1. Introduction
Sea surface salinity (SSS) remote sensing plays a critical role in advancing our understanding of Earth’s oceanic and climatic systems [
1]. The Soil Moisture and Ocean Salinity (SMOS) mission was the first to employ an L-band aperture synthesis radiometer (ASR) for the remote sensing of SSS [
2]. By utilizing interferometric measurement principles, SMOS directly reconstructs two-dimensional brightness temperature (TB) images of the field of view (FOV) from visibility data. Each reconstructed TB image, referred to as a snapshot, represents a single measurement. Adjacent SMOS snapshots exhibit significant overlap, enabling multiple consecutive observations of each grid on Earth’s surface. Owing to varying incidence angles across different snapshots, SMOS uniquely measures the multi-angle TB at each grid location.
Compared with real-aperture radiometers, ASRs offer faster measurements, larger FOVs, and higher spatial resolutions. However, a thinning array results in significantly lower sensitivity for ASRs than real-aperture radiometers under the same integration time. The intensity of the systematic random thermal noise in radiometry is typically quantified by brightness temperature sensitivity. The sensitivity of a real-aperture radiometer can be calculated using the following formula:
As shown in Formula (1),
represents the system noise temperature in Kelvin,
denotes the equivalent receiving frequency bandwidth in Hz, and
corresponds to the effective integration time in seconds. The sensitivity of SMOS is calculated using the following formula:
where (
= sin
θcos
ϕ,
= sin
θsin
ϕ) represent the direction cosines coordinate of the pixel. Here,
denotes the solid angle of the antenna,
(
,
) represents the normalized averaged antenna directional power gain function, which equals unity at boresight, and
is the distance ratio between receivers (0.875 for SMOS). The expressions for
and
are given as follows:
Here,
accounts for the window and redundancies in the baseline measurements, where W represents the window term for each
baseline and R represents the redundancy level of that same baseline.
accounts for the local oscillator factor, where f
0 is the central frequency and f
01 is the low-frequency component. By comparing Formulas (1) and (2), it is evident that the sensitivity of SMOS can be expressed as the product of the real aperture sensitivity and several multiplicative factors, whose combined effect is significantly greater than 1. Therefore, when the same system parameters (
Tsys,
B, and
τ) are maintained, the sensitivity of SMOS is theoretically much worse than that of a conventional real-aperture radiometer. For example, the L-band real-aperture radiometer on the Soil Moisture Active Passive (SMAP) satellite achieves a sensitivity of approximately 1 K [
3], whereas the SMOS reports sensitivities ranging from 2.6 K to 5 K [
1].The variability in SMOS sensitivity is attributed to its dependence on the spatial cosine coordinates of the grid; sensitivity decreases as one approaches the edge of the FOV.
Figure 1 illustrates the brightness temperature sensitivity for a randomly selected snapshot in the SMOS data. The lower sensitivity of SMOS results in more significant systematic random thermal noise in the SMOS TB data, referred to as the noise floor.
High-quality TB data are essential for achieving high-accuracy salinity retrievals. The ASR introduces significantly more complex error sources in the reconstruction of TB compared to conventional real-aperture radiometers. These error sources have varying impacts on SMOS TB images. The primary error sources include systematic spatial ripple [
4], solar interference [
5], residual radio-frequency interference (RFI) tails [
6], land–sea contamination [
7], and seasonal variations [
8]. With the accumulation of operational experience, the SMOS Level-1 processor has evolved to version 7, incorporating advancements in data processing and calibration techniques. These improvements have effectively mitigated and corrected most errors and biases in SMOS TB. To address the spatial ripple, methods such as the Amplitude Mask [
9] and Floor Error Mask (FEM) [
10] have been proposed. The Pre-Distorted G-matrix (PDG) method leverages the Binomial Inverse Theorem to pre-distort a prior G-matrix, thereby reducing errors caused by antenna pattern differences [
11]. The Gibbs methods employ initial guess-based techniques to decrease scene contrast, thus minimizing Gibbs ringing and spatial ripple effects caused by the land–sea transition [
12]. An iterative optimization algorithm estimates the position of the dominant TB source within the Sun disc to correct solar radiation effects [
13]. RFI sources are irregularly distributed, clustering in certain regions of the Earth, with multiple interferers often appearing simultaneously within the SMOS field of view. Various techniques for detecting, flagging, and correcting RFI sources continue to be developed and evaluated [
14,
15,
16].
However, the issue of the inherent noise floor has not yet been adequately addressed in the current SMOS Level-1 processor. Therefore, although SMOS is able to provide rich measurement information with multi-angle TBs per grid, it cannot deliver sufficiently accurate sea surface TBs at any specific angle due to the high noise level. Although SMOS employs joint inversion of multi-angle TBs to ensure the accuracy of the salinity products, the question remains of whether multiple, less accurate TB datasets or single, highly accurate TB datasets yield better salinity retrievals. Moreover, SMOS’s inability to provide sufficiently accurate single-angle TB poses challenges for applications such as inter-calibration with SMAP or data assimilation.
In this paper, we propose a noise mitigation method for the SMOS L1C multi-angle TB product by leveraging the relationship between the sea surface TB and the incidence angle. Specifically, collocated forward modeling SMOS TB data are utilized to construct a multi-angle sea surface TB relationship lookup table. This lookup table enables the mapping of the SMOS L1C multi-angle TB to any single-angle TB, thereby facilitating noise suppression through averaging. The effectiveness of this noise mitigation method was validated by comparing the SMOS L1C TB with the SMAP TB and through salinity retrieval experiments.
This paper is structured as follows.
Section 2 evaluates the noise level of the SMOS L1C TB through a comparative analysis with the SMAP TB.
Section 3 details the noise mitigation method, specifically addressing the establishment of a multi-angle sea surface TB relationship lookup table.
Section 4 provides the validation results from the processed SMOS TB. Finally,
Section 5 summarizes the conclusions.
2. Evaluation of the Noise Level of SMOS TB
The payload of the SMOS mission, a microwave imaging radiometer with aperture synthesis (MIRAS), is a Y-shaped L-band ASR consisting of a total of 69 antenna and receiver units. MIRAS measures TB in snapshots, acquiring over 5000 snapshots per half-orbital (approximately 45 min) in both X and Y polarizations [
17]. Global coverage is achieved through more than 70 half-orbits every three days. TB data in SMOS L1C-level products are stored in Icosahedral Snyder Equal Area (ISEA) grids on the Earth’s surface [
18].
Figure 2 shows the ISEA grids for a single snapshot, depicting the projection of the extended alias-free FOV (EAFFOV) from spatial cosine coordinates (η, ξ) to latitude–longitude coordinates.
Adjacent SMOS snapshots exhibit significant overlap, enabling each ISEA grid to be observed by multiple consecutive snapshots at varying incidence angles. Consequently, the SMOS L1C product records the TB data measured across all angles for each ISEA grid [
19].
Figure 3 illustrates the multi-angle sea surface SMOS L1C TB for an ISEA grid, where blue circles represent X-polarization and blue triangles represent Y-polarization. The relationship between the sea surface TB and incident angle clearly differs markedly between the X and Y polarizations. Specifically, the X-polarization TB decreases as the incident angle increases, whereas the Y-polarization TB increases with increasing incident angle.
The red curves in
Figure 3 represent the collocated forward modeling SMOS TB. The sea surface forward model utilizes FASTEM-5, with sea surface physical parameters derived from ECMWF auxiliary data and the L2 salinity product of SMOS. This SMOS TB forward process is consistent with the methodology described in Reference [
20]. For both the X and Y polarizations, the trend of the forward modeling TB varying with the angle is highly consistent with the observations. However, the SMOS-observed TB exhibited significantly greater fluctuations, indicating considerable noise in the SMOS L1C multi-angle TB. Additionally, this comparison suggests that the model and sea surface physical parameters result in noticeable absolute errors between the forward modeling TB and the SMOS observations in
Figure 3 (the root mean square error (RMSE) for X polarization is 7.40 K, and that for Y polarization is 4.68 K). Consequently, forward modeling of the TB cannot fully replace observational data.
We evaluated the noise level of the SMOS TB by comparing it with that of the SMAP TB product. Specifically, we selected the TOA TB data from the SMAP L1B product for comparison with the SMOS L1C TB, as both represent measurements at the top of the atmosphere. To ensure an accurate comparison, we first match the time and space of the two satellite data as closely as possible. The SMAP TB data were interpolated to the SMOS ISEA grid. The time difference between corresponding observations was ensured to be less than one hour. The comparison experiment was confined to oceanic regions, without applying additional filters for clear-sky conditions or wind speed. Prior to comparison, we also matched the incidence angles and polarizations of the SMOS and SMAP TB data. Since the SMAP radiometer measures a uniform incidence angle of 40° due to its conical scanning mode, we selected the SMOS TB incidence angle closest to 40° (within ±0.5°) for each grid. Additionally, because the SMOS L1C TB data have X and Y polarizations at the antenna reference frame, whereas the SMAP L1B TB data have H and V polarizations at the Earth surface reference frame, we performed polarization rotation on the SMOS L1C TB data to align them with the H and V polarizations of the SMAP L1B TB. For more details of polarization rotation, refer to Reference [
20].
Figure 4 shows the comparison of the SMOS TB and SMAP TB after matching. The SMOS data originate from the half orbit on 2020-04-30T02:31, whereas the SMAP data are derived from the half orbit on 2020-04-30T02:17. The matched region spans latitudes from 30°N to 15°S and longitudes from 120°W to 140°W. Since the sensitivity of microwave radiometers can be estimated by the STD of measurement data obtained from a calibration source with a constant brightness temperature, we propose that the systematic noise level in the brightness temperatures of SMOS and SMAP can similarly be assessed by computing the STD of TB over an open ocean region at the same incidence angle. Observations of SMAP TB indicate that, over open ocean areas, where sea surface conditions are relatively stable, the variation in sea surface brightness temperature at a given incidence angle is typically minimal. This leads to a smooth and uniform TB distribution. Based on this phenomenon, the STD of TB at consistent incidence angles within a selected oceanic region is employed as a key quantitative indicator for evaluating the instrument’s noise level. In
Figure 4, the STDs of the SMOS TBs for H and V polarizations are 4.14 K and 3.94 K, respectively, whereas those for SMAP TBs are 1.09 K and 1.15 K. These values are generally consistent with the theoretical sensitivities of SMOS (2.6 K to 5 K) and SMAP (~1 K), suggesting that this method is reasonable for approximately estimating the noise levels of both SMOS and SMAP brightness temperatures. The noise level of the SMOS TB is significantly greater than that of the SMAP TB.
3. Methodology
As illustrated in
Section 2, the SMOS L1C multi-angle TB has a significant noise level. The angular dependence of the L-band sea surface TB complicates noise reduction through simple averaging.
Figure 3 shows that while absolute discrepancies remain between forward modeling and the observed TB, their trends with respect to angle changes are generally consistent. Furthermore, a comprehensive statistical analysis was conducted on a large dataset consisting of collocated forward modeling SMOS TBs and corresponding observations in order to quantify the consistency of their angular variation patterns through cosine similarity. The cosine similarity is computed as defined in Equation (5):
where
represent the
ith SMOS TB,
denotes the
ith collocated forward modeling TB, and
is the total number of SMOS brightness temperatures. Cosine similarity is a mathematical way to measure how similar two sets of information are. In the simplest terms, it helps us understand the relationship between two elements by looking at the “direction” they are pointing in, rather than just comparing them based on their individual values. A cosine similarity value closer to 1 indicates a higher degree of similarity in the variation trends.
Using a randomly selected SMOS half-orbit dataset (orbit ID: 20200430T0231), we computed the cosine similarity for the fitted multi-angle TB curves across approximately 50,000 ISEA grids. The results are presented in
Figure 5. Based on the probability distribution statistics of cosine similarity, for both X and Y polarizations, nearly all samples exhibit cosine similarities greater than 0.9, with over 90% exceeding 0.95. These findings indicate a high degree of consistency in the variation trends with respect to the incident angle. Such consistency serves as a prerequisite for achieving noise mitigation in SMOS L1C multi-angle brightness temperature data, as it indicates that the relative differences in forward modeling TB between any two incident angles are highly consistent with those actual SMOS TB measurements. Consequently, we propose that the SMOS L1C multi-angle TB can be mapped to a single-angle TB using the angular variation relationship derived from forward modeling TB. By averaging multiple measurements at the same angle, it is feasible to reduce noise and achieve a more accurate single-angle sea surface SMOS TB.
In addition,
Figure 6 presents a scatter plot comparing the actual SMOS TB measurements with the collocated forward modeling TB values used in
Figure 5. The distribution of data points appears tightly clustered along a narrow band, indicating strong overall agreement between the two datasets. The correlation coefficients for X-polarization and Y-polarization are 0.9635 and 0.9889, respectively, further supporting the high consistency between the forward modeling TBs and the actual SMOS TB measurements.
3.1. Multi-Angle Sea Surface TB Relationship Lookup Table
Since the multi-angle sea surface TB curve is influenced by the physical parameters of the sea surface, including temperature, salinity, and the wind field, it is necessary to gather extensive historical oceanic physical data and input these data into the sea surface forward model. This process will establish a comprehensive lookup table that represents the multi-angle sea surface TB relationships under diverse oceanic conditions. The detailed implementation procedure is outlined below:
1. Generate the input dataset necessary for constructing the multi-angle sea surface TB relationship lookup table. Each complete input record comprises SMOS observation parameters (e.g., incidence angle, azimuth angle, Faraday rotation angle, and geometric rotation angle) for a single observation grid, as well as ocean physical parameters (such as sea surface temperature (SST), SSS, wind speed, etc.). The ocean physical parameters are derived from the SMOS auxiliary data products, which interpolate the fifth generation of the European Centre for Medium-Range Weather Forecasts (ECMWF) reanalysis (ERA5) data onto the SMOS L1C data grids. Subsequently, the input dataset, in conjunction with the FASTEM-5 sea surface radiative transfer model, is utilized to calculate the multi-angle forward modeling TB. FASTEM-5 is the fifth version of the fast microwave radiative transfer model developed by the Met Office, U.K., designed for calculating the radiative and scattering properties of the ocean surface [
21]. It has been extensively applied to forward calculations of sea surface radiation and data assimilation.
2. Polynomial fitting is applied to the multi-angle forward modeling TB, and sea surface TB data are calculated at 0.1° intervals from 0° to 70° via the fitted curve.
3. The slope of the fitting curve is calculated, and a statistical analysis is conducted on the deviation between the multi-angle TB data (from 0° to 70°) and the TB at a single angle (in this study, 40° is used as an example). The forward modeling TB, after being fitted and discretized, serves as the matching index in the lookup table, while the corresponding deviation is utilized as the TB correction value.
4. Owing to the high similarity among numerous historical ocean physical parameters, the presence of redundant TB curves in the lookup table decreases lookup efficiency. Consequently, it is necessary to remove these redundant curves by using cosine similarity as a metric for identifying such data.
Although ocean physical parameters are inherently variable, the calibration curve generally fluctuates within a stable range. This is because, under typical conditions, variations in sea surface physical parameters remain bounded. For instance, global SSS usually falls between 30 and 40 psu, while global SST spans approximately −2 °C to 30 °C. On one hand, this suggests that a significant amount of redundant data exist within the limited variation range of the calibration curve. On the other hand, it implies that the calibration curve can be effectively quantized. By eliminating as much redundant data as possible, only a relatively small lookup table is required, thereby optimizing the efficiency of the proposed method.
This study randomly selected 800,000 historical ocean physical parameters from the SMOS data products in 2020 for simulation. By adjusting the cosine similarity threshold, which serves as the redundancy determination metric, the size of the lookup table can be effectively controlled. The lookup table size is determined by evaluating the noise suppression performance on SMOS L1C TB. As illustrated in
Figure 7, the size of the lookup table ranges from 2000 to 300,000 entries. Initially, as the number of entries increases, the STD of the SMOS L1C TB after noise mitigation decreases significantly. However, once the table size reaches approximately 50,000 entries, further expansion does not result in any noticeable improvement in noise mitigation performance.
After removing redundant data, a multi-angle sea surface TB relationship lookup table was generated, comprising approximately 50,000 entries. These entries cover high-, mid-, and low-latitude waters and offshore and nearshore regions, as well as the four major global ocean basins—the Pacific, Atlantic, Indian, and Arctic Oceans—ensuring comprehensive statistical sampling across diverse sea surface conditions. Furthermore, no additional cloud or rainfall filters were applied to the data in the lookup table, as L-band radiometers are largely insensitive to both liquid and frozen precipitation [
22,
23].
Figure 8 shows the lookup table for an incidence angle of 40°, where Panel (a) corresponds to X polarization and Panel (b) corresponds to Y polarization. The horizontal axis represents the incidence angle while the vertical axis indicates the brightness temperature values that require correction when sea surface brightness temperatures at various incident angles are mapped to an incident angle of 40°. Each curve in
Figure 8 represents the TB correction values at various incidence angles under the specified historical ocean physical parameters.
3.2. Noise Mitigation of SMOS L1C TB
The steps of the SMOS L1C TB noise mitigation method, which is based on the multi-angle sea surface TB relationship lookup table, are as follows:
1. For the SMOS L1C TB data, the corresponding ECMWF auxiliary data and SMOS L2 SSS data are selected to calculate the collocated multi-angle forward modeling TB. For more details of the SMOS TB forward process, refer to Reference [
20].
2. Fit the multi-angle forward modeling TB and calculate the TB values on the fitted curve at each incidence angle from 0° to 70° with an interval of 0.1°. The curve fitting employs a nonlinear statistical regression model as follows:
where
represents the forward modeling TB;
denotes incidence angle; and
,
,
are the fitting coefficients.
3. Subsequently, the cosine similarity between the fitted continuous forward modeling TB and the discretized lookup table key values is employed as the matching criterion to retrieve the corresponding angle-specific TB correction values from the lookup table. These retrieved correction values are then applied to the SMOS L1C multi-angle TB to transform it into a single-angle TB (40° in this study).
4. The transformed single-angle TB data are averaged to obtain a noise-mitigated single-angle TB. Prior to averaging, outlier detection is performed via Formulas (7) and (8), and any abnormal TB data are removed [
24].
5. Discussion
Forward models have a wide range of applications in remote sensing, such as assimilating satellite observations into numerical weather prediction models and supporting the retrieval and validation of satellite measurements. However, discrepancies often exist between the brightness temperatures observed by satellites and those simulated by forward models. These differences can arise from uncertainties in input physical parameters, inaccuracies in the forward model itself, and errors in the observational data. As a result, it is generally challenging to directly apply forward models for correcting errors in observed TB.
We found that for currently established sea surface emissivity models, such as FASTEM-5, although a notable discrepancy still exists between model-calculated and observed TB values, these models demonstrate a high degree of consistency in their variation trends with respect to incident angles at the L-band. This indicates that the relative differences in forward modeling TB between any two incident angles align closely with those observed in actual measurements. The SMOS L1C TB product provides multiple brightness temperature values at different incident angles per grid point, each associated with a relatively high noise level. Therefore, we propose leveraging the relative relationships among forward modeling TBs at various incident angles to map multi-angle SMOS L1C TB data onto any specified angle. Subsequently, by averaging the mapped TB values corresponding to the same target angle, random noise can be effectively mitigated, resulting in a single-angle SMOS sea surface TB product with enhanced accuracy.
The method is relatively straightforward: mathematically, it employs only the classical statistical regression model to fit the functional relationship between forward modeling TBs and incident angles. Theoretically, it relies solely on the well-established FASTEM-5 sea surface emissivity model. Nevertheless, this represents a successful attempt to enhance the quality of observed TBs through the use of a forward model, and it also introduces a novel and effective approach for mitigating TB noise in ASRs. As is widely recognized, system noise in microwave radiometer measurements is inherent and typically follows a Gaussian distribution, exhibiting no distinct temporal or spatial patterns. Few prior studies have managed to directly suppress such noise.
Of course, the proposed method remains highly dependent on the accuracy of both the forward model and the background field. It is essential to ensure a high degree of consistency in the variation trends of forward modeling TBs and observed TBs with respect to incident angle. Therefore, the method is currently limited to mitigating sea surface TB noise. For land surfaces, on one hand, the errors associated with the forward model and background field are larger; on the other hand, the relationship between TB and incident angle varies more complexly across different land surface types, making the method unsuitable for application in such cases.