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Keywords = rock brittleness evaluation

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18 pages, 4436 KB  
Article
AE Feature-Driven Evaluation of Rock Brittleness and the Mechanism of Damage–Fracture Evolution
by Xinnan Cui, Chong Chen, Li Bi and Chunping Wu
Appl. Sci. 2026, 16(9), 4443; https://doi.org/10.3390/app16094443 - 1 May 2026
Viewed by 285
Abstract
Ultra-large underground metal mines often have complex surrounding rock structures, making traditional assessment methods inadequate for warning against the sudden failure of highly brittle rock masses. To accurately identify high-risk rock layers, this study combines Brazilian splitting tests with acoustic emission (AE) monitoring [...] Read more.
Ultra-large underground metal mines often have complex surrounding rock structures, making traditional assessment methods inadequate for warning against the sudden failure of highly brittle rock masses. To accurately identify high-risk rock layers, this study combines Brazilian splitting tests with acoustic emission (AE) monitoring on four typical surrounding rocks. A normalized damage–stress brittleness coefficient (NDBC) is proposed, and Gaussian mixture model (GMM) clustering is employed to analyze crack evolution mechanisms. Different from conventional brittleness indexes merely based on mechanical parameters, the proposed NDBC characterizes rock brittleness from the perspective of progressive damage evolution driven by acoustic emission microfracture information, providing a dynamic evaluation basis for sudden instability in highly brittle rock masses. The GMM clustering automatically identifies crack features and accurately quantifies the transition from tensile peak to increasing shear during the failure process. The research shows that: (1) AE characteristics during the failure stage are manifested as medium- to high-frequency signals caused by small-scale cracks. (2) Siliceous limestone exhibits extremely high brittleness (NDBC of 0.07) and sudden failure due to the difficulty of microcrack propagation, posing a greater risk of instability and potential overall collapse during mining; in contrast, granite (NDBC of 0.23) is more ductile, showing progressive damage accumulation. (3) Initial rock splitting failure is primarily tensile cracking, with shear cracking increasing as failure approaches, transitioning the failure mechanism to a tensile–shear composite mode. Therefore, establishing a differentiated monitoring and prevention system based on AE main frequency identification and GMM analysis, designating siliceous limestone surrounding rock areas as key prevention zones, can effectively reduce the risk of sudden instability and ensure safe mining operations. Full article
(This article belongs to the Section Civil Engineering)
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23 pages, 22995 KB  
Article
How Faults Shape Uranium and Polymetallic Mineralization: Evidence from the Paleozoic Succession of Southwestern Sinai, Egypt
by Salama M. Bahr, Ahmed E. Shata, Ahmed M. El Mezayen, Ali M. Abd-Allah, Abdalla S. Alshami, Hasan Arman, Osman Abdelghany, Alaa Ahmed and Ahmed Gad
Minerals 2026, 16(4), 396; https://doi.org/10.3390/min16040396 - 13 Apr 2026
Viewed by 392
Abstract
A structurally complex Paleozoic succession in southwestern Sinai hosts uranium and associated metals, and brittle deformation controls fluid flow and ore localization. The study integrates structural mapping with mineralogical, geochemical, and radiometric data to evaluate how fault architecture controls uranium and polymetallic mineral [...] Read more.
A structurally complex Paleozoic succession in southwestern Sinai hosts uranium and associated metals, and brittle deformation controls fluid flow and ore localization. The study integrates structural mapping with mineralogical, geochemical, and radiometric data to evaluate how fault architecture controls uranium and polymetallic mineral occurrences in the east Abu Zeneima area. Eleven representative samples were collected from major fault zones and host lithofacies, and 652 ground gamma-ray spectrometric measurements were acquired across mineralized localities and Paleozoic stratigraphic units. Heavy mineral separation, SEM–BSE/EDX, X-ray diffraction, and whole-rock geochemistry were used to identify ore and accessory phases and quantify their elemental composition. The middle carbonate member of the Um Bogma Formation is the primary host lithology and contains primary U dispersed within carbonaceous sandy dolostone and locally abundant secondary U phases coexisting with Cu–Fe–Mn phases and REE-bearing silicates and phosphates. Uranium enrichment (locally >2900 ppm eU) in the targeted anomalous samples shows a positive association with P2O5 and a weaker positive association with ΣREEs. Together with SEM–BSE/EDX and XRD identification of uranyl phosphates and REE-bearing accessory minerals, these observations suggest that phosphate-bearing secondary phases and REE-rich accessories locally contributed to uranium hosting. Seventy-four radioactive anomalies are predominantly associated with normal faults and are concentrated along fault cores and highly fractured downthrown blocks, especially along a NW–SE trend that forms the main mineralized corridor. The study findings emphasize the importance of fault zone architecture for targeting new uranium resources in Paleozoic basins. Full article
(This article belongs to the Special Issue Genesis of Uranium Deposit: Geology, Geochemistry, and Geochronology)
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18 pages, 16281 KB  
Article
Experimental Study on the Mechanical Properties of Weakly Cemented Soft Rock Under Different Moisture Contents and Stress Paths
by Peichang Cheng, Hongzhi Wang, Yuanfeng Chen and Yetao Jia
Appl. Sci. 2026, 16(8), 3746; https://doi.org/10.3390/app16083746 - 10 Apr 2026
Viewed by 437
Abstract
To systematically investigate the combined effects of moisture content, confining pressure, and loading rate on the mechanical properties of weakly cemented soft rock, this study focuses on the Jurassic coal measures from the Hoxtolgay coalfield in Xinjiang. A series of uniaxial and triaxial [...] Read more.
To systematically investigate the combined effects of moisture content, confining pressure, and loading rate on the mechanical properties of weakly cemented soft rock, this study focuses on the Jurassic coal measures from the Hoxtolgay coalfield in Xinjiang. A series of uniaxial and triaxial compression tests were conducted under varying moisture states, loading velocities, and confining pressures. Complementary X-ray diffraction (XRD), scanning electron microscopy (SEM), and Brazilian splitting tests were performed to analyze the microstructural evolution and tensile failure characteristics. The experimental results demonstrate that moisture content acts as the primary governing factor for mechanical degradation; increased hydration promotes clay mineral swelling and attenuates inter-granular cementation, leading to a continuous reduction in both compressive and tensile strengths, as well as the elastic modulus. Conversely, confining pressure consistently enhances these macroscopic mechanical parameters by restricting lateral deformation. While the loading rate alters the mechanical response, its impact is secondary compared to the definitive effects of moisture and stress constraints. Furthermore, by utilizing established stress–strain-based indices, the study quantitatively evaluates the brittleness characteristics, confirming that hydration fundamentally drives the rock mass from a brittle state toward ductility. This research elucidates the coupled degradation mechanisms of highly sensitive soft rock, providing a theoretical foundation for stability design and risk assessment in underground geotechnical engineering. Full article
(This article belongs to the Special Issue Latest Advances in Rock Mechanics and Geotechnical Engineering)
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32 pages, 59024 KB  
Article
Digital Core-Based Characterization and Fracability Evaluation of Deep Shale Gas Reservoirs in the Weiyuan Area, Sichuan Basin, China
by Jing Li, Yuqi Deng, Tingting Huang, Guo Chen, Bei Yang, Xiaohai Ren and Hu Li
Minerals 2026, 16(4), 366; https://doi.org/10.3390/min16040366 - 31 Mar 2026
Viewed by 464
Abstract
Deep shale gas reservoirs in the southern Sichuan Basin (Weiyuan area) exhibit strong heterogeneity and complex pore-fracture networks. Traditional reservoir evaluation methods struggle to accurately capture their microscale pore characteristics and fracability, thereby restricting efficient development and precise sweet spot prediction. Therefore, integrating [...] Read more.
Deep shale gas reservoirs in the southern Sichuan Basin (Weiyuan area) exhibit strong heterogeneity and complex pore-fracture networks. Traditional reservoir evaluation methods struggle to accurately capture their microscale pore characteristics and fracability, thereby restricting efficient development and precise sweet spot prediction. Therefore, integrating digital core technology with geological analysis is essential to systematically quantify key reservoir parameters, including microscale pore structure, mineral composition, and brittleness characteristics. To clarify the controlling factors of high-quality deep shale gas reservoirs in the Weiyuan area and assess their exploration and development potential, we performed digital core analysis at micron to nanometer scales. Three-dimensional digital core models of representative deep shale gas wells were constructed. Integrating mineral composition, geochemical characteristics, and pore space features, we discuss the geological conditions for deep shale gas accumulation and the fracability of horizontal wells, and we delineate favorable shale reservoir zones. The results show that digital core technology enables quantitative and visual characterization of each sublayer of the Longmaxi Formation shale reservoir, including mineral types, laminae types, pore-throat structures, and organic matter distribution. From the Long 11-1 sublayer to the Long 11-4 sublayer, the pore-throat radius, total pore volume, total throat volume, connected pore-throat percentage, and coordination number all gradually decrease. In the eastern Weiyuan area, the siliceous components in deep shale gas reservoirs at the base of the Longmaxi Formation are primarily of both biogenic and terrigenous origin. Due to local variations in the sedimentary environment, terrigenous input contributes significantly to the total siliceous content in this region. Although the Long 11-1 sublayer of the Longmaxi Formation is lithologically classified as mud shale, its particle size and mineral composition more closely resemble those of clayey siltstone or argillaceous sandstone, suggesting considerable potential for reservoir space development. Typical wells in the eastern Weiyuan area exhibit distinct lithological characteristics, including coarser grain sizes, stronger hydrodynamic conditions during deposition, and abundant terrigenous clastic supply. The rigid framework formed by silt- to sand-sized particles effectively mitigates compaction, thereby facilitating the preservation of intergranular pores and microfractures. High organic matter abundance, appropriate thermal maturity, and a considerable thickness of high-quality shale ensured sufficient hydrocarbon supply. The main types of natural fractures are intergranular and grain-edge fractures formed by differences in sedimentary grain size, and bedding-parallel fractures generated by hydrocarbon generation overpressure. Based on reservoir mineral composition, pore characteristics, areal porosity, and pore size distribution identified via digital core analysis, the bottom 0–3 m of the Long 11-1 sublayer is determined to be the optimal target interval. By delineating the microscopic characteristics of the shale reservoir and predicting rock mechanical parameters, a fracability evaluation index was established from digital core simulations. This guides the selection of target layers in deep shale gas reservoirs and optimizes hydraulic fracturing design. Full article
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14 pages, 4096 KB  
Article
Biochar-Enhanced Inorganic Gel for Water Plugging in High-Temperature and High-Salinity Fracture-Vuggy Reservoirs
by Shiwei He and Tengfei Wang
Processes 2026, 14(6), 1014; https://doi.org/10.3390/pr14061014 - 21 Mar 2026
Viewed by 466
Abstract
With the expansion of global oil and gas resource exploration and development into deep and ultra deep layers, the efficient development of deep carbonate rock fracture cave reservoirs has become the key to ensuring energy security. However, this type of reservoir commonly faces [...] Read more.
With the expansion of global oil and gas resource exploration and development into deep and ultra deep layers, the efficient development of deep carbonate rock fracture cave reservoirs has become the key to ensuring energy security. However, this type of reservoir commonly faces high temperatures, high salinity, and extremely strong heterogeneity, leading to increasingly severe water content spikes caused by dominant water flow channels. Although the existing traditional inorganic plugging agent has good temperature resistance, it has the defects of great brittleness and easy cracking, while the organic polymer gel is prone to degradation failure under high temperature and high salt environments. In order to solve the above problems, a new biochar-enhanced inorganic composite gel system was constructed by using biochar prepared from agricultural and forestry waste pyrolysis as a functional enhancement component. Through rheological testing, high-temperature and high-pressure mechanical experiments, long-term thermal stability evaluation, and dynamic sealing experiments of fractured rock cores, the reinforcement and toughening laws and rheological control mechanisms of biochar on inorganic matrices were systematically studied. Research has found that a biochar content of 0.5 wt% can significantly improve the micro pore structure of the matrix. By utilizing its micro aggregate filling effect and interfacial chemical bonding, the compressive strength of the solidified body can be increased to over 2 MPa, and there is no significant decline in strength after aging at 130 °C for 30 days. More importantly, the unique “adsorption slow-release” mechanism of biochar effectively stabilizes the hydration reaction kinetics at high temperatures, extending the solidification time of the system to 15 h and solving the problem of flash condensation in deep well pumping. This system exhibits excellent shear thinning characteristics and crack sealing ability, and presents a unique “yield reconstruction” toughness sealing feature. This study elucidates the multidimensional strengthening mechanism of biochar in inorganic cementitious materials, providing technical reference for stable oil and water control in deep fractured reservoirs. Full article
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22 pages, 6289 KB  
Article
Enhancing Infrastructure Resilience Through Technology: A Study on Fracture and Damage Evolution in Beishan Granite Under Cyclic Loading
by Gen Li, Chuanle Wang, Yuan Ma, Shihua Dong and Zizheng Sun
Appl. Sci. 2026, 16(6), 2992; https://doi.org/10.3390/app16062992 - 20 Mar 2026
Viewed by 268
Abstract
The fracture behavior of Beishan granite is a critical scientific basis for evaluating and ensuring the long-term safety of geological repositories for high-level radioactive waste under extreme thermal–mechanical conditions. With increasing emphasis on climate-resilient infrastructure, understanding the mechanical response of deep geological materials [...] Read more.
The fracture behavior of Beishan granite is a critical scientific basis for evaluating and ensuring the long-term safety of geological repositories for high-level radioactive waste under extreme thermal–mechanical conditions. With increasing emphasis on climate-resilient infrastructure, understanding the mechanical response of deep geological materials under cyclic loading and simulating long-term environmental conditions are essential for sustainable engineering management. Previous studies have predominantly concentrated on the fracture characteristics under static loading tests, with limited research conducted on the characteristic parameters of acoustic emission (AE) during cyclic loading and the morphology of fractures post-failure. Contributing to the field of resilient infrastructure, this paper presents static and cyclic loading tests using MTS815 equipment on Beishan deep granite (CCNBD type). To determine the rock fracture toughness of mode I and fracture roughness, static loading and cyclic loading tests were conducted using MTS815 equipment with Beishan deep granite (CCNBD type) as the subject of study. AE and 3D laser scanning were employed to acquire the characteristic parameters of acoustic emission (AE) during loading and the morphology of fracture surfaces after failure in the specimens. The results revealed that CCNBD specimens demonstrated pronounced brittle tensile failure under static and cyclic loading conditions. The rock fracture toughness obtained in static tests was 1.180 MPa·m1/2, whereas under cyclic loading, it was 1.153 MPa·m1/2. In comparison to static loading, cyclic loading led to a greater accumulation of microcracks inside the specimens, resulting in a 9.8% increase in the length of the fracture process zone. A 57.5% increase in section roughness (fractal dimension) was observed after the failure of the specimen in comparison to static loading. Full article
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17 pages, 8388 KB  
Article
A Methodology for Delineating Computational Units of Deep Coalbed Methane: A Case Study of the No. 8 Coal Seam of the Benxi Formation, Ordos Basin
by Bo Liu, Wenguang Tian, Song Li, Hao Chen and Lanlan Zhang
Processes 2026, 14(6), 932; https://doi.org/10.3390/pr14060932 - 15 Mar 2026
Viewed by 445
Abstract
Deep coalbed methane resource evaluation is limited by weak coupling among key controlling factors and by the lack of unified methods for Computational Unit delineation. This study focuses on the No. 8 coal seam of the Benxi Formation in the Ordos Basin. A [...] Read more.
Deep coalbed methane resource evaluation is limited by weak coupling among key controlling factors and by the lack of unified methods for Computational Unit delineation. This study focuses on the No. 8 coal seam of the Benxi Formation in the Ordos Basin. A geological–engineering integrated framework for delineation and evaluation of deep coalbed methane units was established based on the concept of “one body and four levels.” Results indicate that a depth of 1500 m represents a critical boundary for changes in coalbed methane occurrence. Gas in deep coal seams occurs mainly as a combination of adsorbed gas saturation and free gas enrichment. Vitrinite reflectance was used to evaluate gas source conditions, and a threshold of Ro = 1.2% was identified. Cap rock sealing performance was evaluated using lithological assemblages, with mudstone–limestone combinations showing the most favorable preservation conditions. A brittle–ductile index based on rock mechanical parameters was applied to assess reservoir fracability. Gas source effectiveness, preservation conditions, and reservoir transformability were quantified using thermal simulation experiments, formation pressure and temperature analysis, sealing tests, and coal–rock mechanical experiments. GIS-based spatial overlay analysis was used to divide the No. 8 coal seam into 16 computational units. The total deep coalbed methane resources were estimated at approximately 16.49 × 1012 m3. Accordingly, the research findings provide a crucial scientific basis for the rational delineation of computational units in deep coalbed methane systems. They also offer significant theoretical support for subsequent applications of machine learning and coupled geomechanics–flow modeling methods, enabling accurate dynamic prediction and optimal zone selection within the study area. Full article
(This article belongs to the Special Issue Coalbed Methane Development Process)
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17 pages, 3914 KB  
Article
Study on the Mechanism of Mechanical Strength Modification in Weakly Cemented Sandstone by Silica Sol Grouting
by Wenjie Luo, Honglin Liu, Haitian Yan, Chengfang Shan, Feiteng Zhang and Hongzhi Wang
Processes 2026, 14(6), 930; https://doi.org/10.3390/pr14060930 - 15 Mar 2026
Viewed by 446
Abstract
This study addresses the challenges posed by weakly cemented strata in mine tunnels, where surrounding rock softens and deforms upon water exposure, which promotes the development of seepage pathways, and exhibits insufficient stability in bolt (cable) support systems. This study conducts laboratory grouting [...] Read more.
This study addresses the challenges posed by weakly cemented strata in mine tunnels, where surrounding rock softens and deforms upon water exposure, which promotes the development of seepage pathways, and exhibits insufficient stability in bolt (cable) support systems. This study conducts laboratory grouting tests using silica sol on typical weakly cemented sandstone from Xinjiang mining areas. The mineral composition and pore structure were characterized using XRD, SEM, and mercury porosimetry. The injectable mixing ratio parameters for silica sol and the catalyst were determined through viscosity-time evolution tests. Grouting was performed using a custom-built constant-pressure grouting apparatus. After curing, unconfined compressive strength (UCS) and porosity-permeability tests were conducted to evaluate the micro-mechanism of grouting effects on the mechanical and permeability properties of weakly cemented sandstone. The results indicate: (1) The sandstone exhibits a high clay mineral content of 39.8%, dominated by illite. Its pores are primarily small-scale (10–100 nm), accounting for 79.31% of the total pore volume. This scale matches that of silica sol nanoparticles (approximately 9–20 nm), facilitating slurry penetration into micro-pores; (2) microscopic analyses reveal that silica sol effectively reconstructs pore structures through permeation filling and surface coating. Compared to KCl-induced gelation (with approximately 8% gel coverage), NaCl-induced gelation forms a more continuous gel film with more complete pore filling, achieving coverage of around 22%. Furthermore, the larger surface area of the gel aggregates indicates a more thorough filling of micro- and nano-pores, effectively enhancing rock mass compactness. (3) Permeability decreased from 6.91 mD to 3.55 mD, a reduction of 48.6%, while porosity decreased from 16.94% to 13.55%, showing a phased reduction during the grouting process; (4) following pressure grouting stabilization, the uniaxial compressive strength of sandstone increased appropriately by approximately 7–14%, while the elastic modulus rose by about 18–28%. The failure mechanism shifted from shear brittleness to a shear-tension composite state, with enhanced post-peak bearing capacity. These findings provide support for optimizing silica sol grouting parameters in weakly cemented strata tunnels and for the synergistic reinforcement of rock mass permeability and strength. Full article
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21 pages, 5618 KB  
Article
Brittleness Evaluation Method and Brittle–Plastic Transition Law of Deep Shale Based on Energy Evolution
by Wen-Ping Liu, Cheng-Lin Liu, Bo Peng, Yi Song, Yong-Zhi Huang and Xue-Lian You
Minerals 2026, 16(3), 291; https://doi.org/10.3390/min16030291 - 10 Mar 2026
Viewed by 396
Abstract
In order to accurately evaluate the brittleness and plasticity during hydraulic fracturing of deep shale reservoirs, this study constructs a brittleness evaluation index for deep shales based on the energy evolution features from the complete stress–strain curve. Both the pre- and post-peak elastic [...] Read more.
In order to accurately evaluate the brittleness and plasticity during hydraulic fracturing of deep shale reservoirs, this study constructs a brittleness evaluation index for deep shales based on the energy evolution features from the complete stress–strain curve. Both the pre- and post-peak elastic energy ratios and the stress drop effect were considered in this index. The brittle–plastic deformation characteristics was fundamentally reflected during rock failure. Due to further comparison between the brittleness index and sample fracture patterns with corresponding stress–strain curves, a quantitative evaluation model (0–1 scale) for deep shale brittleness–plasticity deformation was built. Using this model, the brittle–plastic transition patterns of different shale facies are investigated, creating a three-parameter diagram of the brittleness index, clay mineral content, and depth. The results show that siliceous and carbonate shales undergo a brittle–plastic transition at approximately 4500–5000 m depth, while mixed shales transition at around 3500 m. Full article
(This article belongs to the Special Issue Element Enrichment and Gas Accumulation in Black Rock Series)
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25 pages, 7590 KB  
Article
Rock Brittleness Prediction with BDEGTO-Optimized XGBoost
by Yajuan Wu, Tao Wen, Ruozhao Wang, Yunpeng Yang and Xiaohong Xu
Processes 2026, 14(5), 878; https://doi.org/10.3390/pr14050878 - 9 Mar 2026
Viewed by 344
Abstract
Precise assessment of rock brittleness is a prerequisite for effective wellbore integrity and successful reservoir stimulation in drilling programs. To achieve precise prediction of rock brittleness index (BI), this study proposes an improved optimization algorithm for an artificial gorilla troops optimizer (GTO), called [...] Read more.
Precise assessment of rock brittleness is a prerequisite for effective wellbore integrity and successful reservoir stimulation in drilling programs. To achieve precise prediction of rock brittleness index (BI), this study proposes an improved optimization algorithm for an artificial gorilla troops optimizer (GTO), called a Bernoulli Differential Evolution Gorilla Troops Optimizer (BDEGTO). In the BDEGTO, Bernoulli mapping is introduced during the population initialization process, and the differential evolution is embedded after the exploration stage of the GTO. These modifications effectively address the early-stage optimization weaknesses and the susceptibility to local optima that are commonly encountered in a traditional GTO. To evaluate the performance of the BDEGTO, comparisons are made with other optimization algorithms based on 91 datasets from 32 rock types. The results demonstrate the significant advantages of the BDEGTO over other algorithms. Furthermore, the BDEGTO is applied to the optimization process of Least Squares Boosting (LSB), Extreme Gradient Boosting (XGB), and Light Gradient Boosting Machine (LGBM). A comparison is made with Support Vector Regression (SVR), Artificial Neural Network (ANN), and Convolutional Neural Network (CNN) algorithms for predicting rock brittleness based on input parameters such as P-wave velocity (Vp), point load index (Is50), and unit weight (UW). The findings indicate that BDEGTO-XGB achieves the best prediction performance for BI. Additionally, through SHapley Additive exPlanations (SHAP) analysis, it is determined that among the three input parameters, Is50 has the most significant influence. These research results provide valuable guidance for the brittleness assessment of similar rocks. Full article
(This article belongs to the Section Petroleum and Low-Carbon Energy Process Engineering)
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15 pages, 6245 KB  
Article
Evaluation of Water Richness in Coal Seam Roofs Based on Combined Subjective–Objective Weighting and a Matter-Element Extension Model
by Wenjie Sun, Wenjie Li, Kai Liu, Bingzi Li, Xuezhi Wang, Ziyu Wang and Hongyu Zhang
Appl. Sci. 2026, 16(5), 2429; https://doi.org/10.3390/app16052429 - 3 Mar 2026
Viewed by 324
Abstract
The roof aquifer of the Jurassic coal seam is the primary source of water inrush in the Nalinhe Mining Area. It poses a severe threat to safe mining operations. Accurate prediction of its water richness is crucial for production safety. This study focuses [...] Read more.
The roof aquifer of the Jurassic coal seam is the primary source of water inrush in the Nalinhe Mining Area. It poses a severe threat to safe mining operations. Accurate prediction of its water richness is crucial for production safety. This study focuses on the Nalinhe No. 2 Coal Mine. Seven key controlling factors were selected as evaluation indicators, including aquifer thickness, burial depth, core recovery rate, the thickness ratio of brittle to plastic rock, fault scale density, fault fractal dimension, and the density of fault endpoints and intersections. A hybrid weighting strategy was applied in this study. This strategy integrates the Analytic Hierarchy Process (AHP) and the Entropy Weight Method (EWM) to assign scientific weights to the evaluation indices. A water richness evaluation model was subsequently developed based on matter-element extension theory. The model calculates the comprehensive correlation degree for each grid node and determines the corresponding water richness level. Zoning results were validated with unit inflow data from pumping test boreholes, mine inflow observations, and ground transient electromagnetic survey findings. The predicted water richness zones closely matched the measured hydrogeological data. These results demonstrate the scientific rigor and reliability of the matter-element extension model. The proposed model provides a novel approach for assessing water richness in coal seam roof aquifers. Full article
(This article belongs to the Section Civil Engineering)
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27 pages, 7611 KB  
Article
Model for Predicting the Rockburst Intensity Grade in Gently Dipping Rock Strata via MIPSO-RF
by Junwei Ma, Kepeng Hou, Huafen Sun, Yalei Zhe, Qunzhi Cheng, Zhigang Zhu, Lidie Wang and Zixu Wang
Sustainability 2026, 18(2), 809; https://doi.org/10.3390/su18020809 - 13 Jan 2026
Viewed by 375
Abstract
This study aims to improve the prediction accuracy of rockburst intensity grades in gently dipping rock strata, and provide reliable technical support for risk prevention, long-term stable production and sustainable development in underground engineering construction. Therefore, a rockburst intensity grade prediction model combining [...] Read more.
This study aims to improve the prediction accuracy of rockburst intensity grades in gently dipping rock strata, and provide reliable technical support for risk prevention, long-term stable production and sustainable development in underground engineering construction. Therefore, a rockburst intensity grade prediction model combining multi-strategy improved particle swarm optimization (MIPSO) with random forest (RF) is proposed, and the stress coefficient (SCF), brittleness coefficient (B) and elastic energy index (Wet) are selected as input indicators. After the algorithm and model are validated using benchmark test functions and the five-fold cross-validation method, their performance is compared with that of the other four models based on evaluation metrics, and the Shapley interpretability analysis (SHAP) is conducted. The results show that the performance of the model is superior to that of other models, and the importance ranking of the prediction indicators is SCF, Wet, and B. Finally, the application software developed based on the model is used for rockburst intensity grade prediction; rockburst prediction indicators are obtained through experiments and numerical simulations, and the prediction results obtained after importing them into the software are consistent with the actual situation, which proves that the rockburst prediction framework constructed in this paper has practicality. Full article
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18 pages, 2593 KB  
Article
Data-Driven Estimation of Cerchar Abrasivity Index Using Rock Geomechanical and Mineralogical Characteristics
by Soon-Wook Choi and Tae Young Ko
Appl. Sci. 2026, 16(1), 552; https://doi.org/10.3390/app16010552 - 5 Jan 2026
Viewed by 546
Abstract
The Cerchar Abrasivity Index (CAI) is essential for predicting tool wear in mechanized tunneling and mining, but direct measurement requires time-consuming laboratory procedures. We developed a data-driven framework to estimate CAI from standard geomechanical and mineralogical properties using 193 rock samples covering igneous, [...] Read more.
The Cerchar Abrasivity Index (CAI) is essential for predicting tool wear in mechanized tunneling and mining, but direct measurement requires time-consuming laboratory procedures. We developed a data-driven framework to estimate CAI from standard geomechanical and mineralogical properties using 193 rock samples covering igneous, metamorphic, and sedimentary lithologies. After evaluating 278 feature combinations with multicollinearity constraints (VIF < 10.0), we identified an optimal four-variable subset: brittleness index B1, density, Equivalent Quartz Content (EQC), and Uniaxial Compressive Strength (UCS), with rock type indicators. CatBoost achieved the best performance (Test R2 = 0.907, RMSE = 0.420), and SHAP analysis confirmed that density and EQC are primary drivers of abrasivity. Additionally, symbolic regression derived an explicit formula using only three variables (density, EQC, B1) without rock type classification (Test R2 = 0.720). The proposed framework offers a practical approach for assessing rock abrasivity at early project stages. Full article
(This article belongs to the Section Civil Engineering)
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23 pages, 6829 KB  
Article
Pore Structure and the Multifractal Characteristics of Shale Before and After Extraction: A Case Study of the Triassic Yanchang Formation in the Ordos Basin
by Zhengwei Xu, Honggang Xin, Zhitao Wang, Shengbin Feng, Wenzhong Ma, Liwen Zhu, Huifei Tao, Lewei Hao and Xiaofeng Ma
Minerals 2025, 15(12), 1324; https://doi.org/10.3390/min15121324 - 18 Dec 2025
Cited by 1 | Viewed by 632
Abstract
The shale oil reservoirs of Member 7 of the Triassic Yanchang Formation in the Longdong Area of the Ordos Basin have attracted widespread attention due to their unique geological characteristics and enormous development potential. As the core factor controlling reservoir storage capacity and [...] Read more.
The shale oil reservoirs of Member 7 of the Triassic Yanchang Formation in the Longdong Area of the Ordos Basin have attracted widespread attention due to their unique geological characteristics and enormous development potential. As the core factor controlling reservoir storage capacity and hydrocarbon flow efficiency, the precise characterization and quantitative analysis of pore structure are the prerequisite and key for reservoir evaluation and development plan optimization. All samples selected in this study were collected from the shale of Member 7 of the Triassic Yanchang Formation and were classified into two categories: medium-organic-rich shales (total organic carbon, TOC: 2–6%; TOC refers to the total organic carbon content in rocks, indicating organic matter abundance; unit: %) and high-organic-rich shales (TOC: >6%). The mineral composition and organic geochemical parameters of the shale were determined via X-ray diffraction (XRD) and Rock-Eval pyrolysis experiments, respectively. Meanwhile, pore structure characteristics were analyzed by combining low-temperature nitrogen adsorption–desorption experiments before and after extraction, and multifractal analysis was used to systematically investigate the differences in pore heterogeneity of shale and their influencing factors. The results show that the specific surface area (SSA) and total pore volume (TPV) of shale increased after extraction, while the change in average pore diameter (APD) varied. Multifractal analysis indicates that the micropores of shale both before and after extraction exhibit significant multifractal characteristics; after extraction, pore connectivity is improved, but the changes in pore heterogeneity are inconsistent. The pore connectivity of shale first increases and then decreases with the increase in TOC content and pyrolysis parameter S2 content. The better the pore connectivity of shale, the lower the content of light-component saturated hydrocarbons and the relatively higher the content of heavy-component resins in the extractable organic matter (EOM). Brittle minerals can provide a rigid framework to inhibit compaction and are prone to forming natural microfractures under tectonic stress, thereby promoting pore connectivity. In contrast, clay minerals, due to their plasticity, are prone to deformation and filling pore throats during compaction, thus reducing pore connectivity. This study provides a theoretical basis for the evaluation and development of shale reservoirs in the Longdong Area. Full article
(This article belongs to the Special Issue Natural and Induced Diagenesis in Clastic Rock)
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23 pages, 4426 KB  
Article
Symmetry and Coupled Effects of Intermediate Principal Stress and Unloading Kinetics on Energy Dissipation and Fracture Behavior of Sandstone
by Xianqi Zhou, Zhuotao You, Wei Yao, Jinbi Ye and Erchao Fu
Symmetry 2025, 17(12), 2100; https://doi.org/10.3390/sym17122100 - 7 Dec 2025
Viewed by 445
Abstract
Excavation unloading in deep rock masses involves a transition from symmetric states of energy storage to asymmetric energy dissipation, in which variations in intermediate principal stress (σ2) play a critical role. To investigate these symmetry-breaking mechanisms, controlled-rate true triaxial unloading [...] Read more.
Excavation unloading in deep rock masses involves a transition from symmetric states of energy storage to asymmetric energy dissipation, in which variations in intermediate principal stress (σ2) play a critical role. To investigate these symmetry-breaking mechanisms, controlled-rate true triaxial unloading experiments were performed on sandstone using a miniature creep-coupled testing system. During unloading of σ3 at 0.1–0.3 MPa/s, the evolution of elastic, dissipated, and plastic energies was quantitatively evaluated. The results reveal pronounced asymmetric energy responses governed by both σ2 and the unloading rate. Dissipated energy dominates the entire unloading process, while elastic energy exhibits a non-monotonic trend with increasing σ2—first rising due to enhanced confinement and then decreasing as premature failure occurs. Higher unloading rates significantly accelerate total, elastic, and dissipated energy conversion and intensify post-peak brittleness. A new metric, plastically released energy, is proposed to quantify the asymmetric energy release from peak to residual state after failure. Its dependence on σ2 is strongly non-monotonic, increasing under moderate σ2 but decreasing when σ2 is sufficiently high to trigger failure during unloading. This behavior captures the essential symmetry-breaking transition between elastic energy accumulation and irreversible plastic dissipation. These findings demonstrate that true triaxial unloading induces energy evolution patterns far from symmetry, controlled jointly by σ2 and unloading kinetics. The established correlations between σ2, unloading rate, and plastically released energy enrich the theoretical framework of energy-based symmetry in rock mechanics and offer insights for evaluating excavation-induced instability in deep underground engineering. Full article
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