Abstract
In this work, we address the nonhomogeneous initial-boundary value problem for the coupled Hirota equation posed on the finite interval . To investigate the well-posedness of this problem, we first adopt an appropriate transformation, namely the Laplace transform, which is tailored to the specific characteristics of the problem, and further obtain an explicit solution formula for the linear inhomogeneous coupled system. Subsequently, the local well-posedness of the original nonhomogeneous initial-boundary value problem in is rigorously established through the combination of this explicit formula, the contraction mapping principle and energy estimates.
MSC:
35Q55; 35Q53; 35G61
1. Introduction
We study the coupled Hirota (cH) equation
where are prescribed real constants, and denote complex-valued functions. Tasgal and Potasek [1] first derived the coupled Hirota equation from the single Hirota equation, showing that third-order dispersion and self-steepening can support the simultaneous propagation of two ultrashort pulses while suppressing inelastic Raman scattering effect.
The Hirota equation
proposed by R. Hirota in 1973 [2], stands as a fundamental generalization of the integrable nonlinear Schrödinger (NLS) equation. It provides an accurate description of ultrashort optical pulse propagation in single-mode fibers. To be precise, the NLS equation only accounts for second-order dispersion and the Kerr effect (for picosecond pulses). Extra effects have to be incorporated when the pulse length is on the order of the wavelength or the pulse width reaches the femtosecond regime. In such cases, the NLS equation is generalized to the Hirota equation. The Hirota equation, also known as the Airy–Schrödinger equation, includes the classic NLS equation for , and the derivative NLS equation for .
The Hirota equation is completely integrable for some special parameters [2],
which possesses infinite conservation laws with respect to the Cauchy problem. Employing the conservation laws, one can readily derive the global well-posedness of the Hirota equation in for . Evidently, the fact that the Hirota equation is completely integrable does not affect its well-posedness, allowing us to investigate the Hirota equations with more general parameters. Previously, numerous studies have focused on the Hirota equation and the coupled Hirota equation [3,4,5,6,7,8]. The earlier results on higher regularity for the Hirota equation were established by Guo and Tan [4] in for . Following this, Ref. [3] generalized the earlier local result to for and the global result to for and In [5], Staffilani also proved the low regularity in for By using more meticulous methods, the results of well-posedness enter the discussion of low-regularity cases (see [6,7,8]). The optimal regularity result for the Hirota equation was achieved in [7], which established the local result in for and global result in for In addition, the only existing result concerning the Cauchy problem of (cH) in for was rigorously demonstrated in [9].
This manuscript is devoted to investigating the IBVP for (cH) defined on a finite interval:
where L is positive nonzero constants, and without loss of generality, let .
Recall the result of the IBVP concerning or a interval Early research on IBVP primarily focused on high regularity due to the energy method. For the IBVP posed on , Colliander, Kenig [10], and Holmer [11,12] extended the well-posedness to the low-regularity case. Their proof relied on the Duhamel boundary operator and Bourgain space , which was proposed by Bourgain in [13,14]. For the IBVP posed on a finite interval, due to the Duhamel boundary operator being unsuitable for equations exhibiting mixed dispersion effects, Bona et al. [15,16,17] proved the low-regularity existence for the KdV and NLS equation via the Laplace transform. Reference is made to [16,18,19,20,21,22,23,24,25,26,27,28,29,30,31] for results involving the IBVP for other dispersive equations.
Our primary goal herein is to analyze the IBVP of the cH equation within a bounded interval framework. In doing so, we resolve the core issues of existence and uniqueness, and further demonstrate the continuous dependence on the prescribed data under suitable regularity constraints. The Laplace transform is specially selected in this work to address the core challenges brought by the mixed dispersion inherent in the coupled Hirota equation. The third-order spatial derivative term complicates the standard Bourgain space methods for addressing the associated IBVP, making them far more intricate than the approaches applied to the second-order NLS equation. It is evident from the proof that existence can be obtained on the initial data and boundary data
In order to address the well-posedness of IBVP, the given data must satisfy the following compatibility condition and definition:
where if and for
Definition 1.
For arbitrary and , the compatibility condition for is as follows:
It is obvious that higher-order time derivatives cannot be directly observed from boundary value, and they must be computed recursively through the equation itself along with its initial conditions. In light of the previously introduced compatibility conditions, we now formulate a theorem, which constitutes the central focus of our investigation.
Theorem 1.
For and , we assume that
which satisfies Definition 1. Then, IBVP (1) admits a unique solution in
where and
In addition, Lipschitz continuity also holds for the given initial and boundary values.
Corollary 1.
For and , assume that , which satisfies Definition 1. Then there exists a unique solution of (1) for sufficiently small T.
Compared with the scalar Hirota equation, the coupled Hirota (cH) system introduces interdependent nonlinear cross-coupling terms (i.e., ) and asymmetric linear dispersion terms with distinct coefficients for the two components u and These coupling characteristics give rise to fundamental mathematical challenges, such as cross-dependent nonlinearities in energy estimates and compatibility conditions for the coupled system, which do not arise in the scalar case.
Theorem 1 and Corollary 1 establish the local low regularity in the energy space . To clarify this definition of regularity, it is necessary to specify the precise meaning of as a solution to (1). This is particularly crucial for low regularity cases, where the solution must satisfy the equation in a suitable sense. For IBVP with a bounded interval, the concept of a mild solution is typically defined to ensure that the solution satisfies the nonlinear term along with the given data.
In earlier research of IBVP, the standard approach to handling nonhomogeneous boundary data involved transforming the dependent variable to achieve homogeneous boundary conditions. The specific approach involved solving a combination of the boundary value and the boundary conditions, thereby making the boundary conditions equal to 0, but at this point, the new variable satisfied a new form of equation. While this approach permits converting the IBVP into an initial value problem for investigation, it requires the boundary data to possess higher regularity compared to more recent methods. To achieve low-regularization of the well-posedness of IBVP, the Duhamel boundary forcing operator serves as a powerful tool. However, due to its specific construction form, it is not applicable to equations exhibiting mixed dispersion effects (e.g., Hirota equation). Proof of the main results adapt the strategy proposed by Bona et al. [16], who developed a strategy involving the Laplace transform to construct a solution formula that incorporates both the linear equation and the boundary operator. Specifically, the prior estimates encompass both linear and nonlinear estimates. The linear estimate is derived based on the energy method, while the nonlinear estimate is obtained by Lemma 4 and the interpolation theorem.
Below is the structure of the rest of this work. Section 2 establishes the foundational framework: it standardizes notation, formalizes function space definitions, and deriving a solution representation that decomposes the solution into linear and nonlinear evolution. The analytical backbone of this work is presented in Section 3, where we develop the critical estimates required to implement a contraction mapping argument. Finally, Section 4 is dedicated to rigorously proving the main result (Theorem 1) and its associated corollary (Corollary 1).
2. Preliminaries
2.1. Notations
We use the following notation for function spaces:
and
where we write the inhomogeneous -based space as
We denote the space as
Let be an open set in , and let both m and n be continuous functions. Define the space as the set of all functions , such that is infinitely differentiable on and has compact support contained in .
Finally, throughout this paper, unless otherwise stated, we abbreviate as for simplicity. In addition, the notation is used to denote that , where C is a positive constant.
2.2. Solution Formula
With the aim of constructing a solution formula for Equation (1) using the Laplace transform. In order to establish the solution to problem (1), we examine the following nonhomogeneous initial-boundary value problem:
where
and that satisfies Definition 1. We first decompose the IBVP (3) into two distinct problems: a nonlinear system which satisfies initial data
and a linear system which satisfies nonhomogeneous boundary conditions
Guided by the solution construction strategy from [16], we thus express the solution as
where and are the integral operators, the initial solution operators are the solutions of (4) with initial value, and the boundary solution operators are the solutions of the linear problem (5) with nonhomogeneous boundary conditions. In fact, to derive these two boundary operators for (5), it suffices to consider only one equation in the system, since the dispersion effects are identical for both equations and, consequently, the boundary operators take the same form. Therefore, we focus on the following equation:
where for Equation (7) can be reformulated as a family of BVP by Laplace transform in t:
where . The characteristic equation of (8) is
It is clear that has three roots:
Letting , by means of the perturbation analysis, the roots of the characteristic equation for can be derived as
The solution of (8) takes the form
where satisfies the following linear equations:
Applying Cramer’s rule, we obtain
where represents the determinant of the coefficient matrix, with given by substituting the j-th column with . admits the following representation after taking the Mellin transform with a given :
The solution of (7) can be expressed a sum:
where is a solution to (7) with for . Invoking (10), we have
where is derived from by setting and for . We fix , in which case the expression of can be denoted as
Therefore, and can be written as
where . The quantities carrying the superscript , such as , , , and , are complex conjugates of their counterparts with the superscript −. For notational simplicity, we henceforth suppress the superscript + and write , , , and in place of , , , and , respectively.
Remark 1.
Indeed, since the nonlinear terms involve both u and v, the solution operators corresponding to u and v should depend on both initial data. That said, when introducing the notation, u is associated only with and v only with . This is because the final nonlinear estimates are incorporated as a whole within the linear estimates, and the detailed calculation process can be found in Lemma 4.
The solution of (1) is established in the space by using the classical fixed-point principle and a priori estimates. Furthermore, this smooth solution is shown to satisfy Equation (1) in the classical sense. To establish the contraction mapping property, we decompose the boundary operator into three distinct components and derive corresponding estimates for each component. We now apply the preceding lemmas to furnish the boundary operator . The estimates of and are demonstrated in a manner analogous to that of .
Lemma 1
([32]). We assume that φ is a bounded open set in with a dsmooth boundary. Let , and .
- 1.
- If and
- 2.
- If andwe havewhere .
- 3.
- Ifwe have
Lemma 2
([33], Theorem 2). We assume that and are Banach spaces. The mapping satisfies
For any and , we obtain
Moreover,
where
and are continuous functions.
Throughout this paper, in Lemma 2, the parameters are specified as and . In the process of estimating the boundary operator, we still need to introduce a technical lemma from [16].
Lemma 3
([16]). Let , and define the operator by
where is a continuous function satisfying the following assumptions:
- 1.
- For some constant and sufficient small , it holds that
- 2.
- For a complex number , it holds that
Under these conditions, for all , we have
3. A Prior Estimates
In this section, the prior bounds for the solution operator will be derived. The solution operator is constructed from the solution components , , and , given in Section 2. To initiate our analysis, we utilize energy techniques to obtain bounds for the solution operator related to the initial data, a step that in turn enables the derivation of the required nonlinear bounds.
3.1. Linear Estimates
We begin by establishing the linear estimates associated with the nonlinear problem, subject to nonhomogeneous initial and homogeneous boundary conditions. Since proofs of many analogous properties have been presented in other literature (see [31]), we provide a concise proof of the relevant lemma here to enrich our demonstration.
Lemma 4.
For any , . One can find a positive constant depending solely on T, such that
and
Proof.
For the case , since the dispersive effects of the two equations in the system differ only by a constant, their estimation procedures are analogous. Therefore, it suffices to consider a single equation for our analysis. Suppose that solves the homogeneous boundary value problem
where . We multiply (17) by , and integrate over the space–time domain to arrive at
where the last term of (18) can be controlled by integration by parts together with the Cauchy–Schwarz inequality. Meanwhile, the second term on the last line of (18) provides the essential bridge between the linear and nonlinear estimates. Its bound is based on the observation that . We therefore get
where we clearly point out that the space is specifically chosen in this work to balance the spatial derivative loss induced by the nonlinear terms in the coupled Hirota equation and the dispersive smoothing effect of the third-order spatial derivative operator. By means of the aforementioned calculations, we have
where . In the following, we allow . For , we derive from (17) that
By applying to both sides of (17), we obtain that
By Lemma 1, we get that
where , and
for . It follows that
We next consider the case and , from which we obtain
By using Lemma 2, for , we obtain
where , and does not belong to the set for some We deduce from setting that
where . Consequently, by combining relations (21) and (22), we obtain (15). Following a similar line of reasoning, we may also derive (16). □
The estimates for the boundary operators below are identical to those established in [31]; therefore, their proofs are omitted here for brevity. The boundary operator estimates for the coupled Hirota system (cH system) depend entirely on the linear terms of the equations (i.e., and ) rather than the nonlinear coupling terms. For the two components u and v, their linear parts share the fundamental third-order dispersion term , differing only in the second-order dispersion coefficients and , which do not affect the boundary operator. We outline the key steps: (1) decompose the boundary operator into three components by analogy with the scalar case; (2) derive the integral representations for each component using Laplace transforms and inverse Laplace transforms; (3) prove the norm estimates for each component using the Lemma 3; (4) derive a unified estimate for the coupled system by summing the bounds of the three components, where the constant coefficients introduce only finite constant bounds in the estimate.
Lemma 5.
For any . Then, for any satisfy , we have
3.2. Nonlinear Estimates
We now turn to the nonlinear estimates for (1) involving the nonlinear term , and the parameters . Note that for . It suffices to estimate the nonlinear terms in for , and this also remains the case for the terms established in this section.
Lemma 6.
For arbitrary for and , we obtain
and
where as
Proof.
We first focus on the case . The Sobolev embedding theorem is crucial for our analysis; it transforms the Sobolev norm of solutions into a unified norm. This move aims to constrain the nonlinear product terms arising from the dot product between the solution and its derivatives, such as and . By the definition of , all dot-product nonlinear terms are thereby explicitly defined and possess boundedness. Using the Sobolev embedding theorem and the definition of , we have
In the case , one can find
Employing the Gagliardo–Nirenberg inequality, we can deduce that
This inequality interpolates between the low-order norm and the high-order norm, serving as a crucial step in defining the nonlinear term within the space. It enables the norm to be controlled by the solution space . Equation (28) gives that
We deduce from (26) and (29) that
where as This shows that, in the case , relation (24) holds true. By Tatar’s interpolation theorem, we obtain that (24) holds for . Indeed, the estimation procedures for and are similar, so the estimate for follows naturally by the same argument. □
We now prove the nonlinear estimates result for
Lemma 7.
For arbitrary with and , we obtain
and
Proof.
We begin with the case Let . Then, satisfies
An application of integration by parts, after multiplying (33) by , and taking the imaginary part, leads to
where
An argument analogous to that in Lemma 4, combined with integration in , yields
We deduce from Lemma 2 and the Young’s inequality that
and
Sobolev embedding theorem and Young’s inequality are employed here to separate the norms of and u, which is crucial for the fixed-point argument. We need to constrain the norm of the nonlinear operator using the norm of the solution itself. The estimates for the remaining three terms follow arguments similar to those used for and , from which we directly obtain
It follows from (34)–(39) that
where . We deduce that
which leads to
Furthermore, in analogy with Lemma 6, for , we obtain
We deduce from Lemmas 2 and 3 that
which completes the proof of (31).
Indeed, the estimation procedures for and are similar, both relying on the same energy estimates. Thus, the estimate for follows naturally by the same argument, and we therefore omit its proof here. □
4. Proof of Main Results
4.1. Proof of Theorem 1
In the current section, we carry out the proof of local well-posedness associated with system (6), with the aid of the estimates from Section 3. The preceding estimates reveal a fundamental link between the regularity of the solution operator and that of the initial and boundary conditions. The solution operator for the IBVP (1) admits the representation
where = and = . We define the Banach space as the closed ball
such that
where R is a fixed constant, and We deduce from combining Lemmas 4–7 that
and
where is chosen small enough to ensure that and . For any , by using the definitions of , it follows that
Then, we infer from gathering (40) and Lemmas 6 and 7 that
where . Let be the unique solution to the IBVP (1) corresponding to the data , whose existence is guaranteed by the fixed-point principle. Consider now sequences in and in and denote by the associated solutions with data . Invoking the estimates from Lemmas 4–7, we deduce that in as .
Gathering the contraction mapping framework with the a priori estimates we rigorously established earlier naturally gives rise to the continuous dependence of the solutions. More precisely, it follows from the local well-posedness theory that there exist two pairs of solutions, and , to the IBVP (1) corresponding to the data and in that satisfy the s-compatibility conditions, respectively. Furthermore, the difference between the two solution pairs satisfies the corresponding initial and boundary values. Specifically, the initial and boundary values of the difference are simply the differences in the respective data. A direct computation gives that
where the last term depends on , for small The proof of the Lipschitz continuous for (1) is now complete.
4.2. Proof of Corollary 1
This section is concerned with the proof of Corollary 1. In the course of proving Theorem 1, the nonlinear estimates we use impose a limitation: they only work for , which motivates our method for the case . We deduce from Lemmas 4 and 5 that
where and the solution corresponding to the problem (1) admits
where and . In the case of homogeneous initial-boundary data, we define , , which in turn yields that
where the operators and are nonlinear terms related to Since the linearization operators and are linear with respect to , the standard linear energy estimates can be directly applied. It follows from Lemma 7 that
and
for . Furthermore, it relies on the key observation that
After setting in (44) and (45), we substitute this result into (46) and (47), respectively, thereby obtaining that
Theorem 1 yields the key estimate
For to be chosen, it must be sufficiently small to ensure that . Under this condition, we deduce
Take the norm on both sides of (43), and apply the triangle inequality for the following norms:
It follows from gathering (41), (42), and (48)–(51) that
and
Moreover, by using (1), we have
which, when combined with Young’s inequality and the Gagliardo–Nirenberg inequality, can be used to derive that
and
Then, the solution mappings for (1) satisfy
and for the case , we further have that
Moreover, we deduce from Lemma 2 that
where . We deduce from Lemma 2 and setting for that
This finishes the proof of Corollary 1, gathering (54) and (55).
5. Conclusions
We consider the well-posedness of (1) on a bounded interval. By utilizing the Laplace transform, which is well suited to the mixed dispersive structure of the equation, we derive a solution operator formula for the linear nonhomogeneous coupled system. Combining the fixed-point principle with energy estimates, we establish the local well-posedness of the problem in when is rigorously proven. Furthermore, a corollary extending the local result to the case is proved. It is clarified that when the initial values and the boundary values belong to space and satisfy compatibility conditions, (1) admits a unique solution and the associated solution map is Lipschitz continuous in . During the research process, by decomposing the solution operator into an initial value operator and boundary operator, linear and nonlinear estimates were established, respectively. Tools such as Cauchy–Schwarz inequality, Gagliardo–Nirenberg inequality, and interpolation theorem are utilized to complete a priori estimates. This approach addresses the balance between the smoothing effect of dispersion brought by third-order derivatives and the loss of spatial derivatives in nonlinear terms, and also compensates for the limitations of the Duhamel forcing operator method in dealing with the mixed dispersion problem of this equation. The research results provide a reference framework for the study of dispersion equations involving third-order derivatives. Within this context, modern mesh-free methods demonstrate significant potential for solving high-order boundary value problems. For instance, Karageorghis, Noorizadegan, and Chen have recently employed Radial Basis Function (RBF) methods, such as the fictitious center RBF method, which have been successfully applied to high-order boundary value problems, as demonstrated in [34]. Future research could explore the application and adaptation of such mesh-free techniques to numerically solve the IBVP of (cH), for which our analytical results on solution stability and regularity provide a crucial theoretical underpinning.
Author Contributions
S.W. and H.W. contributed to the draft of the manuscript. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
The data presented in this study are available on request from the corresponding author.
Conflicts of Interest
The authors declare no conflicts of interest.
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