Assessment of Transformer Fault Severity from Online Dissolved Gas Analysis Using Positive CUSUM
Abstract
1. Introduction
2. Normalized Energy Intensity (NEI)
3. Assessment of Fault Severity from NEI
- If x > , the NEI Score is 4.0.
- If ⩽ x< , the NEI Score is .
- If ⩽ x< , the NEI Score is .
- If x < , the NEI Score is .
4. Statistical Process Control (SPC)
5. Methodology for Using Positive CUSUM
- Extract the DGA data of nine gases from the online measurement device, remove non-numeric values, and separate it into 12 months.
- Calculate the logarithm of the total dissolved combustible gas (TDCG).
- Find the values of and for each month.
- Create a scatter plot between log(TDCG) and NEI.
- A linear regression of log(TDCG) against NEI will identify the month exhibiting the strongest correlation (highest ), which will then serve as the baseline for a linear equation:
- Calculate the forecast NEI values () of each data point with the base month equation.
- Compute the discrepancy () between measured NEI () and predicted NEI ().
- Calculate the Positive CUSUM (Pos. CUSUM).
- Create a Positive CUSUM chart.
- Generate a graphical representation comparing NEI values, Positive CUSUM, NEI score, and cumulative NEI.
6. Case Study
6.1. Transformer in the Steel Industry 1
- Take the data from January to February and March to December 2023 for all nine types of gas, at 4 h intervals. Remove the data points that lack complete information.
- Determine the total dissolved combustible gas (TDCG) and calculate its logarithmic value.
- Calculate the value of using the equation provided in (1) and the value of using the equation provided in (2). The chemical formula of the gas in the equation indicates its concentration under standard temperature and pressure conditions (273.15 K and 101.325 kPa). Table 3 presents the values of log(TDCG), , and ratio.
- The data obtained from step 3 are segmented into monthly data sets.
- Determine the correlation between the log(TDCG) and the using linear regression to calculate the coefficient of determination () for each month, as illustrated in Table 4. It was discovered that February had the highest value of 0.9706. The linear equation derived from the linear regression, presented in Figure 3, is
- Determine the difference (Diff) between the NEI data obtained from the DGA results and the NEI data calculated using the baseline equation, and calculate the CUSUM from the equation.
- Calculate the Positive CUSUM value following the steps outlined in Section 5. Subsequently, create a graph that illustrates the Positive CUSUM of the NEI values, plotted against the CUSUM values from January to February, as depicted in Figure 4. It can be seen that if the accumulated changes occur in a positive direction, the Positive CUSUM value will be equal to the CUSUM. This is because the monitoring of fault severity in the transformer focuses only on increasing severity. Decreasing changes are not within the scope of interest. The Positive CUSUM value differs from the CUSUM value when the cumulative sum of the Diff values is negative.
- Create a plot that compares the values of with the Positive CUSUM, NEI score and cumulative NEI, as depicted in Figure 5.
- Determine the correlation between the log(TDCG) and the using linear regression to calculate the coefficient of determination () for each month, as illustrated in Table 4. It was discovered that July had the highest value of 0.8532. The linear equation derived from the linear regression, presented in Figure 6, is
- Determine the difference (Diff) between the NEI data obtained from DGA and the NEI calculated using the baseline equation.
- 4.
- ANOVA tests of Positive CUSUM, NEI, NEI score, and cumulative NEI revealed an F-statistic of 5153.77 and a p-value of 0.0, indicating a significant difference among the four groups (p-value < 0.05), as demonstrated in the boxplot in Figure 9.
- Employ linear regression analysis to establish a correlation between the logarithm of TDCG and . Subsequently, determine the coefficient of determination () for each month, as presented in Table 5. The analysis revealed that April exhibited the highest value of 0.9881. The linear regression equation derived from this analysis, depicted in Figure 10, is as follows:
- Calculate the difference (Diff) between the NEI data obtained from the DGA results and the NEI data calculated using the baseline equation.
- 4.
- Figure 12 presents a graphical representation of the NEI values in relation to the cumulative NEI and the ratio. When a fault occurs in cellulose insulation, the value and the ratio are used to track the severity of the fault.
6.2. Transformer in the Steel Industry 2
- Using data from May to August 2012, eliminate any incomplete entries from the DGA results for all nine gas types, sampled every three hours.
- Determine the total dissolved combustible gas (TDCG) and calculate its logarithmic value.
- Determine the values of and .
- The information gathered from step 3 will be segmented into monthly data.
- Determine the correlation between the log(TDCG) and the using linear regression to calculate the coefficient of determination () for each month, as illustrated in Table 7. It is observed that the highest value before oil purification is 0.9867, and after oil purification, it is 0.9893. The linear equation derived from the linear regression before oil purification, presented in Figure 16, isThe linear regression after oil purification, presented in Figure 17, is
- Determine the difference (Diff) between the NEI data obtained from the DGA results and the NEI data calculated using the baseline equation.
- Figure 20 depicts an graph and the ratio prior to the transformer’s maintenance and oil filtration. Both the graph and the ratio exhibit relatively stable behavior.
- Figure 21 presents the graph of and the /CO ratio after maintenance and filtration of the transformer oil. It was observed that the value exhibited a substantial decrease, while the /CO ratio experienced a modest increase.
7. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
CUSUM | Cumulative sum of difference |
DGA | Dissolved gas analysis |
NEI | Normalized energy intensity |
TDCG | Total dissolved combustible gas |
References
- Grisaru, M. A century of dissolved gas analysis-part II. Transform. Mag. 2019, 6, 90–101. [Google Scholar]
- Apribowo, C.H.B.; Sudjono, A.; Rachmatika, R.; Maghfiroh, H. Designing Automatic Syringe Shaker as The Supporting Media for Method of Dissolved Gas Transformer Oil Analysis. In Proceedings of the 2019 6th International Conference on Electric Vehicular Technology (ICEVT), Bali, Indonesia, 18–21 November 2019; pp. 263–266. [Google Scholar]
- Shutenko, O.; Kulyk, O. Comparative Analysis of the Defect Type Recognition Reliability in High-Voltage Power Transformers Using Different Methods of DGA Results Interpretation. In Proceedings of the 2020 IEEE Problems of Automated Electrodrive, Theory and Practice (PAEP), Kremenchuk, Ukraine, 21–25 September 2020; pp. 263–266. [Google Scholar]
- Taha, I.B.M.; Ghoneim, S.S.M.; Zaini, H.G. Improvement of Rogers four ratios and IEC Code methods for transformer fault diagnosis based on Dissolved Gas Analysis. In Proceedings of the 2015 North American Power Symposium (NAPS), Charlotte, NC, USA, 4–6 October 2015; pp. 1–5. [Google Scholar]
- Leivo, S.; Sattler, D.; Duval, M.; Chiarella, C. A Case Study: Transformer Failure Detected with Real-time DGA Monitoring. In Proceedings of the 2023 IEEE Electrical Insulation Conference (EIC), Quebec City, QC, Canada, 18–22 June 2023; pp. 1–4. [Google Scholar]
- Mawelela, T.U.; Nnachi, A.F.; Akumu, A.O.; Abe, B.T. Fault Diagnosis of Power Transformers Using Duval Triangle. In Proceedings of the 2020 IEEE PES/IAS PowerAfrica, Nairobi, Kenya, 25–28 August 2020; pp. 1–5. [Google Scholar]
- Duval, M.; dePabla, A. Interpretation of gas-in-oil analysis using new IEC publication 60599 and IEC TC 10 databases. IEEE Electr. Insul. Mag. 2001, 17, 3–4. [Google Scholar] [CrossRef]
- Guardado, J.L.; Naredo, J.L.; Moreno, P.; Fuerte, C.R. A comparative study of neural network efficiency in power transformers diagnosis using dissolved gas analysis. IEEE Trans. Power Deliv. 2001, 16, 643–647. [Google Scholar] [CrossRef]
- IEC 60599:2015; Interpretation of the Analysis of Gases in Transformers and Other Oil-Filled Electrical Equipment in Service. IEC: Geneva, Switzerland, 2015.
- IEEE Std C57.104-2019; IEEE Guide for the Interpretation of Gases Generated in Mineral Oil-Immersed Transformers. IEEE: New York, NY, USA, 2019.
- Jakob, F.; Noble, P.; Dukarm, J.J. A Thermodynamic Approach to Evaluation of the Severity of Transformer Faults. IEEE Trans. Power Deliv. 2012, 27, 554–559. [Google Scholar] [CrossRef]
- Jakob, F.; Dukarm, J.J. Thermodynamic Estimation of Transformer Fault Severity. IEEE Trans. Power Deliv. 2015, 30, 1941–1948. [Google Scholar] [CrossRef]
- Cruz, V.G.M.; Costa, A.L.H.; Paredes, M.L.L. Development and evaluation of a new DGA diagnostic method based on thermodynamics fundamentals. IEEE Trans. Dielectr. Electr. Insul. 2015, 22, 888–894. [Google Scholar] [CrossRef]
- Irungu, G.K.; Akumu, A.O.; Munda, J.L. Application of dissolved gas analysis in maintenance ranking of faulty oil-filled electrical equipment based on type and energy of the fault. In Proceedings of the 2017 IEEE Electrical Insulation Conference (EIC), Baltimore, MD, USA, 11–14 June 2017; pp. 274–278. [Google Scholar]
- Dukarm, J.J.; Duval, M. Transformer Reliability and Dissolved-Gas Analysis. In Proceedings of the 2016 Cigre Canada Conference, Vancouver, BC, Canada, 17–19 October 2016; pp. 1–8. [Google Scholar]
- Guo, R.; Wang, J.; Liu, R.; Ping, A.; Xiao, R.; Wang, J. An Improved Method to Evaluate the Severity of Discharges with DGA Based on Thermodynamics. In Proceedings of the 2021 International Conference on Electrical Materials and Power Equipment (ICEMPE), Chongqing, China, 11–15 April 2021; pp. 1–4. [Google Scholar]
- Dukarm, J.J.; Draper, Z.H. Dissolved-Gas Analysis for Nitrogen-Blanketed Transformers. In Proceedings of the 2020 IEEE PES Transmission and Distribution Conference and Exhibition-Latin America (T&D LA), Montevideo, Uruguay,, 28 September–2 October 2020; pp. 1–5. [Google Scholar]
- Ali, S.; Shah, I.; Wang, L.; Yue, Z. A Comparison of Shewhart-Type Time-Between-Events Control Charts Based on the Renewal Process. IEEE Access 2020, 8, 113683–113701. [Google Scholar] [CrossRef]
- Xia, X.; Lin, J.; Xiao, Y.; Cui, J.; Peng, Y.; Ma, Y. A Control-Chart-Based Detector for Small-Amount Electricity Theft (SET) Attack in Smart Grids. IEEE Internet Things J. 2022, 9, 6745–6762. [Google Scholar] [CrossRef]
- Tabella, G.; Ciuonzo, D.; Paltrinieri, N.; Rossi, P.S. Bayesian Fault Detection and Localization Through Wireless Sensor Networks in Industrial Plants. IEEE Internet Things J. 2024, 11, 13231–13246. [Google Scholar] [CrossRef]
- Venkatesulu, G.; Akhtar, P.M.; Sainath, B.; Murthy, B.R.N. Continuous Acceptance Sampling Plans for Truncated Lomax Distribution Based on CUSUM Schemes. Int. J. Math. Trends Technol. 2018, 55, 174–184. [Google Scholar]
- Tyagi, D.; Yadav, V. Combined Quality Control Scheme for Monitoring Autocorrelated Process. Thai Stat. 2024, 22, 986–1005. [Google Scholar]
- Vargas, V.C.C.; Lopes, L.F.D.; Souza, A.M. Comparative study of the performance of the CUSUM and EWMA control charts. Comput. Ind. Eng. 2004, 46, 707–724. [Google Scholar] [CrossRef]
- Puranik, V.S. CUSUM quality control chart for monitoring energy use performance. In Proceedings of the 2007 IEEE International Conference on Industrial Engineering and Engineering Management, Singapore, 2–5 December 2007; pp. 1231–1235. [Google Scholar]
- Ratsame, P.; Chansri, P. Analysis of Electrical Energy Consumption Efficiency Trends Using Visualization Tools. In Proceedings of the 2024 8th International Conference on Power Energy Systems and Applications (ICoPESA), Hong Kong,, 15–17 January 2024; pp. 333–337. [Google Scholar]
- Siebert, L.C.; Yamakawa, E.K.; Aoki, A.R.; Ferreira, L.R. Energy efficiency indicators assessment tool for the industry sector. In Proceedings of the 2014 IEEE PES Transmission & Distribution Conference and Exposition-Latin America (PES T&D-LA), Medellin, Colombia, 10–13 September 2014; pp. 1–6. [Google Scholar]
- Tao, L.; Yang, X.; Zhou, Y.; Yang, L. A Novel Transformers Fault Diagnosis Method Based on Probabilistic Neural Network and Bio-Inspired Optimizer. Sensors 2021, 21, 3623. [Google Scholar] [CrossRef] [PubMed]
- Wang, L.Z.; Chi, J.F.; Ding, Y.Q.; Yao, H.-Y.; Guo, Q.; Yang, H.-Q. Transformer fault diagnosis method based on SMOTE and NGO-GBDT. Sci. Rep. 2022, 14, 7179. [Google Scholar] [CrossRef] [PubMed]
- Liu, C.; Yang, W. Transformer fault diagnosis using machine learning: A method combining SHAP feature selection and intelligent optimization of LGBM. Energy Inform. 2025, 8, 52. [Google Scholar] [CrossRef]
- Kesphrom, N.; Nedphokaew, S.; Ruangsap, N.; Rugthaicharoencheep, N. Power Distribution System Improvement Planning Considering Financial Losses Due to Faults in Power Systems. Energies 2025, 18, 938. [Google Scholar] [CrossRef]
- Rokani, V.; Kaminaris, S.D.; Karaisas, P.; Kaminaris, D. Power Transformer Fault Diagnosis Using Neural Network Optimization Techniques. Mathematics 2023, 11, 4693. [Google Scholar] [CrossRef]
Group | |||
---|---|---|---|
High- | 0.39 | 0.72 | 1.98 |
Low- | 1.02 | 1.87 | 4.00 |
Time | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | TDCG (ppm) |
---|---|---|---|---|---|---|---|---|---|---|
1 January 2023 02:10 | 37 | 111 | 46.4 | 195 | 6.4 | 166 | 1290 | 18,500 | 41,000 | 561.8 |
1 January 2023 06:10 | 37 | 111 | 46.2 | 194 | 6.4 | 164 | 1280 | 18,700 | 41,000 | 558.6 |
1 January 2023 10:10 | 37 | 111 | 46.4 | 195 | 6.4 | 164 | 1290 | 18,600 | 40,000 | 559.8 |
1 January 2023 14:10 | 36.5 | 111 | 46.2 | 194 | 6.4 | 164 | 1290 | 18,600 | 41,000 | 558.1 |
1 January 2023 18:10 | 37 | 111 | 46.2 | 194 | 6.4 | 164 | 1290 | 18,700 | 41,000 | 558.6 |
1 January 2023 22:10 | 37 | 112 | 46.2 | 196 | 6.4 | 168 | 1310 | 20,100 | 41,000 | 565.6 |
2 January 2023 02:10 | 37 | 114 | 46.6 | 198 | 6.6 | 170 | 1330 | 20,300 | 41,000 | 572.2 |
2 January 2023 06:10 | 37.5 | 113 | 46.8 | 198 | 6.6 | 170 | 1330 | 20,500 | 41,000 | 571.9 |
Time | log(TDCG) | /CO | ||
---|---|---|---|---|
1 January 2023 02:10 | 2.750 | 1.564 | 2.491 | 7.771 |
1 January 2023 06:10 | 2.747 | 1.559 | 2.468 | 7.805 |
1 January 2023 10:10 | 2.750 | 1.564 | 2.482 | 7.866 |
1 January 2023 14:10 | 2.750 | 1.564 | 2.482 | 7.866 |
1 January 2023 18:10 | 2.750 | 1.564 | 2.482 | 7.866 |
1 January 2023 22:10 | 2.750 | 1.564 | 2.527 | 7.798 |
2 January 2023 02:10 | 2.750 | 1.564 | 2.563 | 7.824 |
2 January 2023 06:10 | 2.750 | 1.564 | 2.563 | 7.824 |
January | February | March | April | May | June |
0.8926 | 0.9706 | 0.578 | 0.7969 | 0.7745 | 0.7317 |
July | August | September | October | November | December |
0.8532 | 0.4454 | 0.6659 | 0.6396 | 0.1294 | 0.1292 |
January | February | March | April | May | June |
0.1588 | 0.9222 | 0.9072 | 0.9881 | 0.9639 | 0.9726 |
July | August | September | October | November | December |
0.9703 | 0.9404 | 0.8966 | 0.9258 | 0.8026 | 0.8746 |
Time | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | (ppm) | TDCG (ppm) |
---|---|---|---|---|---|---|---|---|---|---|
31 May 2012 04:22 | 99 | 91.8 | 50 | 64.2 | 1.6 | 440 | 3240 | 31,200 | 63,000 | 746.6 |
31 May 2012 07:22 | 104 | 96.6 | 51.4 | 66.6 | 1.6 | 445 | 3350 | 31,400 | 65,000 | 765.2 |
31 May 2012 10:22 | 107 | 99.6 | 52.6 | 68.2 | 1.6 | 450 | 3400 | 31,500 | 65000 | 779 |
31 May 2012 13:22 | 108 | 100 | 52.8 | 68.4 | 1.6 | 460 | 3450 | 32,000 | 66,000 | 790.8 |
31 May 2012 16:22 | 107 | 101 | 53.2 | 69 | 1.6 | 455 | 3450 | 31,300 | 66,000 | 786.8 |
31 May 2012 19:22 | 108 | 100 | 53.2 | 68.8 | 1.6 | 450 | 3460 | 32,300 | 66,000 | 781.6 |
31 May 2012 22:22 | 108 | 101 | 53 | 68.8 | 1.6 | 455 | 3470 | 32,300 | 66,000 | 787.4 |
May–June | Jul_Pre_Oil Pure. | Jul_Post_Oil Pure. | August |
---|---|---|---|
0.9864 | 0.9145 | 0.9893 | 0.9574 |
Disclaimer/Publisher’s Note: The statements, opinions and data contained in all publications are solely those of the individual author(s) and contributor(s) and not of MDPI and/or the editor(s). MDPI and/or the editor(s) disclaim responsibility for any injury to people or property resulting from any ideas, methods, instructions or products referred to in the content. |
© 2025 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (https://creativecommons.org/licenses/by/4.0/).
Share and Cite
Chattranont, N.; Woothipatanapan, S.; Rugthaicharoencheep, N. Assessment of Transformer Fault Severity from Online Dissolved Gas Analysis Using Positive CUSUM. Appl. Sci. 2025, 15, 6357. https://doi.org/10.3390/app15116357
Chattranont N, Woothipatanapan S, Rugthaicharoencheep N. Assessment of Transformer Fault Severity from Online Dissolved Gas Analysis Using Positive CUSUM. Applied Sciences. 2025; 15(11):6357. https://doi.org/10.3390/app15116357
Chicago/Turabian StyleChattranont, Naris, Sakhon Woothipatanapan, and Nattachote Rugthaicharoencheep. 2025. "Assessment of Transformer Fault Severity from Online Dissolved Gas Analysis Using Positive CUSUM" Applied Sciences 15, no. 11: 6357. https://doi.org/10.3390/app15116357
APA StyleChattranont, N., Woothipatanapan, S., & Rugthaicharoencheep, N. (2025). Assessment of Transformer Fault Severity from Online Dissolved Gas Analysis Using Positive CUSUM. Applied Sciences, 15(11), 6357. https://doi.org/10.3390/app15116357