Abstract
We study a Dirichlet problem for a -Kirchhoff equation with negative nonlocal structure and variable critical nonlinearity. The modified Kirchhoff term and variable critical exponent break Sobolev compactness and complicate Palais–Smale sequence analysis. Using a truncation argument, the mountain pass theorem and the variable exponent concentration compactness principle, we prove the existence of a nontrivial weak solution for sufficiently large , with the solution norm decaying to zero as . This extends subcritical results to the variable critical framework.
Keywords:
p(x)-Kirchhoff equation; negative nonlocal term; variable critical Sobolev exponent; concentration compactness principle; solutions MSC:
35B38; 35J60; 35B20; 35B33; 35A15
1. Introduction
This paper is devoted to investigating the existence of nontrivial solutions for a new -Kirchhoff problem with critical growth:
where are constants; is a parameter; is the -Laplacian operator; and is a bounded domain with smooth boundary . We assume that are continuous functions on and satisfy the following conditions:
where , and . Similarly, one can define . The nonlinear term f is continuous on and satisfies the following conditions:
- ()
- there exists such that
- ()
- there exists such that
- ()
- there exists such that for any and any , it holdswhere .
Conditions – show f is the subcritical growth. Condition is well known as the Ambrosetti–Rabinowitz super-linear condition, and it plays an important role in proving the boundedness of the Palais–Smale (PS) sequence corresponding to the Euler–Lagrange functional.
In view of the presence of , Equation (1) is called a nonlocal equation, which means that Equation (1) is no longer pointwise identity. These nonlocal equations originated from a model introduced by Kirchhoff in 1883:
which took into account the effect arising from change in the length of the string during the transverse vibration. Hence, these nonlocal equations are also referred to as Kirchhoff type equations.
The -Laplacian operator can be applied to fields such as image processing, quantum mechanics, elastic mechanics and electrorheological fluids. In the last few decades, the -Laplacian equation
has attracted considerable attention. There have been some significant research results concerning the -Laplacian equation. For example, Fan et al. [1] studied the eigenvalues of problem (3) when and gave some sufficient conditions for ensuring that the first eigenvalue of the -Laplacian operator is positive. In ref. [2], the authors studied the existence of nodal radial solutions for (3) again in the case where . In ref. [3], by applying the concentration compactness method for variable exponents, the authors proved the existence of multiple solutions for Equation (3) when and generalized the previous results to the variable exponent case. In ref. [4], the authors considered the case where and is a critical variable exponent. They proved the existence of multiple solutions to Equation (3) for small enough. Up to now, the -Kirchhoff type equations have been extensively studied. In ref. [5], the authors dealt with the following problem:
and proved the existence of infinitely many positive solutions to Equation (4) with g satisfying some certain conditions. Dai and Wei [6] proved the existence of a sequence of non-zero non-negative weak solutions to (4) under different hypotheses. In ref. [7], the authors investigated the following problem:
where , f satisfies suitable conditions, and is a critical variable exponent. They obtained the existence and the asymptotic behavior of the nontrivial weak solutions to (5) for large enough. For more research findings on the -Kirchhoff type equations, consult references [8,9,10,11,12].
Recently, a new class of -Kirchhoff type equations has been attracting increasing attention, characterized by the presence of a negative nonlocal term. Such equations typically take the following form:
In ref. [13], the authors studied Equation (6) when , where g satisfies the Ambrosetti–Rabinowitz’s superlinear condition. They proved the existence and multiplicity results for (6). Chu and Liu [14] obtained the existence and multiplicity of solutions to (6) in the case where with the help of the perturbation technique. In ref. [15], the authors investigated the same problem as in [13], and under weaker assumptions on the nonlinear term g, they demonstrated the existence of infinitely many solutions. Especially, we note that a recent work by Carrero and Hernández-Llanos [16] also treats a Kirchhoff-type equation with a negative nonlocal structure, though in the setting of fractional Laplacian operators.
While existing works have obtained valuable results for negative nonlocal -Kirchhoff equations, they are confined to subcritical nonlinearities, and the corresponding variational techniques fail in the variable critical setting. This paper studies a modified -Kirchhoff problem (1) with a negative nonlocal coefficient and variable critical growth, a model distinct from previously studied critical Kirchhoff equations such as (5). The structural difference and loss of compactness create new analytical challenges, which we resolve via a tailored variational framework. Our formulation therefore presents a genuinely new problem whose analysis is mathematically meaningful and worthy of rigorous investigation.
The Euler–Lagrange functional corresponding to (1) is defined by
It is easy to see that is , and for any ,
It is easy to check that a nontrivial critical point of is a nontrivial solution to (1). Our main result is the following:
Theorem 1.
Suppose that satisfy condition (2) and – hold. Then there exists such that for , Equation (1) admits at least a nontrivial solution . Additionally, .
Remark 1.
The presence of the nonlocal term introduces difficulties in proving the boundedness of the (PS) sequence. Meanwhile, the critical variable exponent leads to a lack of compactness. To overcome these issues, we employ a truncation technique. By applying the concentration compactness principle for variable exponents, we first establish the existence of the nontrivial critical point for the truncated functional. Subsequently, we demonstrate that for λ large enough, the critical point of the truncated functional becomes that of the original functional.
Throughout this article, denotes by set and denotes the Lebesgue measure of the set . C, () stand for positive constants. The paper is organized as follows. In Section 2, we present some preliminary results. In Section 3, we prove the Palais–Smale condition of the truncated functional. In Section 4, we prove the main result.
2. Preliminary Results
In this section, we will give the definitions of variable exponent Lebesgue–Sobolev spaces and some conclusions about them. Define . For , one denotes and . The variable exponent Lebesgue space is defined by
with the norm
The following lemma establishes the relationship between and .
Lemma 1
([17] Proposition 2.3). Let . For ,
- (1)
- if , then ;
- (2)
- if , then .
The variable exponent Sobolev space is defined by
which is endowed with the norm
Define as the closure of in . According to Propositions 2.1 and 2.5 in [17], the spaces , and are separable and reflexive Banach spaces if .
Next, we introduce some fundamental properties of variable exponent Lebesgue–Sobolev spaces. Analogous to classical Lebesgue–Sobolev spaces, these variable exponent spaces also satisfy corresponding Poincaré inequalities, Sobolev embeddings and Hölder inequalities.
Lemma 2
([13] Proposition 2.3). For , there is a constant such that for all ,
Remark 2.
According to Lemma 2, and are the equivalent norms on . Therefore, we define as the norm on .
Lemma 3
([13] Proposition 2.2). For satisfying for any , there is a continuous embedding . Furthermore, if for any , the embedding is compact.
Lemma 4
([18] Proposition 2.1).
- (i)
- For , let be the dual space of , where . For and , it holds
- (ii)
- For satisfying for , one has .
Lemma 5
([15] Proposition 2.2). Suppose that satisfies and . If , then it holds that
Analogous to the constant exponent case, the Brézis–Lieb lemma corresponding to the variable exponent case also holds.
Lemma 6
([19] Lemma 2.1). Assume that . If is bounded in and a.e. on Ω, then
The following lemma plays a crucial role in verifying the Palais–Smale (PS) condition.
Lemma 7
([17] Theorem 3.1). For , define
Then, the following conclusions hold:
- , and the derivative operator is
- If as and , then strongly in as .
3. The Palais–Smale Condition of the Truncated Functional
In this section, we construct a truncated functional and establish that it satisfies the Palais–Smale condition under specific assumptions.
Take a cut-off function satisfying , , and
Define . Let . For
Remark on the choice of T. The upper bound is chosen to ensure the positivity of the energy estimate in Lemma 13. Indeed, if , then using , and whenever the truncated term is active, we obtain
The right-hand side is strictly positive precisely when . This positivity is essential for the contradiction argument in Lemma 13.
We consider the truncated functional , defined by
For , it has
Next, we will verify that the truncated functional has the mountain pass geometry.
Lemma 8.
Suppose that and – hold. Then there exists such that for any satisfying , it has .
Proof.
Since – hold, for any , one can choose such that
Then, by Lemmas 1 and 3, one has
where we assume . Since , there exist such that for . □
Lemma 9.
Suppose that holds. Then there exists a nonnegative function such that and .
Proof.
By condition , there exist positive constants such that for all and . Take a nonnegative function . By Lemma 1, one finds that for ,
Since , one can see that as . Therefore, one chooses such that and . By taking , the proof is completed. □
Let , where
According to Lemma 8, it has .
Next, we investigate how the mountain pass energy level behaves as the parameter varies.
Lemma 10.
Suppose that and – hold. Then .
Proof.
Let e be that taken in the proof of Lemma 9. For , let . By computation, one obtains
Since as , by Lemma 8, there exists such that . Thus, , i.e.,
where L is defined in Lemma 7. By the definition of and Lemma 1, the left-hand side of (10) admits the following estimate:
Applying Lemma 1 again, one has . Since , by (10), one can deduce is bounded. Now choose a monotonic sequence such that and as . Suppose . By (10) again,
Letting in Equation (11), the left-hand side is bounded while the right-hand side is unbounded, which is impossible. Hence, . By the definition of , one has
as . By the definition of again, it is easy to see that is monotonically decreasing in . Hence, one obtains . □
The following result represents the central lemma of this paper. Given that our study focuses on the nonlocal equation with variable exponents, the proof of this lemma becomes particularly complex.
Lemma 11.
Suppose that – hold. Then satisfies the condition for , where .
Proof.
Let be a sequence, i.e.,
The proof is divided into three parts.
Part 1: Proving is bounded in .
By the definition of and condition , it holds
Hence, is bounded in . Since is a reflexive Banach space, there exists a subsequence still denoted by and such that as ,
Moreover, there exist nonnegative and bounded measures on such that , weakly in the sense of measures. According to the concentration compactness principle for the variable exponents ([4] Lemma 3.4), there exists a countable index set I, and such that
where is the Dirac mass at , and S is the best constant in the Gagliardo–Nirenberg–Sobolev inequality for variable exponents:
Part 2: Proving I is empty.
Suppose by contradiction that I is nonempty. Let , satisfying
For and any , set . Since is bounded in , one has
The proof of Part 2 proceeds in three steps.
Step 1: Proving . By Lemmas 4 and 5, one has
By (13), in as . Hence, with the help of Lemma 6, one can deduce that as ,
Since is bounded in , combining (16) and (17), it follows that
Step 2: Proving . Since is bounded in and , there exists such that for all . For any , by , there exists such that
for and . Take . For satisfying , then one obtains
Hence, is equi-absolutely continuous. By Vitali’s convergence theorem, it holds that
Thus, .
Step 3: Proving I is empty. Letting in (15), it follows that
Letting in (23), one has
since T is defined in (8), naturally it satisfies . It follows that
Hence,
By , it holds
which is a contradiction. Therefore, I is empty, which implies that as ,
Part 3: Proving.
Applying Lemmas 1 and 6, one can deduce that as . By – and (13), one has
as . Moreover, by Lemma 4,
as . It follows that
Hence, . Since and , the nonlocal terms in the factor are nonnegative; hence, the factor is at least a and, in particular, at least (which is positive since ). Thus,
it holds that . By Lemma 7, one obtains in . The proof is completed. □
4. Existence of the Nontrivial Solution
In this section, we establish the main result by first demonstrating that the truncated functional admits a nontrivial critical point.
Lemma 12.
Suppose that and – hold. Then there exists such that for , has a nontrivial critical point .
Proof.
According to Lemmas 10, there exists such that for . Combining Lemmas 8 and 9 with the mountain pass theorem without the (PS) condition (Theorem 2.2 in [20]), there exists a sequence satisfying
as . For , by Lemma 11, there exist a subsequence and such that in as . It follows that
Therefore, is a nontrivial critical point of for . □
To ensure that the critical point of the truncated functional corresponds to that of the original functional , we require the following result.
Lemma 13.
There exists such that if , then , where is obtained in Lemma 12.
Proof.
Suppose by contradiction that there exists a sequence satisfying for all and as such that . Since , recall that this upper bound is exactly the one chosen in the definition of T; see the remark after the definition of T in Section 3. It follows that
which contradicts with . The proof is completed. □
The Proof of Theorem 1.
By Lemmas 12 and 13, for , one can see that is also a nontrivial critical point of . Thus, is a nontrivial solution of problem (1).
It remains to prove the decay property. By Lemma 13, for , we have . Since as (Lemma 10), the coercivity estimate
(9) implies that . Indeed, if did not tend to zero, the positive leading term in (9) would prevent from approaching zero. Therefore,
The proof is complete. □
Author Contributions
Conceptualization, Z.H. and B.Y.; methodology, Z.H.; software, Z.H.; validation, Z.H. and B.Y.; formal analysis, Z.H.; investigation, Z.H. and B.Y.; writing—original draft preparation, Z.H. and B.Y.; writing—review and editing, Z.H. and B.Y.; supervision, Z.H.; project administration, Z.H.; funding acquisition, Z.H. All authors have read and agreed to the published version of the manuscript.
Funding
This work was supported by the Applied Basic Research Project of Qinghai Province (Grant No. 2025-ZJ-722), the National Natural Science Foundation of China (Grant No. 12461035).
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corre-sponding author.
Conflicts of Interest
The authors declare no conflicts of interest.
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