Optimizing Chitosan Extraction and Characterization from Shrimp Shells: Deproteinization and Exploratory Machine Learning-Based Similarity Model
Abstract
1. Introduction
2. Materials and Methods
2.1. Material
2.2. Methods
2.2.1. Shrimp Shells Pre-Treatment
2.2.2. Optimization Design for Extraction Process
2.2.3. Chitosan Recovery
Deproteinization
Demineralization
Deacetylation
2.2.4. Chitosan Characterization
Determination of Ash and Moisture Content
Determination of Chitosan Yield
FTIR (Fourier Transform Infrared) Analysis
SEM (Scanning Electronic Microscopy) Analysis
XRD (X-Ray Diffraction) Analysis
2.2.5. Statistical Analysis
2.2.6. Similarity Modeling Approach
- Dataset preprocessing: To provide numerical data demonstrating various characteristics of the reference commercial chitosan (CC) and isolated chitosan samples to ensure they are properly formatted and scaled for similarity analysis and regression modeling.
- Data structure: Each row corresponds to a chitosan sample, with the first row representing the commercial chitosan (CC) as a reference, and the dataset included the following:
- Moisture content (%) representing the water content in each sample.
- Ash content (%) indicating the inorganic content in each chitosan sample.
- The (FTIR) wavenumbers and transmittances of the hydroxyl (-OH) and amide I bands reflected the chemical properties and deacetylation degree of the chitosan material.
- The crystallinity index (CI) of each sample indicated the structural order characteristics of each chitosan material.
- iii.
- Similarity calculation: The feature-wise similarity and the overall similarity percentage between each extracted chitosan sample and commercial chitosan as a reference were calculated using a deterministic scoring function based on the selected measured features according to the following steps:
- iv.
- Similarity threshold: The similarity threshold of 85% was used to classify samples into two groups which were designated as “similar” and “dissimilar” based on their relative resemblance to commercial chitosan. The threshold functioned as an empirical criterion to identify the resemblance of physicochemical and structural properties of extracted samples to commercial chitosan reference samples found in the existing dataset.
- v.
- Exploratory machine learning random forest regression: Because the total number of samples was limited, a random forest regression model was employed only as an exploratory step following the similarity deterministic calculation [38,39,40,41,42] to verify whether the selected descriptors reproduced the same pattern obtained from similarity framework. The data was split into a training 80% and a test 20% subset. The model was trained using the training data, and the overall similarity scores were predicted for the entire dataset.
- vi.
- Visualization: The results of the model and similarity calculations were represented using the receiver operating characteristic curve (ROC) to evaluate the binary classification of chitosan samples as similar or dissimilar, and the area under the curve (AUC) was calculated to estimate the classification performance of the model and the residual plot of differences between predicted and actual similarities was applied to identify whether the exploratory model has potential biases or inaccuracies [46,47,48]. Furthermore, the heatmap was performed within the color range of blue and red to display the total similarity percentages between the extracted chitosan sample and commercial chitosan as a reference and to easily identify the low and high similarity samples [49,50]. Additionally, the exploratory model performance was summarized using the confusion matrix to distinguish between similar and dissimilar samples by displaying counts of true positives, false positives, true negatives, and false negatives [51,52,53,54].
3. Results and Discussion
3.1. Raw Shell Analysis
3.2. Ash and Moisture Contents
3.3. The Influence of Deproteinization Conditions on Chitosan Yield
3.4. The Effect of NaOH Concentrations and Temperature on Deproteinization Efficiency
3.5. Fourier Transform Infrared Spectroscopic Analysis (FTIR)
3.6. Deacetylation Degree (DD)
3.7. X-Ray Diffraction (XRD) Pattern
3.8. Scanning Electron Microscopy (SEM)
3.9. Similarity Scoring and Exploratory Machine Learning Modeling Results
4. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
References
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| Sample | Deproteinization NaOH Conc. | Fixed Demineralization HCl Conc. | Fixed Deacetylation NaOH Conc. | Temp. Per Stage (°C) | Time Per Stage |
|---|---|---|---|---|---|
| S1 | 1% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| S2 | 2% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| S3 | 3% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| S4 | 4% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| S5 | 5% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| S10 | 10% | 2% | 50% | RT(23 ± 2) | 2 (h) |
| Ch1 | 1% | 2% | 50% | 50 ± 2 | 2 (h) |
| Ch2 | 2% | 2% | 50% | 50 ± 2 | 2 (h) |
| Ch3 | 3% | 2% | 50% | 50 ± 2 | 2 (h) |
| Ch4 | 4% | 2% | 50% | 50 ± 2 | 2 (h) |
| Ch5 | 5% | 2% | 50% | 50 ± 2 | 2 (h) |
| Ch10 | 10% | 2% | 50% | 50 ± 2 | 2 (h) |
| Sample | DD (%) | SD (±) |
|---|---|---|
| CC | 91.6 | 0.71 |
| S1 | 98.97 | 0.034 |
| S2 | 98.93 | 0.11 |
| S3 | 98.83 | 0.09 |
| S4 | 98.90 | 0.05 |
| S5 | 99.05 | 0.02 |
| S10 | 99.01 | 0.05 |
| Ch1 | 99.27 | 0.005 |
| Ch2 | 99.26 | 0.0001 |
| Ch3 | 99.27 | 0.002 |
| Ch4 | 99.27 | 0.002 |
| Ch5 | 99.25 | 0.0004 |
| Ch10 | 99.24 | 0.015 |
| Sample | CI (%) |
|---|---|
| S1 | 10.50 ± 0.43 |
| S2 | 7.54 ± 0.61 |
| S3 | 4.85 ± 0.28 |
| S4 | 7.34 ± 0.54 |
| S5 | 4.84 ± 0.23 |
| S10 | 4.95 ± 0.02 |
| Ch1 | 0.37 ± 0.09 |
| Ch2 | 0.70 ± 0.13 |
| Ch3 | 5.27 ± 0.26 |
| Ch4 | 3.4 ± 0.16 |
| Ch5 | 1.30 ± 0.03 |
| Ch10 | 3.46 ± 0.18 |
| Sample | Similarity (%) of Isolated Chitosan Samples to Commercial Chitosan (Reference) |
|---|---|
| S1 | 34.6 |
| S2 | 59.1 |
| S3 | 75.3 |
| S4 | 72.3 |
| S5 | 79.70 |
| S10 | 79.45 |
| Ch1 | 72.90 |
| Ch2 | 79.40 |
| Ch3 | 87.30 |
| Ch4 | 89.74 |
| Ch5 | 81.21 |
| Ch10 | 82.12 |
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Hosney, A.; Urbonavičius, M.; Varnagiris, Š.; Ignatjev, I.; Bolaños-Zuñiga, J.; Drapanauskaitė, D.; Ullah, S.; Barčauskaitė, K. Optimizing Chitosan Extraction and Characterization from Shrimp Shells: Deproteinization and Exploratory Machine Learning-Based Similarity Model. ChemEngineering 2026, 10, 56. https://doi.org/10.3390/chemengineering10050056
Hosney A, Urbonavičius M, Varnagiris Š, Ignatjev I, Bolaños-Zuñiga J, Drapanauskaitė D, Ullah S, Barčauskaitė K. Optimizing Chitosan Extraction and Characterization from Shrimp Shells: Deproteinization and Exploratory Machine Learning-Based Similarity Model. ChemEngineering. 2026; 10(5):56. https://doi.org/10.3390/chemengineering10050056
Chicago/Turabian StyleHosney, Ahmed, Marius Urbonavičius, Šarūnas Varnagiris, Ilja Ignatjev, Johanna Bolaños-Zuñiga, Donata Drapanauskaitė, Sana Ullah, and Karolina Barčauskaitė. 2026. "Optimizing Chitosan Extraction and Characterization from Shrimp Shells: Deproteinization and Exploratory Machine Learning-Based Similarity Model" ChemEngineering 10, no. 5: 56. https://doi.org/10.3390/chemengineering10050056
APA StyleHosney, A., Urbonavičius, M., Varnagiris, Š., Ignatjev, I., Bolaños-Zuñiga, J., Drapanauskaitė, D., Ullah, S., & Barčauskaitė, K. (2026). Optimizing Chitosan Extraction and Characterization from Shrimp Shells: Deproteinization and Exploratory Machine Learning-Based Similarity Model. ChemEngineering, 10(5), 56. https://doi.org/10.3390/chemengineering10050056

