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22 pages, 3642 KB  
Article
Adaptive Hyperparameter-Tuned Transformer–LSTM for Lithium-Ion Battery State-of-Health Prediction
by Xujing Chu, Siyu Deng, Nitin Roy and Bin Zhang
Batteries 2026, 12(5), 156; https://doi.org/10.3390/batteries12050156 - 28 Apr 2026
Viewed by 150
Abstract
Accurate prediction of lithium-ion battery state of health (SOH) is crucial for improving the safety, reliability, and operational efficiency of battery management systems (BMSs). However, many data-driven methods still struggle to maintain robust forecasting performance when degradation trajectories differ across cells, especially in [...] Read more.
Accurate prediction of lithium-ion battery state of health (SOH) is crucial for improving the safety, reliability, and operational efficiency of battery management systems (BMSs). However, many data-driven methods still struggle to maintain robust forecasting performance when degradation trajectories differ across cells, especially in later-stage aging. To address this issue, this study developed a robustness-oriented SOH prediction framework, termed Ada-TL, by integrating a Transformer encoder, an LSTM regressor, and adaptive hyperparameter tuning. Cycle-level health indicators were extracted from the publicly available CALCE dataset and transformed into a compact representation for supervised learning. The Transformer module captures non-local dependencies within each input window, whereas the LSTM summarizes sequential degradation dynamics. The number of attention heads, the initial learning rate, and the L2 regularization coefficient are adaptively optimized to reduce manual trial-and-error in model configuration. Experimental results on four CS2 cells show that Ada-TL consistently outperformed BP, CNN–LSTM, and the fixed-hyperparameter baseline in overall SOH prediction accuracy, achieving RMSE values of 0.0210–0.0310, MAE values of 0.0163–0.0262, and MAPE values of 4.17–9.30%. Additional late-stage and cumulative-drift analyses further indicate that Ada-TL provided more stable post-knee tracking and better control of long-horizon bias accumulation, with late-stage RMSE reduced to 0.0169–0.0217 across the four cells. An ablation study also showed that the KPCA-based three-dimensional representation improved the overall test-set accuracy on most cells while reducing input dimensionality. These results suggest that the main value of Ada-TL lies in robustness-oriented SOH forecasting under cell-to-cell variability. Full article
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22 pages, 7385 KB  
Article
Multi-Modal Diagnosis of Aging in NMC631 Cells Using Incremental Capacity and Electrochemical Impedance Spectroscopy
by Kashif Raza, Maitane Berecibar and Md Sazzad Hosen
World Electr. Veh. J. 2026, 17(5), 227; https://doi.org/10.3390/wevj17050227 - 23 Apr 2026
Viewed by 137
Abstract
Electric vehicles are becoming more common daily because countries are moving towards net-zero emissions. Different generations of NMC battery cells are used for EV applications. This work investigates the degradation behavior of high-energy 75 Ah prismatic NMC631 lithium-ion cells using a combined incremental [...] Read more.
Electric vehicles are becoming more common daily because countries are moving towards net-zero emissions. Different generations of NMC battery cells are used for EV applications. This work investigates the degradation behavior of high-energy 75 Ah prismatic NMC631 lithium-ion cells using a combined incremental capacity analysis (ICA) and electrochemical impedance spectroscopy (EIS) framework under different conditions. Cells are cycled at an identical C-rates and depths of discharge (DoD), and at different temperatures to systematically evaluate the impact of temperature on electrochemical aging. ICA results revealed that cells cycled at low temperatures maintain stable peaks and a high SoH (>90%) after completing 1600 full equivalent cycles (FECs). EIS analysis confirms the distinct impedance evolution patterns. Degradation mode analysis is performed using the ICA, and EIS highlights the combined evolution of conductivity loss, loss of lithium inventory, and loss of active material. It also highlights different degradation path trajectories under identical operating conditions stem from the progressive amplification of internal cell heterogeneities during aging. The results demonstrate that combining ICA and EIS provides complementary insights into degradation evolution and enables clear differentiation between gradual aging and sudden failure pathways in high-energy NMC cells. Full article
32 pages, 6357 KB  
Article
HVC-NSGA-III with Thermal–Electrochemical Degradation Coupling for Four-Objective Day-Ahead BESS Dispatch and SOH-Adaptive Knee-Point Selection
by Jiachen Zhao, Hongjie Li, Linxuan Li and Dechun Yuan
Batteries 2026, 12(4), 140; https://doi.org/10.3390/batteries12040140 - 15 Apr 2026
Viewed by 331
Abstract
Isothermal dispatch models for battery energy storage systems (BESSs) systematically underestimate degradation costs because dispatch-induced Joule heating elevates cell temperature and accelerates ageing through Arrhenius-type kinetics. This paper proposes three integrated contributions. First, a thermal–electrochemical coupling loop embeds a first-order lumped thermal model [...] Read more.
Isothermal dispatch models for battery energy storage systems (BESSs) systematically underestimate degradation costs because dispatch-induced Joule heating elevates cell temperature and accelerates ageing through Arrhenius-type kinetics. This paper proposes three integrated contributions. First, a thermal–electrochemical coupling loop embeds a first-order lumped thermal model within the dispatch simulation: cell temperature is updated from I2R heat generation and Newton cooling at each time step, and the resulting temperature trajectory feeds into the Arrhenius stress factors of a semi-empirical degradation model combining Δt-based calendar ageing with Rainflow-based cycle ageing, enabling the optimiser to discover thermally self-regulating strategies. This coupling is critical because, as the results demonstrate, ignoring it leads to systematic underestimation of degradation costs by up to 13%. Second, the resulting four-objective problem (negative profit, thermally coupled degradation cost, SOC deviation, and CVaR imbalance penalty) is solved by a hypervolume-contribution-enhanced NSGA-III (HVC-NSGA-III), which augments reference-point selection with an archive pruned by removing the solution of the smallest individual hypervolume contribution, concentrating Pareto resolution in the knee region. Third, an SOH-adaptive knee-point selection assigns the degradation weight as a monotone function of ageing degree (1SOH)/(1SOHEOL), automatically tightening dispatch conservatism as remaining useful life diminishes. Simulations on ENTSO-E data over 96 h show the following: (i) thermal coupling shifts the Pareto front by 8–15% in the degradation dimension with temperature excursions up to 7 K; (ii) HVC-NSGA-III improves hypervolume by 8.7% over standard NSGA-III; (iii) SOH-adaptive selection reduces capacity loss by 27.4% at only 9.1% revenue cost; and (iv) ablation confirms Rainflow (24.8%) and thermal coupling (13.1%) as the two largest contributors. Full article
(This article belongs to the Section Battery Modelling, Simulation, Management and Application)
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22 pages, 3536 KB  
Article
Interpretable Grey-Box Residual Learning Framework for State-of-Health Prognostics in Electric Vehicle Batteries Using Real-World Data
by Zahra Tasnim, Kian Lun Soon, Wei Hown Tee, Lam Tatt Soon, Wai Leong Pang, Sui Ping Lee, Fazliyatul Azwa Md Rezali, Nai Shyan Lai and Wen Xun Lian
World Electr. Veh. J. 2026, 17(4), 201; https://doi.org/10.3390/wevj17040201 - 11 Apr 2026
Viewed by 304
Abstract
Conventional black-box models for electric vehicle (EV) battery State-of-Health (SOH) prediction achieve high accuracy but lack interpretability, limiting their practical deployment in Battery Management Systems (BMSs). To circumvent these limitations, this study proposes a novel Grey-Box Residual-Driven Framework (GBRDF) that synergizes Deep Symbolic [...] Read more.
Conventional black-box models for electric vehicle (EV) battery State-of-Health (SOH) prediction achieve high accuracy but lack interpretability, limiting their practical deployment in Battery Management Systems (BMSs). To circumvent these limitations, this study proposes a novel Grey-Box Residual-Driven Framework (GBRDF) that synergizes Deep Symbolic Regression (DSR) with a residual-learning BiLSTM network with two contributions: (1) the DSR component derives explicit, interpretable mathematical expressions governing global degradation trajectories based on electrochemical features, and (2) the BiLSTM network models the residual errors to capture high-frequency nonlinearities and complex sequential dependencies not addressed by the symbolic baseline. By fusing the physics-informed transparency of DSR with the data-driven refinement of BiLSTM, the GBRDF significantly enhances forecasting precision. Experimental validation across four independent EV datasets shows that the GBRDF achieves the highest coefficient of determination (R2) of 0.982, and the lowest mean absolute error (MAE) of 0.1398 and root mean square error (RMSE) of 0.3176, significantly outperforming existing methods. Furthermore, the DSR-derived SOH equation shows that battery degradation is primarily driven by high voltage exposure and charging time, with mathematical transformations reflecting how degradation accelerates initially then slows, matching real-world aging patterns where voltage stress dominates over temperature and usage variations. Full article
(This article belongs to the Section Storage Systems)
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18 pages, 9292 KB  
Article
Physics-Informed Transformer Using Degradation-Sensitive Indicators for Long-Term State-of-Health Estimation of Lithium-Ion Batteries
by Sang Hoon Park and Seon Hyeog Kim
Batteries 2026, 12(2), 48; https://doi.org/10.3390/batteries12020048 - 1 Feb 2026
Cited by 1 | Viewed by 759
Abstract
Accurate estimation of the State-of-Health (SOH) is essential for the reliable operation of lithium-ion batteries in electric vehicles and energy storage systems. However, conventional data-driven models often lack interpretability and show limited robustness under non-linear aging conditions. In this study, a physics-informed Transformer [...] Read more.
Accurate estimation of the State-of-Health (SOH) is essential for the reliable operation of lithium-ion batteries in electric vehicles and energy storage systems. However, conventional data-driven models often lack interpretability and show limited robustness under non-linear aging conditions. In this study, a physics-informed Transformer model is proposed for long-term SOH estimation by incorporating physically interpretable, degradation-sensitive indicators into a self-attention framework. Incremental Capacity Analysis (ICA)-derived features and thermal-gradient indicators are used as auxiliary inputs to provide physics-consistent inductive bias, enabling the model to focus on degradation-relevant regions of the charging trajectory. The proposed approach is validated using four lithium-ion battery cells exhibiting diverse aging behaviors, including severe non-linear capacity fade. Experimental results demonstrate that the proposed model consistently outperforms an LSTM baseline, achieving an RMSE below 1.5% even for the most degraded cell. Furthermore, attention map analysis reveals that the model autonomously emphasizes voltage regions associated with electrochemical phase transitions, providing clear physical interpretability. These results indicate that the proposed physics-informed Transformer offers a robust and explainable solution for battery health monitoring under practical aging conditions. Full article
(This article belongs to the Special Issue Towards a Smarter Battery Management System: 3rd Edition)
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23 pages, 5058 KB  
Article
Research on State of Health Assessment of Lithium-Ion Batteries Using Actual Measurement Data Based on Hybrid LSTM–Transformer Model
by Hanyu Zhang and Jifei Wang
Symmetry 2026, 18(1), 169; https://doi.org/10.3390/sym18010169 - 16 Jan 2026
Cited by 1 | Viewed by 719
Abstract
An accurate assessment of the state of health (SOH) of lithium-ion batteries (LIBs) is crucial for ensuring the safety and reliability of energy storage systems and electric vehicles. However, existing methods face challenges: physics-based models are computationally complex, traditional data-driven methods rely heavily [...] Read more.
An accurate assessment of the state of health (SOH) of lithium-ion batteries (LIBs) is crucial for ensuring the safety and reliability of energy storage systems and electric vehicles. However, existing methods face challenges: physics-based models are computationally complex, traditional data-driven methods rely heavily on manual feature engineering, and single models lack the ability to capture both local and global degradation patterns. To address these issues, this paper proposes a novel hybrid LSTM–Transformer model for LIB SOH estimation using actual measurement data. The model integrates Long Short-Term Memory (LSTM) networks to capture local temporal dependencies with the Trans-former architecture to model global degradation trends through self-attention mechanisms. Experimental validation was conducted using eight 18650 Nickel Cobalt Manganese (NCM) LIBs subjected to 750 charge–discharge cycles under room temperature conditions. Sixteen statistical features were extracted from voltage and current data during constant current–constant voltage (CC-CV) phases, with feature selection based on the Pearson correlation coefficient and maximum information coefficient analysis. The proposed LSTM–Transformer model demonstrated superior performance compared to the standalone LSTM and Transformer models, achieving a mean absolute error (MAE) as low as 0.001775, root mean square error (RMSE) of 0.002147, and mean absolute percentage error (MAPE) of 0.196% for individual batteries. Core features including cumulative charge (CC Q), charging time, and voltage slope during the constant current phase showed a strong correlation with the SOH (absolute PCC > 0.8). The hybrid model exhibited excellent generalization across different battery cells with consistent error distributions and nearly overlapping prediction curves with actual SOH trajectories. The symmetrical LSTM–Transformer hybrid architecture provides an accurate, robust, and generalizable solution for LIB SOH assessment, effectively overcoming the limitations of traditional methods while offering potential for real-time battery management system applications. This approach enables health feature learning without manual feature engineering, representing an advancement in data-driven battery health monitoring. Full article
(This article belongs to the Section Engineering and Materials)
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22 pages, 8743 KB  
Article
Deep Learning-Based State Estimation for Sodium-Ion Batteries Using Long Short-Term Memory Network
by Yunzhe Li, Yuhao Li, Jiangong Zhu, Haifeng Dai, Zhi Li and Bo Jiang
Batteries 2026, 12(1), 6; https://doi.org/10.3390/batteries12010006 - 25 Dec 2025
Cited by 1 | Viewed by 1298
Abstract
Sodium-ion batteries (SIBs) have attracted growing attention as an alternative to lithium-ion technologies for electric mobility and stationary energy-storage applications, owing to the wide availability of sodium resources, cost advantages, and comparatively favorable safety characteristics. Accurate state-of-health (SOH) estimation is essential for safe [...] Read more.
Sodium-ion batteries (SIBs) have attracted growing attention as an alternative to lithium-ion technologies for electric mobility and stationary energy-storage applications, owing to the wide availability of sodium resources, cost advantages, and comparatively favorable safety characteristics. Accurate state-of-health (SOH) estimation is essential for safe and reliable SIB deployment, yet existing data-driven methods still suffer from limited accuracy and interpretability, as well as a lack of dedicated aging datasets. This study proposes an explainable SOH estimation methodology based on a long short-term memory (LSTM) network combined with model-agnostic KernelSHAP analysis. Thirteen health indicators (HIs) are extracted from charge/discharge data and post-charge relaxation segments, and the most relevant indicators are selected via Pearson correlation screening as model inputs. Built on these HIs, an LSTM-based multi-step framework is developed to take HI sequences as input and forecast the SOH trajectory over the subsequent 20 cycles. Experimental results show that the proposed method achieves high accuracy and robust cross-cell generalization, with mean absolute error (MAE) below 1.0%, root-mean-square error (RMSE) below 1.2% across all cells, and an average RMSE of about 0.75% in the main cross-cell setting. KernelSHAP-based global and temporal analyses further clarify how different HIs and time positions influence SOH estimates, enhancing model transparency and physical interpretability. Full article
(This article belongs to the Special Issue Control, Modelling, and Management of Batteries)
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19 pages, 1994 KB  
Article
IVCLNet: A Hybrid Deep Learning Framework Integrating Signal Decomposition and Attention-Enhanced CNN-LSTM for Lithium-Ion Battery SOH Prediction and RUL Estimation
by Yulong Pei, Hua Huo, Yinpeng Guo, Shilu Kang and Jiaxin Xu
Energies 2025, 18(21), 5677; https://doi.org/10.3390/en18215677 - 29 Oct 2025
Cited by 2 | Viewed by 1074
Abstract
Accurate prediction of the degradation trajectory and estimation of the remaining useful life (RUL) of lithium-ion batteries are crucial for ensuring the reliability and safety of modern energy storage systems. However, many existing approaches rely on deep or highly complex models to achieve [...] Read more.
Accurate prediction of the degradation trajectory and estimation of the remaining useful life (RUL) of lithium-ion batteries are crucial for ensuring the reliability and safety of modern energy storage systems. However, many existing approaches rely on deep or highly complex models to achieve high accuracy, often at the cost of computational efficiency and practical applicability. To tackle this challenge, we propose a novel hybrid deep-learning framework, IVCLNet, which predicts the battery’s state-of-health (SOH) evolution and estimates RUL by identifying the end-of-life threshold (SOH = 80%). The framework integrates Improved Complete Ensemble Empirical Mode Decomposition with Adaptive Noise (ICEEMDAN), Variational Mode Decomposition (VMD), and an attention-enhanced Long Short-Term Memory (LSTM) network. IVCLNet leverages a cascade decomposition strategy to capture multi-scale degradation patterns and employs multiple indirect health indicators (HIs) to enrich feature representation. A lightweight Convolutional Block Attention Module (CBAM) is embedded to strengthen the model’s perception of critical features, guiding the one-dimensional convolutional layers to focus on informative components. Combined with LSTM-based temporal modeling, the framework ensures both accuracy and interpretability. Extensive experiments conducted on two publicly available lithium-ion battery datasets demonstrated that IVCLNet significantly outperforms existing methods in terms of prediction accuracy, robustness, and computational efficiency. The findings indicate that the proposed framework is promising for practical applications in battery health management systems. Full article
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27 pages, 4866 KB  
Article
An Intelligent Control Framework for High-Power EV Fast Charging via Contrastive Learning and Manifold-Constrained Optimization
by Hao Tian, Tao Yan, Guangwu Dai, Min Wang and Xuejian Zhao
World Electr. Veh. J. 2025, 16(10), 562; https://doi.org/10.3390/wevj16100562 - 1 Oct 2025
Viewed by 804
Abstract
To address the complex trade-offs among charging efficiency, battery lifespan, energy efficiency, and safety in high-power electric vehicle (EV) fast charging, this paper presents an intelligent control framework based on contrastive learning and manifold-constrained multi-objective optimization. A multi-physics coupled electro-thermal-chemical model is formulated [...] Read more.
To address the complex trade-offs among charging efficiency, battery lifespan, energy efficiency, and safety in high-power electric vehicle (EV) fast charging, this paper presents an intelligent control framework based on contrastive learning and manifold-constrained multi-objective optimization. A multi-physics coupled electro-thermal-chemical model is formulated as a Mixed-Integer Nonlinear Programming (MINLP) problem, incorporating both continuous and discrete decision variables—such as charging power and cooling modes—into a unified optimization framework. An environment-adaptive optimization strategy is also developed. To enhance learning efficiency and policy safety, a contrastive learning–enhanced policy gradient (CLPG) algorithm is proposed to distinguish between high-quality and unsafe charging trajectories. A manifold-aware action generation network (MAN) is further introduced to enforce dynamic safety constraints under varying environmental and battery conditions. Simulation results demonstrate that the proposed framework reduces charging time to 18.3 min—47.7% faster than the conventional CC–CV method—while achieving 96.2% energy efficiency, 99.7% capacity retention, and zero safety violations. The framework also exhibits strong adaptability across wide temperature (−20 °C to 45 °C) and aging (SOH down to 70%) conditions, with real-time inference speed (6.76 ms) satisfying deployment requirements. This study provides a safe, efficient, and adaptive solution for intelligent high-power EV fast-charging. Full article
(This article belongs to the Section Charging Infrastructure and Grid Integration)
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42 pages, 8136 KB  
Review
From Empirical Measurements to AI Fusion—A Holistic Review of SOH Estimation Techniques for Lithium-Ion Batteries in Electric and Hybrid Vehicles
by Runzhe Shan, Yaxuan Wang, Shilong Guo, Yue Cui, Lei Zhao, Junfu Li and Zhenbo Wang
Energies 2025, 18(13), 3542; https://doi.org/10.3390/en18133542 - 4 Jul 2025
Cited by 4 | Viewed by 2443
Abstract
Accurate assessment of lithium-ion battery state of health (SOH) represents a cross-disciplinary challenge that is critical for the reliability, safety, and total cost of ownership of electric vehicles (EVs) and hybrid electric vehicles (HEVs). This review systematically examines the evolutionary trajectory of SOH [...] Read more.
Accurate assessment of lithium-ion battery state of health (SOH) represents a cross-disciplinary challenge that is critical for the reliability, safety, and total cost of ownership of electric vehicles (EVs) and hybrid electric vehicles (HEVs). This review systematically examines the evolutionary trajectory of SOH estimation methods, ranging from conventional experimental measurement approaches to cutting-edge data-driven techniques. We analyze how these techniques address critical challenges in battery aging and performance evaluation, while discussing their respective advantages across different application scenarios. The paper highlights emerging trends in artificial intelligence-integrated advanced technologies for SOH estimation, along with practical implementation considerations. Special emphasis is placed on key challenges of SOH estimation in EVs/HEVs applications with proposed alternative solutions. By synthesizing current research directions and identifying critical knowledge gaps, this work provides valuable insights for fundamental research and industrial applications in battery health management. Full article
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21 pages, 11884 KB  
Article
The State of Health Estimation of Retired Lithium-Ion Batteries Using a Multi-Input Metabolic Gated Recurrent Unit
by Yu He, Norasage Pattanadech, Kasiean Sukemoke, Minling Pan and Lin Chen
Energies 2025, 18(5), 1035; https://doi.org/10.3390/en18051035 - 20 Feb 2025
Cited by 2 | Viewed by 1148
Abstract
With the increasing adoption of lithium-ion batteries in energy storage systems, accurately monitoring the State of Health (SoH) of retired batteries has become a pivotal technology for ensuring their safe utilization and maximizing their economic value. In response to this need, this paper [...] Read more.
With the increasing adoption of lithium-ion batteries in energy storage systems, accurately monitoring the State of Health (SoH) of retired batteries has become a pivotal technology for ensuring their safe utilization and maximizing their economic value. In response to this need, this paper presents a highly efficient estimation model based on the multi-input metabolic gated recurrent unit (MM-GRU). The model leverages constant-current charging time, charging current area, and the 1800 s voltage drop as input features and dynamically updates these features through a metabolic mechanism. It requires only four cycles of historical data to reliably predict the SoH of subsequent cycles. Experimental validation conducted on retired Samsung and Panasonic battery cells and packs under constant-current and dynamic operating conditions demonstrates that the MM-GRU model effectively tracks SoH degradation trajectories, achieving a root mean square error of less than 1.2% and a mean absolute error of less than 1%. Compared to traditional machine learning algorithms such as SVM, BPNN, and GRU, the MM-GRU model delivers superior estimation accuracy and generalization performance. The findings suggest that the MM-GRU model not only significantly enhances the breadth and precision of SoH monitoring for retired batteries but also offers robust technical support for their safe deployment and asset optimization in energy storage systems. Full article
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22 pages, 4073 KB  
Article
A Joint Prediction of the State of Health and Remaining Useful Life of Lithium-Ion Batteries Based on Gaussian Process Regression and Long Short-Term Memory
by Xing Luo, Yuanyuan Song, Wenxie Bu, Han Liang and Minggang Zheng
Processes 2025, 13(1), 239; https://doi.org/10.3390/pr13010239 - 15 Jan 2025
Cited by 6 | Viewed by 3034
Abstract
To comprehensively evaluate the current and future aging states of lithium-ion batteries, namely their State of Health (SOH) and Remaining Useful Life (RUL), this paper proposes a joint prediction method based on Gaussian Process Regression (GPR) and Long Short-Term Memory (LSTM) networks. First, [...] Read more.
To comprehensively evaluate the current and future aging states of lithium-ion batteries, namely their State of Health (SOH) and Remaining Useful Life (RUL), this paper proposes a joint prediction method based on Gaussian Process Regression (GPR) and Long Short-Term Memory (LSTM) networks. First, health features (HFs) are extracted from partial charging data. Subsequently, these features are fed into the GPR model for SOH estimation, generating SOH predictions. Finally, the estimated SOH values from the initial cycle to the prediction start point (SP) are input into the LSTM network in order to predict the future SOH trajectory, identify the End of Life (EOL), and infer the RUL. Validation on the Oxford Battery Degradation Dataset demonstrates that this method achieves high accuracy in both SOH estimation and RUL prediction. Furthermore, the proposed approach can directly utilize one or more health features without requiring dimensionality reduction or feature fusion. It also enables RUL prediction at the early stages of a battery’s lifecycle, providing an efficient and reliable solution for battery health management. However, this study is based on data from small-capacity batteries and does not yet encompass applications in large-capacity or high-temperature scenarios. Future work will focus on expanding the data scope and validating the model’s performance in real-world systems, driving its application in practical engineering scenarios. Full article
(This article belongs to the Section Energy Systems)
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23 pages, 4462 KB  
Article
Prediction of Lithium-Ion Battery Health Using GRU-BPP
by Sahar Qaadan, Aiman Alshare, Alexander Popp and Benedikt Schmuelling
Batteries 2024, 10(11), 399; https://doi.org/10.3390/batteries10110399 - 8 Nov 2024
Cited by 13 | Viewed by 2682
Abstract
Accurate prediction of lithium-ion batteries’ (LIBs) state-of-health (SOH) is crucial for the safety and maintenance of LIB-powered systems. This study addresses the variability in degradation trajectories by applying gated recurrent unit (GRU) networks alongside principal component analysis (PCA), Granger causality, and K-means clustering [...] Read more.
Accurate prediction of lithium-ion batteries’ (LIBs) state-of-health (SOH) is crucial for the safety and maintenance of LIB-powered systems. This study addresses the variability in degradation trajectories by applying gated recurrent unit (GRU) networks alongside principal component analysis (PCA), Granger causality, and K-means clustering to analyze the relationships between operating conditions—such as temperature and load profiles—and battery performance degradation. This paper uses a publicly accessible dataset derived by aging three prismatic LIB cells under a realistic forklift operation profile. First, we identify the features that are relevant to driving variance, then we employ the winning algorithm of K-means clustering for the classification of operational states. Granger causality later investigates the inter-group relationships. Our GRU-BPP model achieves an RMSE value of 0.167 and an MAE of 0.129 for the reference performance testing (RPT) dataset and an RMSE of 0.032 with an MAE of 0.025 for the aging dataset, thus outperformed benchmark methods such as GRU, LME, and XGBoost. These results further enhance the predictiveness and robustness of this approach and yield a holistic solution to the conventional challenges in battery management and their remaining useful life (RUL) predictions. Full article
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11 pages, 791 KB  
Article
Deep Learning Regression with Sequences of Different Length: An Application for State of Health Trajectory Prediction and Remaining Useful Life Estimation in Lithium-Ion Batteries
by Michele Bellomo, Spyridon Giazitzis, Susheel Badha, Filippo Rosetti, Alberto Dolara and Emanuele Ogliari
Batteries 2024, 10(8), 292; https://doi.org/10.3390/batteries10080292 - 20 Aug 2024
Cited by 7 | Viewed by 2906
Abstract
This study presents methods to handle deep learning regressions with input and output sequences of different lengths. We discuss the Autoregressive one-step prediction framework and introduce an innovative one-time multi-step (OTMS) prediction approach, based on a custom loss function, that predicts all future [...] Read more.
This study presents methods to handle deep learning regressions with input and output sequences of different lengths. We discuss the Autoregressive one-step prediction framework and introduce an innovative one-time multi-step (OTMS) prediction approach, based on a custom loss function, that predicts all future steps in a single shot. The presented methodologies are then applied to simultaneously predict the State of Health (SoH) trajectory and estimate the Remaining Useful Life (RUL) of lithium-ion battery cells. Accurate estimates of SoH trajectory and RUL are essential for Battery Management Systems (BMSs), electronic systems that guarantee safety while maximizing performance and extending battery lifespan. In this context, the studied methodologies were compared using a rigorous cross-validation approach. The OTMS model showed better predictions in early cycles, while the Autoregressive model performed better in later cycles, suggesting a hybrid approach between these two methodologies as an optimal solution. Full article
(This article belongs to the Section Energy Storage System Aging, Diagnosis and Safety)
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18 pages, 3182 KB  
Article
Designing a Real-Time Implementable Optimal Adaptive Cruise Control for Improving Battery Health and Energy Consumption in EVs through V2V Communication
by Carlo Fiorillo, Mattia Mauro, Atriya Biswas, Angelo Bonfitto and Ali Emadi
Energies 2024, 17(9), 1986; https://doi.org/10.3390/en17091986 - 23 Apr 2024
Cited by 4 | Viewed by 2176
Abstract
Battery electric vehicles (BEVs) face challenges like their limited all-electric range, the discrepancy between promised and actual energy efficiency, and battery health degradation, despite their environmental benefits. This article proposes an optimal adaptive cruise control (OACC) framework by leveraging ideal vehicle-to-vehicle communication to [...] Read more.
Battery electric vehicles (BEVs) face challenges like their limited all-electric range, the discrepancy between promised and actual energy efficiency, and battery health degradation, despite their environmental benefits. This article proposes an optimal adaptive cruise control (OACC) framework by leveraging ideal vehicle-to-vehicle communication to address these challenges. In a connected vehicle environment, where it is assumed that the Ego vehicle’s vehicle control unit (VCU) accurately knows the speed and position of the Leading vehicle, the VCU can optimally plan the acceleration trajectory for a short-term future time window through a model predictive control (MPC) framework tailored to BEVs. The primary objective of the OACC is to reduce the energy consumption and battery state-of-health degradation of a BEV. The Chevrolet Spark 2015 is chosen as the BEV platform used to validate the effectiveness of the proposed OACC. Simulations conducted under urban and highway driving conditions, as well as under communication delay and infused noise, resulted in up to a 3.7% reduction in energy consumption and a 9.7% reduction in battery state-of-health (SOH) degradation, demonstrating the effectiveness and robustness of the proposed OACC. Full article
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