Abstract
For polynomials of degree two that have no zeros, the method of accompanying variables is developed and zeros of associated vector polynomials are determined. Our flexible method uses a wide variety of possible vector-valued vector squaring methods and can be adopted to a wide variety of application situations. Known solutions are made much more precise by replacing the imaginary component and supplemented by introducing a whole class of new symmetric vector solutions. Circular, generalized circular and hyperbolic solutions are considered. As an application, we describe the way from considering complex signals to considering vector signals. Anyone who follows the approach of this work and considers equations of third or higher degree will come across further conclusions for the imaginary numbers usually used there.
Keywords:
zeros of quadratic equations; accompanying vector equation; vector solutions; circular solutions; generalized circular solutions; hyperbolic solutions; circular accompanying variables; generalized circular accompanying variables; hyperbolically accompanying variables MSC:
2D10; 26C10
1. Introduction
In his dissertation [1], C.F. Gauss proved that “Every Algebraic Rational Integral Function In One Variable can be Resolved into Real Factors of the First or the Second Degree”. It is well known when a real polynomial of degree two has no zeros. For such situations, the method of accompanying variables is developed in the present work.
In his work [2], Hamilton represented complex numbers as ordered pairs of real numbers and considered the real number as the square of the particular pair . He also considered quadratic equations in higher-dimensional situations, particularly for quaternions.
Gu [3] considered general polynomial equations and discussed, in particular, cubic, quartic and quintic equations. Öztürk [4] studied quadratic forms and their number systems, focussing in particular on quaternions, split quaternions and hybrid numbers.
In their paper [5], Siwach and Malhotra proposed a new numerical method to find complex and real roots of nonlinear equations, while Ahrend [6] deals with fast high-precision computation of complex square roots. A stochastic approach to solving quadratic equations is dealt with by Haldar, Chakraborty and Chaudhary [7].
In the present approach, two-dimensional polynomials are assigned to a univariate polynomial in an infinite number of possible ways and their vector zeros are described. The choice of accompanying variables can be made depending on an application problem at hand.
The use of so-called imaginary and thus formed complex numbers is avoided because there is no mathematical definition of these quantities that meets the strongest standards of mathematical rigor. However, there is a close connection between complex numbers and pairs of accompanying variables which have their values on Euclidean circles, as occurs, for example, with normalized pairs of sine and cosine signals in electrical engineering.
When signals in time follow generalized or modified sine and cosine curves as in medicine and various areas of technique, the introduction of accompanying variables, which take their values at a fixed time on generalized or modified circles, respectively, becomes interesting. We assume that the generalized circles considered enclose discs that are star-shaped sets and are generated by positively homogeneous functionals.
These functionals also serve to define a variety of vector-valued vector products. All these vector multiplications allow specific definitions of squaring in . In this way, a large class of vector valued quadratic polynomials will be introduced whose zeros are subsequently studied. Known solutions are made much more precise by replacing the imaginary component and supplemented by introducing a whole class of new symmetric vector solutions.
The history of the d’Alembert–Gauss theorem begins as early as the 17th century and is described in detail in [8]. Even an extension of this theorem to quaternions dates back to the early middle of the 20th century, [9]. For a long time already, one might have therefore the impression that the theory of the fundamental theorem of algebra can be considered to be largely rounded off. While the present work approaches the sub-topic of quadratic equations from a new perspective, the search in [10] by Novikas and Macys for effective proofs of the theorem itself has also not yet come to an end. A link to the English translation of [1] can also be found there.
Thanks to the vector representations of all newly derived solutions of quadratic equations in this work, their evident symmetry properties are particularly well interpretable from the standpoint of vector analysis.
2. Ordinary Observations
This section deals with the real-valued function with real coefficients,
which is strictly positive if
In this case, the equation
has no solution. In case
Equation (2) has the well-known solutions
and for holds and for inequality holds true.
The following section is mainly devoted to the case where condition (1) is fulfilled.
3. Circular Accompanying Variables
We now assume that there is a real variable y accompanying the real variable x, possibly hidden, and consider the vector-valued function with real coefficients and the vector
where means multiplication of vector z by scalar means common vector addition and denotes circular squaring of . Here, the circular vector-valued vector multiplication is defined according to [11] by
Obviously,
Let denote the Euclidean circle of radius r and let be an arbitrary element of . For then holds ; that is, moves on the Euclidean circle . Such a movement is complemented by a change from the circle to the circle if the element from is additionally multiplied by so that In particular, with
The operations ⊕ and ⊛ are distributive. For the sake of simplicity, let . Obviously,
where
also has the property of causing an orthogonal rotation,
Let us now consider the accompanying vector equation
where
Theorem 1.
Proof.
First, the vector Equation (9), that is
is written as the system of univariate equations
and
In the case , Equation (13) is trivially satisfied and Equation (12) agrees with Equation (2), which under assumption (3), has the solutions out of (4), but under assumption (1), has none. This proves (b).
Remark 1.
In the following theorem we give a geometric description of the solution of Equation (9) that is equivalent to the anlytical description in Theorem 1.
Theorem 2.
Proof.
The Equation (9) can be written in the form of the following two equations:
and
or
and
Except for or the last equation is satisfied for The previous equation is then
or □
Remark 2.
The solution of Equation (9), that is the variable of interest x and the variable y, which is assumed to exist, jointly belong to the circle In other words, the vector of accompanying variables takes values in .
4. Accompanying Variables in Generalized Circles with Respect to phs-Functionals
Let be the two-dimensional vector space of columns of real numbers where and still denote the usual componentwise vector addition and scalar multiplication, respectively. The vector is the additive neutral element of this space. Suppose that is a positively homogeneous functional such that the set is star-shaped with respect to the inner point . Such a functional is called a phs-functional. A particular element of this class of functionals can be a norm or an antinorm as defined in [12]. Furthermore, we call B the unit disc with respect to the functional and its boundary
the corresponding generalized unit circle.
The variety of accompanying variables made possible in the present work is essentially based on the introduction of numerous vector-valued vector products such as in [11,13]. The following definition of a generalized circular vector-valued vector product is taken from the literature.
Definition 1.
The vector-valued product of the vectors from with respect to the phs-functional is defined by
and abbreviated as .
Table 1 provides an overview of several symbols used in this work and the places where they first appear.
Table 1.
Vector-valued operations.
Note that if the functional denotes the Euclidean norm , then the multiplication operation ∘ agrees with the operation ⊛ and is called the circular vector multiplication or the vector-valued vector multiplication with respect to the functional . In addition, the product with respect to the arbitrary phs-functional , ∘, is commutative and associative. Further, vector addition ⊕ and vector multiplication ∘ are not distributive, in general, but a weak distributivity property in the sense of Hankel [14] is valid. Moreover,
as well as
Using the notations
for general vector-valued squaring of vector z, and
we now consider the vector-valued vector polynomial function
and look for its vector-valued zeros that is for all satisfying equation
If we would introduce the notation and if ∘ would denote the product with respect to the Euclidean norm then we would have .
The following theorem follows on from the statement in Theorem 2 and contains a first statement about where solutions of (16) are located. For the rest of this section, let
Theorem 3.
Proof.
Equation (16) can be written as the equation system
Let . By the second equation,
With the first equation this leads to
from which finally follows the first statement. The validity of the second one can be seen as follows. Every phs-functional satisfies
thus
An application of Theorem 1(b) completes the proof. □
To move to a geometric representation of the solution of Equation (16), let
Theorem 4.
In terms of usual polar coordinates r and φ, , every solution of the vector Equation (16) satisfies the following two equations:
and
Proof.
5. From Complex-Valued Signals to Vector Signals
In many applied fields one is interested in signals that are functions of time. Trigonometric functions like cosine and sine are suitable to model most simple periodic signals. Let be a signal that evolves over time, and may we be interested in knowing which values of x satisfy the equation
According to the ordinary observations in Section 2, Equation (27) has no solution if . In this case, following Gabor’s [15] classical heuristic or pragmatic approach, a so-called complex-valued signal may be built from the real signal by combining the latter with a phase-shifted version of it, say In this case,
and the two-dimensional signal vector is located in an Euclidean circle at all times.
The formal or symbolic quantity i represents the so-called imaginary unit, of which it is only known that it is not a real number and that it allows squaring of a kind such that . It is then stated, purely heuristically or pragmatically, that if then satisfies the equation
if it attains one of the two values
However, as the following consideration shows, this statement does not meet the usual criteria of mathematical rigor.
The result of the usual transformations
shows a strong closeness with the left-hand terms of Equations (12) and (13), and could be reformulated in a vectorial language as
This could motivate squaring a vector according to Formula (6).
But the above consideration also raises the following questions:
- From which set of known mathematical objects does i originate?
- What range of values does the mapping posses, and how is the mapping itself defined?
- What does squaring of elements of mean?
Heuristic or pragmatic transformations can often be practically successful without meeting the usual standards of mathematical rigor.
Our consideration shows how the traditional complex-analytical approach to solving quadratic equations can successfully be replaced by a sound new two-dimensional real vector approach. Specifically, the usual complex squaring can be replaced by vector squaring (6).
Numerous practical situations are dealing with other types of signals. Let, for example, the signal be the -generalized trigonometric function . Then, with , at all times, the signal vector belongs to the -circle
According to Theorem 3, the solution vector of the quadratic Equation (16) belongs to the circle (17) and satisfies Equation (18) where
6. Hyperbolically Accompanying Variable
In this section, it is assumed that the real variables x and y come from the range
which can easily be restricted to a space-time model by putting . A hyperbolic vector-valued vector product is now defined according to [13] as
In general, such a multiplication describes a movement on a hyperbola and additionally the change between two hyperbolas. Let denote a “hyperbolic half circle of radius ” and let be an arbitrary element of . For then holds ; that is moves along the “half circle” . Such a movement is complemented by a change from the “half circle” to the “half circle” if the element from is additionally multiplied by and so that . In particular, for , we have the equations
and, in contrast to (7),
In the following, the function
and the equation
will be considered.
Theorem 5.
Proof.
First, the vector Equation (34) is written as the system of univariate equations
and
Equation (35) can be rewritten as
and has no solution if condition (1) is satisfied. Therefore, let from now on assumption (3) be fulfilled. Equation (36) reads as
and can be solved if or
If , then Equation (35) means or , which leads to the solutions . □
Remark 4.
The solution behavior of a quadratic equation with accompanying variables in a hyperbolic space differs significantly from that in a Euclidean space or a space that is provided with an arbitrarily chosen phs-functional. The role a semi-antinorm in the sense of [12] plays in a corresponding hyperbolic space is discussed in [13].
7. Comments
In contrast to the standard literature on quadratic equations, this work does not make use of the so-called imaginary unit but instead makes use of vector-valued vector multiplication. In [11], the author consistently replaced the imaginary unit with a well-defined element of a vector space. The first consequences for solving general quadratic equations were drawn in [16] and a series of subsequent papers by the same author and are continued here in much greater generality.
Regarding the works [2,17] by Hamilton, Saric and Sriraman [18] write about the purpose of their work: “The main purpose of this chapter is to reaffirm Hamilton’s idea to make the solutions of polynomial equations completely real and autonomous from complex numbers.”
In [19], the author aims to present a complete analogy of complex analysis and real analysis. To this end, he chooses ordered pairs and as the basis of a two-dimensional real vector space where i is an imaginary unit.
In case condition (1) is fulfilled, the well-known complex analysis on the solution of Equation (2) states that it has the form
and the following is said very nebulously about quantity i:
- P1
- The quantity i is not a real number.
- P2
- The quantity i satisfies the equation
Sometimes i is not said to be just a quantity but to be a number with the properties P1 and P2. But what, if the complex numbers have not yet been introduced, are numbers other than a real number? For example, if i ( in harmony with property P1) denotes the “moon-number”, how is the squaring of the “moon-number” defined, as in property P2? Moreover, how is it defined so that the same squaring-operation is also applicable to real numbers?
When graphically representing complex numbers, some authors start with a coordinate system whose axes they do not label. Figures of complex numbers shown might occasionally give the impression that they are figures in However, figures formed with imaginary numbers (or “moon-numbers”) are imaginary by nature and actually therefore cannot be graphically represented. The fortunate resolution of this conflict is based on a consistent vector space approach to complex numbers as used in [11,13,16] and this study.
In a certain part of the standard literature, i is said to be the vector , but in later steps, when introducing complex numbers, for example, it is said, in violation of mathematical correctness, that “obviously, holds”.
Moreover, what can one imagine by the sum of the real number and the nebulous expression as in (37)? In comparison to (37), Equation (10) describes a situation that is mathematically completely clarified on the basis of vector calculus.
To the best of author’s knowledge, complex numbers are always introduced in the standard literature in one way or another with such a serious lack of mathematical rigor.
The argument of unobserved contradictions when using imaginary numbers put forward as justification by some authors should from now on be recognized as inadequacy.
If we consider the algebraic structure
to be the complex plane then is not an extension field of the real numbers because R is isomorphic to a subspace of but not a subset. However, note that we then have
It was thanks to the genius of Gauss that he interpreted complex numbers as points in the complex number plane. At the time of writing, for example [1], the theory of vector spaces was not yet available to him. How cautious Gauss was towards the field of complex numbers is expressed, among other things, in his following words from [1]: “Again, since the time when the analysts found out that there are infinitely many equations which had no roots at all unless quantities of the form were admitted as a peculiar kind of quantities called imaginaries distinct from reals, these supposed quantities have been studied, and have been introduced in all of analysis: with what justification, I shall not discuss here. I shall free my proof from any help of imaginary quantities, although I might avail myself of that liberty of which all those dealing with analysis make use.”
8. Conclusions
Replacing imaginary and thus complex quantities with two-dimensional vectors allows for a new description of the solution behavior of quadratic equations, as shown in this work. This raises, for example, the following questions:
- What are the related statements when several accompanying variables are included?
- What new formulations for solving higher-degree equations result?
Answering such questions will lead to further significant extensions of the context of the fundamental theorem of algebra.
Funding
The APC was funded by Deutsche Forschungsgemeinschaft and Universität Rostock within the funding programme Open Access Publishing.
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.
Conflicts of Interest
The author declares no conflict of interest.
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