Abstract
Background and Objectives: Prognostic assessment in metastatic epidural spinal cord compression (MESCC) requires estimation of survival, systemic condition, and the likelihood of early functional improvement. We evaluated whether posterior paraspinal fatty infiltration and an exploratory routine-imaging axial muscle phenotype derived from preoperative L3 CT/MRI were associated with overall survival and early neurological improvement after surgery for MESCC. Materials and Methods: Consecutive adults who underwent surgery for MESCC (Bilsky grade 1C–3) between June 2020 and November 2025 were retrospectively analyzed. Psoas quantity was measured on preoperative L3 computed tomography using the psoas-to-vertebral-body ratio (PVR) and psoas muscle index. Posterior paraspinal muscle quality was graded on axial T2-weighted L3 magnetic resonance imaging using a Goutallier-style scale in the multifidus/erector spinae compartment. The primary exposure was high-grade posterior paraspinal fatty infiltration, defined as patient-level maximum Goutallier grade 3–4. An exploratory secondary phenotype combined lower PVR by sex-specific cohort median with Goutallier grade 3–4. Results: Among 133 eligible patients, PVR measurements were available in 119, Goutallier grading in 112, and complete combined phenotyping in 109. Median survival was 383 days for Goutallier 0–2 and 144.5 days for Goutallier 3–4. In the primary clinical/Katagiri-adjusted Cox model, Goutallier 3–4 was associated with worse overall survival (hazard ratio [HR] 1.80, 95% confidence interval [CI] 1.06–3.07; p = 0.029). The exploratory both-abnormalities subgroup comprised 21 patients, with median survival of 73 days, and among patients with a preoperative Frankel deficit, early Frankel improvement occurred in 2/15 (13.3%); the adjusted overall-survival HR was 2.64 (95% CI 1.15–6.03; p = 0.021), whereas binary-outcome estimates were imprecise. Conclusions: High-grade posterior paraspinal fatty infiltration was associated with inferior survival and lower early neurological improvement after surgery for MESCC. The combined phenotype identified a small high-risk subgroup but should be regarded as hypothesis-generating. These routine-imaging markers require external validation and should not be used as stand-alone surgical selection criteria.
1. Introduction
Surgery for metastatic epidural spinal cord compression (MESCC) is generally considered when the expected neurological, mechanical, or oncological benefit is proportionate to the patient’s anticipated survival and systemic condition. Direct decompressive surgery can improve function in selected patients with MESCC [1], but contemporary decision-making has moved beyond decompression alone toward integrated frameworks that incorporate neurological compression, tumor radiosensitivity, mechanical instability, and systemic condition. The NOMS framework, the Spinal Instability Neoplastic Score (SINS), and the Bilsky epidural spinal cord compression scale provide a common language for several of these domains [2,3,4].
Survival estimation remains central to treatment proportionality. Prognostic systems such as Tomita, revised Tokuhashi, modified Bauer, Katagiri, and the New England Spinal Metastasis Score emphasize primary tumor biology, visceral disease, performance status, ambulatory status, and laboratory surrogates of systemic condition [5,6,7,8,9]. These tools are clinically useful, but they do not fully capture the patient’s biological capacity to tolerate surgery, mobilize after treatment, achieve functional improvement, and continue postoperative oncological therapy.
Body composition has emerged as a measurable imaging domain of systemic condition. L3-based computed tomography (CT) measurements are widely used in oncology, and muscle depletion has been associated with inferior survival across multiple cancer populations [10,11,12,13,14]. In metastatic spine surgery, psoas-derived morphometric indices have been associated with 90-day and overall mortality in prior cohorts [15,16,17,18]. However, psoas quantity is an incomplete surrogate for sarcopenia and may reflect sex, body habitus, nutritional status, inflammation, performance status, and tumor biology rather than a discrete spine-specific physiological reserve. The psoas muscle index may also be an imperfect proxy for whole-body skeletal muscle mass in cancer patients [19].
Posterior paraspinal muscle quality may be particularly relevant in spine oncology. The multifidus and erector spinae compartments contribute to posture, extension strength, segmental control, and mobilization after posterior spinal surgery. Fatty infiltration of these muscles may reflect chronic axial muscle degeneration, disuse, denervation, aging, or systemic cancer-related deterioration [20,21]. Although Goutallier-style grading is semiquantitative, it is feasible on routine magnetic resonance imaging (MRI) and has shown acceptable reliability in lumbar paraspinal assessment [22,23,24].
Recent spinal oncology literature has emphasized that frailty and sarcopenia tools remain heterogeneous and incompletely validated in this population [25]. Advanced MRI-derived techniques such as spinal tractography have also been explored as prognostic tools in spinal cord injury, although their routine role remains incompletely standardized [26]. Such work illustrates the broader interest in imaging-based prognostication, but it does not directly address systemic health status. This creates a practical gap: surgeons need feasible prognostic markers derived from routine preoperative imaging, but these markers should be interpreted cautiously and externally validated before incorporation into treatment algorithms. We therefore evaluated whether high-grade posterior paraspinal fatty infiltration was associated with survival and early neurological improvement after surgery for MESCC. The primary exposure was patient-level maximum posterior paraspinal Goutallier grade 3–4. A combined axial muscle phenotype integrating lower PVR by sex-specific cohort median and Goutallier grade 3–4 was evaluated as an exploratory secondary exposure.
2. Materials and Methods
2.1. Study Design, Setting, and Ethics
This retrospective cohort study included consecutive adult patients who underwent surgery for metastatic epidural spinal cord compression (MESCC) at Basaksehir Cam and Sakura City Hospital, a tertiary referral center, between June 2020 and November 2025. Clinical, radiological, operative, laboratory, and survival data were extracted from institutional records. Vital status was updated and administratively censored on 24 June 2026. The study was conducted in accordance with the Declaration of Helsinki and was approved by the Basaksehir Cam and Sakura City Hospital Ethics Committee on 23 December 2025 (approval number 425). The requirement for individual informed consent was waived because of the retrospective observational design.
2.2. Patient Selection
During the study period, 143 surgically treated spinal metastasis cases were screened. Nine patients with intradural metastases were excluded a priori because their biological behavior, operative indications, imaging measurement considerations, and postoperative recovery patterns differ from metastatic epidural disease. One pediatric patient was excluded because the study was restricted to adults. The final analytic cohort therefore included 133 adult patients who underwent surgery for MESCC, with preoperative Bilsky grades ranging from 1C to 3, and had sufficient clinical and survival data for analysis. For patients who underwent more than one metastatic spine operation during the study period, the first eligible operation was considered the index surgery unless otherwise specified. Cases were not excluded because of primary tumor type, spinal region, extent of surgery, or postoperative oncological treatment.
2.3. Imaging Timing and Selection
Preoperative CT and MRI examinations obtained within one month before surgery were used for body-composition assessment. When multiple eligible examinations were available, the study closest to the index surgery was selected. This approach was chosen to minimize misclassification from interval systemic decline, cancer progression, or treatment-related change while preserving the use of routine preoperative imaging.
2.4. Psoas Quantity Measurements
Psoas measurements were performed on preoperative CT at the L3 level using the axial slice where both transverse processes were aligned (Figure 1A). Bilateral psoas cross-sectional areas and L3 vertebral body cross-sectional area were measured. The psoas-to-vertebral-body ratio (PVR) was calculated as total bilateral psoas cross-sectional area divided by L3 vertebral body area. The psoas muscle index (PMI) was calculated as total bilateral psoas area divided by height squared. Psoas radiodensity was recorded in Hounsfield units when CT quality permitted. PVR was selected as the main psoas quantity measure because it normalizes psoas area to patient-specific skeletal size and avoids reliance on external population cutoffs. PMI and psoas radiodensity were analyzed as supporting body-composition variables.
Figure 1.
Imaging assessment of posterior paraspinal fatty infiltration and the exploratory combined axial muscle phenotype. (A) Example of L3 CT-based psoas assessment showing bilateral psoas cross-sectional area and L3 vertebral body cross-sectional area measurements, used to calculate the psoas-to-vertebral-body ratio and psoas muscle index. (B) Representative axial T2-weighted L3 MRI examples of posterior paraspinal Goutallier grades 0–4 in the multifidus/erector spinae compartment. For primary analyses, patient-level maximum posterior paraspinal Goutallier grade was dichotomized as low-grade fatty infiltration, grades 0–2, versus high-grade fatty infiltration, grades 3–4. CSA, cross-sectional area; MRI, magnetic resonance imaging; PVR, psoas-to-vertebral-body ratio; PMI, psoas muscle index.
2.5. Posterior Paraspinal Fatty Infiltration Assessment
Posterior paraspinal fatty infiltration was graded on preoperative axial T2-weighted MRI at L3 (Figure 1B). The posterior paraspinal compartment included the multifidus and erector spinae muscles. For each side, the recorded grade represented the worst fatty infiltration observed in this combined posterior paraspinal compartment; multifidus and erector spinae grades were not recorded separately. The patient-level maximum of the right and left grades was used for primary analyses.
Axial T2-weighted imaging was selected because it was the most consistently available axial lumbar sequence across routine preoperative spine MRI protocols and provided reproducible visualization of the posterior paraspinal compartment at L3. The purpose of grading was semiquantitative classification of MRI-visible fatty infiltration on clinically available imaging rather than quantitative intramuscular fat measurement. Fatty infiltration was interpreted from the relative high-signal replacement of normal muscle architecture together with chronic compartmental morphology. This pragmatic method does not replace Dixon, chemical-shift, or other quantitative MRI fat-fraction techniques and should be interpreted as an imaging grade rather than a direct biological measurement of muscle fat content.
Goutallier-style grades were defined as follows: grade 0, no visible fatty infiltration; grade 1, minor fatty streaks; grade 2, fatty infiltration less than muscle; grade 3, fatty infiltration approximately equal to muscle; and grade 4, fatty infiltration greater than muscle. High-grade posterior paraspinal fatty infiltration was defined as patient-level maximum Goutallier grade 3 or 4.
2.6. Rationale for L3 Measurement
L3 was selected because it is the most commonly used cross-sectional body-composition level in oncology and allowed paired assessment of anterior axial muscle quantity and posterior paraspinal muscle quality [11,12]. This level also provides a pragmatic compromise between standard oncological body-composition methodology and assessment of the axial musculature. By avoiding the lower lumbosacral segments, the measurement was intended to reduce the influence of advanced L4-S1 degenerative stenosis, segmental instability, lumbosacral postoperative change, and focal fatty degeneration. Accordingly, L3 posterior paraspinal grading was interpreted as a routine-imaging axial muscle-quality marker rather than a direct measurement of the operated segment or a validated measure of spine-specific physiological reserve.
2.7. Measurement Availability and Inter-Rater Reliability
Cases were considered technically non-measurable when no usable L3-level imaging was available within the preoperative window or when tumor-related destruction, severe artifact, or anatomic distortion invalidated contouring or grading. Small non-distorting L3 lesions were retained and flagged. Transitional anatomy was retained when vertebral counting and measurement were reproducible. Body-composition exposures were not imputed because absent L3 imaging or anatomy-destroying tumors represented structural non-measurability rather than ordinary covariate missingness.
Posterior paraspinal Goutallier grading was performed by observers blinded to survival status and postoperative neurological outcomes. Inter-rater reliability was assessed in 40 randomly selected patients independently graded by two observers. Because Goutallier grading is ordinal, quadratic weighted Cohen’s kappa was selected as the primary reliability statistic. Exact agreement and within-one-grade agreement were also reported.
2.8. Exposures and Phenotype Definitions
The primary exposure was high-grade posterior paraspinal fatty infiltration, defined as patient-level maximum posterior paraspinal Goutallier grade 3–4. Psoas quantity was evaluated using PVR and PMI as continuous sex-standardized variables and as sex-specific median-based groups for visualization and exploratory phenotype construction.
The exploratory secondary exposure was a combined axial muscle phenotype defined among patients with both PVR and Goutallier data: (1) neither abnormality, defined as higher-PVR stratum and Goutallier grade 0–2; (2) one abnormality, defined as either lower-PVR stratum or Goutallier grade 3–4; and (3) both abnormalities, defined as lower-PVR stratum and Goutallier grade 3–4. The lower-PVR stratum was defined using sex-specific cohort medians. Because externally validated PVR thresholds for MESCC are not established, these sex-specific medians were used only to construct an internal exploratory phenotype and should not be interpreted as diagnostic sarcopenia cutoffs. The phenotype was intended to test two complementary routine-imaging features—anterior axial muscle quantity and posterior paraspinal muscle quality—and was not considered a validated measure of physiological reserve.
2.9. Tumor Biology and Clinical Covariates
Primary tumor biology was grouped using a Katagiri-style growth classification as slow, moderate, or rapid [8,27]. Slow tumors included hematologic/myeloma/lymphoma, breast, prostate, differentiated thyroid, and testis/germ-cell tumors. Moderate tumors included renal cell carcinoma, gynecologic tumors, sarcoma, and selected intermediate other solid tumors. Rapid tumors included lung cancer, colorectal/rectal, gastric, pancreatic/pancreatobiliary, hepatobiliary/hepatocellular carcinoma, melanoma, adrenal carcinoma, poorly differentiated neuroendocrine carcinoma, laryngeal/head-and-neck carcinoma, and anaplastic or mixed aggressive thyroid cancer. A four-group sensitivity classification was also used: hematologic/myeloma/lymphoma, favorable solid tumors, lung cancer, and other solid tumors. The full primary-pathology mapping is provided in Supplementary Table S1.
Clinical covariates included age, sex, Eastern Cooperative Oncology Group (ECOG) performance status, albumin, Bilsky grade 3 compression, preoperative Frankel grade, ambulatory status, SINS, surgical strategy, instrumentation, operative time, transfusion, neutrophil-to-lymphocyte ratio (NLR), and prognostic nutritional index (PNI). ECOG was recorded on the 0–4 scale, was available for all 133 patients, and was modeled as an ordinal covariate per one-grade increase in the regression models. Karnofsky Performance Status was not routinely documented and was not retrospectively derived from ECOG. NLR was log-transformed for regression modeling because of right-skewed distribution.
2.10. Surgical Heterogeneity, Postoperative Oncological Treatment, and Complication Adjudication
Surgical strategy was grouped into four broad categories: decompression-only or decompression with vertebroplasty, decompression with short instrumentation, decompression with long instrumentation, and corpectomy or 360-degree reconstruction. Surgical strategy was summarized descriptively by muscle phenotype. Surgical strategy was not included in the primary survival model because operative strategy is partly determined by tumor anatomy, instability, neurological compression, and patient condition and may lie on the treatment pathway rather than represent a purely baseline prognostic domain. A sensitivity model adding broad surgical strategy to the clinical tumor-adjusted model was performed.
Postoperative radiotherapy and systemic therapy within 90 days were collected descriptively. Systemic therapy represented tumor-specific oncological treatment and, where documented, included cytotoxic chemotherapy, immunotherapy, targeted or endocrine therapy, and hematologic/plasma-cell-directed regimens. Because receipt of postoperative oncological treatment depends partly on early survival, wound recovery, functional recovery, treatment eligibility, access to treatment, and cancer trajectory, these variables were not used as baseline adjustment covariates. Recorded complications and reoperations were manually adjudicated from the structured and free-text clinical fields. Planned staged procedures, procedures for a new metastatic level, and clearly preoperative events were excluded from index-related unplanned reoperation counts. Complications were summarized descriptively as any recorded perioperative/postoperative complication, wound-related complication, infectious complication, venous thromboembolism, and early unplanned index-related reoperation. Because exact onset dates were not uniformly available for all complication types, no formal comparative testing was performed for these adjudicated postoperative variables.
2.11. Outcomes
The primary outcome was overall survival from surgery to death or administrative censoring on 24 June 2026. Secondary survival outcomes included 90-day mortality, 365-day survival, and 365-day restricted mean survival time (RMST). Early neurological improvement was assessed using Frankel grade at postoperative day 10–14. Frankel improvement was defined as at least one-grade improvement from the preoperative Frankel grade. Patients with preoperative Frankel grade E were excluded from Frankel-improvement analyses because of ceiling effect. Postoperative ambulatory status and conversion to Frankel D/E among patients who were nonambulatory preoperatively were also summarized at the same early assessment. Length of stay, in-hospital mortality, recorded complications, reoperations, and receipt of postoperative oncological treatment were reported descriptively. No patient died before the scheduled postoperative day 10–14 neurological assessment.
2.12. Statistical Analysis
Continuous variables are reported as median and interquartile range, and categorical variables are reported as counts and percentages. Between-group comparisons were descriptive and were not used for variable selection. Overall survival was calculated from the date of surgery to death or administrative censoring on 24 June 2026. Follow-up duration was summarized using the reverse Kaplan–Meier method.
Kaplan–Meier curves and log-rank tests were used for unadjusted survival comparisons. Restricted mean survival time (RMST) was calculated to 365 days to provide an absolute survival-time contrast at a clinically relevant time horizon [28]. Cox proportional hazards regression was used for adjusted survival analyses. The primary inferential model evaluated the association between Goutallier grade 3–4 and overall survival after adjustment for age, sex, ECOG performance status, albumin, Bilsky grade 3 compression, and Katagiri-style tumor-growth group. The proportional-hazards assumption was evaluated using Schoenfeld residual-based tests for the exposure term and global model where available in each Cox model.
The exploratory combined axial muscle phenotype, psoas-only measures, ordinal Goutallier grade, alternative inflammatory-nutritional adjustment, four-group tumor-biology adjustment, solid-tumor-only analysis, and surgical-strategy-adjusted analysis were considered secondary or sensitivity analyses. The alternative inflammatory-nutritional model replaced albumin with PNI and added log-transformed NLR while retaining age, sex, ECOG performance status, Bilsky grade 3 compression, and Katagiri-style tumor-growth group. Albumin and PNI were not included in the same model because PNI incorporates albumin. PNI was modeled per 5-point decrease to improve interpretability.
Firth bias-reduced logistic regression was used for secondary binary outcomes because of limited event counts. The fully adjusted 90-day mortality Firth models included age, sex, ECOG performance status, albumin, Bilsky grade 3 compression, and Katagiri-style tumor-growth group. The fully adjusted early Frankel-improvement models included patients with preoperative Frankel deficit and adjusted for age, sex, ECOG performance status, Bilsky grade 3 compression, Katagiri-style tumor-growth group, and preoperative Frankel grade. Because these secondary binary-outcome analyses had limited events, particularly within the 21-patient both-abnormalities subgroup, they were interpreted as exploratory effect-size analyses rather than prediction models.
No adjustment for multiplicity was performed; therefore, secondary and sensitivity analyses should be interpreted as exploratory. All analyses were performed using R software (R Foundation for Statistical Computing, Vienna, Austria; version 4.6.0) with the survival, logistf, survRM2, tableone, tidyverse, and ggplot2 packages. A two-sided p value < 0.05 was considered statistically significant.
2.13. Use of Generative Artificial Intelligence
Generative artificial intelligence (ChatGPT v5.6 Sol; OpenAI, San Francisco, CA, USA) was used to assist with language editing, structural refinement, and manuscript-style revision. The tool was not used for data collection, image measurements, statistical analysis, or generation of primary results. All AI-assisted text was critically reviewed and edited by the authors, who take full responsibility for the accuracy, integrity, and final content of the manuscript.
3. Results
3.1. Cohort and Measurement Availability
Of 143 surgically treated spinal metastasis cases screened during the study period, nine intradural metastases and one pediatric case were excluded, leaving 133 adult patients who underwent surgery for MESCC with Bilsky grade 1C–3 in the final analytic cohort. Survival status was administratively censored on 24 June 2026. Median follow-up by the reverse Kaplan–Meier method was 687 days (95% CI, 482–826) in the full cohort and 687 days (95% CI, 478–826) among patients with posterior paraspinal Goutallier grading.
PVR, PMI, and psoas radiodensity measurements were available in 119 patients (89.5%). Posterior paraspinal Goutallier grading was available in 112 patients (84.2%), and complete combined axial muscle phenotyping was available in 109 patients (82.0%). Baseline comparisons according to posterior paraspinal Goutallier measurability and complete phenotype availability are provided in Supplementary Table S2A,B.
ECOG performance status was available for all 133 patients: ECOG 0 in two (1.5%), ECOG 1 in 48 (36.1%), ECOG 2 in 34 (25.6%), ECOG 3 in 24 (18.0%), and ECOG 4 in 25 (18.8%). Patients without measurable Goutallier data did not differ significantly from measurable patients in age, ECOG, albumin, sex, Bilsky grade 3, preoperative Frankel deficit, primary tumor group, Katagiri-style growth group, or observed survival (all descriptive p > 0.05). Likewise, patients with incomplete versus complete combined-phenotype data showed no statistically significant differences across these measured domains (Supplementary Table S2A,B). These comparisons reduce concern for major measured selection differences but do not exclude bias related to unmeasured disease burden or imaging availability.
3.2. Baseline Characteristics According to Goutallier Grade
Among the 112 patients with posterior paraspinal Goutallier grading, 74 (66.1%) had Goutallier grade 0–2, and 38 (33.9%) had Goutallier grade 3–4. Baseline characteristics according to Goutallier group are summarized in Table 1. Patients with Goutallier grade 3–4 were older (median 68.5 vs. 61.0 years; p = 0.005), had worse ECOG performance status (p = 0.009), lower albumin (median 3.35 vs. 3.85 g/dL; p = 0.006), lower PNI (median 33.8 vs. 39.3; p = 0.001), higher NLR (p = 0.036), and a higher transfusion rate (76.3% vs. 48.6%; p = 0.005). The full categorical ECOG distribution is shown in Table 1. Primary tumor group and Katagiri-style tumor-growth distribution are also shown in Table 1.
Table 1.
Baseline clinical, laboratory, tumor, and operative characteristics according to posterior paraspinal Goutallier grade in patients with MESCC.
3.3. Imaging Distribution and Inter-Rater Reliability
Among patients with measurable posterior paraspinal Goutallier grade, patient-level maximum grades were distributed as follows: grade 0 in six patients (5.4%), grade 1 in 24 (21.4%), grade 2 in 44 (39.3%), grade 3 in 30 (26.8%), and grade 4 in eight (7.1%). The lower-PVR stratum, defined by sex-specific cohort median, was present in 59 of 119 patients (49.6%). Among the 109 patients with complete PVR and Goutallier data, 39 (35.8%) had neither abnormality, 49 (45.0%) had one abnormality, and 21 (19.3%) had both the lower-PVR stratum and Goutallier grade 3–4 (Table 2).
Table 2.
Imaging body-composition measurement availability, exploratory phenotype construction, and posterior paraspinal Goutallier reliability.
Inter-rater reliability for patient-level maximum Goutallier grade was assessed in 40 randomly selected patients. Exact agreement was 80.0%, within-one-grade agreement was 100.0%, and quadratic weighted kappa was 0.887. Side-specific weighted kappa values were 0.907 for the right side and 0.874 for the left side (Table 2).
3.4. Tumor Biology, Performance Status, Surgical Strategy, Postoperative Treatment, and Outcomes by Exploratory Combined Phenotype
Tumor-biology group, Katagiri-style tumor-growth group, ECOG performance status, surgical strategy, transfusion, postoperative treatment, and clinical outcomes according to the exploratory combined axial muscle phenotype are summarized in Table 3. ECOG shifted toward poorer categories across the phenotype groups (Kruskal–Wallis p = 0.007): ECOG 4 was present in 7.7% of patients with neither abnormality, 18.4% with one abnormality, and 42.9% with both abnormalities. Transfusion was recorded in 35.9%, 65.3%, and 81.0% of these groups, respectively. Median postoperative length of stay was 4, 5, and 7 days. Any recorded perioperative/postoperative complication occurred in 33.3%, 30.6%, and 47.6%; infectious complications in 2.6%, 6.1%, and 19.0%; venous thromboembolism in 5.1%, 0%, and 9.5%; and early unplanned index-related reoperation in 12.8%, 16.3%, and 19.0%, respectively. In-hospital mortality was 0%, 2.0%, and 4.8%. Postoperative systemic therapy within 90 days was recorded in 69.2%, 53.1%, and 23.8%, and postoperative radiotherapy within 90 days in 25.6%, 36.7%, and 14.3%, respectively. At postoperative day 10–14, ambulatory Frankel D/E status was present in 92.3%, 75.5%, and 61.9%; among patients nonambulatory preoperatively, ambulatory conversion occurred in 66.7%, 35.3%, and 0%, respectively. Postoperative treatment and complication comparisons were descriptive and were not formally tested because of survival-to-treatment, follow-up, timing, and denominator considerations.
Table 3.
Tumor biology, performance status, surgical strategy, postoperative treatment, and outcomes according to the exploratory combined axial muscle phenotype.
3.5. Unadjusted Survival and Absolute Survival-Time Differences
Among the 112 patients with posterior paraspinal Goutallier grading, 72 deaths were observed by the administrative censoring date. Median survival was 383 days for Goutallier grade 0–2 and 144.5 days for Goutallier grade 3–4 (log-rank p = 0.002) (Figure 2A). Kaplan–Meier-estimated 365-day survival was 50.2% (95% CI 39.6–63.6) for Goutallier 0–2 and 33.5% (95% CI 21.2–52.8) for Goutallier 3–4. The 365-day RMST was 268.0 days for Goutallier 0–2 and 195.9 days for Goutallier 3–4, corresponding to a 72.1-day difference (95% CI −123.2 to −21.0; p = 0.006) (Supplementary Table S3A,B).
Figure 2.
Overall survival according to posterior paraspinal Goutallier grade and the exploratory combined axial muscle phenotype. (A) Kaplan–Meier survival curves stratified by patient-level maximum posterior paraspinal Goutallier grade 0–2 versus 3–4. (B) Kaplan–Meier survival curves stratified by the combined phenotype: neither abnormality, one abnormality, or both the lower-PVR stratum and Goutallier grade 3–4. Number-at-risk tables are shown beneath each panel. Kaplan–Meier curves are unadjusted; adjusted associations are presented in Table 4 and Figure 3. The label ‘axial muscle-reserve phenotype’ within Panel (B) refers to the exploratory combined axial muscle phenotype defined in the present study and should not be interpreted as a validated physiological reserve measure.
Among the 109 patients with complete phenotype data, 69 deaths were observed by the administrative censoring date. Median survival was 658 days for patients with neither abnormality, 306 days for those with one abnormality, and 73 days for the 21 patients with both the lower-PVR stratum and Goutallier grade 3–4 (log-rank p < 0.001) (Figure 2B). Kaplan–Meier-estimated 365-day survival was 59.6%, 45.1%, and 23.8%, respectively. Compared with the neither-abnormality group, the both-abnormalities group had a 141.2-day lower 365-day RMST (95% CI −206.5 to −75.8; p < 0.001) (Table 3; Supplementary Table S3A,B). These unadjusted survival curves are descriptive; adjusted associations are reported in Table 4 and Figure 3.
Table 4.
Main and sensitivity models for survival, 90-day mortality, and early neurological improvement.
Figure 3.
Main and sensitivity models for survival, 90-day mortality, and early neurological improvement. Forest plots show exposure estimates with 95% confidence intervals. Panel (A) reports hazard ratios from Cox proportional hazards models for overall survival. Panel (B) reports odds ratios from adjusted Firth logistic regression models for 90-day mortality. Panel (C) reports odds ratios from adjusted Firth logistic regression models for early Frankel improvement among patients with preoperative Frankel deficit. Arrows indicate confidence intervals extending beyond the plotted axis. Numerical estimates and p values are printed to the right of each panel. Combined-phenotype estimates are exploratory because of the small both-abnormalities subgroup. CI, confidence interval; PNI, prognostic nutritional index; NLR, neutrophil-to-lymphocyte ratio.
3.6. Adjusted Overall Survival Models
In the primary clinical/Katagiri-adjusted Cox model, the HR for Goutallier grade 3–4 versus grade 0–2 was 1.80 (95% CI 1.06–3.07; p = 0.029). The corresponding HRs were 1.87 (95% CI 1.10–3.19; p = 0.021) in the PNI/log-NLR model, 1.90 (95% CI 1.11–3.24; p = 0.019) in the four-group tumor-biology model, and 2.01 (95% CI 1.15–3.51; p = 0.014) in the surgical-strategy sensitivity model. In the ordinal model, each one-grade increase in Goutallier score had an HR of 1.43 (95% CI 1.09–1.87; p = 0.010) (Table 4; Figure 3A).
For psoas-only quantity measures, the lower-PVR stratum had an adjusted HR of 1.24 (95% CI 0.73–2.10; p = 0.424), and the lower-PMI stratum had an adjusted HR of 1.28 (95% CI 0.76–2.15; p = 0.347). Continuous sex-standardized PVR, PMI, and psoas radiodensity models are provided in Supplementary Table S4.
In the exploratory combined-phenotype model, compared with patients with neither abnormality, the HR was 1.23 (95% CI 0.60–2.55; p = 0.574) for one abnormality and 2.64 (95% CI 1.15–6.03; p = 0.021) for both abnormalities. The HR for both abnormalities was 3.15 (95% CI 1.33–7.44; p = 0.009) in the PNI/log-NLR model and 3.35 (95% CI 1.39–8.07; p = 0.007) in the surgical-strategy sensitivity model (Table 4; Figure 3A). These estimates were interpreted as exploratory because the both-abnormalities group contained only 21 patients, and the phenotype used an internally derived PVR threshold.
In the solid-tumor-only sensitivity analysis, the HR for Goutallier grade 3–4 was 1.71 (95% CI 0.96–3.06; p = 0.069), and the HR for both abnormalities was 2.71 (95% CI 1.07–6.85; p = 0.035). Schoenfeld residual-based tests for the exposure terms and global models are provided in Supplementary Table S5. Full multivariable Cox model coefficients, including all adjustment covariates, are provided in Supplementary Table S6.
3.7. Ninety-Day Mortality and Early Neurological Improvement
Ninety-day mortality was 8.1% in the Goutallier 0–2 group and 31.6% in the Goutallier 3–4 group. In adjusted Firth logistic regression, the OR for Goutallier grade 3–4 was 4.16 (95% CI 1.29–15.16; p = 0.017). For the exploratory combined phenotype, the OR for both abnormalities versus neither abnormality was 19.26 (95% CI 2.69–274.47; p = 0.002) (Table 4; Figure 3B). The very wide confidence interval and small 21-patient both-abnormalities subgroup indicate substantial imprecision; this estimate should be regarded as a hypothesis-generating signal rather than a clinically operative risk threshold.
Among patients with a preoperative Frankel deficit, early Frankel improvement by postoperative day 10–14 occurred in 25 of 39 patients (64.1%) with Goutallier 0–2 and seven of 27 patients (25.9%) with Goutallier 3–4. By combined phenotype, early Frankel improvement occurred in 17 of 24 patients (70.8%) with neither abnormality, 12 of 24 (50.0%) with one abnormality, and two of 15 (13.3%) with both abnormalities (Table 3). In adjusted Firth logistic regression, the OR for Goutallier grade 3–4 was 0.28 (95% CI 0.08–0.83; p = 0.022), and the OR for both abnormalities versus neither abnormality was 0.14 (95% CI 0.02–0.68; p = 0.014) (Table 4; Figure 3C). Full Firth logistic regression model coefficients, including all adjustment covariates, are provided in Supplementary Table S7. These results concern early neurological improvement only and do not establish durable functional recovery.
4. Discussion
In this retrospective cohort of patients undergoing surgery for MESCC, high-grade posterior paraspinal fatty infiltration was associated with inferior overall survival after adjustment for clinical status and tumor biology. In contrast, psoas quantity separated crude survival but was not associated with survival after multivariable adjustment. The exploratory combined axial muscle phenotype identified a small subgroup with short median survival, high 90-day mortality, and low early Frankel improvement. The principal finding is therefore the adjusted association of posterior paraspinal Goutallier grade with survival; the combined phenotype should be viewed as a secondary hypothesis-generating signal.
The present findings align with, but also refine, the existing spinal oncology sarcopenia literature. Bourassa-Moreau et al. reported that sarcopenia, rather than frailty, predicted early mortality and adverse events after emergent surgery for metastatic spine disease [15]. Zakaria et al. similarly found that psoas-derived sarcopenia predicted 90-day and overall mortality in patients undergoing surgery for spinal metastases [16], and Hu et al. reported that decreased psoas muscle area was associated with 90-day and 1-year survival after spinal metastasis surgery [17]. These studies established the clinical relevance of morphometric muscle assessment in metastatic spine surgery. Our study differs in two important ways: first, psoas quantity alone did not retain an adjusted association with survival in our cohort; second, posterior paraspinal fatty infiltration remained associated with overall survival after adjustment, suggesting that muscle quality and anatomical compartment may provide information not captured by simple psoas size.
This divergence is biologically plausible but should not be interpreted mechanistically. Pielkenrood et al. prospectively evaluated patients with spinal metastases receiving radiotherapy and found that muscle density, rather than sarcopenia or body fat distribution, was independently associated with 90- and 365-day survival [29]. Bongers et al. also examined CT-derived body composition in surgically treated spinal metastases and placed psoas, paraspinal, and other body-composition variables within a broader imaging-biomarker framework [18]. Taken together with our results, the available literature supports further study of muscle quality, attenuation, and MRI-visible fatty infiltration as prognostic imaging features beyond isolated psoas area.
The psoas-specific result should not be interpreted as evidence that psoas measurements are useless. Rather, psoas area appears to be a convenient but nonspecific marker. Psoas measurements are easy to obtain, have been used in several metastatic spine and skeletal oncology cohorts [15,16,17,18,30], and may be useful for broad risk stratification. However, Pigneur et al. showed that PMI is not a reliable substitute for whole-L3 skeletal muscle index in cancer patients [19]. This limitation is directly relevant to spinal oncology because psoas size may reflect body habitus, sex, systemic inflammation, cachexia, and tumor biology while failing to characterize posterior extensor degeneration or other aspects of axial muscle quality.
Posterior paraspinal fatty infiltration may represent a different imaging dimension. The multifidus and erector spinae compartments are central to posture, extension, segmental control, and mobilization after spine surgery. Fatty infiltration of these muscles may reflect chronic axial muscle degeneration, disuse, denervation, cancer-related cachexia, aging, or a combination of these processes. In our cohort, high-grade fatty infiltration also clustered with older age, worse ECOG performance status, lower albumin and PNI, and higher NLR. Accordingly, the observed association may partly reflect global frailty, nutritional–inflammatory status, disease burden, and overall systemic condition rather than a distinct spine-specific biological reserve. Adjustment for measured covariates reduced this concern but cannot eliminate residual confounding.
The paraspinal muscle literature outside oncology supports cautious use of this marker. In degenerative lumbar disease, Goutallier-style paraspinal grading has shown acceptable reliability and associations with functional or perioperative outcomes [22,23,24]. More recently, Kulkarni et al. reported that lumbar paraspinal Goutallier grade correlated with frailty and predicted 180-day complications, reoperation, and non-home discharge after elective lumbar surgery [31]. Although that population differs from MESCC, it reinforces the concept that posterior paraspinal fatty infiltration may serve as an accessible imaging surrogate of reduced systemic and functional condition. Importantly, reproducibility does not establish biological validity: our high inter-rater agreement supports reliable grading within this cohort but does not validate Goutallier grade against Dixon MRI, quantitative fat fraction, or histological muscle composition.
The anatomical distinction is important. The exploratory combined phenotype integrates anterior axial muscle quantity, measured by psoas-derived indices, with posterior paraspinal muscle quality, assessed in the multifidus/erector spinae compartment. It should not be interpreted as a psoas-only sarcopenia measure or as formal sarcopenia because muscle strength, gait speed, handgrip strength, and physical performance were not measured. It is better considered an internally derived routine-imaging axial muscle phenotype.
The L3 level was selected for pragmatic and conceptual reasons. It is widely used in oncology body-composition assessment and permits paired evaluation of psoas quantity and posterior paraspinal quality [11,12]. Measuring at L3 was also intended to reduce the influence of severe lower lumbosacral degenerative disease. Nevertheless, L3 is not the operated segment for many thoracic or cervical MESCC cases, and lumbar fatty infiltration may also reflect age, chronic pain, disuse, stenosis, or degeneration. L3 posterior paraspinal grading should therefore be interpreted as an axial muscle-quality marker derived from routine imaging rather than a direct local measure of the surgical segment.
The absolute differences observed across the combined phenotype groups are clinically interesting but require restraint. The both-abnormalities group contained only 21 patients and had a median survival of 73 days, 90-day mortality of 52.4%, Kaplan–Meier-estimated 1-year survival of 23.8%, and a 141.2-day reduction in 365-day RMST compared with patients with neither abnormality. The adjusted 90-day mortality OR of 19.26 had a very wide 95% CI of 2.69–274.47, and the lower-PVR threshold was defined by sex-specific medians internal to this cohort. These findings should therefore be presented as an exploratory signal rather than a clinically operative phenotype or transportable cutoff. The study does not show that surgical decisions should have changed, nor does it demonstrate that a different operation would have improved outcomes.
The early neurological findings are also relevant to surgical counseling. Among patients with preoperative Frankel deficit, improvement by postoperative day 10–14 was least frequent in the both-abnormalities group. This does not prove that posterior paraspinal degeneration causes impaired neurological improvement. Rather, the same systemic and axial condition reflected by the imaging phenotype may influence early mobilization and functional gain after decompression and stabilization. The endpoint was deliberately limited to postoperative day 10–14 and should not be interpreted as durable neurological recovery; later gains with rehabilitation or radiotherapy and subsequent deterioration from complications or disease progression were not captured.
Tumor biology remains central in MESCC prognosis. Hematologic/myeloma/lymphoma tumors were most frequent in the neither-abnormality group, whereas lung cancer and rapid-growth tumors were more frequent in the abnormal phenotype groups. This imbalance could have partly explained the crude survival gradient if not addressed. The persistence of the Goutallier association after Katagiri-style adjustment and the persistence of the combined phenotype in the solid-tumor-only sensitivity analysis suggest that measured tumor-biology variables did not fully explain the observed associations. However, residual confounding by unmeasured systemic disease burden, molecular status, prior oncological therapy, treatment response, and access to postoperative treatment remains possible.
Postoperative oncological treatment is an important determinant of the trajectory after MESCC surgery. Radiotherapy remains central to local disease control, while systemic treatment may include cytotoxic chemotherapy, targeted therapy, endocrine therapy, hematologic regimens, or immunotherapy according to tumor biology and prior treatment. In this cohort, postoperative systemic therapy within 90 days was less frequent in the both-abnormalities group than in the neither-abnormality group, but treatment receipt is conditioned by survival to treatment, wound recovery, performance status, and oncological eligibility; it therefore cannot be interpreted as an ordinary baseline confounder. Emerging minimally invasive local-control strategies such as spinal laser interstitial thermal therapy have shown promising reduction of epidural tumor burden in selected patients with compressive spinal metastases, although the available evidence remains based largely on observational series and requires further comparative validation [32].
These findings complement existing metastatic spine frameworks rather than replacing them. NOMS structures treatment selection around neurologic, oncologic, mechanical, and systemic considerations [2]. SINS and Bilsky grading characterize mechanical instability and epidural compression [3,4]. Katagiri, Tokuhashi, Tomita, modified Bauer, and NESMS integrate tumor biology and systemic condition into survival estimation [5,6,7,8,9]. A recent AO Spine critical appraisal concluded that existing frailty and sarcopenia tools in spinal oncology have poor or uncertain clinimetric properties [25]. The present findings support the same direction: routine-imaging muscle assessment is promising, but the field should move toward externally validated, multidimensional, outcome-specific tools rather than isolated single-muscle thresholds.
Several limitations should be acknowledged. First, this was a retrospective single-center study with a modest sample size. Second, image-derived measurements were not available in all patients, and technical non-measurability may introduce selection bias. Measurable and non-measurable patients did not differ significantly across the measured baseline domains summarized in Supplementary Table S2A,B, but these comparisons cannot exclude selection related to unmeasured disease burden or imaging availability. Third, posterior paraspinal Goutallier grading was recorded as the worst fatty infiltration grade of the combined multifidus/erector spinae compartment per side; separate muscle-specific grades were not available. Fourth, axial T2-weighted MRI provided a pragmatic semiquantitative grade rather than quantitative fat fraction; excellent inter-rater reliability does not substitute for external or criterion validation against Dixon, chemical-shift, quantitative fat-fraction MRI, or histology. Fifth, L3 is a systemic axial imaging level rather than the operated segment and may be influenced by age, degeneration, pain, disuse, or stenosis. Sixth, the lower-PVR stratum was defined using sex-specific cohort medians, and the both-abnormalities group contained only 21 patients; the large binary-outcome effect estimates and wide confidence intervals are therefore exploratory. Seventh, Karnofsky Performance Status and postoperative ECOG were not routinely documented and could not be reconstructed reliably; baseline ECOG was complete and was included in the principal adjusted models. Eighth, postoperative radiotherapy and systemic therapy are vulnerable to immortal-time and treatment-selection biases and were therefore described rather than entered as baseline adjustment covariates. Ninth, complication timing, discharge destination, and some detailed postoperative functional outcomes were not uniformly available; adjudicated complication and reoperation data were therefore summarized descriptively. Tenth, Frankel change at postoperative day 10–14 measures early neurological improvement rather than durable recovery. Finally, the findings lack external validation and should not be used as stand-alone criteria for surgical selection or operative strategy.
Despite these limitations, the study has several strengths: a consecutive surgical MESCC cohort, exclusion of intradural metastases, complete baseline ECOG data, explicit imaging timing criteria, paired assessment of psoas quantity and posterior paraspinal quality, use of routine imaging, explicit handling of technically non-measurable L3 anatomy, direct comparison of measurable and non-measurable patients, tumor-biology adjustment, solid-tumor-only sensitivity analysis, blinded reliability testing, adjudicated postoperative complication and reoperation data, and inclusion of early neurological improvement as a clinically relevant postoperative endpoint.
5. Conclusions
In patients undergoing surgery for MESCC, high-grade posterior paraspinal fatty infiltration was associated with inferior overall survival after adjustment for clinical status and tumor biology and with lower early neurological improvement. Psoas quantity alone separated unadjusted survival but did not show an adjusted association with survival in this cohort. An exploratory combined phenotype integrating the lower-PVR stratum with Goutallier grade 3–4 identified a small subgroup with poor observed outcomes, but its large and imprecise binary-outcome estimates require cautious interpretation. Posterior paraspinal Goutallier grading may serve as a pragmatic routine-imaging axial muscle-quality marker, but both the primary marker and the combined phenotype require independent external validation before clinical application and should not be used as stand-alone criteria for surgical selection or operative strategy.
Supplementary Materials
The following supporting information can be downloaded at https://www.mdpi.com/article/10.3390/medicina62091720/s1, Supplementary Table S1. Primary pathology tumor-biology mapping, Supplementary Table S2A. Baseline comparison according to posterior paraspinal Goutallier measurability, Supplementary Table S2B. Baseline comparison according to complete axial body-composition phenotype availability, Supplementary Table S3A. Kaplan–Meier 365-day fixed-time survival estimates, Supplementary Table S3B. Restricted mean survival time to 365 days, Supplementary Table S4. Continuous sex-standardized psoas Cox sensitivity models, Supplementary Table S5. Proportional-hazards assumption tests, Supplementary Table S6. Full Cox proportional hazards model coefficients, Supplementary Table S7. Full Firth logistic regression model coefficients.
Author Contributions
Conceptualization, A.T.B.; methodology, A.T.B.; formal analysis, A.T.B., M.B.; investigation, A.T.B., M.B., B.Y., M.M., B.T.; resources, A.T.B. and M.B.; data curation, A.T.B., M.B., B.Y., M.M., B.T.; writing—original draft preparation, A.T.B.; writing—review and editing, A.T.B., M.B., B.Y., M.M., B.T.; visualization, A.T.B.; supervision, A.T.B.; project administration, A.T.B. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Institutional Review Board Statement
The study was conducted in accordance with the Declaration of Helsinki and approved by the Basaksehir Cam and Sakura City Hospital Ethics Committee on 23 December 2025 (approval number 425).
Informed Consent Statement
Patient consent was waived because of the retrospective observational design and use of de-identified institutional data.
Data Availability Statement
The data analyzed during the current study are available from the corresponding author on reasonable request, subject to institutional and ethical restrictions. The dataset cannot be publicly deposited because of patient privacy and institutional data-sharing restrictions.
Acknowledgments
The authors would like to thank Kagan Utku Can for his contributions to this study, and the physicians, nurses, and clinical staff of the Department of Neurosurgery for their dedicated support in the care of patients included in this cohort.
Conflicts of Interest
The authors declare no conflicts of interest.
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