3.1. Resilience through Urban Natural Systems
There are a number of primary pathways, we believe, by which biophilic cities or biophilic urbanism will enhance or increase urban resilience. Some of these pathways and relationships have been well-researched and well-established. Others are more tentative and in need of additional work.
One of the clearest pathways is biophysical, the resilience benefits provided through the protection and enhancement of the natural systems and features in and around a city. We know that the green infrastructure of a city and region—rivers and riparian areas, floodplains and wetlands and large swaths of forested land—all provide essential services, that help cities and urban regions respond to and spring back from climatic and natural events. Cities with large natural wetland systems will be better able to absorb flood waters from hurricanes and storms, for instance. In New Orleans, for instance, vulnerability to storms and flooding has been significantly increased as a result of a long history of wetlands alterations. Costanza, Mitsch and Day [23
] have argued compellingly for giving renewed importance to preserving and protecting an intact system of wetlands around New Orleans as a key strategy for long term resilience. These flood protection services carry a considerable economic value that must be recognized: “Had the original wetlands been intact and levees in better shape, a substantial portion of the US$100 billion plus damages from this hurricane [Katrina] probably could have been avoided” [23
]. In a more recent paper, Costanza and colleagues estimate that coastal wetlands provide some $23 billion a year in hurricane protection benefits [24
]. It has been estimated that every mile of protected forested cypress swamp in Louisiana, reduces flood surge heights by a foot or more. Protecting and restoring these larger ecological systems is a wise move in becoming more disaster-resilient.
Recent planning and policy initiatives around water and water supply for cities further suggest the direct resilience benefits of green infrastructure for enhancing water supply and water system resilience. The story of New York City’s investment in the conservation and protection of its upper watersheds in the Catskills Mountains, is suggestive of the power of this framework. Here, the city has invested in acquisition and long term management of land (more than 70,000 acres protected through fee-simple or less-than-fee simple acquisition), a far more cost-effective method than the multi-billion dollar costs of water filtration plants and a model strongly supporting green or ecological infrastructure [25
More recently, cities such as Denver, have entered into new long term restoration and conservation arrangements to make the city less susceptible to the water-supply impacts associated with wildfire and forest degradation in its source watersheds. The initiative called Forests to Faucets, more specifically, is an agreement between Denver Water and the U.S. Forest Service, an acknowledgement that the City of Denver’s water supply has been seriously compromised in recent years as a result of wildfire-related sediment (the 2002 Hayman Fire, for instance, resulted in the deposition of more than 1 million cubic yards of sediment into one of the city’s main water supply reservoirs). The agreement calls for a shared funding for a comprehensive program of interventions to enhance forest health and to address the problems of infestations from insects and threats of wildfire. These steps together will protect water supply delivery system for the city of Denver and will, as well, serve to make the forest upstream of the city more resilient in the face of these ecosystem changes. As the Denver water press release notes: “Restoration also will help the forests become more resistant to future insect and disease, reduce wildfire risks and maintain habitat for fish and wildlife. More resilient forests will also be more adaptive to the impacts of a changing climate” [26
Cities with extensive tree canopy coverage provide many ecological benefits that will make cities more resilient—including moderation of air pollutants, cooling through evapo-transpiration and shading and reduction in urban flooding and runoff. Protection and restoration of urban streams and rivers will reduce vulnerability again to floods, provide important cooling benefits and help to moderate the weather and temperature changes predicted as a result of climate change (e.g., east coast American cities are predicted to have substantially higher summer highs by 2050). The cumulative impacts of green features, such as green rooftops and vertical gardens, can be significant indeed. In Toronto, the first North American city to now mandate installation of green rooftops for roofs over a certain size, estimates suggest that conversion of flat roofs to green rooftops would reduce urban temperatures by 1.5 degree Celsius or more [27
Cities with more extensive networks of parks and greenspaces (though their design and configuration will matter) are also likely to fare better in the face of long term climate change. The City of Brisbane, Australia, a remarkably green city, aspires to create a connected network of natural areas, with topographic variation and diversity that will allow native biodiversity to adapt and shift as climate changes [28
Trees and natural vegetation in cities and urban neighborhoods can help protect property and reduce damage from wind, rain and flooding. Some communities, such as Charleston County, SC, have developed programs for encouraging “hazard-resistant landscaping”, planting native trees, such as live oaks, that tend to fare well in the face of high winds [29
]. Working to make a neighborhood or community’s landscape more resilient means finding ways to insert trees, landscaping, green rooftops and use of water sensitive urban design features, such as bio-swales and rain gardens.
Biophilic urbanism can help to protect or strengthen favorable climatic and micro-climate conditions in cities. A number of European cities, notably German cities, have a long history of spatial planning with climate in mind. Notable examples include Freiburg and Stuttgart, both well-known for their efforts at protecting natural air movement into and out of the city, as a way of addressing urban heat and enhancing air quality and generally the healthfulness and pleasantness of city life. Freiburg, for instance, imposes height limitations in certain zones to prevent interruption of these air flows and also designs new buildings and neighborhoods to permit better flow-through. Stuttgart, as a further example, has designated a series of “ventilation lanes” where future development is restricted [30
Many of the biophilic city elements contained in Table 1
and Table 2
, will also help cities become more resilient in the face of a host of emerging resource scarcities likely in the decades ahead, including long term decline in global oil supply (peak oil), diminished supplies of potable water and food, among others. Greening cities can, as already mentioned, significantly reduce energy consumption and reduce consumption of energy for heating and cooling. In promoting modes of urban mobility other than automobiles (walking, bicycling) there is the possibility of greater resilience in the diminished oil supplies. Equally true, biophilic urbanism can achieve significant water conservation and, through the protection of peri-urban farms and agriculture and by promoting urban agriculture, might help to ensure the food security of a city.
As Figure 1
suggests, these natural features and urban biophilic qualities directly help cities to become more resilient, but also serve more indirectly to encourage healthier lifestyles and long term coping behaviors that will stand communities in good stead in the face of many future shocks and stresses. Trees and green elements at the neighborhood level, for instance, have been shown to encourage walking and outdoor-oriented activity and, in this way, create conditions for healthier individuals and families and laying a foundation for urban resilience [31
3.2. Biophilic Cities Can Help to Strengthen Commitments to Place
Urban environments that are greener, more nature-full
, will attract greater interest by residents and help to strengthen emotional bonds to place and community, in turn increasing urban resilience [32
These green elements are an important aspect of place. They serve as important amenities that can strengthen distinctive place qualities, nurturing a special sense of place and, in turn, commitments to place [32
]. When identifying those cities where there is a strong sense of the unique, that look and feel differently, elements of the natural environment are critical. Some of these, such as topography and climate, are essentially givens, that a city can do little about, but there are many ways in which through creative planning and development, connections to these elements can be strengthened, with the concomitant result that an urban citizenry may exhibit a stronger emotional connection with and care for the landscape and cityscape they call home. Furthermore, this, in turn, while a tentative pathway in need of additional research and evidence, may result in a host of other resilience-enhancing actions, attitudes and behaviors. Places viewed as special and distinct will likely foster emotional bonds and commitments that may in turn translate into a variety of conditions helpful to resilience (e.g., a citizenry willing to stay put and to roll up their sleeves to rebuild following a disaster or a citizenry politically engaged and participative, for instance).
A dramatic example can be seen in Austin, Texas, a city that has emphasized the cultivating of qualities that make it different or unusual (and even a buy-local campaign dubbed “Keep Austin Weird”). One of the more impressive ways that Austin has solidified its special sense of place is through the natural environment and most dramatically the way in which this city has now embraced its part-time resident population of Mexican free-tailed bats. A million and a half of these bats take up residence each spring and summer under the city’s Congress Avenue bridge, and lining along the top of the bridge or sitting on blankets below the bridge to watch the nightly emergence of the bats has become a tradition in the summer and a significant tourist draw, attracting some 100,000 tourists to Austin each year. The bats deliver many ecological benefits, of course, and they bring considerable direct economic benefits to the city, but they also are part of what makes Austin different, or special, and are an important part of the unique character and feel of the city.
These biophilic qualities are an important part of what makes this city, and others, a place that Richard Florida argues is a city attractive to the so-called creative class
]. There are thus considerable economic benefits from these biophilic programs and elements, as their distinctive place contributions serve to enhance quality of life and in turn the attractiveness of these cities. Whether cities like Austin will be able to retain businesses and residents in the face of economic stresses and downturns, and whether cultivating distinctive place qualities will deliver positive competitive advantages that might help such biophilic cities out-compete other similar cities remain open questions. However, there is considerable anecdotal evidence that cities that are greener, have more extensive green amenities, from trail systems to extensive parks to access to nature, will fare better in difficult global economic times. Furthermore, many cities have mayors and leadership teams that support improvements in biophilic conditions as an essential approach to economic development (e.g., now former mayor Richard Daley of Chicago).
Attachment and commitment to place represent significant precursors, it would seem, for taking (or being prepared to take) significant steps on behalf of a community in response to a crisis or future urban shock [34
]. However, the extent to which, and precise ways in which, a unique sense of place, and personal attachments and commitments to place, will result in greater urban resilience remain open questions. A stronger commitment to place can be hypothesized to lead to a host of actions that might serve to enhance resilience and might correlate with resilience behaviors.
3.3. Biophilic Cities Can Enhance Family and Individual Resilience and Adaptive Capacity
Biophilic cities deliver a host of positive benefits at an individual and family level that will help to enhance ability to successfully cope with and adapt to future stressors and shocks. Nature in cities delivers considerable and often underappreciated health benefits, furthering bolstering city’s capacity and ability to adapt to stresses and shocks in the future. Residents of greener neighborhoods have been found to walk more and spend more time outside, in turn with considerable positive health effects [35
And in times of individual and family stress, parks, green spaces, oases of nature, become even more important. As the 2008 global economic downturn unfolded, there is evidence that urban park usage went up; nature delivers importance solace and emotional sustenance, at precisely the times when individuals and families need them [36
]. A city with few such green spaces, will be less prepared, less able to provide such emotional comfort.
The evidence is compelling, as mentioned above, that the natural elements of cities—even views of trees and nature—deliver important positive impacts on mood and reduction of fatigue and, in turn, enhancing individual resilience and health. A recent study by the UK mental health organization MIND, sought to gauge the positive mood effects of a walk in nature, and found in comparison to walking in an indoor structure, the impacts were considerable indeed. At the end of these walks, participants showed marked decreases in depression, anger, tension, confusion and fatigue and increases in vigor [9
And there are many more direct ways, of course, in which green urbanism and biophilic urban design can create more healthful environments. Planting trees and installing green rooftops and walls, permeable paving, are all strategies that provide shade and cooling through evapo-transpiration. These help to moderate urban temperatures. Trees help to ameliorate air pollution, and a robust and extensive network of storm water collection features (from permeable paving to rain gardens to urban forests) helps to reduce the problem of combined sewer overflow (CSO), a serious water quality problem that many American cities, from Seattle to Washington DC, are afflicted with.
Biophilic urbanism can help to provide the basis for healthier lives and lifestyles in many ways. An extensive network of walking and hiking trails, the close physical proximity of large blocks of greenspaces to urban neighborhoods and an urban land use pattern of nearby parks, all contribute to at the least the possibility of a more physically active, healthier lifestyle. Gardening and food production opportunities in the city provide similar benefits—the opportunity to engage in an emotionally rewarding activity, but also one with substantial calorie-burning potential and the possibility of improving diets, as well [37
There is special concern about the unhealthy lives of children, as seen in rising child obesity rates, unhealthy diets and lack of physical activity, also little connection with outside nature. Richard Louv, in his groundbreaking book Last Child in the Woods
, dubs the latter phenomenon “nature deficit disorder”, pointing to many culprits of modern life, including elevated concerns about safety of outdoor environments, the overdependence on electronic media and the criminalizing of outdoor play, among others ([38
]; there is a growing body of research on the importance of nature in childhood health and development, see [39
]). The time spent by children on electronic media has actually increased in recent years [41
], boding ill for the kinds of contact with the natural world that will foster a lifelong love of and comfort and wonder provided by nature, as well as the physical exercise and activity that outside play generates.
Biophilic cities, as Table 2
indicates, go beyond simply provision of parks and nearby nature, but seek to actively entice and induce urbanites to enjoy and participate in this nature. Cities like New York, have taken a variety of creative steps. For instance, during the summer months of July and August families can camp in city parks throughout the five boroughs. The city’s Parks Department website emphasizes the fun families will have: “We start with a cookout, then a variety of evening activities, such as stargazing and night hikes. You’ll sleep under the stars and awake to the birds” [42
Delivering the raw ingredients of wonder and fascination in cities is a key goal of biophilic urbanism. Partly this involves re-imagining cities of abundant life and actively exploring ways that human urbanites can co-exist with other animals, from the Mexican free-tailed bats mentioned above to coyotes, birds and invertebrates, all biodiversity that cities often have in great abundance, though could do more to protect and nurture. Viewing birds (and listening to their calls) and watching other wildlife, at once provides mental and emotional connections, stress reduction and other biophysical benefits [43
]. We find much to recommend in Jennifer Wolch’s concept of “zoöpolis”, arguing for the need to actively cultivate and accommodate animals in urban environments and in the process “re-enchanting” our cities [46
]. Biophilic cities are cities that accommodate and celebrate other life forms and in the process help to advance resilience. Often the animals and wildlife of a city are an important contributor to a unique or distinctive sense of place [15
Nature imparts many other affective benefits to urbanites that we are just beginning to better understand. Recent experimental evidence suggests that humans are more generous in the presence of nature [47
]. Generosity and a willingness to engage in a variety of helping behaviors, are important background conditions in the event of a need to respond to and recovery from a serious natural disaster, such as an earthquake or hurricane, for instance. The sharing of critical information in the situation of an approaching storm requires a certain commitment to and concern about the welfare of others, personal qualities that may be significantly more evident in green urban environments.
Regular participation in activities that engage nature in cities can have many positive emotional and physiological benefits. Evidence is irrefutable that watching birds and wildlife can reduce stress, lower heart rates, help to calm and, in medical settings, heal us. There is much emphasis of late in the architectural community about the importance of hospital and medical facilities that integrate natural daylight, healing gardens and other features of nature, and this is a positive trend, to be sure. However, in many ways it is the larger potential of designing and planning healing cities and urban neighborhoods that is most exciting, spaces and environments that might exert considerable preventative benefits (and preventing the need to visit that hospital or cancer center later in life, it could be hoped).
Food production in cities offers opportunities to at once reconnect to landscape and nature, but also to provide some amount of food in times and circumstances where food cost and availability may be difficult. A city of gardeners, as with the experience of war time victory gardens, can produce a great deal and enhance urban resilience in the face of weather and energy shocks that may affect the flow and sourcing of food from outside a city [48
]. Maintenance of economic viability of peri-urban farms and regional agriculture, as well as expanding opportunities to grow food in the leftover spaces of cities, from rooftops to re-claimed building sites, will strengthen the resilience of a city.
3.4. Biophilic Cities Can Help Build Social Capital and Trust
Biophilic cities and city initiatives can also, in many important ways, help to bring people together in pursuit ad enjoyment of common interests and concerns and can expand and strengthen social networks and capital. As Table 2
suggests, one way in which we can judge the biophilic bone fides
of a city is by understanding the number of its citizens engaged in one or another activity centered around learning about or directly experiencing nature—watching birds, hiking and camping, participating in a variety of ecological and nature-oriented clubs and social activities. Outside activities can be solitary, to be sure, but they are often collective and social in nature and often result in significant friendships and social relationships.
Biophilic urbanism can also often result in the development of important new personal competencies and contribute in important ways to a sense of wellbeing and meaning. Social isolation is a significant and growing problem in northern cities and societies, and efforts centered on participation in nature—viewing and watching, interacting with, restoring and repairing—can help in significant ways to overcome that isolation.
Forests, parks and green spaces are important places for socializing and for forming new friendships. Seeland, Dubendorfer and Hansmann [39
], in a study of Zurich, conclude that such green areas are important vehicles for social inclusion and for integration of immigrant youth. “Meeting and communicating in open spaces … can be a platform for breaking up social segregation, and therefore, public places are indispensable for meeting and establishing contacts” [39
]. Similar conclusions have been reached about community gardens, and such green areas integrated into living environments often serve as ready spaces for breaking-down barriers of various sorts in urban neighborhoods and providing opportunities for informal contact and socialization.
The green spaces of a city offer important sites for residents to come together and to build a degree of cohesion and trust. Furthermore, nature in the city can have important civilizing functions. Kuo and Sullivan, for example, have found that reported crime rates are lower in public housing projects with greater levels of greenery [49
]. In another study of public housing residents, Sullivan and Kuo found differences in reported levels of violence and aggression depending on the presence of nearby nature: “levels of aggression and violence were significantly lower”, they report, “among individuals who had some nearby nature outside their apartments than among their counterparts who lived in barren conditions” [50
Friendships and social interaction provided by direct participation in nature activities can in turn help to strengthen adaptive capacity. Evidence of the recuperative power of friendships is growing, suggesting that a key pathway to enhanced individual and family resilience is through programs and activities that foster socialization and help build extensive and deep friendships [51
]. Research from psychology suggests that the presence of friends will allow individuals and families to be more resilient in many ways, helping reduce perceptions of the insurmountable nature of problems and contributing to a sense that life-challenges can be overcome [52
Biophilic green systems in cities can create the context and opportunities for people to come together. In Zurich, for example, one of the few systematic efforts to daylight streams in that city (i.e.
, to bring them back to the surface, from underground pipes) has created new green spaces in neighborhoods and new opportunities for kids to explore and spend time outside. There, fifteen years of work repairing and daylighting streams in urban neighborhoods has resulted in 16,000 meters of restored streams and the completion of some forty stream daylighting projects [53
]. Buchli and Conraden report on the social value and benefits of these efforts [53
“With respect to the Cultural System, the relationship between humans and nature in urban neighborhoods and the understanding of, and care in dealing with, nature are important positive factors, which are strengthened by the open streams. The Social Systems include increased social interaction and networking in the neighborhoods, citizen participation in the planning and implementation process and interdisciplinary cooperation across the city government departments. Many stream opening projects have contributed to strengthening the social systems and in turn have been improved by citizen participation”.
Participation and engagement with nature in cities is a key aspect of a biophilic urbanism and can take many forms. These include participation in a variety of nature clubs and organizations and activities, from bird-watching to native plant societies to fungi and food foraging. Some are more recreational (hiking clubs), while others are more educational, but all entail a form of active engagement in the community. Citizens of a biophilic city care about and are intimately engaged in experiencing and learning about nature. They (ideally) exhibit curiosity and experience fascination and wonder at the wildness and majesty in and around cities. There are a variety of social and health benefits provided through such participation and engagement. New friendships are forged, socialization and interaction fostered and additional meaning added to one’s life (hopefully). Involvement in these organizations and the activities undertaken is also simply fun and delivers many of the important positive mood and restorative qualities already mentioned.
We are not the first to identify these potential connections and relationships, and Paton, Kelly and Doherty [54
] have written a thorough chapter examining “natural environment as a source of adaptive capacity”, with a focus on natural disasters. They suggest, among other factors, the important role that direct participation in local environment can have. “That is, there is evidence that exposure [to environment] can engender a positive and protective attitude to the local environment (e.g., Park Care, Bush Care and Land Care Groups). This exposure may come from passive or active participation in natural settings or from living in or near peri-urban areas” [54
]. Many Australia cities have extensive urban Bush Care groups, a volunteer army of citizens who engage in environmental clean-up, vegetation-planting and restoration work. In the City of Brisbane alone, for example, there are more than 120 active urban bush care groups [28
]. Evidence suggests then that through participation bonds with place and caring for both place and community will likely increase as a result. Paton, Kelly and Doherty summarize these potential relationships [54
“It is evident … that interaction with the environment can perform a restorative function and contribute to well-being. It can also act as a protective factor in regard to mitigating present and future stress, act as a catalyst for meaningful interaction that facilitates the development and/or maintenance of adaptive capacities (e.g., self and collective efficacy) and contribute to the development and maintenance of attachment and commitment to place/community”.
Engaging citizenry in a host of hands-on nature activities, then, can be an effective strategy for enhancing adaptive capacity and resilience. There are a number of exemplary programs for engaging the public in active participation on nature in cities around the world. These include master naturalists programs, which further introduce the benefits of mastery of subject. One of the best the Texas Master Naturalist program, a partnership of the Texas Parks and Wildlife Department and Texas AgriLife Extension Service. Through the program citizens receive training in the nature and natural history of the state and if they meet the requisite hours of classroom, field study and volunteer service, can become certified master naturalists. Programs like this have been wildly popular and successful on almost every measure. Some 6000 Texans have gone through the training, providing more than 1 million hours of volunteer labor since the program began in 1998 [55
]. A wide range of volunteer activities has occurred through the program, from wetlands restoration, to nesting sea turtle patrol, to conducting field surveys.
A biophilic city also places priority on educating children and young people about the nature around them and fostering these natural connections at an early stage. In Houston, Texas, for instance, a coalition of public and private entities called Houston Wilderness, has been actively educating children about the region’s biodiversity and has produced a “wilderness passport” used by all fourth-grade classes in the Houston Independent School District. The passport is a guide to the region’s ten ecosystems and encourages the visiting of all of them [56
There is also growing recognition that citizens can play an essential role in helping collect data and helping in ecological sciences. This can happen through urban bio-blitzes, for instance, intensive 24-hour inventories of the biodiversity in a particular place, often within a city. Increasingly bio-blitzes, with significant citizen engagement, have occurred in a number of U.S. cities (including, for instance, one organized in Central Park, in New York City, that uncovered an entirely new species of centipede, Nannarrup hoffmani
, a very small invertebrate, with 82 legs, as it turns out). Furthermore, cities can cultivate potentially life-long citizen scientists at an early stage, such as New York’s effort to engage seventh graders in public and private schools throughout in monitoring salamanders at city parks [57
City-based desert conservation efforts in the greater Phoenix area of the U.S. offer additional positive example, especially the efforts of citizens and a grassroots effort to create and manage a large desert preserve system in the City of Scottsdale. Here, amazing biophilic physical resources are available to a large segment of the population (in the form of extensive desert habitat and hiking trails, now covering more than 17,000 acres, in close proximity to neighborhoods), but are also complimented by opportunities to participate in the management of these spaces. The McDowell Sonoran Conservancy shares responsibility for operating and managing the desert preserve (along with the City of Scottsdale) and impressively has an army of 400 volunteers, who undertake minimum training and become “stewards,” participating in a variety of ways in the management of, and education about, this immense reservoir of urban nature. Interestingly as budgets for parks and recreation departments all over Arizona (and the U.S.) decline, deep cuts in parks personnel have occurred. The Scottsdale model of citizen-based management reflects in many ways a more resilient approach to caring for these resources in times of severe budgetary limits.
Precisely what the long-term individual impacts of these kinds of biophilic engagement are remains to be seen and is an important area for future research. However, it stands to reason that such grass-roots involvement has many positive benefits, including a deep level of intimacy with environment and place and the cultivation of valuable friendships and social networks, among other benefits.