Partition-Based Cooperative Decision-Making for High-Frequency Generator Tripping Control
Abstract
1. Introduction
- (1)
- A dynamic system partitioning and representative-node selection method is proposed by integrating spectral clustering with nodal frequency response correlation analysis. Compared with traditional static zoning approaches, the proposed method better captures the dynamic electrical coupling characteristics of low-inertia power systems and improves the accuracy of regional frequency perception.
- (2)
- A lightweight two-layer cooperative decision-making architecture consisting of zone controllers and a central controller is developed. Different from conventional centralized or fully decentralized generator tripping schemes, this architecture significantly reduces computational and communication burdens while preserving global coordination capability.
- (3)
- A comprehensive regional prioritization model for high-frequency generator tripping is established by integrating four key indicators, including regional power surplus ratio, equivalent inertia time constant, frequency deviation, and RoCoF. By adopting a data-driven AHP-based weighting strategy, the proposed model effectively avoids over-tripping and under-tripping risks under high renewable energy penetration scenarios.
2. System Partition
2.1. Power System Partitioning Based on Spectral Clustering Algorithms
2.2. Selection of Regional Frequency Measurement Points
3. System Inertia Theory and Unbalanced Power Calculation
3.1. Inertia Calculation Based on Local Load Information
3.2. Unbalanced Power Calculation
4. Priority Selection Criteria for Cutting Machine Zones
4.1. Power Distribution and Inertia Parameters
4.1.1. Regional Power Surplus Ratio
4.1.2. Equivalent Inertial Time Constant
- 1.
- Virtual Inertia from PV Systems
- 2.
- Virtual Inertia from DFIG
4.2. Frequency Dynamic Characteristics Parameters
4.2.1. Frequency Deviation
4.2.2. Rate of Change of Frequency
4.3. Regional Composite Indicator
4.4. Calculation of Indicator Weights Based on Analytic Hierarchy Process
4.5. Generator Tripping Execution Mechanism
- (1)
- Selection of Execution Objective: The generator trip occurs in several consecutive rounds. In the first round, priority is given to disconnecting synchronous generator sets within the zone to quickly suppress frequency rise. Then, the subsequent rounds will trip the new energy generator units in a predefined order to ensure control effectiveness and optimize the utilization of system regulation resources.
- (2)
- Prioritization Criteria: Within the same category of generating units, the controller automatically selects the specific units to be tripped based on a pre-configured priority list that comprehensively considers economics, supply reliability, and dynamic response performance. This ensures that the generator tripping process is both rapid and orderly.
- (3)
- Communication and execution: The generator tripping command is sent within seconds through the dedicated communication network of the power system. After receiving the instruction, the regional controller automatically executes command verification and safety interlock logic check, and then trips the corresponding generator. The entire closed-loop process can be completed within seconds, achieving coordination between global optimization and local rapid action.
5. Case Study Analysis
5.1. Simulation System
5.2. System Partition and Frequency Measurement Point Selection
5.3. Cutting Zone Selection and Feasibility Verification
5.4. Comparison of Different Solutions’ Effects
6. Conclusions
- (1)
- Dynamic Zoning and Representative-Node Sensing Mechanism: A dynamic partitioning method integrating spectral clustering with Pearson correlation analysis is developed to adaptively divide the power system into electrically coherent zones. Each zone is represented by a characteristic monitoring node, which accurately captures regional frequency dynamics. This approach significantly reduces data transmission volume and central processing load.
- (2)
- Two-Layer Lightweight Cooperative Control Architecture: A hierarchical control architecture comprising “zone controllers + a central controller” is designed. Zone controllers are responsible for fast local sensing and data aggregation, while the central controller performs lightweight global optimization to generate coordinated generator tripping sequences. This architecture effectively balances responsiveness with global coordination, thereby overcoming the latency inherent in fully centralized control and the incoherence of purely decentralized schemes.
- (3)
- Multi-Indicator Integrated Prioritization Model: A comprehensive four-dimensional evaluation system is established, incorporating the regional power surplus ratio, equivalent inertia time constant, frequency deviation, and RoCoF. Utilizing an AHP with data-driven weight assignment, the model dynamically prioritizes generator tripping zones. This methodology effectively mitigates both over-tripping and under-tripping, particularly in scenarios characterized by low inertia and high penetration of renewable energy sources.
- (1)
- In practical implementations, the proposed coordinated generator tripping framework relies on communication among regional controllers and the central decision layer. Although limited information exchange is required, cybersecurity issues such as data integrity, communication reliability, and malicious attacks deserve further investigation. Future research will focus on integrating secure communication protocols, intrusion detection mechanisms, and cyber-resilient control strategies to enhance the robustness and practical applicability of the proposed method.
- (2)
- The current validation is primarily focused on a single typical regional power grid and specific fault scenarios. The generalizability of the proposed strategy under broader grid topologies, higher gradients of renewable energy penetration, and compound fault conditions requires further investigation. Future work will involve multi-scenario testing across various renewable energy penetration levels to verify the robustness and widespread applicability of the proposed strategy.
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Appendix A
| Full Name | Abbreviation |
|---|---|
| Analytic Hierarchy Process | AHP |
| Between-Group Sum of Squares | BGSS |
| Calinski–Harabasz | CH |
| Direct Current | DC |
| Doubly Fed Induction Generator | DFIG |
| Phasor Measurement Unit | PMU |
| Photovoltaic | PV |
| Voltage Source Converter | VSC |
| Rate of Change of Frequency | RoCoF |
| Wide Area Measurement System | WAMS |
| Within-Group Sum of Squares | WGSS |
| Generator Set Type | Parameter Type | Parameter Value |
|---|---|---|
| Doubly Fed Induction Generator | Rated voltage UN | 690 V |
| Rated Power PN | 1.5 MW | |
| Rated Wind Speed Vn | 11 m/s | |
| Cut-in wind speed Vcutin | 3 m/s | |
| Cut-out wind speed Vcutout | 20 m/s | |
| Rotor Radius R | 44.55 m | |
| Generator Moment of Inertia JGEN | 58 kg/m2 | |
| Gearbox Ratio Ngear | 106 | |
| Maximum Power Limit Pmax | 1.0 pu | |
| Minimum Power Limit Pmin | 0.04 pu | |
| Servo Time Constant TP | 0.3 s | |
| Maximum Pitch Angle Limit Dmax | 30° | |
| Minimum Pitch Angle Limit Dmin | 0° | |
| Steam Turbine | Rated voltage UN | 20 kV |
| Governor Droop Coefficient R | 0.05 | |
| Prime Mover Maximum Power Output Pmax | 1.0 pu | |
| Prime Mover Minimum Power Output Pmin | 0.8 pu | |
| Servomotor Time Constant T | 0.1 s | |
| Maximum Valve Opening Rate Vopen | 2 pu/s | |
| Maximum Valve Closing Rate Vclose | 2 pu/s | |
| Hydraulic Turbine | Rated voltage UN | 10.5 kV |
| Governor Droop Coefficient R | 0.04 | |
| Governor Response Time TG | 0.3 s | |
| Pilot Valve Time Constant TP | 0.04 | |
| Transient Droop Time Constant Td | 3 s | |
| Transient Droop Gain Dd | 0.4 | |
| PV Module | Rated voltage UN | 400 V |
| Grid-Connected PV System Topology | Two-Stage | |
| Open-Circuit Voltage of a Solar Cell under STC UOC | 44.8 V | |
| Short-Circuit Current of a Solar Cell under STC Isc | 8.33 A | |
| Maximum Power Point Voltage (Vmp) of a Solar Cell under STC Um | 35.2 V | |
| Maximum Power Point Current (Imp) of a Solar Cell under STC Im | 7.95 A |
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| System Operating Condition Characteristics | ||||
|---|---|---|---|---|
| Rapid frequency rise, emergency generator tripping | ↑↑ | ↑↑ | ↓ | ↓ |
| Significant local regional power surplus | ↑ | ↑↑ | ↓ | → |
| High system security margin | → | → | ↑↑ | → |
| High renewable energy penetration with significant output uncertainty | → | → | ↓ | ↑↑ |
| Limited frequency regulation resources | ↑ | ↑ | ↓ | ↑ |
| System Parameters | Installed Capacity/MW | Total/MW | |||
|---|---|---|---|---|---|
| Zone 1 | Zone 2 | Zone 3 | Zone 4 | ||
| Total installed capacity | 6235.7 | 6056 | 4324.4 | 3094.3 | 19710.4 |
| load | 7222.7 | 6424.4 | 3235 | 2663.3 | 19545.4 |
| Thermal power | 3387.7 | 3779.5 | 1368 | 873 | 9408.2 |
| Hydropower | 630 | 1016.5 | 1471.4 | 1021.6 | 4138.5 |
| Wind power | 702 | 0 | 0 | 0 | 702 |
| Photovoltaic | 1516 | 1260 | 1485 | 1199.7 | 5460.7 |
| Zone Code | Primary Node Cmax | Selection Probability/% | Alternative Node CAlt | Selection Probability/% |
|---|---|---|---|---|
| 1 | BZ | 81.82 | TG | 77.27 |
| 2 | AKS | 95.45 | LE | 90.91 |
| 3 | KS | 90.91 | BC | 86.36 |
| 4 | HT | 86.36 | MF | 81.82 |
| Domain Name | Regional Power Surplus Ratio (0.2) | Equivalent Inertial Time Constant (0.2) | Frequency Deviation (0.3) | RoCoF (0.3) | Comprehensive Indicators (ρ) |
|---|---|---|---|---|---|
| Zone1 | 0.3075 | 0 | 0.3643 | 0.3374 | 0.2720 |
| Zone2 | 0.6017 | 0.5970 | 1 | 1 | 0.8397 |
| Zone3 | 0.0641 | 0.2003 | 0.1601 | 0.2224 | 0.1676 |
| Zone4 | 0.0267 | 1 | 0 | 0 | 0.2053 |
| Control Method | Power Redundancy/MW | Highest Frequency/Hz | Lowest Frequency/Hz | Stable Frequency/Hz | 90% Recovery Time/s | Cutting Capacity/MW |
|---|---|---|---|---|---|---|
| Methodology of This Paper | 1495.7 | 50.95 | 49.92 | 50.05 | 1.8 | 1340 |
| Distributed Control | 1495.7 | 50.91 | 49.91 | 50.09 | 1.9 | 1430 |
| Centralized Control | 1495.7 | 50.96 | 49.90 | 50.01 | 2 | 1380 |
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Shao, W.; Wang, H.; Li, Z.; Zhang, H.; Wu, X. Partition-Based Cooperative Decision-Making for High-Frequency Generator Tripping Control. Processes 2026, 14, 237. https://doi.org/10.3390/pr14020237
Shao W, Wang H, Li Z, Zhang H, Wu X. Partition-Based Cooperative Decision-Making for High-Frequency Generator Tripping Control. Processes. 2026; 14(2):237. https://doi.org/10.3390/pr14020237
Chicago/Turabian StyleShao, Wanli, Haiyun Wang, Zhaowei Li, Hongli Zhang, and Xuelian Wu. 2026. "Partition-Based Cooperative Decision-Making for High-Frequency Generator Tripping Control" Processes 14, no. 2: 237. https://doi.org/10.3390/pr14020237
APA StyleShao, W., Wang, H., Li, Z., Zhang, H., & Wu, X. (2026). Partition-Based Cooperative Decision-Making for High-Frequency Generator Tripping Control. Processes, 14(2), 237. https://doi.org/10.3390/pr14020237
