Abstract
The Minkowski measurability of self-similar sets is closely linked to the lattice or non-lattice nature of the contraction ratios of the underlying iterated function system. A long-standing conjecture of Lapidus asserts that under certain conditions a self-similar fractal set is not Minkowski measurable if and only if it is of lattice-type. While the conjecture has been confirmed for self-similar subsets of , the lattice case remains open in general in higher dimensions. This paper establishes non-Minkowski measurability for a class of regular n-flake dusts in . The proof uses hole points to show that the parallel volume fails to be twice differentiable at a critical radius, ruling out constancy of the associated log-periodic normalized volume. These results provide further support for the Lapidus conjecture.
MSC:
28A75; 28A80; 28A12
1. Introduction
The Minkowski content can be viewed as a tool for describing the geometry of a fractal set beyond their (Hausdorff or Minkowski) dimension, particularly for distinguishing between sets of the same dimension. This makes it a natural question to determine which sets are Minkowski measurable and to understand the mechanisms that lead to measurability or its failure.
Over the past decades, substantial progress has been made in the study of Minkowski measurability, especially in the context of self-similar sets generated by iterated function systems (IFS) satisfying the open set condition (OSC). A central theme in this area is the relationship between geometric properties of the attractor and algebraic properties of the underlying system. In this direction, Lapidus formulated a conjecture in the 1990s asserting that Minkowski measurability should be equivalent to the non-lattice property of the IFS, see [1]. This condition depends only on the logarithms of the contraction ratios and is therefore easy to verify, making it particularly appealing as a potential characterization.
The non-lattice case is by now well understood: Gatzouras [2] showed that self-similar sets in satisfying the OSC are Minkowski measurable whenever the associated IFS is non-lattice. In contrast, the lattice case presents significantly greater difficulties. In dimension one, the conjecture has been completely resolved through the work of several authors, culminating in a full characterization of Minkowski measurability for self-similar subsets of [3,4]. However, for dimensions , the situation remains far from settled, and a complete understanding is still lacking. We refer to [5] for a comprehensive overview of the current state of the art.
In higher dimensions, available results typically require additional structural assumptions. One prominent example is the pluriphase condition, which yields non-Minkowski measurability for certain lattice self-similar sets under suitable hypotheses [6]. This approach, as well as several related results, is based on renewal-theoretic methods and the analysis of scaling functions associated with the parallel volume. Another line of research focuses on exact tube formulas and employs techniques from the theory of complex dimensions and fractal zeta functions. While this framework has proven to be very powerful and has led to deep insights, it often involves technically demanding computations and is not always easily applicable to concrete families of sets.
The main objective of this paper is to investigate the Minkowski measurability of a class of self-similar sets in , namely the so-called n-flake dusts. These sets form families of lattice self-similar sets satisfying the open set condition, and thus provide a suitable testing ground for the conjectured relationship between lattice structure and non-measurability.
Our main result shows that, under a geometric condition on the contraction ratio, n-flake dusts fail to be Minkowski measurable. The proof is based on a detailed analysis of the volume of parallel sets and exploits the presence of hole points, a notion introduced in Section 2.5, which induce a lack of smoothness in the associated volume function. More precisely, we show that the function is not twice differentiable at a critical scale, which implies that the corresponding normalized volume function cannot be constant. This approach provides a new mechanism for establishing non-Minkowski measurability in the lattice case and thus contribute further evidence toward the conjectured characterization of Minkowski measurability beyond one dimension.
The paper is organized as follows. Section 2 contains the required preliminaries (see Section 2.1, Section 2.2, Section 2.3, Section 2.4 and Section 2.5) together with a brief overview of known results (see Section 2.6). In Section 3, we introduce the class of n-flake dusts and discuss their relation to the general framework. Section 4 is devoted to the proof of the main result on Minkowski non-measurability of n-flake dusts.
2. Preliminaries
The necessary terminology is established first to enable the formulation and proof of the main results. See [7] for background on fractal geometry. We follow the notation and terminology introduced in [8] and add the concept of hole points.
2.1. Minkowski Measurability
Let be the d-dimensional Euclidean space and denote by
the corresponding Hausdorff space. For , define the ε- parallel set of A as
where denotes the distance of two non-empty sets and for a point we write . Denote by the d-dimensional Lebesgue measure. If the Minkowski dimension
exists, then the Minkowski content of A is defined by
provided this limit also exists in . The set A is called if exists and is both positive and finite.
2.2. Self-Similar Sets, Open Set Condition, and the (Non-)Lattice Case
A finite set of contractions with at least two maps is called a iterated function system (IFS). Let , with , denote an IFS consisting of contractive similarities acting on . Such a system is called a self-similar system. A set is called self-similar if
for some self-similar system.
For a set A denote by the power set of A. Define the (set-valued) map corresponding to the self-similar system S as
It is well known ([9]) that has a unique fixed point F which is called the (self-similar) attractor of the self-similar system S.
The IFS S is said to satisfy the open set condition (OSC) if there exits a non-empty bounded open set such that
A self-similar system that satisfies the (OSC) is called an (OSC) self-similar system. Any non-empty bounded open set O satisfying (2) is called a feasible open set for S. If S satisfies the (OSC) with feasible set O and in addition holds, then we say S satisfies the strong open set condition (SOSC) and O is called a strong feasible open set. Note that it was shown in [10] that if a self-similar system satisfies (OSC), then it possesses a strong feasible open set.
Denote the scaling ratio of by , . The self-similar system S is said to be lattice if generates a discrete subgroup of Otherwise, S is said to be non-lattice. If S is lattice, then there exists a largest such that and is called the base of S.
2.3. Non-Trivial Sets and Projection Condition
Let be the attractor of a (OSC) self-similar system . F is called non-trivial if there exists a feasible open set O such that
where denotes the closure of ; otherwise, F is called trivial. F is non-trivial if and only if F has empty interior, which is equivalent to F having a Minkowski dimension strictly less than d, as shown in [11]. In particular, non-triviality is independent of the choice of the feasible set O.
Let denote the metric projection onto A for a non-empty compact set , which is defined for points that have a unique nearest point y in A by
The set O is said to satisfy the projection condition, if
for all . It is worth noting that, as long as (OSC) holds, it is always possible to find a strong feasible open set that satisfies the projection condition (see [12]).
2.4. Pluriphase Condition
For a given self-similar system S with non-trivial attractor and a fixed feasible open set O, define
and
The set F is said to be pluriphase with respect to if there exists a finite partition of the interval and constants , such that for all
Here denotes the indicator function of a set A.
2.5. Hole Points
For a set we introduce our concept of hole points as a special case of the well-known concept of critical points of the distance function .
For , let and denote the convex hull and the interior of A, respectively.
Definition 1.
Let . The point is called a critical point if , where .
Remark 1.
Let be a locally Lipschitz function. For denote the Clarke generalized gradient of f at x (also called the Clarke subdifferential). Suppose that has , then p is called critical point of f (cf. [13], Chap. 2, and [14]).
According to a result by Fu ([15], Lemma 4.2), for any , a point is a critical point of the distance function (in the sense of Clarke) if and only if x is a critical point.
Definition 2.
Let . A point is called hole point of A if . Denote by the set of all hole points of A. The set denotes the set of hole values.
Definition 3.
Let and let . A set is called a hole of if H is a bounded connected component of .
Lemma 1.
Let . Then every lies in a hole of for some .
Proof.
Let and . By definition of , for all , . By Caratheodory’s Theorem, there exists a finite subset (with ) such that . Let be this simplex.
For each -dimensional (maximal) facet , let be the distance from x to (the affine hull of) . Since , we have for all facets. The circumradius of each facet is given by .
Let . Choose such that . First, since , it holds that . Second, consider any path for a unit vector . Since , every ray must intersect some facet of at a point p. The distance from p to the nearest vertex of is at most . Thus, .
Because every path from x to infinity must cross , x is contained in a bounded connected component of . □
Lemma 2.
Let . Then
Proof.
Let . Then and hence Therefore so .
Now let . Since we have Thus and, in particular, Hence . □
Remark 2.
The hole points and hole values are determined explicitly in the following two classical examples, using their standard IFSs.
- 1.
- Let be the middle-third Cantor set. By Lemma 2, every hole point lies in a connected component of . For ,Hence the unique hole point in is its midpoint. ThereforeSince the complementary intervals have lengths ,
- 2.
- Let be the classical Sierpinski triangle and let . By Lemma 2, every hole point lies in a connected component H of . Since H is an equilateral triangle and , one has for all Denote by the center of For with , at most two sides of are nearest to x, and hence andFor , the set consists of the three orthogonal projections of onto the three sides of H. Then and Since are not collinear, it follows that and hence . Consequently, denoting the centre of T by , one obtainsIf g denotes the hole value corresponding to the first removed triangle, self-similarity yields
Remark 3.
The sets and are not necessarily closed. For example, as seen in the preceding remark, for the middle-third Cantor set C, it is easy to see that and are not closed.
2.6. Known Results on Minkowski Measurability of Self-Similar Sets
The principal results on Minkowski measurability for self-similar sets in are reviewed in order to clarify its relationship with the non-lattice property. A schematic illustration is provided in Figure 1.
Figure 1.
Overview of the relationships between non-lattice and Minkowski measurability of self-similar sets satisfying the (OSC), see Figure 1 in [8].
Theorem 1
(Gatzouras [2]). Let be the attractor of a non-lattice (OSC) self-similar system. Then F is Minkowski measurable.
Theorem 2
(Falconer [3] and Kombrink, Winter [4]). Let be the attractor of a lattice (OSC) self-similar system with . Then F is not Minkowski measurable.
Taken together, Theorems 1 and 2 provide a full characterization of Minkowski measurability for self-similar sets in generated by an (OSC) IFS S. If the Minkowski dimension is below 1, Minkowski measurability holds if and only if S satisfies the non-lattice condition. It is currently unknown whether this characterization extends to higher-dimensional settings. A partial step toward this question is given in Theorem 3.
Theorem 3
(Kombrink, Pearse, Winter, [6]). Let be the attractor of an lattice (OSC) self-similar system with . Suppose that there exists a strong feasible open set O satisfying the projection condition such that F is pluriphase with respect to . Then F is not Minkowski measurable.
Remark 4.
Note that it is essential to exclude sets with an integer Minkowski dimension from the Lapidus conjecture. This limitation can be illustrated by a continuous family of one-dimensional counterexamples. For any parameter , consider the self-similar system on defined by
The attractor is invariably the unit interval and trivially Minkowski measurable (and pluriphase) for all r. However, the system is lattice if and only if (e.g., when ). For all other choices (e.g., ), the system is non-lattice. Similarly, a simple two-dimensional counterexample is given by the (OSC) self-similar system S on defined by
The attractor of S is the unit square . Clearly, F is Minkowski measurable (and pluriphase), but the underlying IFS S is lattice.
3. n-Flake Dusts
Let with and . For a regular n-gon with vertices , an IFS is given by the set of n contractive similarity mappings :
Note, the contraction ratio r required for the sub-polygons to just touch is:
see for example [16]. The attractor of is called n-flake or Sierpinski n-gon. If , then the attractor of is specified as n-flake dust and denoted by .
Since , the IFS satisfies (OSC), with the feasible open set
Indeed, even the strong separation condition, i.e., for all holds. Therefore, by the Hutchinson dimension formula [9], has Minkowski (and Hausdorff) dimension
Thus is non-trivial for all and all . Further, is lattice with base r for all and all ; see Figure 2 for some examples.
Figure 2.
Visualization of the families for various values of n and r. (a) . (b) . (c) . (d) .
Remark 5.
For and we have the Cantor dust set discussed in [8]. Therein, it is shown that is not Minkowski measurable for For it is only conjectured that is not Minkowski measurable. In [8] it is further shown that, for all is not pluriphase with respect to for the IFS and the feasible set . Consequently, Theorem 3 is not readily applicable to prove that is not Minkowski measurable.
4. Main Result
In this section we study the Minkowski measurability of the sets for any . The main result is stated in Theorem 5: for each , a family of n-flake dusts is not Minkowski measurable.
Let . A function is said to be log-periodic on with scaling factor , if it satisfies the equation
For consider the function
If f is log-periodic on for , then is Minkowski measurable if and only if f is constant. Thus, to show that is not Minkowski measurable it suffices to prove that
- (1)
- f is log-periodic for sufficiently small
- (2)
- f is not constant.
For the latter, it is enough to show that f is not at some point . By the following Lemma 3, this reduces to showing that the function is not at , where () denotes the k-times continuously differentiable functions.
Lemma 3.
Let u be a function that is not for some , and let v be a function that is nowhere zero. Then their quotient cannot be constant.
Proof.
Suppose that the quotient is constant, meaning for some constant . This implies that . Since it follows that . This directly contradicts the assumption that u is not . □
To prove that the function is not we recall the following well-known result:
Theorem 4
(([17] Corollary 2.5), based on [18,19]). Let and differentiable in . Then .
Intuitively, the key observation is that the function is no longer at the value . Figure 3 illustrates the appearance of this “first hole” depending on n, r and .
Figure 3.
Illustration of the set (marked in blue) for and .
Next, we develop a lemma showing that the area of the “first hole” is not , which is a crucial reason why the map is not .
Let . Let the vertices of a regular n-gon with outer radius . Denote its centroid by O. Let and denote the vertices of the n-gon rotated counter-clockwise by , see Figure 3. Let , where denotes the line segment between with length . For and denote by the disc with center p and radius Denote by
the blue set marked in Figure 3. Observe that depends only on n, r and . The fixed parameters g and are introduced to facilitate the investigation of the area of as a function of .
For a set , let denote its boundary. Furthermore, we define the points and via the intersections:
Let be the area of the triangle (see Figure 4) and let be the area of the circular segment of with secant , determined by radius and angle (see Figure 5). The area of as a function of is then given by:
Figure 4.
Schematic setup for the calculation of .
Figure 5.
Schematic setup for the calculation of .
Note that, in the proof of Theorem 5, Steps 2–4 establish that the “first hole” of corresponds to for a specific range of and fixed parameters n, g and .
Lemma 4.
The second left derivative of at is non-zero.
Proof.
Let , , . As depicted in Figure 4, denote
and further
Let Then the area of the red triangle in Figure 4 is
where and are given by
The area of the circular segment (red in Figure 5) is in the notation of Figure 5 given by
where the angle is determined by
with
and
By the law of sines it is
and therefore
Calculate the second left derivative of in :
On it is:
At , since and , are locally bounded at ,
Using
we obtain
Calculate the second left derivative of in :
With we have and therefore on it is:
With
and
At , since , we obtain
and therefore
Remark 6.
Following the computations from the proof of Lemma 4, one can easily see that is for all ε. Moreover, H is a smooth function on its entire domain excluding the point g.
Let the minimal gap width between the first-generation components of be denoted by
Proposition 1.
The function is log-periodic on
Proof.
Recall that, in general, for a self-similar set F generated by a self-similar system , where is the scaling ratio of for , the following holds for all :
Let r be the contraction ratio of for all . Therefore it holds
Further it is and together we have
Thus f is log-periodic with scaling factor r. □
Theorem 5.
Let , and let be an n-flake dust with . Then is not Minkowski measurable.
Remark 7.
The requirement (equivalently ) guarantees that g is within a periodic cycle of the function f, see the proof of Proposition 1. Note that for one has for all
Proof.
Fix , and fix such that . By Proposition 1 is log-periodic with scaling factor r. It follows, if is not a smooth function, then is not Minkowski measurable by Lemma 3.
Step 1: Claim. The set of points in at distance g from a hole point of is finite.
Clearly holds. Let
and for denote
Further let be the convex hull of , where are the vertices of the underlying n-gon, see Section 3. Because of , there is only one element in , the centroid of . Thus the set has n elements if a vertex of has the closest distance to the centroid of ; otherwise, it has elements (see Figure 6). In particular, is a finite set.
Figure 6.
Elements of (red) for (left, 10 elements) and (right, 6 elements).
Step 2: Claim. The value is isolated.
By self-similarity of it is enough to look at hole points . Note that then it holds , where for denote the set of points in having a unique nearest point in F. Observe that the centroid O (by Step 1 the only element in ) is the point in having the largest distance to (see Figure 7). If n is odd, the centroid is also centered to the biggest gaps of ; therefore g is isolated in (see Figure 6). If n is even, vertices of have the closest distance to the centroid of and therefore g is isolated. In both cases it is , and , with and , see Figure 6. Therefore it is clear that ; thus, g is isolated.
Figure 7.
The set (red) for .
Step 3: From Step 2 there exists a such that has exactly one hole for . From Step 1 we see that for the hole of is the same as the hole of . But then the area of the hole is with Lemma 4 given by the function that has no second derivative in g.
Step 4: Claim. The function is not smooth at g.
Let . By Step 3, for we have
We assume that We will show that then holds: By Theorem 4, we have
and thus it is enough to show that As illustrated in Figure 8, by the self-similarity of , it holds that
Figure 8.
Schematic setup for Equation (10) and the calculation of .
By assumption, the first summand in Equation (10) is . The third summand is given by
where with . Here, w is the intersection point of the perpendicular bisector of and that is closest to (see Figure 8). Clearly,
Thus, is a function, which implies that . Consequently, by Equation (9), Lemma 4 and Remark 6, is not smooth at g. By Proposition 1, this concludes that is not Minkowski measurable. □
Remark 8.
For and , we have , the Cantor dust set discussed in [8]. The main result of [8] states that is not Minkowski measurable for . For , it is only conjectured (and supported by numerical evidence) that is not Minkowski measurable.
Remark 9.
Note that if , then the attractor is a Sierpinski n-gons (for the classical Sierpinski Triangle). In this case the function is not periodic, cf. Proposition 1.
Author Contributions
Conceptualization, U.F. and J.L.; methodology, U.F. and J.L.; software, U.F. and J.L.; validation, U.F. and J.L.; formal analysis, U.F. and J.L.; investigation, U.F. and J.L.; resources, U.F. and J.L.; data curation, U.F. and J.L.; writing—original draft preparation, U.F. and J.L.; writing—review and editing, U.F. and J.L.; visualization, U.F. and J.L.; supervision, U.F. and J.L.; project administration, U.F. and J.L. All authors have read and agreed to the published version of the manuscript.
Funding
The author J. Lippold is supported by the ESF, being co-financed by the European Union and from tax revenues on the basis of the budget adopted by the Saxonian State Parliament.
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Acknowledgments
We would like to express our gratitude to Steffen Winter (KIT) and Sebastian Lämmel (TUC) for their careful proofreading. Their insightful comments greatly improved the clarity and accuracy of this work. In particular, thanks are due to Steffen Winter for his idea to invoke Theorem 4. The authors are grateful to the anonymous referees for their valuable feedback and suggestions, which have improved the quality of the paper.
Conflicts of Interest
The authors declare no conflicts of interest.
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