy hypersurface and
cf. [1] (Lemma 3.2.3, p. 76 & equ. (2.2.40), p. 49). The function is defined by such that the scalar field produces no contribution to the solution apart from increasing the dimension.
If we consider solutions u of (3) with these choices of eigenfunctions then Equation (3) reduces to
where is the temporal Hamiltonian
with t ranging in , and is the spatial Hamiltonian
since .
Remark 1.
In [1] (Theorem 3.5.5) we proved, under reasonable assumptions, that is self-adjoint in an appropriate Hilbert space with a pure point spectrum and eigenfunctions satisfying
such that
and
Moreover, for any the operator
is of trace class. Hence, we considered the singularity at as a big bang on a quantum level. In [2] we could show that the eigenfunctions of a unitarily equivalent operator, which are defined by
can be smoothly extended past the singularity by even or odd mirroring. This extension also applies to the corresponding equations such that the extended eigenfunctions can be looked at as classical solutions of these equations valid even in .
The main part of the spatial Hamiltonian is the Laplacian of the Cauchy hypersurface . We shall prove in the next section that its eigenfunctions or eigendistributions are products of the eigenfunctions of the compact space forms and of the eigenfunctions of a self-adjoint differential operator on the interval which we shall call . The operator is bounded from below and has a continuous spectrum and no square integrable eigenfunctions with positive eigenvalues. But it has distributional eigenfunctions which are smooth, bounded and hence tempered distributions.
In Section 3 we define a sequence of eigenfunctions of satisfying
where are the eigenvalues of which all have multiplicity one, but as eigenvalues of they have multiplicity . The values are arbitrary predetermined natural numbers.
In Section 4 we apply quantum statistics to our configuration by choosing as the underlying self-adjoint operator, since the eigenvalues of have multiplicity one; i.e., the spatial Hamiltonian is the right choice in order to define the partition function, the von Neumann entropy and the average energy. When we quantized the interior region of a Schwarzschild–AdS black hole we had a similar situation. However, then we solved this problem by maximizing the multiplicity . For each the maximal value of was bounded from above by the geometric settings of the Cauchy hypersurfaces
and the increased when r tended to , the radius of the event horizon. In the exterior region it makes no sense to maximize multiplicities since the can be prescribed arbitrarily; they are unbounded from above. Thus, the only logical and physically meaningful choice is to use the same value for each as in the interior region. This postulation then defines a unitary operator between the respective Hilbert spaces and makes the interior and exterior spatial Hamiltonians unitarily equivalent; i.e., their quantum statistics are identical. Hence, the black hole information paradox does not exist on a quantum level.
We shall also prove the following:
Theorem 1.
The spatial eigenfunctions can be looked at as being gravitational waves emanating from the event horizon and vanishing exponentially fast at infinity satisfying
and
where we use the norm in . Furthermore, also vanishes exponentially fast at infinity such that
Similar results are also valid for the quantization of a Kerr–AdS black hole, where we already quantized the interior black hole region in [1] (Chapter 8) (compare also an older paper [3]). The arguments are similar to those we present in this paper, though some of the proofs are technically more difficult. We intend to write up this work in the coming months.
2. Spacelike Slices in the Exterior Region
The metric in the exterior of the black hole can be expressed in the form
where is the metric of an -dimensional space form and is defined by
where is the mass of the black hole (or a constant multiple of it), is a cosmological constant, and is the curvature of , . We also stipulate that is compact in the cases . If we shall assume
which is of course the important case. By assuming to be compact we can use eigenfunctions instead of eigendistributions when we consider spatial eigenvalue problems, but we could also consider or with the corresponding eigendistributions for the respective Laplacians.
The radial variable r ranges between
where is the radius of the unique event horizon, and the time variable t is an element of an open interval .
The exterior region of the black hole is a globally hyperbolic -dimensional spacetime and the hypersurfaces
are Cauchy hypersurfaces with induced metric
i.e., the Cauchy hypersurfaces are all isometric and their second fundamental form vanishes. Hence, we infer the following:
Lemma 1.
The scalar curvature R of the hypersurfaces is constant
Proof.
Since the black hole satisfies the Einstein equations
and , we deduce from the Gauß equation
cf. [4] (equ. (1.1.43), p. 5), completing the proof. □
The exterior region is defined by
and hence the coordinate transformation
is well defined such that
and the metric in (38) can be expressed in the coordinates = as
Let us denote the metric by and let be the corresponding Laplacian, be the Laplacian with respect to , g and be the respective determinants; then
and for a function of class we deduce
where the prime indicates partial differentiation with respect to .
We want to solve the eigenvalue equation
by separation of variables. Thus, let be an eigenfunction of
and then we define v by
such that v is an eigenfunction if and only if satisfies
or equivalently,
The operator can be looked at as a densely defined symmetric operator in a suitable Hilbert space.
Definition 1.
Let I be the interval and for real valued functions define the scalar product
where is the function implicitly defined in (43). Furthermore, denote the completion of this scalar product space by . Sometimes we shall also write to provide the explicit definition.
The operator defined in (52) is a densely defined symmetric operator with corresponding bilinear form
The right-hand side of this equation can be written as an integral
Lemma 2.
The operator is bounded from below
if is large enough.
Proof.
Obviously, since
□
Hence, is essentially self-adjoint and has a unique self-adjoint extension which is known as the Friedrichs extension, cf. [5] (Chapter V.4, p. 110).
Remark 2.
The previous definitions and results can immediately be generalized to complex functions by defining the scalar products appropriately.
Next, let us define a unitarily equivalent operator the eigenfunctions or, better, eigendistributions of which can be better analyzed. First, we write the function in (51) as a product
where is a real function of class . Differentiating and simplifying the resulting equation yields
where we used (44). From the definition of h in (34) we deduce
and hence u should satisfy the ODE
or equivalently,
The left-hand side of this equation defines a linear differential operator
which is unitarily, or orthogonally, equivalent to defined in (52).
Lemma 3.
Let be the usual Hilbert space of square integrable real valued functions u defined in I, with the standard scalar product
then the map
is orthogonal and the operators and , the domains of which are the test functions , are orthogonally equivalent:
Proof.
This follows immediately from the arguments after the ansatz (58). □
is densely defined, symmetric, bounded from below and hence essentially self-adjoint. We shall prove later that the eigenvalue equation
has no square integrable solutions and that has only a continuous spectrum such that we can only find eigendistributions. At the moment we shall treat the eigenvalue equation simply as an ODE which can be uniquely solved, for any , by a function with initial values
In order to analyze the solution of the ODE we observe that the zero-order term of can be expressed in the form
where
with a uniform constant . Therefore, we can rewrite the eigenvalue Equation (67) as
assuming
or equivalently,
Moreover, combining (34) and (44) we deduce that there are positive constants and such that
where is independent of for any , but only if ; otherwise, depends on . We conclude further
where , from which we infer
and finally
Applying now the estimate (70) we deduce
where are positive constants; i.e., the potential q vanishes exponentially fast near infinity. Hence we can apply known results for the spectrum and eigenfunctions of the operator in (71). It is well-known that the eigenvalue Equation (71) has no square integrable solutions if , cf. [6] (Theorem 4.1, p. 14). The assumptions for this result are actually much weaker for the condition
would be sufficient. Since we also want to prove that the solutions of Equation (61) satisfying the initial conditions (68) are bounded and, thus, tempered distributions which can be looked at as eigendistributions of the self-adjoint operator, which requires the use of modified Prüfer coordinates, it is rather simple to add a few arguments to show that there are no square integrable solutions.
Theorem 2.
Let be a non-trivial solution of the equation
with , where q satisfies the estimate (78), then
where depends on and the initial values of u in . Moreover, u is not square integrable.
Proof.
We use modified Prüfer coordinates as in [6] (Section 2, equs. (1.5a), (1.5b), p. 3) by defining
We immediately deduce
Furthermore, by differentiating both equations and by applying simple algebraic manipulations we infer
and
In order to prove the estimate (81) we conclude from (84) and (78)
which implies
Using the same reasoning we also deduce
implying
and hence
On the other hand, if u would be square integrable then would also be square integrable, cf. [6] (Lemma 4.2, p. 14), completing the proof of the theorem. □
Remark 3.
Let A be the operator defined by the left-hand side of the Equation (80) with domain
where . Assuming , which in our case would require the eigenvalue λ in (69) to be sufficiently large, then the quadratic form defined by
would be non-negative and actually positive definite, since
implies and hence because . It is well-known that the self-adjoint extension of A, which we denote by , is defined in
where the function spaces on the right-hand side are the usual Sobolev spaces. Any eigenvector u of satisfying
would also belong to satisfying and the eigenvalue Equation (80) with . Hence u would vanish identically because
On the other hand, any square integrable function satisfying which solves the Equation (80) with is an element of , cf. [6] (Lemma 4.2, p. 14). Thus, we conclude .
As a corollary of Theorem 2 we obtain the following:
Corollary 1.
The eigenvalue problem in (67)
with initial values and and eigenvalue μ satisfying (73) has no square integrable solutions. As an ODE it has a unique solution which satisfies the estimate (81), where
in view of (71). Hence, the ODE’s solution is a tempered distribution and can be looked at as an eigendistribution of the unique self-adjoint extension .
Combining the results of the corollary above, Lemma 3 and Equations (47)–(52), then we conclude the following.
Theorem 3.
Below is a Mathematica-generated plot where the eigenfunction solves a structurally equivalent equation and where an equivalent damping is also used.

3. Solving the Hyperbolic Equation
Let us recall from the introduction that the final equation which has to be satisfied by a quantized spacetime N is the hyperbolic equation
in a quantum spacetime
where is a Cauchy hypersurface of N with induced metric . is the temporal Hamiltonian, a temporal self-adjoint operator with countably many eigenfunctions and corresponding eigenvalues , and is the spatial Hamiltonian, which, in our case, is also a self-adjoint operator but with a continuous spectrum.
In order to solve the hyperbolic equation we have to solve the eigenvalue equation
for every , where
and the Laplacian and the scalar curvature refer to the induced metric of the Cauchy hypersurface in the exterior region of the black hole:
Let us recall that the induced metric is independent of t and the scalar curvature R is constant
cf. Lemma 1 on page 6. The solutions of (101) could then be expressed as products of respective eigenfunctions or eigendistributions
The multiplicities of the temporal eigenfunctions are all equal to one in contrast to the multiplicities of the spatial eigenvalues, as will become evident shortly. Hence we should label the spatial eigenfunctions in the form
such that
The eigenfunctions v in Theorem 3 on page 11 with eigenvalue are, obviously, also eigenfunctions of the operator , since R is constant. Hence, we conclude
in view of (104) and (106).
In order to solve Equation (103) for all we have to prove that there exists an admissible such that
where is admissible provided
cf. (73) on page 9. Thus, we must verify that
On the other hand, we know
where is the eigenvalue corresponding to , cf. [1] (Lemma 9.4.8, p. 240), from which we deduce
Let be defined by
an then we can prove the following:
Theorem 4.
Let be a given sequence of multiplicities, then the eigenvalue problems (109) have solutions of the form
where, for each , are a mutually orthogonal eigenfunctions or linearly independent eigendistributions of Equation (49) and represent linearly independent tempered eigendistributions of Equation (67) with initial values (68), provided the negative cosmological constant Λ satisfies
Proof.
In view of the arguments preceding the theorem we have already proved that for each the functions are eigenfunctions with eigenvalues . It remains to prove that they are linearly independent but this is guaranteed by the choice of the . Indeed, differentiating with respect to and evaluating at yields
where the right-hand side is linearly independent.
The linear independence of the with mutually different i is obvious, since the eigenvalues of have multiplicity one. □
4. The Von Neumann Entropy in the Exterior Region
In [1] (Chapter 9.5, p. 240) we have already defined the von Neumann entropy of the interior region of black holes, or more generally, of quantized globally hyperbolic spacetimes with a negative cosmological constant. Now we apply these definitions to the exterior region of a Schwarzschild–AdS black hole. For the sake of completeness let us repeat the necessary definitions and results without giving the proofs, for which we refer to [1] (Chapter 9.5, p. 240).
We first define the partition function by using the spatial Hamiltonian of the quantized black hole, which is now defined in the separable Hilbert space generated by the eigendistributions
which are sufficiently smooth functions satisfying the eigenvalue equations
We also stipulate at the moment that the multiplicities are uniformly bounded, though later we are allowed to drop the requirement
where is arbitrary but fixed, cf. Remark 5.
In order to explain how the eigendistributions can generate a Hilbert space let us relabel the eigenfunctions and the eigenvalues of by such that
i.e., the multiplicities of the eigenvalues are now included in the labeling and the ordering is no longer strict:
To define the Hilbert space we simply declare that the eigendistributions are mutually orthogonal unit eigenvectors, hence defining a scalar product in the complex vector space spanned by these eigenvectors by stipulating that the first entry of the scalar product should be antilinear. We define the Hilbert space to be its completion.
Lemma 4.
The linear operator with domain is essentially self-adjoint in . Let be its closure; then the only eigenvectors of are those of .
Remark 4.
In the following we shall write instead of .
Lemma 5.
For any the operator
is of trace class in . Let
be the symmetric Fock space generated by and let
be the canonical extension of to . Then
is also of trace class in :
We then define the partition function Z by
and the density operator in by
such that
The von Neumann entropy S is then defined by
where E is the average energy:
E can be expressed in the form
Here, we also set the Boltzmann constant
The parameter is supposed to be the inverse of the absolute temperature T:
Lemma 6.
The average energy E and the entropy S increase if the multiplicities of the eigenvalues increase. If we pick a fixed index k and let the corresponding multiplicity converge to infinity, then the energy E and the entropy S tend to infinity:
Proof.
We therefore are in a dilemma to define a physically reasonable average energy and entropy because theoretically we can increase the multiplicities arbitrarily, as we proved in Theorem 4, because for each i there are countably many mutually orthogonal eigenfunctions satisfying Equation (49) on page 6 which can be used to define a solution of the eigenvalue Equation (67) on page 8 with eigenvalue without changing the value of that eigenvalue. The eigenvalues of only determine the coefficients of the lower order terms of the operator which has a continuous spectrum which is independent of these eigenvalues. Hence, we cannot develop meaningful quantum statistics for the exterior region by looking at it as an isolated system. Instead we also have to take the interior region of the black hole into account.
In [1] (Chapter 7.1) we quantized the interior region of a Schwarzschild–AdS black hole, where , , is the time function and the Cauchy hypersurfaces are the slices
The multiplicities of the eigenvalues of the corresponding spatial Hamiltonian , which we denoted by , could not be chosen arbitrarily large; instead they were defined by maximizing their values. The also depended monotonically increasingly on r, and we proved that the , , equipped with the induced metric, converged to a smooth compact Riemannian manifold , if r tended to , which we considered to be the horizon. If , then the results were valid for any ; only in case we had to assume
for some specific value in order to find a spatial eigenfunction for the smallest eigenvalue , cf. [1] (equ. (7.2.30), p. 179). Furthermore, we proved that, for ,
is of trace class, cf. [1] (pp. 231–236), such that quantum statistics could be applied to this configuration.
Remark 5.
Note that the values are not uniformly bounded. Indeed from the equations [1] (equs. (9.4.60), (9.4.72), pp. 234–235) we conclude
Using this result we combine the quantization of the exterior region with the quantization of the interior region by defining
such that the quantum statistical results are identical for both regions, though the spatial eigenfunctions are of course different. Let us summarize this result in a theorem.
Theorem 5.
Let , , be a Schwarzschild–AdS black hole with metrics defined in (33) and (34) on page 5 and assume that . The negative cosmological constant Λ should satisfy the estimate (118) on page 14. Then, choosing an arbitrary Cauchy hypersurface in the exterior region, this region can be quantized by canonical quantum gravity such that the hyperbolic Equation (101) in the quantum spacetime (102) can be solved by a sequence of products of temporal eigenfunctions and spatial tempered eigendistributions which generate a Hilbert space and can be looked at as being mutually orthogonal unit vectors.
A similar result is also valid in the interior region of the black hole. By choosing the multiplicities of the spatial eigenvalues in the exterior region to be identical to the multiplicities of the spatial eigenvalues in the interior region, which seems to be the only logical possibility since matching the interior multiplicities is the minimal assumption consistent with horizon continuity of the quantum state, we conclude that the quantum statistical results in both regions are identical; i.e., the respective partition functions, average energies and entropies are identical.
Furthermore, since the spatial eigendistributions in both regions are an orthonormal basis in their respective Hilbert spaces, the relation (145) can be used to define a unitary map between these Hilbert spaces such that the respective spatial Hamiltonians are unitarily equivalent because the corresponding eigenvalues are identical. Hence, the black hole information paradox does not exist on a quantum level.
Remark 6.
If we want to extend the above theorem to the case , then Λ would have to satisfy both the condition (118) on page 14 and (142), where in the latter case is different, cf. [1] (equ. (7.2.29), p. 178). Let us call this . Then Λ would have to satisfy
One would have to check if
If this is the case, then, for the belonging to this interval, unitary equivalence would be applicable.
5. Schwarzschild–dS Black Holes
If the cosmological constant is positive then the Schwarzschild–dS spacetime has a singularity in only if . Then the metric in the exterior region of the black hole can be expressed as in (33) on page 5. Since we want to quantize the black hole by similar arguments as in case , especially with regard to the temporal eigenfunctions, we also have to assume . In this case the quantum development of a Cauchy hypersurface is governed by the equation
cf. [1] (equ. (4.2.57), p. 115), which is structurally identical to Equation (3) on page 2 because is positive. Solving this equation by temporal and spatial eigenfunctions can be achieved by identical arguments as in case having in mind that and .
6. Conclusions
We quantized the exterior region of a Schwarzschild–AdS black hole and solved the resulting hyperbolic equation
in the quantum spacetime
by a sequence of eigenfunctions, or eigendistributions,
where represent the eigenfunctions of the temporal Hamiltonian and represent the eigendistributions of the spatial Hamiltonian . The corresponding eigenvalues are , where the multiplicities of the eigenvalues are one for and for . For fixed i the multiplicity is theoretically unbounded. There are no physical or mathematical obstructions which would enforce a bound from above. Since the von Neumann entropy and the average energy tend to infinity if converges to infinity, cf. Lemma 6 on page 16, the only logical and physical consequence is to define to be equal to the corresponding multiplicity which we obtained by maximizing the multiplicities in the interior case, where we quantized the interior region of a Schwarzschild–AdS black hole, cf. [1] (Chapter 7). The can be looked at as mutually orthogonal eigenvectors generating a complex Hilbert space as in the interior case. Hence, setting implicitly defines a unitary map between the respective Hilbert spaces and the respective Hamiltonians are unitarily equivalent, since the eigenvalues are also identical. Thus, the partition function, the von Neumann entropy and the average energy in the respective regions are all identical and there does not exist an information paradox, cf. the papers [7,8,9,10,11].
Theorem 6.
The spatial eigenfunctions can be looked at as being gravitational waves emanating from the event horizon and vanishing exponentially fast at infinity satisfying
and
where we use the norm in . Furthermore, also vanishes exponentially fast at infinity such that
Proof.
Let us recall the definition of in (43) on page 6, the estimate (76) on page 9,
and the definitions of and in Theorem 4 on page 13,
where represents the smooth eigenfunctions of the Laplacian of the compact space form and the eigendistributions have the initial values
and
and satisfy the estimate
cf. Theorem 2 on page 9 and Corollary 1 on page 11. The proof of the claims, except the behavior of and inequality (154), is now straightforward because , the radius of the event horizon.
In order to prove the asymptotic behavior of and inequality (154) we differentiate with respect to
where we used the relation (44) on page 6. Moreover, from the definition of h in (34) we deduce
with a uniform constant c. Since and are also uniformly bounded the exponential decay of and inequality (154) can be inferred from (76). □
Funding
For the publication fee we acknowledge financial support by Heidelberg University.
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.
Conflicts of Interest
The author declares no conflicts of interest.
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