A Hybrid Ridge Regression–Convolutional Bidirectional Long Short-Term Memory Framework with Dual-Level Transfer Learning for State-of-Health Estimation of Lithium-Ion Batteries Under High Temperatures
Abstract
1. Introduction
2. Data Sources and Feature Extraction
2.1. Experimental Datasets and Preprocessing
2.2. Extraction of Health-Related Features
2.3. LOESS-Based Denoising of Hfs
2.4. Correlation Analysis via Pearson Coefficient
3. The Proposed Ridge-Conv-Bi-LSTM Framework
3.1. Ridge Regression Baseline
3.2. Conv-Bi-LSTM Residual Network
3.3. Dual-Level Transfer Learning Strategy
3.4. Overall Framework and Implementation Workflow
4. Experimental Scenarios and Ablation Analysis
4.1. Experimental Setup
4.2. Single-Battery Extrapolation
4.3. Cross-Battery Transfer
4.4. Ablation Analysis
4.5. Target-Domain Proportion Calibration Analysis
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
| Bi-LSTM | Bidirectional Long Short-Term Memory network |
| BMS | battery management systems |
| CNN | Convolutional Neural Network |
| Conv | Convolutional |
| DOD | depth of discharge |
| ECM | equivalent circuit models |
| EM | electrochemical models |
| HF | health-related feature |
| KAN | Kolmogorov–Arnold networks |
| LOESS | locally weighted scatterplot smoothing |
| LSTM | Long Short-Term Memory |
| MAE | mean absolute error |
| MAPE | mean absolute percentage error |
| NCA | Nickel Cobalt Aluminum |
| NCM | Nickel Cobalt Manganese |
| PSO | particle swarm optimization |
| R2 | coefficient of determination |
| RF | random forest |
| RMSE | root mean square error |
| RNN | Recurrent Neural Network |
| SOH | State of Health |
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| Parameter | Value | Parameter | Value |
|---|---|---|---|
| Sliding window length | 5 | Training L2 regularization | 8 × 10−4 |
| Conv filters/size | 32/3 | Training max epochs | 130 |
| Bi-LSTM hidden units | 64 | Finetune initial learning rate | 2 × 10−4 |
| Fully connected units | 32 | Finetune L2 regularization | 10−3 |
| Dropout rate | 0.12 | Finetune max epochs | 90 |
| Training initial learning rate | 7 × 10−4 | Mini-batch size | 16 |
| Parameter | Value | Parameter | Value |
|---|---|---|---|
| Sliding window length | 6 | Source L2 regularization | 8 × 10−4 |
| Conv filters/size | 32/3 | Source max epochs | 120 |
| Bi-LSTM hidden units | 64 | Target learning rate | 2 × 10−4 |
| Fully connected units | 32 | Target L2 regularization | 10−3 |
| Dropout rate | 0.12 | Target max epochs | 80 |
| Source learning rate | 7 × 10−4 | Mini-batch size | 32 |
| Dataset | Transfer | Percent (%) | RMSE | MAE | MAPE (%) | R2 |
|---|---|---|---|---|---|---|
| Tsinghua | B2→B1 | 20 | 0.009349 | 0.008133 | 0.9568 | 0.9702 |
| Tsinghua | B4→B3 | 20 | 0.002574 | 0.002076 | 0.2493 | 0.996002 |
| Tsinghua | B5→B6 | 30 | 0.002574 | 0.000063 | 0.1340 | 0.998516 |
| Oxford | C1→C2 | 10 | 0.001412 | 0.000000 | 0.4010 | 0.987381 |
| Oxford | C2→C3 | 30 | 0.003671 | 0.000178 | 1.8616 | 0.842800 |
| Tongji | D1→D2 | 5 | 0.016004 | 0.000019 | 1.0341 | 0.753290 |
| Tongji | D3→D4 | 30 | 0.010683 | 0.000443 | 0.3294 | 0.989934 |
| Tongji | D5→D6 | 30 | 0.003402 | 0.000017 | 0.2160 | 0.997023 |
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© 2026 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license.
Share and Cite
Ge, C.; Wu, C.; Zhang, Z.; Cao, K.; Wang, L.; Gao, M.; He, X. A Hybrid Ridge Regression–Convolutional Bidirectional Long Short-Term Memory Framework with Dual-Level Transfer Learning for State-of-Health Estimation of Lithium-Ion Batteries Under High Temperatures. Materials 2026, 19, 3332. https://doi.org/10.3390/ma19153332
Ge C, Wu C, Zhang Z, Cao K, Wang L, Gao M, He X. A Hybrid Ridge Regression–Convolutional Bidirectional Long Short-Term Memory Framework with Dual-Level Transfer Learning for State-of-Health Estimation of Lithium-Ion Batteries Under High Temperatures. Materials. 2026; 19(15):3332. https://doi.org/10.3390/ma19153332
Chicago/Turabian StyleGe, Chengwei, Chunling Wu, Zhen Zhang, Kaile Cao, Li Wang, Mingwei Gao, and Xiangming He. 2026. "A Hybrid Ridge Regression–Convolutional Bidirectional Long Short-Term Memory Framework with Dual-Level Transfer Learning for State-of-Health Estimation of Lithium-Ion Batteries Under High Temperatures" Materials 19, no. 15: 3332. https://doi.org/10.3390/ma19153332
APA StyleGe, C., Wu, C., Zhang, Z., Cao, K., Wang, L., Gao, M., & He, X. (2026). A Hybrid Ridge Regression–Convolutional Bidirectional Long Short-Term Memory Framework with Dual-Level Transfer Learning for State-of-Health Estimation of Lithium-Ion Batteries Under High Temperatures. Materials, 19(15), 3332. https://doi.org/10.3390/ma19153332

