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Urban Flood Frequency Analysis and Risk Assessment

A special issue of Water (ISSN 2073-4441). This special issue belongs to the section "Hydrology".

Deadline for manuscript submissions: closed (31 May 2025) | Viewed by 15925

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Guest Editor
School of Engineering, Design and Built Environment, Penrith Campus, Western Sydney University, Building XB, Kingswood, NSW 2751, Australia
Interests: hydrology; floods; statistical methods; environmental modeling; education
Special Issues, Collections and Topics in MDPI journals

E-Mail Website
Guest Editor
Renewable Energy and Water Research Group (Sustainability and Resilience Theme), School of Engineering, Design and Built Environment, Western Sydney University, Penrith, Australia
Interests: water and environmental engineering; hydrology; climate change impacts; floods; water-sensitive urban design; rainwater harvesting; engineering education
Special Issues, Collections and Topics in MDPI journals

Special Issue Information

Dear Colleagues,

This Special Issue focuses on flood estimation in catchments using flood frequency analysis and different modelling methods.

Flood frequency analysis (FFA) is often adopted to estimate design floods, which are needed for many water resource management tasks, e.g., to size hydraulic structures and to carry out flood risk and ecology assessments, as well as flood insurance studies. Therefore, FFA remains an active area of interest and research. The most direct method of design flood estimation is at-site FFA analysis, which relies on a relatively long period of recorded streamflow data at a given site. Hence, the selection of an appropriate probability distribution-associated parameter estimation procedure, accounting for climate change and uncertainty is of prime importance in at-site FFA. With recent advancements in statistical and computational modelling and computing facilities, FFA estimates can be assessed more reliably and efficiently.

We invite original research articles that contribute to the continuing efforts to understand hydrological data and the complex hydrological processes that they exhibit to study furthermore reliable FFA estimates. This Special Issue also welcomes manuscripts on uncertainty analysis in FFA and the application of flood modelling to support decision making.

Potential topics for this Special Issue include, but are not limited to, the following:

  • Flood frequency analysis: advances in methods, regional case studies, variability, and trend analysis.
  • Annual maximum and peaks-over-threshold flood frequency analysis.
  • Impacts of climate change on flood frequency analysis: stationary vs. non-stationary flood frequency analysis.
  • Uncertainty in flood frequency analysis.
  • Impact of rating curve errors on flood frequency analysis.
  • Impact of distributional assumptions, parameter estimates, record lengths, and outliers on flood frequency analysis.
  • Bayesian methods and Monte Carlo simulation in flood frequency analysis.
  • Goodness-of-fit methods for flood frequency analysis.
  • Bivariate flood frequency analysis using copulas.
  • Historical and paleohydrologic information in flood frequency analysis.
  • Entropy-based flood frequency analysis.
  • Urbanization effects on flood frequency analysis.
  • Insights and lessons learnt from streamflow data preparation for flood frequency analysis.
  • Regional flood frequency analysis including and not limited to linear and nonlinear modelling approaches.

Dr. Khaled Haddad
Prof. Dr. Ataur Rahman
Guest Editors

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Keywords

  • flood frequency analysis
  • Bayesian
  • regional flood frequency analysis
  • distributions
  • uncertainty
  • modelling
  • annual maximum data
  • peaks-over-threshold data

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Published Papers (17 papers)

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28 pages, 9894 KiB  
Article
At-Site Versus Regional Frequency Analysis of Sub-Hourly Rainfall for Urban Hydrology Applications During Recent Extreme Events
by Sunghun Kim, Kyungmin Sung, Ju-Young Shin and Jun-Haeng Heo
Water 2025, 17(15), 2213; https://doi.org/10.3390/w17152213 - 24 Jul 2025
Viewed by 112
Abstract
Accurate rainfall quantile estimation is critical for urban flood management, particularly given the escalating climate change impacts. This study comprehensively compared at-site frequency analysis and regional frequency analysis for sub-hourly rainfall quantile estimation, using data from 27 sites across Seoul. The analysis focused [...] Read more.
Accurate rainfall quantile estimation is critical for urban flood management, particularly given the escalating climate change impacts. This study comprehensively compared at-site frequency analysis and regional frequency analysis for sub-hourly rainfall quantile estimation, using data from 27 sites across Seoul. The analysis focused on Seoul’s disaster prevention framework (30-year and 100-year return periods). Employing L-moment statistics and Monte Carlo simulations, the rainfall quantiles were estimated, the methodological performance was evaluated, and Seoul’s current disaster prevention standards were assessed. The analysis revealed significant spatio-temporal variability in Seoul’s precipitation, causing considerable uncertainty in individual site estimates. A performance evaluation, including the relative root mean square error and confidence interval, consistently showed regional frequency analysis superiority over at-site frequency analysis. While at-site frequency analysis demonstrated better performance only for short return periods (e.g., 2 years), regional frequency analysis exhibited a substantially lower relative root mean square error and significantly narrower confidence intervals for larger return periods (e.g., 10, 30, 100 years). This methodology reduced the average 95% confidence interval width by a factor of approximately 2.7 (26.98 mm versus 73.99 mm). This enhanced reliability stems from the information-pooling capabilities of regional frequency analysis, mitigating uncertainties due to limited record lengths and localized variabilities. Critically, regionally derived 100-year rainfall estimates consistently exceeded Seoul’s 100 mm disaster prevention threshold across most areas, suggesting that the current infrastructure may be substantially under-designed. The use of minute-scale data underscored its necessity for urban hydrological modeling, highlighting the inadequacy of conventional daily rainfall analyses. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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26 pages, 41871 KiB  
Article
Episodic vs. Sea Level Rise Coastal Flooding Scenarios at the Urban Scale: Extreme Event Analysis and Adaptation Strategies
by Sebastian Spadotto, Saverio Fracaros, Annelore Bezzi and Giorgio Fontolan
Water 2025, 17(13), 1991; https://doi.org/10.3390/w17131991 - 2 Jul 2025
Viewed by 428
Abstract
Sea level rise (SLR) and increased urbanisation of coastal areas have exacerbated coastal flood threats, making them even more severe in important cultural sites. In this context, the role of hard coastal defences such as promenades and embankments needs to be carefully assessed. [...] Read more.
Sea level rise (SLR) and increased urbanisation of coastal areas have exacerbated coastal flood threats, making them even more severe in important cultural sites. In this context, the role of hard coastal defences such as promenades and embankments needs to be carefully assessed. Here, a thorough investigation is conducted in Grado, one of the most significant coastal and historical towns in the Friuli Venezia Giulia region of Italy. Grado is located on a barrier island of the homonymous lagoon, the northernmost of the Adriatic Sea, and is prone to flooding from both the sea and the back lagoon. The mean and maximum sea levels from the historical dataset of Venice (1950–2023) were analysed using the Gumbel-type distribution, allowing for the identification of annual extremes based on their respective return periods (RPs). Grado and Trieste sea level datasets (1991–2023) were used to calibrate the statistics of the extremes and to calculate the local component (subsidence) of relative SLR. The research examined the occurrence of annual exceedance of the minimum threshold water level of 110 cm, indicating Grado’s initial notable marine ingression. The study includes a detailed analysis of flood impacts on the urban fabric, categorised into sectors based on the promenade elevation on the lagoon side, the most vulnerable to flooding. Inundated areas were obtained using a high-resolution digital terrain model through a GIS-based technique, assessing both the magnitude and exposure of the urban environment to flood risk due to storm surges, also considering relative SLR projections for 2050 and 2100. Currently, approximately 42% of Grado’s inhabited area is inundated with a sea level threshold value of 151 cm, which occurs during surge episodes with a 30-year RP. By 2100, with an optimistic forecast (SSP1-2.6) of local SLR of around +53 cm, the same threshold will be met with a surge of ca. 100 cm, which occurs once a year. Thus, extreme levels linked with more catastrophic events with current secular RPs will be achieved with a multi-year frequency, inundating more than 60% of the urbanized area. Grado, like Venice, exemplifies trends that may impact other coastal regions and historically significant towns of national importance. As a result, the generated simulations, as well as detailed analyses of urban sectors where coastal flooding may occur, are critical for medium- to long-term urban planning aimed at adopting proper adaptation measures. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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28 pages, 1303 KiB  
Article
Bridging the Gap: A Novel Approach to Flood Risk Assessment for Resilience
by Jelena Andreja Radaković, Dragana Makajić-Nikolić and Nebojša Nikolić
Water 2025, 17(13), 1848; https://doi.org/10.3390/w17131848 - 21 Jun 2025
Viewed by 896
Abstract
Flood disasters are growing more common and severe as a result of global warming and climate change. These factors intensify weather extremes, resulting in more unpredictable and disastrous floods around the world. Effective flood risk assessment is critical for reducing the socioeconomic and [...] Read more.
Flood disasters are growing more common and severe as a result of global warming and climate change. These factors intensify weather extremes, resulting in more unpredictable and disastrous floods around the world. Effective flood risk assessment is critical for reducing the socioeconomic and environmental consequences of catastrophic events. This work proposes a novel technique for flood risk assessment that combines Event Tree Analysis with Dempster–Shafer evidence theory and an optimization approach. The methodology assesses flood scenarios, as well as probabilities and outcomes, to predict risk pathways and uncertainties. Prevention measures, such as flood defenses, early warning systems, and sustainable land use practices, are evaluated for cost-effectiveness and their contribution to flood resilience. The findings emphasize the relevance of multi-layered mitigation techniques for lowering flood risks and increasing community resilience. The model presented in this paper is modular, and since it depends on expert judgement, it can be used in other geographical or regional settings with adjustments from local data and local expert assessments. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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16 pages, 3349 KiB  
Article
Linear vs. Non-Linear Regional Flood Estimation Models in New South Wales, Australia
by Nilufa Afrin, Ridwan S. M. H. Rafi, Khaled Haddad and Ataur Rahman
Water 2025, 17(13), 1845; https://doi.org/10.3390/w17131845 - 20 Jun 2025
Viewed by 658
Abstract
This study aimed to compare linear and non-linear regional flood frequency analysis (RFFA) models where streamflow data of 88 catchments of New South Wales (NSW), Australia, were utilized. The Quantile Regression Technique (QRT) was selected as the linear model and an Artificial Neural [...] Read more.
This study aimed to compare linear and non-linear regional flood frequency analysis (RFFA) models where streamflow data of 88 catchments of New South Wales (NSW), Australia, were utilized. The Quantile Regression Technique (QRT) was selected as the linear model and an Artificial Neural Network (ANN) as the non-linear model. Six different flood quantiles were considered, which are annual exceedance probabilities of 1 in 2 (Q2), 1 in 5 (Q5), 1 in 10 (Q10), 1 in 20 (Q20), 1 in 50 (Q50), and 1 in 100 (Q100). The selected two RFFA models were compared using a split-sample validation technique (70% data for training and 30% data for testing) and several statistical indices like relative error (RE), absolute median relative error (REr), bias, the median ratio of the predicted and observed flood quantiles (Qr), and the root mean square error (RMSE). The ANN model exhibited smaller bias values for Q2, Q5, Q20, and Q50 and smaller Qr values for Q10, Q20, and Q50. The REr values for the ANN model were found to be lower for smaller return periods (Q2, Q5, and Q10). The overall REr value considering all six AEPs for the ANN model is 35%, which is 37% for the QRT model. The results of this study could assist to select a suitable RFFA technique for design application in the study area. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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32 pages, 2679 KiB  
Article
An In-Depth Statistical Analysis of the Pearson Type III Distribution Behavior in Modeling Extreme and Rare Events
by Cristian-Gabriel Anghel and Dan Ianculescu
Water 2025, 17(10), 1539; https://doi.org/10.3390/w17101539 - 20 May 2025
Cited by 4 | Viewed by 936
Abstract
Statistical distributions play a crucial role in water resources management and civil engineering, particularly for analyzing data variability and predicting rare events with extremely long return periods (e.g., T = 1000 years, T = 10,000 years). Among these, the Pearson III (PE3) distribution [...] Read more.
Statistical distributions play a crucial role in water resources management and civil engineering, particularly for analyzing data variability and predicting rare events with extremely long return periods (e.g., T = 1000 years, T = 10,000 years). Among these, the Pearson III (PE3) distribution is widely used in hydrology and flood frequency analysis (FFA). This study aims to provide a comprehensive guide to the practical application of the PE3 distribution in FFA. It explores five parameter estimation methods, presenting both exact and newly developed approximate relationships for calculating distribution parameters and frequency factors. The analysis relies on data from four rivers with varying morphometric characteristics and record lengths. The results highlight that the Pearson III distribution, when used with the L-moments method, offers the most reliable quantile estimates, characterized by the smallest biases compared to other methods (e.g., 31% for the Nicolina River and, respectively, 5% for the Siret and Ialomita Rivers) and the highest confidence in predicting rare events. Based on these findings, the L-moments approach is recommended for flood frequency analysis to improve the accuracy of extreme flow forecasts. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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21 pages, 6159 KiB  
Article
Coastal Flooding Hazards in Northern Portugal: A Practical Large-Scale Evaluation of Total Water Levels and Swash Regimes
by Jose Eduardo Carneiro-Barros, Ajab Gul Majidi, Theocharis Plomaritis, Tiago Fazeres-Ferradosa, Paulo Rosa-Santos and Francisco Taveira-Pinto
Water 2025, 17(10), 1478; https://doi.org/10.3390/w17101478 - 14 May 2025
Viewed by 687
Abstract
The northern Portuguese coast has been increasingly subjected to wave-induced coastal flooding, highlighting a critical need for comprehensive overwash assessment in the region. This study systematically evaluates the total water levels (TWLs) and swash regimes over a 120 km stretch of the northern [...] Read more.
The northern Portuguese coast has been increasingly subjected to wave-induced coastal flooding, highlighting a critical need for comprehensive overwash assessment in the region. This study systematically evaluates the total water levels (TWLs) and swash regimes over a 120 km stretch of the northern coast of Portugal. Traditional approaches to overwash assessment often rely on detailed models and location-specific data, which can be resource-intensive. The presented methodology addresses these limitations by offering a pragmatic balance between accuracy and practicality, suitable for extended coastal areas with reduced human and computational resources. A coastal digital terrain model was used to extract essential geomorphological features, including the dune toe, dune crest, and/or crown of defense structures, as well as the sub-aerial beach profile. These features help establish a critical threshold for flooding, alongside assessments of beach slope and other relevant parameters. Additionally, a wave climate derived from a SWAN regional model was integrated, providing a comprehensive time-series hindcast of sea-states from 1979 to 2023. The wave contribution to TWL was considered by using the wave runup, which was calculated using different empirical formulas based on SWAN’s outputs. Astronomical tides and meteorological surge—the latter reconstructed using a long short-term memory (LSTM) neural network—were also integrated to form the TWL. This integration of geomorphological and oceanographic data allows for a straightforward evaluation of swash regimes and consequently overwash potential. The accuracy of various empirical predictors for wave runup, a primary hydrodynamic factor in overwash processes, was assessed. Several reports from hazardous events along this stretch were used as validation for this method. This study further delineates levels of flooding hazard—ranging from swash and collision to overwash at multiple representative profiles along the coast. This regional-scale assessment contributes to a deeper understanding of coastal flooding dynamics and supports the development of targeted, effective coastal management strategies for the northern Portuguese coast. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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19 pages, 18748 KiB  
Article
Regional Flood Risk Assessment and Prediction Based on Environmental Attributes and Pipe Operational Characteristics
by Jinping Zhang, Yirong Yang, Lixin Zhang, Xi Zhang and Yao Wang
Water 2025, 17(10), 1477; https://doi.org/10.3390/w17101477 - 14 May 2025
Viewed by 478
Abstract
Urban flood risk assessments play a crucial role in urban resilience and disaster management. This paper proposes a comprehensive method for urban flood risk assessment and prediction that is based on environmental attributes and the operational characteristics of pipe networks. Using the central [...] Read more.
Urban flood risk assessments play a crucial role in urban resilience and disaster management. This paper proposes a comprehensive method for urban flood risk assessment and prediction that is based on environmental attributes and the operational characteristics of pipe networks. Using the central urban area of Zhengzhou as a case study, an integrated urban flood risk evaluation index system was developed, and the entropy weight method was applied to quantify risk indicators. A loosely coupled RF-XGBoost model was constructed to predict the flood risk of different rainfall scenarios. The results indicate that (1) the overall flood risk in the study area exhibits an increasing trend from the northeast to the southwest, with medium- to high-risk zones being predominant; (2) the spatial distribution pattern of the comprehensive flood risk closely aligns with that of the environmental risk but shows slight variations under the influence of pipe network operational risks; (3) the RF-XGBoost model demonstrates superior predictive accuracy under multi-factor coupling scenarios. When rainfall characteristics, environmental attributes, and pipe network operational risks are comprehensively considered, the Nash–Sutcliffe Efficiency (NSE) of the predictions improves from 0.85 (when using only rainfall characteristics) to 0.94. This study provides valuable insights and technical support for mitigating urban flood risks. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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21 pages, 20296 KiB  
Article
Urban Flood Prediction Model Based on Transformer-LSTM-Sparrow Search Algorithm
by Zixuan Fan, Jinping Zhang, Yanpo Chen and Hongshi Xu
Water 2025, 17(9), 1404; https://doi.org/10.3390/w17091404 - 7 May 2025
Viewed by 1076
Abstract
Global climate change and accelerated urbanization have intensified extreme rainfall events, exacerbating urban flood risks. Although data-driven models have shown potential in urban flood prediction, the ability of single models to capture complex nonlinear relationships and their sensitivity to hyperparameters still limit prediction [...] Read more.
Global climate change and accelerated urbanization have intensified extreme rainfall events, exacerbating urban flood risks. Although data-driven models have shown potential in urban flood prediction, the ability of single models to capture complex nonlinear relationships and their sensitivity to hyperparameters still limit prediction accuracy. To address these challenges, this study proposes an urban flood prediction model by integrating Transformer, Long Short-Term Memory (LSTM), and Sparrow Search Algorithm (SSA), combining Transformer’s global feature extraction with LSTM’s temporal modeling. The SSA was adopted to optimize hyperparameters for the Transformer-LSTM model. Dropout and early stopping techniques were adopted to mitigate overfitting. Applied to Zhengzhou city of Henan province, China, the model achieves a Nash-Sutcliffe Efficiency (NSE) of 0.971, indicating that the proposed model has high prediction performance for urban flooding. The experimental results demonstrate that the Transformer-LSTM-SSA model outperforms the standalone Transformer, LSTM, and Transformer-LSTM models by 12.9%, 10.1%, and 2.9% in NSE accuracy, respectively, while reducing MAE by 62.12%, 56.9%, and 34.21%, respectively, and MAPE by 21.69%, 22.2%, and 10.89%, respectively. Furthermore, the proposed model exhibits enhanced stability and superior generalization capability. The Transformer-LSTM-SSA model exhibits superior performance among the comparative methods, thereby demonstrating the model’s viability for providing a reliable solution for real-time flood prediction and early warning. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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36 pages, 14933 KiB  
Article
Spatiotemporal Classification of Short-Duration Heavy Rainfall in Beijing Using K-Shape Clustering
by Zefeng Qiu, Binbin Wu, Qi Chu, Xianpeng Xie, Ruhao Sun and Shuhui Jia
Water 2025, 17(7), 968; https://doi.org/10.3390/w17070968 - 26 Mar 2025
Viewed by 411
Abstract
Understanding the spatiotemporal dynamics of short-duration heavy rainfall (SDHR) is critical for urban flood management. This study applies the K-shape clustering algorithm to classify 105 SDHR events in Beijing (2009–2021) using hourly rainfall data. Compared to K-means and DTW, K-shape prioritizes temporal shape [...] Read more.
Understanding the spatiotemporal dynamics of short-duration heavy rainfall (SDHR) is critical for urban flood management. This study applies the K-shape clustering algorithm to classify 105 SDHR events in Beijing (2009–2021) using hourly rainfall data. Compared to K-means and DTW, K-shape prioritizes temporal shape alignment, crucial for capturing phase-shifted rainfall patterns. Three clusters emerged: (1) localized moderate-intensity events (13.3% of events) peaking at noon (11:00–14:00 LST) in western/southeastern regions, with weak burstiness (44.3% stations peak within 0–1 h) and moderate spatial variability (Cv = 1.08); (2) highly variable, intense urban rainfall (47.6% of events) characterized by rapid burstiness (72.5% stations peak within 0–1 h) and extreme spatial heterogeneity (Cv = 1.21), concentrated in central urban areas with peak intensities >130 mm/h; (3) prolonged heavy rainfall (39.1% of events) lasting >6 h, featuring significant accumulation (mean > 50 mm/day) in northeastern plains. The framework identifies high-risk zones (e.g., Cluster 2’s urban flash floods) and informs adaptive drainage design (e.g., prolonged resilience for Cluster 3). This study highlights the necessity of combining statistical metrics with domain expertise for robust SDHR classification and provides insights for urban flood management, emphasizing targeted strategies for different rainfall patterns. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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19 pages, 9421 KiB  
Article
Risk Analysis of Urban Drainage System Siltation Based on Complex Networks
by Jinping Zhang, Yao Wang, Lixin Zhang, Xi Zhang and Yirong Yang
Water 2025, 17(7), 951; https://doi.org/10.3390/w17070951 - 25 Mar 2025
Cited by 1 | Viewed by 568
Abstract
The performance of urban drainage systems can be significantly compromised by siltation in pipeline networks. This study focuses on the drainage network of central Zhengzhou, analyzing operational risks under current siltation conditions. Using complex network theory, the study examines the structural characteristics and [...] Read more.
The performance of urban drainage systems can be significantly compromised by siltation in pipeline networks. This study focuses on the drainage network of central Zhengzhou, analyzing operational risks under current siltation conditions. Using complex network theory, the study examines the structural characteristics and propagation mechanisms of the siltation propagation chain, quantifying node risks through indicators such as pipeline risk factors and degree centrality. Edge vulnerability is incorporated to evaluate the risk values of siltation propagation paths. The study’s findings indicate the following: (1) Despite a relatively low overall siltation risk, regular pipeline inspection and maintenance is necessary. (2) A total of 22 critical nodes, primarily located in main pipelines or confluence manholes, exhibit high risk and require priority attention. (3) Siltation propagation shows significant chain characteristics, with main pipeline and junction node failures potentially leading to systemic crises. In the central Zhengzhou stormwater network presented in this paper, high-risk factors are concentrated in a southern downstream outlet caused by an edge identified as critical that propagates siltation risks to the downstream nodes, forming a long path with elevated risk levels. This study provides crucial insights into the risk management and prevention of sedimentation and blockages in urban drainage networks, not only offering important technical references and a solid scientific basis for pipeline maintenance and network upgrades—thereby contributing to drainage system planning and the enhancement of urban flood protection capabilities—but also serving as a valuable technical reference for improving the overall resilience and operational efficiency of drainage systems. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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20 pages, 2900 KiB  
Article
Relationship Between Urbanization–Induced Land Use Changes and Flood Risk: Case Study in Chiang Mai, Thailand
by Zhaolong Gu, Sartsin Phakdimek, Kozo Nagami and Daisuke Komori
Water 2025, 17(3), 327; https://doi.org/10.3390/w17030327 - 24 Jan 2025
Cited by 1 | Viewed by 1950
Abstract
Urban flooding has long been a critical issue, particularly in rapidly urbanizing regions of developing countries, where land use changes—especially the conversion of rice paddies into urban areas—have significantly increased flood risks. This study investigated the impact of urbanization on flood risk taking [...] Read more.
Urban flooding has long been a critical issue, particularly in rapidly urbanizing regions of developing countries, where land use changes—especially the conversion of rice paddies into urban areas—have significantly increased flood risks. This study investigated the impact of urbanization on flood risk taking Chiang Mai, Thailand, as a case study. Based on historical flood data, the study identified and analyzed frequent flood–prone areas in Chiang Mai during the period from 1990 to 2018. By integrating the Rainfall–Runoff–Inundation (RRI) model simulation results and the remote sensing data, the research quantified dynamics in flood risk, exposure, and vulnerability across these frequent flood–prone areas. The findings demonstrated that the conversion of high–exposure paddy fields into urban areas markedly elevated area flood risks, primarily due to the reduction in water retention capacity and the inheritance of the high–exposure characteristics of paddy fields. This study highlighted the importance of integrating sustainable urban planning and land management strategies in rapidly urbanizing regions. Furthermore, this study examined the feasibility of adopting flood characteristics quantification in frequent flood–prone areas as a systematic approach to analyze the dynamic interplay between flood risks and urbanization in developing countries. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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23 pages, 4056 KiB  
Article
Generalised Additive Model-Based Regional Flood Frequency Analysis: Parameter Regression Technique Using Generalised Extreme Value Distribution
by Laura Rima, Khaled Haddad and Ataur Rahman
Water 2025, 17(2), 206; https://doi.org/10.3390/w17020206 - 14 Jan 2025
Cited by 3 | Viewed by 1043
Abstract
This study examines the effectiveness of Generalised Additive Models (GAMs) and log-log linear models for estimating the parameters of the generalised extreme value (GEV) distribution, which are then used to estimate flood quantiles in ungauged catchments. This is known as the parameter regression [...] Read more.
This study examines the effectiveness of Generalised Additive Models (GAMs) and log-log linear models for estimating the parameters of the generalised extreme value (GEV) distribution, which are then used to estimate flood quantiles in ungauged catchments. This is known as the parameter regression technique (PRT). Using data from 88 gauged catchments in New South Wales, Australia, flood quantiles were estimated for various annual exceedance probabilities (AEPs) of 50%, 20%, 10%, 5%, 2%, and 1%, corresponding to return periods of 2, 5, 10, 20, 50, and 100 years, denoted by Q2, Q5, Q10, Q20, Q50, and Q100, respectively. These flood quantiles were then used as dependent variables, while several catchment characteristics served as independent variables in the regression. GAMs were employed to capture non-linearities in flood generation processes. This study evaluates different GAMs and log-log linear models, identifying the best ones based on significant predictors and various statistical metrics using a leave-one-out (LOO) validation approach. The results indicate that GAMs provide more accurate and reliable predictions of flood quantiles compared to the log-log linear models, demonstrating better performance in capturing observed values across different quantiles. The absolute median relative error percentage (REr%) ranges from 33% to 39% for the GAMs and from 36% to 45% for the log-log models. GAMs demonstrate better performance compared to the log-log linear models for quantiles Q2, Q5, Q10, Q20, and Q50; however, their performances appear to be similar for Q100. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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14 pages, 2303 KiB  
Article
Decomposing Future Exposure from Increasing Flood Risk and Forecast Population Changes Across Shared Socioeconomic Pathways (SSPs) in the United States
by Jeremy R. Porter, Evelyn G. Shu, Matthew Hauer, Zachary M. Hirsch and Jasmina Buresch
Water 2024, 16(22), 3289; https://doi.org/10.3390/w16223289 - 16 Nov 2024
Cited by 1 | Viewed by 1277
Abstract
Extreme weather events, like flooding, are expected to become more severe due to climate change and increasingly impact populations across the US. Adding to this challenge, populations have concurrently settled in risky areas that were previously thought to have low, or no, exposure. [...] Read more.
Extreme weather events, like flooding, are expected to become more severe due to climate change and increasingly impact populations across the US. Adding to this challenge, populations have concurrently settled in risky areas that were previously thought to have low, or no, exposure. Objective: This research seeks to understand the unique contribution of population growth and climate change as independent components of future risk levels in the US. To do so, future population level forecasts are coupled with future flood projections along all five Shared Socioeconomic Pathways (SSPs) at the block group level across the US. The results indicate that, across the five SSPs, the most increase in exposure will occur in SSP5 (+470,719), and the least will occur in SSP 3 (+57,189). By decomposing the contributions from flood and population growth, we find that the population growth-induced effect contributed to an increase in the population exposure for all of the SSPs except for SSP3. This research, and these results, provide a foundation for understanding future risks of flood exposure in an isolated framework and lay the groundwork for the development and integration of planning, adaptation, and mitigation efforts that may be used to address the growing risk of flooding in the context of the population forecasts provided here. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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13 pages, 8412 KiB  
Article
Grain Size in an Alpine Lake from the Chinese Loess Plateau: Implications for Paleofloods and East Asian Summer Monsoon Variability
by Chao Zhang, Keke Yu, Aizhen Li, Tianao Li and Suyue Xin
Water 2024, 16(21), 3129; https://doi.org/10.3390/w16213129 - 1 Nov 2024
Cited by 1 | Viewed by 957
Abstract
Reliable paleoflood proxies can help reconstruct past flood variation patterns. Here, we investigated the grain-size data of a 63 cm core retrieved from Lake Chaonaqiu, western Chinese Loess Plateau, in order to build a long time-series of flood occurrence from sedimentology that extends [...] Read more.
Reliable paleoflood proxies can help reconstruct past flood variation patterns. Here, we investigated the grain-size data of a 63 cm core retrieved from Lake Chaonaqiu, western Chinese Loess Plateau, in order to build a long time-series of flood occurrence from sedimentology that extends the period of instrumental data. Our results indicate that three parameters (mean, standard deviation and grain-size ratio of 16–63/2–16 μm) are sensitive to hydrodynamic changes in Lake Chaonaqiu, which are further linked to high-energy inflow associated with high-intensity rainfall or flood events. These three parameters’ variations were well correlated with the precipitation records reconstructed from tree-rings and historical documents in neighboring regions and overlapped with 109 historical flood events from historical documents in counties around the lake for the past 300 years. Therefore, we propose that the grain size in the sediments of Lake Chaonaqiu is a reliable paleoflood proxy. The sensitivity of flood signals to grain size may be related to the precipitation and vegetation cover in the catchment of the lake, which are further linked to the strength of the East Asian summer monsoon. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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22 pages, 9161 KiB  
Article
Modeling Three-Dimensional Exfiltration Rates from Permeable Street Stormwater Inlets as One-Dimensional Water Flux in Urban Hydrological Models
by Ryuga Iinuma, Shigeki Harada and Nana Yamauchi
Water 2024, 16(21), 3076; https://doi.org/10.3390/w16213076 - 27 Oct 2024
Viewed by 1067
Abstract
Climate change has increased the intensity and frequency of weather systems, increasing the risk of inundation in urban areas. To mitigate these risks, not only rivers but also entire catchments need to be managed, and the use of infiltration and retention units needs [...] Read more.
Climate change has increased the intensity and frequency of weather systems, increasing the risk of inundation in urban areas. To mitigate these risks, not only rivers but also entire catchments need to be managed, and the use of infiltration and retention units needs to be expanded. The ability to evaluate the effects of promoting infiltration and retention in catchments using distributed hydrological models, clarify the three-dimensional behavior of exfiltration from catchments into natural base soils, and parameterize this flow as a one-dimensional hypothetical water flux is essential. Using VGFlow2D (Forum8) and field observations, numerical analyses were conducted to parametrize the flux and assess the features of q/Ks values, representing the volume of three-dimensional water exfiltration from stormwater inlet bases into natural soils relative to the saturated hydraulic conductivity (Ks) of the soils. The findings were integrated into the hydrological model Infoworks ICM (Innovyze) by adding a single parameter, the “exfiltration loss rate”, to each inlet without increasing computational demands. The obtained q/Ks values were compared to previously reported values, and variations were evaluated using infiltration theory. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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20 pages, 22795 KiB  
Article
Runoff Control Performance of Three Typical Low-Impact Development Facilities: A Case Study of a Community in Beijing
by Jiayi Xiao, Zhiwei Zhou, Zhiyu Yang, Zhili Li, Xiaolong Li, Jinjun Zhou and Hao Wang
Water 2024, 16(17), 2373; https://doi.org/10.3390/w16172373 - 23 Aug 2024
Viewed by 1333
Abstract
The development of sponge cities advocates for sustainable urban rainwater management, effectively alleviating urban flood disasters, reducing non-point-source pollution, and promoting the recycling of rainwater resources. Low-Impact Development (LID) serves as a key strategy in this context, providing essential support for urban rainwater [...] Read more.
The development of sponge cities advocates for sustainable urban rainwater management, effectively alleviating urban flood disasters, reducing non-point-source pollution, and promoting the recycling of rainwater resources. Low-Impact Development (LID) serves as a key strategy in this context, providing essential support for urban rainwater control and pollution reduction. To investigate the runoff control effects of LID measures and to reveal the relationship between facility runoff control performance and installation scale, this study focuses on a sponge community in Beijing. A SWMM model was constructed to analyze the rainwater flood control and pollutant load reduction effects of different LID facilities, including bio-retention cells, green roofs, and permeable pavements. Using evaluation indicators such as surface runoff, node overflow, and pollutant control rates, this study examined how facility performance varies with installation scale under different rainfall conditions. The combination scheme of LID equipment optimal configuration is designed by using multiple criteria decision analysis (MCDA) and cost–benefit theory. The results indicate significant differences in performance among the various LID facilities across different rainfall scenarios. Specifically, the optimal installation proportion for runoff and overflow control of permeable pavements were found to be between 30% and 70%. Green roofs demonstrate superior performance in handling extreme rainfall events, while bio-retention cells exhibit significant effectiveness in controlling Total Suspended Solids (TSSs). Through comprehensive performance evaluation, this study identified the optimal combination scale under a 3-year rainfall recurrence interval as 30% permeable pavements, 20% green roof, and 60% bio-retention cells. This combination effectively leverages the strengths of each facility, ensuring system stability and efficiency while also demonstrating optimal management efficiency in cost–benefit analyses. The findings of this research provide valuable insights for future urban water management and infrastructure development. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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Review

Jump to: Research

17 pages, 3997 KiB  
Review
A Systematic Review of Programs and Mechanisms for Industry Engagement in Flood Water Management: Global Challenges and Perspectives
by Yerlan Issakov, Karlygash Shynbergenova, Murat Qasenuly, Tamara Gajić and Aizhan Skakova
Water 2025, 17(8), 1155; https://doi.org/10.3390/w17081155 - 13 Apr 2025
Cited by 1 | Viewed by 970
Abstract
Floods represent one of the most significant global risks, threatening human lives, infrastructure, and economic development. Although various strategies for flood water management have been developed, their effectiveness and applicability vary depending on geopolitical, economic, and climatic factors. This systematic review aims to [...] Read more.
Floods represent one of the most significant global risks, threatening human lives, infrastructure, and economic development. Although various strategies for flood water management have been developed, their effectiveness and applicability vary depending on geopolitical, economic, and climatic factors. This systematic review aims to analyze and critically assess existing mechanisms and programs focused on industry engagement in flood risk reduction and flood water management. Through a comprehensive literature review, key strategies have been identified, including nature-based solutions such as blue-green infrastructure, technological innovations in flood prediction, and regulatory frameworks designed to strengthen cooperation between the public and private sectors. Special attention is given to the limitations of previous research, including methodological shortcomings, the lack of empirical evidence on the long-term effects of strategies, and challenges in implementing existing policies. The findings highlight the need for an integrated approach that combines technical, regulatory, and socio-economic solutions for more effective flood risk reduction. This study contributes to academic and practical discussions by providing a comprehensive analysis of current strategies and offering guidelines for future research. Full article
(This article belongs to the Special Issue Urban Flood Frequency Analysis and Risk Assessment)
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