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  • Open Access

8 December 2021

Project Data Categorization, Adoption Factors, and Non-Functional Requirements for Blockchain Based Digital Twins in the Construction Industry 4.0

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Faculty of Built Environment, The University of New South Wales, Sydney, NSW 2052, Australia
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Author to whom correspondence should be addressed.
This article belongs to the Collection Construction Management – Future Innovations, Methods, Techniques and Technologies

Abstract

As key technologies of the fourth industrial revolution, blockchain and digital twins have great potential to enhance collaboration, data sharing, efficiency, and sustainability in the construction industry. Blockchain can improve data integrity and enhance trust in the data value chain throughout the entire lifecycle of projects. This paper aims to develop a novel theoretical framework for the adoption of environmentally sustainable blockchain-based digital twins (BCDT) for Construction Industry (CI) 4.0. The paper identifies which key data from construction projects lifecycle should be anchored in BCDTs to benefit CI 4.0 and the environment. The paper also identifies key factors and non-functional requirements necessary for the adoption of BCDTs in a decentralized and sustainable CI 4.0. At first, a content analysis of the literature allowed the identification of which data from projects lifecycle would benefit from blockchain technology (BCT) adoption and what the key factors and non-functional requirements necessary for the adoption of BCDT in the CI4.0 are. Furthermore, the analysis of structured interviews and online survey permitted to firstly validate the hypotheses raised from the literature and to offer a novel framework for BCDT of CI 4.0 in the context of the circular economy (CE). The findings are that (1) the key project lifecycle data relevant for BCDTs relate to the BIM dimensions (3D, 4D, 5D, 6D, 7D, and 8D) and a new dimension called the contractual dimension (cD) is also proposed. (2) Ecosystems of BCDTs should embrace a novel form of collaboration that is decentralized and presented as Level 4 maturity for BCDTs. This new level of maturity leverages distributed blockchain networks to enhance collaboration, processes automation with smart contracts, and data sharing within a decentralized data value chain. Finally (3), the main non-functional requirements for BCDTs are security, privacy, interoperability, data ownership, data integrity, and the decentralization and scalability of data storage. With the proposed framework including the BCDT dimensions, the Maturity Level 4, and the key non-functional requirements, this paper provides the building blocks for industry practitioners to adopt BCDTs. This is promising for CI 4.0 to embrace a paradigm shift towards decentralized ecosystems of united BCDTs where trust, collaboration, data sharing, information security, efficiency, and sustainability are improved throughout the lifecycle of projects and within a decentralized CE (DCE).

1. Introduction

1.1. General Information

The industrial revolution 4.0 powered by digitization is transforming industries and improving efficiencies by leveraging new technologies []. Despite being rigid and slower to adopt new technologies, the CI is embracing BIM, IoT, DT, VR, AR, 3DP, ML, AI, Cloud Computing, DT, and CPS []. However, the data value chain in the CI is still fragmented in data silos, which limit collaboration and data sharing []. This leads to inefficiencies and a lack of trust and generates adversarial behaviours such as contractual litigations and a financial race to the bottom for competitiveness, which affects projects delivery and quality [].
This paper focuses on the data value chain throughout the lifecycle of construction projects (funding, planning, design, scheduling, manufacturing, construction, operation, maintenance, decommission, demolition, and recycling) for the adoption of BCDT, which comprise the following emerging technologies for CI 4.0: BCT, DT, IoT, CPS, BIM, Big Data, Cloud computing, ML, and AI.
A DT is a digital replica of a physical asset such as a smart building. According to Microsoft, a digital twin is the virtual model of an IoT-enabled smart physical asset combined with ML and data analytics to simulate, visualize, interact, and generate outcomes on the actual physical asset []. This paper considers particularly DT throughout the lifecycle of a smart infrastructure project, including key phases such as planning, design, manufacturing, procurement, supply chain, construction, operations, and maintenance.
BCT encompasses P2P networks and cryptography to secure a distributed database of historical timestamped transactions. BCT is secure by nature and provides a single source of truth for its transactional data history. Data recorded in a blockchain are trusted, immutable, public or private (depending on the type of network), cryptographically secured, and traceable. Blockchain protocols are decentralized, and they run on P2P networks, which do not rely on any centralized trusted third party. This decentralization ensures that the data anchored in a blockchain are not controlled by any single entity and hence are censorship-resistant. Additionally, BCT can automate business logic with programmable transactions called smart contracts. Smart contract automation can increase efficiency by automating various business processes.
The CI suffers from a lack of trust [], a lack of collaboration [], inefficiencies, and faulty waste management []. BCT has the potential to increase trust, security, efficiency, collaboration, and sustainability in CI 4.0. Based on a previously developed framework that evaluated the need for BCT for Industry 4.0 applications [], it is likely that BCT is required for applications in CI 4.0. Indeed, in CI 4.0, the information is transacted among multiple parties who do not necessarily trust each other and are all not particularly willing to trust a third party []; hence, blockchain could be useful to exchange data. Secondly, the entities who handle payments are also not necessarily trusted []; hence, blockchain could be useful to handle payments. Thirdly, the IT infrastructure providers are also not particularly trusted; hence, blockchain could contribute to enhancing trust through the use of blockchain-based distributed storage services. Hence, BCT could be beneficial for DTs of CI 4.0, particularly for data exchange, payments services, and distributed data storage.
DTs leverage various technologies of CI 4.0 such as 3D simulations, BIM, IoT, 4G and 5G networks, blockchain, edge computing, cloud computing, ML, and AI. DT integrates data from the information value chain to improve assets performance and benefit customers, owners, operators, governments, investors, and society as a whole []. The data value chain relates to key processes of the data lifecycle, such as data acquisition, data analysis, data curation, data storage, and data usage []. Hence, the Big Data from the data value chain of CI projects form a key component of DT, and it is essential to categorize the project lifecycle data that should be considered for sustainable BCDT in CI 4.0. The BIM dimensions [] provide a widely accepted and sustainable framework to categorize BIM data from the lifecycle of projects.
The four emerging themes for DT are supply and demand, operational performance, live data management, and simulation purposes []. BCT can improve applications leveraging these themes by automating processes and business logic, facilitating real-time monitoring, leveraging transparency, traceability, immutability, security, and trust in the data value chain. DT ecosystems should align with the Gemini principles [] described as follows. Firstly, DT should have a purpose for the public good, for value creation, and to provide valuable insights. Secondly, DT should guarantee trust through security, openness, and data quality. And thirdly, DT should function effectively and leverage model federation, data curation, and embrace technological evolution. Smart cities and DTs should also tend towards ecosystems of united twins where multiple DTs can benefit from one another’s data by leveraging cross-organizational collaboration and data sharing [].
DTs can be classified by levels of autonomy, intelligence, learning, and fidelity []. BCT can contribute to DT autonomy with smart contracts automation. Moreover, BCT can secure the integrity of the data value chain by providing a trustworthy audit trail of historical data transactions. BCT could be the missing component to resolve the problem of maintaining accurate data over time. Trusted historical data can be used to describe smart assets states with fidelity, audit financial and contractual data, improve asset management, reduce maintenance costs, and inform, plan, design, and build future smart infrastructures with data mining of trusted information. Hence, BCT could ensure the integration of a secured and trusted data value chain for DT and legitimate BCDT autonomy, intelligence, learning, and fidelity.
Data security is essential for DTs, and the CIA triad (confidentiality, integrity, and availability) should be considered for their data security; Moreover, the seven pillars of cybersecurity to consider for DT are security, data encryption, identity, and authentication, the principle of least privilege, security audit, monitoring life events, responding to incidents, and management of devices []. Data integrity for DTs can be improved by blockchain networks that are cryptographically secured and provide an immutable history of transactional data. Hence, BCT could provide a tamper-proof history of timestamped data from sensors, energy consumption, or any states changes. Additionally, blockchain can facilitate real-time monitoring through smart contracts and offer efficient data availability []. Data ownership and data privacy are also essentials for DTs to be user-centric and to benefit data owners, decision-makers, and society in general []. BCT has the potential to address requirements in terms of data ownership []. However, data confidentiality and privacy are challenges for BCT, which is typically open.
BCT offers a paradigm shift that removes intermediaries and creates new business models. BCT powers the narrative of the new decentralized internet called Web 3.0, which challenges the current centralized internet infrastructures and the model referred to as Web 2.0, which is controlled by tech giants. Web 3.0 aims to decentralize the internet, remove middlemen, and redistribute control and data ownership towards users and data owners. Blockchain-based decentralized storage networks for Web 3.0 can improve data security and availability while incentivizing the participating providers to secure the network by storing data in a P2P way. The tokenization of data using blockchain smart contracts, cryptocurrencies, and decentralized oracles can incentivize data owners and bring tangible value for the data value chain along the project lifecycle []. BCT is decentralized and secured by nature; it can facilitate data sharing and ensure data trustworthiness and immutability for CDE gathering static and live project data.
DTs will also play a major role in the environment and reduce wastes through energy tracking, monitoring, optimization, and reporting []. Moreover, BCT can contribute to the environment and the circular economy. BCT can improve waste management with materials’ tracking for recycling and reuse; BCT can also optimize smart grids energy management []. Hence, BCDT has strong potential to enhance environmental sustainability.
Hence, to develop a framework for the adoption of environmentally sustainable BCDT for Construction Industry (CI) 4.0, this paper aims to address the research questions presented below.

1.2. Research Questions

To develop a framework for the adoption of BCDT in CI 4.0, it is essential to identify which data from the project’s lifecycle would need to be anchored in the blockchain. Hence, the Big Data value chain of construction project lifecycles is at the core of the research. Due to the very limited storage capacity of BCT, it is essential to filter the type of data to anchor on the blockchain while less critical data can be stored off the blockchain.
Secondly, as BCT offers a paradigm shift from the traditional centralized data silos towards decentralized peer-to-peer networks, it is crucial to identify the key factors affecting the transition towards that paradigm shift.
Thirdly, as BCDTs represent a novel form of software platforms, it is required to identify what the key non-functional requirements for these applications are. Hence, the three research questions that this paper aims to answer are:
  • What are the project lifecycle key data to consider for sustainable blockchain-based digital twins (BCDT) in CI 4.0?
  • What are the key factors necessary for the Web 3.0 paradigm shift of decentralization that BCDTs embrace to reduce data silos; improve collaboration, data sharing, and trust; and create new business models in CI 4.0?
  • What are the key non-functional requirements for BCDT in CI 4.0?

1.3. Aim and Scope

The aim of this paper is to develop a novel theoretical framework for the adoption of sustainable BCDT for CI 4.0.
The first section of the paper identifies initial themes from the literature for each research question. The research hypotheses are raised from these emerging themes. The second section of the paper validates the emerging themes and offers new themes based on the analysis of data from interviews and an online survey. Hence, to address the three research questions, the paper will follow the three objectives listed below.
  • The first objective is to validate the hypothetical categorization of key project data for BCDTs (extracted from the literature) in order to define which essential data from the project lifecycle are relevant to transact with sustainable BCDTs.
  • The second objective is to validate the hypothetical key factors (extracted from the literature) that are necessary for a paradigm shift powered by BCDTs in CI 4.0.
  • The third objective is to identify and validate the main non-functional requirements for BCDTs of CI 4.0.
To achieve these objectives, the paper is organized as follows. Section 2 presents the emerging themes identified in the literature and the related research hypotheses for each objective. Section 3 describes the research method followed to achieve the research objectives. Section 4 presents the results of the analysis data collected from semi-structured interviews and an online survey. Section 5 explains the findings and the new themes obtained from the data analysis to address the research objectives. Section 6 and Section 7, respectively, contain the discussion about the paper findings and the conclusion.
Lastly, the paper proposes a novel theoretical framework for the adoption of environmentally sustainable BCDT in CI 4.0.

2. Identification of the Research Themes

A content analysis of the literature was initially carried out to extract preliminary themes related to the research questions. The literature reviewed was selected for its relevance to the technologies discussed in this paper: blockchain technology (BCT), building information modelling (BIM), the Internet of Things (IoT), and DTs (digital twins) in CI 4.0. The key themes identified in the literature for each research question are presented in the chapters below.

2.1. Project Lifecycle Key Data for BCDT

To answer the first research question, it is essential to identify and categorize the key data that would benefit the project if they were transacted with blockchain-based digital twins (BCDTs) throughout projects’ lifecycles. BIM and 3D modelling represent central components of spatially enabled DT. Hence, the first approach was to use the existing BIM framework consisting of dimensions [] and levels of maturity []. The BIM dimensions are the spatial dimension (3D), time dimension (4D), costs dimension (5D), maintenance dimension (6D), sustainability dimension (7D), and safety dimension (8D).
The literature was analysed to identify the analogies between the BIM framework (BIM dimensions and levels of maturity) and the key benefits and drivers of BCT and DTs in the CI4.0. Thus, the classification of project lifecycle data relevant to BCDTs was performed in accordance with the BIM dimensions [], which hypothetically appeared suitable to capture most of the key project lifecycle information relevant for BCDTs. Consequently, the BIM framework was extrapolated to a similar novel framework for BCDTs, forming the first hypothesis of this paper. However, a data container was missing to gather some key information related to contracts, data ownership, and data notarization. Indeed, with the emergence of BCT, it is necessary to implement a contractual framework between BIM and blockchain smart contracts []. To address this requirement, a new dimension nD [] is hypothetically proposed by this paper to integrate a contractual level of information to BIM and DTs by using BCT. Hence, this paper proposes another hypothetical novel contractual dimension (cD) for BCDTs that leverages BCT and smart contracts. The cD dimension comes as the apparent missing link to enhance trust, data integrity, and security of the data value chain over time. The cD dimension would leverage blockchain technology to improve trust, transparency, immutability, security, traceability, data ownership, contractual processes, accountability, identity proofs, intellectual property (IP), and copyrights [].
Hence, the key findings and project lifecycle data relevant to BCDTs identified in the literature are shown in Table 1. The literature references are classified by dimensions (3D, 4D, 5D, 6D, 7D, 8D, and cD) and compared with their relative use cases discussed further in this paper.
Table 1. Summary of the literature related to project lifecycle data required for BCTDs categorized as per the BIM dimensions.

2.2. A Paradigm Shift towards Decentralization

This section relates to the second research question and aims to identify from the literature some key factors affecting the paradigm shift powered by BCDT. This paradigm shift would reduce data silos, improve collaboration, data sharing, and trust, and create new business models in CI 4.0. As previously mentioned, the review of the literature about DT and BCT allowed the identification of overlaps between the BIM framework and the BCDT requirements. There are four (4) BIM levels of maturity: Level 0 (unmanaged 2D CAD with low collaboration), Level 1 (managed 2D and 3D CAD with partial collaboration), Level 2 (BIM collaboration including 4D and 5D metadata with separate disciplines models), and Level 3 (8D full integrated single model for lifecycle management).
BIM Level 1 and Level 2 are centralized and prone to generate data silos [], while BIM Level 3 is more collaborative but still relies on centralized clouds as per the current state of Web 2.0. The technological foundations of BIM Level 3 rely on the centralized databases (acting as data silos) to host models, whereas its working environment is supposed to be fully collaborative. This centralization of BIM hubs is due to the Web 2.0 cyber security models required to protect infrastructures by isolating them with firewalls []. The weaknesses of such centralized systems are that they are prone to single points of failure. Moreover, the centralization of IT infrastructures generates data silos leading to fragmentations of the CI information value chain.
Unlike the centralized Web 2.0, blockchain-based decentralized Web 3.0 infrastructures can guarantee a decentralized, secured, and trusted ecosystem for the data value chain of CI 4.0. Thus, BCDTs would be part of a decentralized collaborative ecosystem that forms a paradigm shift from the current environment. This paradigm shift towards decentralization is recurrent in the literature about BCT and its applications for CI 4.0. The three corresponding main themes identified in the literature are related to decentralized collaboration, decentralized data sharing, and the automation of processes using blockchain smart contracts.
The key phases of the Big Data value chain are data acquisition, data analysis, data curation, data storage, and data usage []. A decentralized collaboration and data sharing could lead to a decentralization of the data value chain by leveraging decentralized protocols for data acquisition [,], data analysis and computation [,], data curation [], data storage [,,], data usage, and data marketplaces [].
When BCT reaches sufficient maturity and scalability to offer fully decentralized systems for the whole IT infrastructure, a new level of maturity would need to be considered (e.g., BIM Level 4) for BCDTs. This paper hypothetically names it Maturity Level 4 for BCDTs.
Table 2 below lists the key factors identified in the literature that affect the CI 4.0 paradigm shift towards Web 3.0-based decentralized ecosystems of BCDTs. The literature references are also compared with their relative use cases, as discussed further in the paper.
Table 2. Key factors affecting the BCDTs paradigm shift implementation.

2.3. Non-Functional Requirements of BCDTs

This section relates to the third research question and identifies from the literature the key hypothetical non-functional requirements of BCDT for CI 4.0. BCDTs represent a new concept that combines BCT and DT to enhance security and data sharing []. The non-functional requirements of BCDT need to be identified for future applications leveraging decentralized systems.
Data security is fundamental for BCT [], and it represents a key requirement for smart buildings [] and their DT software []. Interoperability between data is a fundamental requirement for DTs [] to ensure that the information can be managed and exchanged in a format-agnostic way. Moreover, blockchain networks are also required to be interoperable between each other to be able to coexist and transact together within ecosystems of united BCDTs leveraging different blockchain networks. The main non-functional requirements for BCDTs that were identified in the literature are listed in Table 3.
Table 3. Non-functional requirements for BCDT.

2.4. Literature Gaps

The literature related to both BCT and DT is scarce, particularly where the combination of a few tools from the CI group of technologies is required for solving a problem in the construction context. In addition, there are not many specific categorizations of the key project lifecycle data to be anchored in BCDT for projects of the CI. Some key requirements such as data integrity, data privacy, data ownership, data validity [], and data authenticity [] also need to be considered for BCDTs. Moreover, the literature available on non-functional requirements of BCDTs is also very limited.

3. Research Method

A mixed qualitative and quantitative method was designed and used to address the research questions. These research questions were addressed by identifying the data from projects’ lifecycles, which are relevant to transact with sustainable BCDTs, the key factors affecting the BCDT paradigm shift, and the non-functional requirements for BCDTs in CI 4.0. Due to the exploratory nature of the investigation, a qualitative approach was adopted by interviewing the most relevant and experienced experts in the field. This research method was used since there is a limited amount of in-depth information about BCDT and associated factors and processes from a professional perspective.
The interviews were carefully transcribed, coded, and analysed using a weighted percentage method. In order to triangulate the outcome and collect some more complementary data, a survey was conducted after interviews. The triangulation approach was used to enhance the validity of the outcome as a recommended technique in the field []. The basic quantitative tests, including t-tests and descriptive statistics, were utilized to provide further information on the previous qualitative process. The hypotheses about key project data categories, key factors, and non-functional requirements for BCDTs in CI 4.0 were then validated, and a novel theoretical framework was also developed.
Figure 1 shows how the mixed-method and six main steps of the investigation were conducted. These steps show how the key themes were identified from the literature, the interviews, and the survey conducted, and each research question was addressed accordingly. Details of each step and the outcome of relevant coding and t-tests are presented in the following sections.
Figure 1. Flowchart of the research method, including six key steps.
Step 1: A review of the literature was conducted to firstly identify and raise hypotheses about what are the key project data, key factors, and non-functional requirements relevant for BCDTs in CI 4.0. Thus, the content analysis of the literature defined the directions for this paper.
Step 2a: A total of six interviewees were recruited, and the interviews’ themes related to the context of the entire construction value chain (design, construction, O&M, and demolition). The interviewees were selected based on the criteria of having a broad experience in the CI as well as digital expertise for half of them. Due to this criteria, the interview sample size was limited to relevant and experienced experts available to form a purposive sample. This purposive sample enabled the researchers to acquire and extract an extensive range of consistent key data relevant to the aspects of the CI that can be improved in relation to the BCT taxonomy (trust, transparency, traceability, immutability, efficiency, and security). Hence, the sample was analysed to identify the key issues of the CI that can be addressed by the key features of BCT. The interviews participants are senior experts with a wide experience in the CI, and their very valuable insights fulfilled the data collection requirements. Table 4 gives an overview of the interviews themes and interviewees’ profiles with six (6) experts working in the CI. Table 5 shows the list of questions that were designed to identify problems specific to the CI, key factors, and project lifecycle information related to the taxonomy and properties of BCT: trust, decentralization, transparency, security, traceability, immutability, efficiency, and digitization.
Table 4. Interviews’ summary table.
Table 5. Interviews’ questions covering nine features of blockchain.
Step 2b: An online survey was designed and distributed to key practitioners using the LinkedIn platform. A total of 103 participants responded to the survey. The survey statements were designed in relation to the objectives themes, which were the project lifecycle data, key factors affecting blockchain adoption, and non-functional requirements for BCDTs. Table 6 shows a summary of the survey themes, the participants’ profiles, industries, seniority levels, digital and blockchain experiences, and the related subgroups used for the t-tests statistical analysis.
Table 6. Summary of the survey themes and the data profile, including regions, roles, and experience.
Step 4: A triangulation approach was used to analyse data from these sources (interviews and online surveys). Methodological triangulation was achieved by using different techniques (NVivo coding, t-tests, and descriptive statistics) to analyse the various data sources and their statistical relevance as needed. A dashboard was developed to visualize, filter, and analyse the descriptive statistics from the survey. The triangulation approach allowed to validate assumptions preventing observation bias.
Table 7 summarizes the themes and statements of the online survey. The survey was designed based on the Likert scale of 5, including the options to strongly disagree (SD), disagree (D), neither agree nor disagree (N), agree (A), or strongly agree (SA) with the survey statements.
Table 7. Survey structure based on the selected themes.

4. Results: Emerging Themes from the Interviews and Survey

4.1. Interview Results

The transcriptions were coded to extract essential information from the answers collected. The coding analysis permitted the evaluation of the content of the interview quotations and the recurrence of keywords. Table 8 shows the eight parent nodes as the key features and taxonomy of BCT. The parent nodes were supported by a total of twenty-one (21) child nodes related to the key interview questions within their parent node theme.
Table 8. A summary of coding analysis including parent and child nodes identified from the transcriptions.
From the coded interviews, a word frequency analysis was performed to extract keywords with the highest weighted percentage (WP). The criteria for the word frequency analysis consisted in limiting words to the first four (4) letters and extending the search to second-degree synonyms. The WP range was isolated from 0.5% to the maximum WP value for each node to ensure that the keywords extracted would capture the essential insights. Relevant words falling within that range were selected as key project data, factors, or non-functional requirements to be considered for answering Research Questions 1, 2, and 3, respectively.
The WP analysis allowed the association of parent nodes and their child nodes with sub-themes related to the nature of the keywords extracted and in relation to the research questions. The keywords extracted from the parent nodes, trust, transparency, traceability, immutability, and digitization, allowed the identification of the key project lifecycle data that could benefit from the key features and taxonomy of BCT. The keywords extracted from the parent nodes decentralization and efficiency allowed the identification of key processes and entities that would benefit the most from the decentralization of collaboration, data sharing, and processes automation resulting from the integration of blockchain networks and smart contracts in CI 4.0. Finally, the keywords extracted from the parent node security permitted to obtain key information in relation to non-functional requirements of BCDT in CI 4.0.
Table 8 summarizes these findings for each parent node, their child nodes, the extracted keywords, and the sub-theme associated with them.
Table 8 shows that trust is needed the most for data records such as design data, contractual data, and as-built data. Four participants discussed that the least-trusted third parties are certifiers and contractors, and two participants mentioned the least-trusted IT infrastructures are local servers and centralized cloud services.
According to the interviewees, the project lifecycle data requiring transparency the most are design data (design options, and design history), accountability (stakeholders’ responsibilities), costing data (financial data, material costs, project delivery costs, and construction costs), materials (provenance, supply chain information, suppliers, and costs), information records in general (construction records, data records, data mining, data history, and decision-making data), O&M (virtual assets information and real-time asset information). The interviewees also mentioned that there is currently a lack of transparency in contracts (terms, conditions, and obligations), financial data (costs, construction, and materials), and siloed information.
In terms of traceability, the interviewees mentioned that the information that requires to be traceable the most is design data (drawings, models, calculations, designers, verifiers, checkers, and reviewers), materials, stakeholders’ identities, contracts, reports, accountability information, decision making information, and most data records in general.
There is currently a lack of immutability in the industry, which makes it problematic to guarantee the trustworthiness of the information. This applies particularly to design data, as-built information, and any siloed data that cannot be verified. The interviewees raised that project lifecycle key information requiring immutability and censorship resistance are design data (design information, calculations, drawings, verifications), environmental data, financial data, as-built data, and all data records in general (political, public records, people’s welfare and rights, RFID tags).
In terms of decentralization, Table 8 indicates that the industry is fragmented in data silos and that it is key to decentralize entities such as governments, organizations, and planning institutions. It also reveals that the inefficient processes required to be decentralized essentially to reduce bottlenecks are design (planning, modelling, engineering, collaboration, and changes), supply chain (information, handover, and changes), organizations, data silos, and other processes in general (approvals, validation, document control, governmental management, and DA). Moreover, processes related to middlemen such as certifiers, managers, and quantity surveyors could become decentralized to enhance efficiency.
The interviews revealed that the main inefficiencies in the CI are linked to reprocessing (rework and rechecking, program changes, forms, and checking and reviewing), administrative tasks, contracts (terms and conditions and contract administration), and design aspects (initial design phase, preliminary design, iterations, changes, rework, and doubled work). Moreover, it is necessary to reduce inefficiencies in the CI by automating design processes (ML automated designs), contractual processes (terms and conditions, standard contracts, contracts review, and contractual processes), digital twins, and generally most lengthy processes (DA, invoicing, project onboarding, project management tasks, and program changes).
The interviewees’ answers suggest that there is currently a lack of security associated with open data APIs, data silos, and data storage, which can lead to security breaches and data leaks. Table 8 shows that it is key to secure data related to sensitive projects (infrastructure, banking, and defence projects), financial data, assets information, smart buildings data, personal information, Big Data, confidential information, processes related to data sharing, and project data in general. Additionally, it is necessary to secure the entire IT infrastructure, including data storage, databases, and the systems transferring data. The security of smart building management systems (BMS) is also an essential requirement.
Finally, in terms of digitization, the key takeaways from the interviews regarding DT are related to key aspects of the Big Data value chain such as data capture, data storage, data analytics, data history, data connectivity, open data formats, data silos reduction, data loss avoidance, GIGO effects avoidance, and the usage of data as an asset. DT can benefit facility management for smart buildings by improving real-time asset management, monitoring of asset information, asset tracking through IoT sensors, energy efficiency, BMS, maintenance, inspections, and providing smart insights. Moreover, DT can contribute to risk mitigation and assist with the prevention of natural disasters. DT will tend to be self-managed with proactive maintenance leveraging cognitive DT using AI and ML; additionally, DT could form part of a DAO system leveraging BCT. DTs could also lower energy consumption with AI analytics and by using BCT to incentivize users to reduce their energy consumption and carbon footprint. DT automation and analytics would contribute to the reduction of operational costs and contractual costs. DT platforms could be leveraged for data marketplaces, allowing stakeholders to participate in a decentralized circular economy (DCE), including ecosystems of BCDTs. Moreover, ecosystems of united BCDT running interoperable blockchain networks would guarantee a single source of truth. The management of DT could become democratized with BCDT running as DAO.
Table 9, Table 10 and Table 11 below present some key quotes from the interviewees in relation to the sub-themes presented in Table 8 and discussed in the above chapters.
Table 9. Interview quotes in relation to the project lifecycle data categorization sub-theme.
Table 10. Interview quotes in relation to the decentralized collaboration, data sharing, and automation sub-theme.
Table 11. Interview quotes in relation to the BCDT Non-functional requirements.

4.2. Survey Results

Since the research questions are specific to the CI (project lifecycle data, BCDT paradigm shift in CI 4.0, and BCDT non-functional requirements for the CI), and the survey questions considered for this paper fall essentially within the context of the CI, the survey’s results were filtered to participants from the CI only to obtain the most relevant and significant results for the survey data analysis. Furthermore, when ambivalences occurred on the results depending on the interviewees’ group, a statistical analysis was carried out to run t-tests for groups of people based on their seniority level, digital experience, and knowledge about blockchain. The groups used for the t-tests are shown in Table 6 and the results of the t-test analysis are shown on Table 12 and Table 13. Table 13 shows that the data are not normally distributed for Q7 (in the seniority groups category), and Q10 and Q24 (in the blockchain knowledge groups category) since the p-values are less than 0.05 for these three questions. The significant differences between these groups are discussed further in this section with the presentation of the survey results.
Table 12. Statistical analysis t-tests results of key survey questions.
Table 13. Independent samples test—Levene’s test for equality of variances.
Table 14 presents the answers to Q6-1 (Table 6), which reveals a lack of trust among 40% of practitioners in terms of financial data, as-built information, asset information, and environmental data. It should also be noted that lack of trust can also apply to project data such as BIM, design history, certificates, contracts, and supply chain information according to up to a quarter of the participants. BCT can guarantee data integrity through the auditability and immutability of blockchain historical transactions; thus, BCT can improve trust in the data transacting through the blockchain. Hence, there is great potential to enhance the trustworthiness of the above data categories by transacting them leveraging BCT and smart contracts.
Table 14. Triangulation of the survey and interview outcomes in reference to parent nodes and child nodes from data analysis (interviews and surveys).
The answers to Q6-2 (Table 6) presented in Table 14 show that participants typically disagree (more than 60% disagree and strongly disagree) that the project lifecycle data shown in Table 7 should be deleted after the demolition of the physical asset. Hence, the project lifecycle data listed in Table 7 should typically not be deleted after the demolition of the physical asset. Hence, an immutable blockchain ledger could be adequate to anchor these key project data permanently since it is not desired to erase them after the lifespan of the physical asset. This also reinforces the concept discussed in the introduction that such data could then permanently be reused for ML and AI to generate new designs based on trusted historical information. However, if project data remain permanently anchored on blockchain-based networks, compliance considerations between blockchain and data protection regulations and policies such as the General Data Protection Regulation (GDPR) would need to be considered and explored further [].
The descriptive statistics dashboard shown in Figure 2 and the summary Table 14 present the answers to Q6-3 (Table 6), showing that most of the project lifecycle data shown on Table 7 should be private and only accessible with specific privileges except for certificates, health and safety information, and environmental data for which more than 60% of participants believe such data should remain openly accessible. Hence, if sensitive project lifecycle data are anchored in blockchain networks, privacy should be maintained by leveraging either private blockchains, privacy protocols, encryption mechanisms, or off-chain storage solutions to ensure that specific data remain confidential.
Figure 2. Overview of the answers to the online survey statement Q6-3 on data privacy.
Table 14 presents the answers to Q7 (Table 6) and shows that most participants agree (43% agree) that trust in consultants is sufficient in the industry. However, one-third of participants (32% of answers) neither agree nor disagree, and a non-negligible 18% disagree and 7% strongly disagree. Hence, trust towards consultants is likely not sufficient within the CI. Moreover, the t-test analysis revealed there was a significant difference in mean trust between senior and junior practitioners (t = 2.313, p < 0.05, as shown in Table 12 and Table 13), and senior practitioners perceive that there is a lack of trust about 0.65 more than junior practitioners. BCT could be leveraged to increase the trustworthiness of consultants’ activities and processes lacking trust, such as for BIM models, design history, certificates, contracts, as-built information, asset information, and environmental data, as suggested by the answers to the survey statement Q6-1. The measurements of as-built information, asset information, and environmental data need to be recorded physically with measuring tools, sensors, and IoT sensing devices, and, to integrate real-world data into a blockchain, IoT sensors, secure elements [] and microchips or SRAM PUF [], middleware, and oracles [] would be required to authenticate data.
Table 14 presents the answers to Q8, which shows that 54% of participants agree that trust in centralized CDE is sufficient in the CI. However, 25% of people neither agree or disagree and 21% disagree, suggesting that trust in centralized CDE could be improved. BCT could contribute to enhancing trust towards CDE by providing an immutable audit trail of the historical data recorded on the shared ledger. Moreover, a CDE enhanced by decentralized blockchain networks would inherit from the decentralized nature of BCT. This could form a paradigm shift from centralized CDE towards decentralized CDE (DCDE) leveraging blockchain-based distributed storage systems.
The answers to Q9 (Table 6) presented in Table 14 show that 46% of participants agree and 29% strongly agree that project lifecycle data should be recorded in a shared ledger to enhance collaboration between all participants. Hence, DLT and BCT should be explored to improve collaboration in the CI by leveraging decentralized data sharing through P2P networks.
The answers to Q10 (Table 6) presented in Table 14 show that 50% of participants agree and 18% strongly agree that data sharing should be decentralized through P2P networks to reduce fragmentation and data silos in the CI. BCT is decentralized and P2P by nature; hence, it should be explored for data sharing and to reduce fragmentation in data silos within CI 4.0. However, the t-tests revealed a significant difference in mean between practitioners with and without blockchain knowledge (t = −2.115, p < 0.05, as shown on Table 12 and Table 13). Blockchain experts believe 0.7 more strongly that data sharing should be decentralized through P2P networks to reduce data silos in the industry.
The answers to Q12 (Table 6) presented in Table 14 show that a perceptible 25% of participants disagree that the data-sharing capabilities of traditional centralized CDE platforms are sufficient to share information in the CI. Moreover, 28% of participants neither agree nor disagree while 47% agree and strongly agree. These mitigated answers aren’t sufficient to affirm that current CDE platforms are adequate for data sharing. Hence, it is likely that current CDE platforms could be improved for data sharing within the CI. Decentralized open networks such as BCT and blockchain-based decentralized storage systems can enhance the data-sharing capabilities of CDE by reducing data silos and creating a paradigm shift towards DCDEs. Thus, by analogy with the survey insights from Q10 discussed above, blockchain-based storage systems can reduce the fragmentation in data silos in the CI.
The answers to Q15 (Table 6) presented in Table 14 reveal mitigated opinions as about 32% disagree and strongly disagree, 25% neither agree nor disagree, and 43% agree or strongly agree with the fact that financial transactions should be publicly auditable to enhance fairness in the industry. Thus, it is not clear whether financial data should be made openly accessible (i.e., transparent) or be private. The correlation to the answers from statement Q6-3 validates the fact that private blockchains, privacy protocols, or encryption mechanisms might be required for specific financial transactions requiring confidentiality.
The answers to Q21 (Table 6) presented in Table 14 show that 50% of participants agree and 36% strongly agree that professionals’ identities are required to be traceable throughout the lifecycle of projects in case of litigation. Digital identities solutions [] using BCT and smart contracts have the potential to address this requirement.
The answers to Q22 (Table 6) presented in Table 14 show that more than about 75% of participants typically agree and strongly agree with the data captured from the smart buildings IoT sensors (temperature, humidity, energy consumption, materials tags RFID, assets information, structural states, motion/occupancy, air quality, and weather data) must be traceable throughout the lifecycle of projects. The sensors’ data requiring to be traceable the most appear to be energy consumption, assets information, structural states, and air quality. The traceability of IoT sensor data can be improved by BCT, which could enhance data integrity and provide an immutable shared ledger of historical transactional data.
The answers to Q23 (Table 6) presented in Table 14 show that 67% total of survey participants agree and strongly agree that work orders must be automated by blockchain smart contracts to enhance efficiency and reduce paperwork. A non-exhaustive list of work orders in the construction industry would include processes such as maintenance, repair, operations, service, manufacturing, materials delivery, equipment rental, construction work, and installation. The reduction of paperwork could be beneficial for the environment and reduce the project’s carbon footprint.
The answers to Q24 (Table 6) presented in Table 14 show that 78% of participants agree and strongly agree that regulatory processes in the CI must be automated with standard legal smart contracts templates. However, there was a significant difference in mean between practitioners with and without blockchain knowledge (t = −2.867, p < 0.01 as shown on Table 12 and Table 13). Blockchain experts believe that regulatory processes must be automated with smart contracts at a level that is 0.8 more than practitioners with basic blockchain knowledge. Legal smart contracts are a key application of BCT for the CI. Standard legal smart contracts templates should be developed in conjunction with industry experts and regulatory bodies.
The answers to Q25 (Table 6) presented in Table 14 indicate that key processes of the projects’ lifecycle should be automated with blockchain smart contracts. More than 65% of participants strongly agreed that council DA approvals, payments processes, engineering checking/QA, certification processes, tendering processes, and asset management processes (e.g., maintenance) must be automated with blockchain smart contracts. Additionally, 56% percent of participants strongly agree that contractual processes must be automated by blockchain smart contracts.
The answers to Q40 (Table 6) presented in Table 14 show that 85% of participants agree and strongly agree that stakeholders participating in a project must be legally liable for the data they create for a legally defined period of time, whereas only around 55% of participants agree and strongly agree that stakeholders must be legally liable until the data is handed over to another party or throughout the full lifecycle of the asset. Liability requirements could be programmed within smart contracts to ensure that liabilities about data and asset ownership expire after a legally defined period. Time conditions could be embedded accordingly within the code of the smart contract.
In terms of data ownership, the answers to Q41 (Table 6) presented on Table 14 show that 60% of participants agree and strongly agree that stakeholders participating in a project must own the data they create for a legally defined period of time, whereas 55% of survey participants agree and strongly agree that the data owners must own the data they create until the data are handed over to another party. These mitigated results suggest that further research is required to define the specific contexts in which each of these conditions apply. Data ownership requirements could be programmed within smart contracts, and the ownership of an asset (e.g., data as an asset or a physical asset) would be embedded with access control protection into the smart contract representing the asset; Hence, programming conditions within the smart contract would ensure that the ownership either expires after a legally defined period of time or until the asset is handed over to another party claiming ownership.
The answers to Q42 (Table 6) presented in Table 14 show that 73% of participants neither agree nor disagree on the requirement to monetize data ownership on decentralized data marketplaces. However, 27% of participants strongly agree on the monetization of data on decentralized data marketplaces to incentivize data owners to produce information. This could be achieved by tokenizing data ownership with smart contracts representing the datasets owned. These data tokens could then be monetized on blockchain-based decentralized marketplaces.
The answers to Q43 (Table 6) presented in Table 14 show that more than 60% of participants agree or strongly agree that (1) BIM modellers must own the model data they have produced, (2) property owners must own the data generated by their smart asset (e.g., smart building), (3) governments must have ownership of the data generated by the smart cities assets (e.g., smart buildings), and (4) the data generated by the smart cities assets (e.g., smart buildings) should be publicly owned. As mentioned above, data ownership could be tokenized with smart contracts. For example, at the design stage, CAD or BIM data could be tokenized [].

5. Findings

5.1. Project Lifecycle Data Classification for BCDTs

The data analysis summary shown in Table 14 permits the validation of the initial hypotheses, stating that the existing BIM dimensions are an adequate framework to classify the project lifecycle data relevant for BCT applications in CI 4.0. Indeed, the taxonomy and properties of BCT (trust, transparency, traceability, immutability, efficiency, and security) offer significant benefits for the data value chain throughout the lifecycle of construction projects. BCT would contribute to enhancing data integrity and the trustworthiness of the data value chain by enabling traceability, immutability, transparency, and security of information records. BIM, IoT, and DTs are key enablers for the digitization of the CI. The data analysis revealed that BCT could also become a technological enabler to enhance trust, data integrity, cyber security, and efficiency within CI 4.0. As summarized in Table 13, the project data that would benefit the most from BCT adoption relate to the BIM dimensions (3D to 8D) and the new proposed contractual dimension cD. DTs extend the usefulness of BIM throughout the full lifecycle and particularly at O&M by enabling live monitoring and retroactive control with IoT and actuators. The proposed dimensions framework allows categorizing the key project data relevant to BCTDs to bring the most benefits during the project lifecycle. The rest of this paper refers to 3D, 4D, 5D, 6D, 7D, 8D, and cD as BCDT dimensions, as illustrated in Figure 3. In this context, BCT acts as the trust layer to enhance integrity and security of the data transacting through BCDTs for each dimension of the project lifecycle: design data (3D spatial dimension), scheduling and construction supply chain data (4D time dimension), financial data (5D cost dimension), operation and maintenance data (6D maintenance dimension), environmental data (7D sustainability dimension), health and safety (8D safety dimension), and contractual data (cD contractual dimension).
Figure 3. BCDT dimensions with the proposed contractual dimensions (cD). Note: In some countries, 6D refers to sustainability and 7D to maintenance.
At the design stage, the 3D spatial dimension of the DT, is essential to define and represent DTs in space and achieve a spatial DT []. Spatial BCDTs would enhance the trustworthiness of design data such as BIM models, design history, calculations, engineering Q&A, and design data records in general through an open, trusted, and immutable audit trail of design records anchored in the blockchain. Spatial BCDTs would also improve trust towards the design consultants involved.
BCDT would also enhance trust in the construction supply chain. The integrity of key data associated with the 4D time dimension would be improved through traceability and timestamped supply chain information transparency. BCDTs would also strengthen the integrity of as-built data and the traceability of materials and facilitate real-time monitoring for site activities. Consequently, BCDTs would improve construction management and processes and hence enhance the trustworthiness of contractors.
The 5D financial dimension is fundamental for BCDTs, which can offer an open and trusted financial ecosystem leveraging BCT for financial operations. BCT has been disrupting the financial industry, which is the main sector for blockchain applications. Public and decentralized blockchain networks such as Bitcoin [] have demonstrated that tamper-proof financial transactions can operate securely without trusted third parties such as banks. Moreover, smart contracts platforms such as Ethereum [] enable DApps and Decentralized Finance (DeFi) solutions offering financial instruments in a decentralized way without middlemen. DeFi solutions in the Fintech sector include decentralized exchanges [], lending and borrowing [], derivatives [], and stable coins []. DeFi tools could be integrated into CI 4.0 to decentralize the traditional financial ecosystem of the industry and offer innovative solutions for funding, transacting, lending, borrowing, and trading tokenized assets. BCDTs would enable traceability of trusted immutable financial records and allow transparency of these records when required. However, privacy is a challenge for BCT, which is open by nature. Therefore, if privacy is required for confidential data, BCDTs could leverage privacy protocols such as the Baseline protocol [], use encryption mechanisms, or store confidential data off-chain. Blockchain smart contracts would allow BCDTs to automate processes such as payments and tendering. Moreover, BCDTs could facilitate the monetization of data and enable the transfer of data ownership through trading of tokenized datasets or assets metadata on decentralized marketplaces.
During the operation and maintenance phase, BCDTs can offer essential benefits for the project data related to the 6D dimension. Indeed, BCTDs can enhance trust, immutability, and traceability for 6D key data records such as-built information, materials metadata, structural states, asset information, maintenance information, and operational data captured by IoT sensors. Moreover, the transparency of asset information for maintenance purposes can lead to new decentralized business models leveraging open tendering for maintenance contractors to receive work orders and maintenance work offers. Hence, BCDTs will improve asset management and facility management through a decentralized economic ecosystem of DTs within CI 4.0.
The 7D sustainability dimension also gathers key information relevant for BCDTs, which can be virtuous for the environment. Indeed, BCDTs can improve trust in projects’ carbon footprints by providing immutable open audit trails of environmental data records. Moreover, the energy consumption of smart buildings and infrastructures could be traced and monitored with sustainable BCTDs. Blockchain smart contracts could enable tokenization mechanisms to incentivize stakeholders to reduce their carbon footprint. The air quality, water supply, and weather information can be monitored in real-time by BCDT and enable proactive behaviours facilitated by data analytics and blockchain-based incentive mechanisms that measure and reward environmentally friendly behaviours. BCDTs can also facilitate the traceability of materials to reduce construction waste and facilitate material recycling and reuse for the circular economy.
There is a significant lack of trust in health and safety (H&S) information, which should be openly accessible. Hence, the 8D dimension is also relevant to BCDT, which can enhance trust and compliance throughout the lifecycle of construction projects by providing an immutable and open audit trail of H&S data. BCDT can also improve the security of BMS systems and secure the Big Data used to improve life safety []. BCDTs can contribute to improving the safety of buildings through real-time monitoring and risk identification [] and mitigation. BCDT would contribute to reducing risks through information transparency from openly accessible H&S data records. Moreover, the site workers’ safety could be traced and monitored from the BCDTs by leveraging H&S data captured using IoT sensors.
Furthermore, the data analysis revealed that a contractual dimension (cD) is relevant to group the contractual and regulatory data transacting with BCDTs. The cD relates specifically to the self-sovereign characteristics of BCT and smart contracts, which enable trusted data notarization, decentralized identities, and data ownership and provide an immutable audit trail of timestamped regulatory and contractual information records. Blockchain smart contracts can automate regulatory and contractual processes in an open manner and strengthen the implementation of regulations and reforms in CI 4.0. Blockchain smart contracts can also guarantee the traceability and trustworthiness of digital identities to prove accountability and data ownership (during legally defined periods of time) for the data produced by the stakeholders involved in the project (BIM modelers, engineers, architects, owners, government bodies, or even the public). Smart contracts can also strengthen the certification processes by enabling automated decentralized tamper-proof certificates mapped to immutable open data records about the certified assets.
Finally, the seven (7) BCDT dimensions allow categorizing the essential components of the project data value chain that are relevant to BCDTs throughout the lifecycle of the physical smart asset represented by the BCDT. BCT act as the trust layer for sustainable BCDTs of CI 4.0 and provide an immutable distributed ledger of traceable and open (or private if required) timestamped data records for each dimension. The BCDT dimensions and their key data (from the project lifecycle) are illustrated in Figure 3 below.

5.2. Towards a Level 4 Collaboration

The data analysis revealed the key factors affecting the paradigm shift powered by BCDTs to improve data sharing and trust, reduce data silos, and create new business models in CI 4.0. These key factors relate to the decentralization of collaboration, enhancement of data sharing to reduce data silos, decentralization of the data value chain, and processes automation with smart contracts.
The concept of decentralized collaboration, or more accurately distributed collaboration (using P2P networks), designates a novel collaborative paradigm where project participants collaborate in a P2P way by leveraging blockchain-based networks. This model contrasts with the traditional collaborative methods relying on centralized organizations, databases, and networks. The data analysis indicated, for example, that the decentralization of processes such as the design, modelling, planning, certification, and approvals would reduce inefficiencies in the CI. Moreover, in the longer-term horizon, organizations such as engineering organizations or government bodies would become decentralized and operate as DAOs to automate business logic, operations, and governance using blockchain networks and smart contracts. Repetitive management tasks would also benefit from decentralization and smart contracts automation to decongest cumbersome activities and increase efficiency.
The supply chain information of the CI is currently fragmented in Big Data silos owned by different centralized entities. BCT adoption would decentralize supply chain processes, such as procurement, handover, delivery, and O&M activities; it would streamline processes and improve the trustworthiness and traceability of the information value chain. Thus, BCT would contribute to decentralizing the data value chain throughout the supply chain of projects along their lifecycles.
In such a decentralized ecosystem, the digital collaboration between stakeholders sharing project data and transacting value would operate through BCDTs leveraging BCT and smart contracts running on distributed (P2P) blockchain networks. The key information (related to BCDT dimensions) from the projects’ lifecycle would be anchored in shared blockchain ledgers, enabling trusted distributed collaboration between stakeholders who transact data via BCDTs (connected to P2P blockchain networks). BCT would act as the backbone layer for DTs, to guarantee trust, data integrity, and efficiency, reduce data silos, and facilitate collaboration and data sharing. This novel model of distributed collaboration is referred to in this paper as the BCDT Maturity Level 4 of collaboration, which is a theoretical extension to the BIM maturity Level 3. The Level 4 distributed collaboration for sustainable BCDTs throughout the lifecycle of smart infrastructures projects is illustrated in Figure 4.
Figure 4. BCDT Level 4: Web 3.0 distributed collaboration and data sharing for CI 4.0.
The decentralization of data sharing is the second key factor affecting the paradigm shift powered by BCDTs adoption for CI 4.0. Data-sharing capabilities of centralized CDE can be improved with BCT. Data storage and sharing systems would transact through decentralized blockchain-based P2P networks to reduce the fragmentation of the information value chain in data silos within CI 4.0. This decentralization of data storage infrastructures would lead to new forms of CDEs designated as DCDEs. The project’s lifecycle data, related to the BCDT dimensions, would be anchored in a blockchain shared ledger to enhance trusted data sharing between projects’ participants. Hence, the decentralization of data sharing through BCDTs would contribute to reducing data silos in CI 4.0. This blockchain-based P2P data sharing model between projects participants is illustrated in Figure 4.
The decentralization of the data value chain is the third key factor affecting the BCDTs paradigm shift in CI 4.0. Indeed, the Level 4 distributed collaboration and data sharing resulting from ecosystems of united BCDTs would comprise a decentralized data value chain throughout smart cities projects’ lifecycles. A decentralized Big Data value chain would embrace the philosophy of the Web 3.0 paradigm shift. For this purpose, it would require decentralized protocols for data acquisition [,], data analysis [], data curation [], data storage [,], and data usage []. A decentralized data value chain powered by BCT would enhance the security, traceability, transparency, authenticity, and integrity of the project lifecycle data transacting through BCDTs. The decentralization of the data value chain using BCT will increase trust in the data distribution within the industry, reduce data silos, and benefit the DCE and the environment through recycling, reuse, waste reduction, and energy management.
Finally, the automation of processes in CI 4.0 using BCT is the fourth key factor enabling the BCDTs’ paradigm shift. The main processes requiring automation by blockchain smart contracts are work orders, approvals (e.g., DA approvals), design, checking and Q&A, certification, management, maintenance, payments, contracts, BIM 5D, tendering, and regulatory processes. Moreover, back-end processes of BCDTs would also be operated and automated by blockchain smart contracts. BCT would act as a back-end layer to guarantee trust, data integrity, and enable smart contracts automation for BCDTs key operations involving data from the BCDT dimensions. This automation of BCDT back-end operations with blockchain smart contracts would guarantee the trustworthiness of BCDTs DApps and DAOs and the integrity of the data value chain transacting through them.

5.3. Non-Functional Requirements for BCDTs

The data analysis allowed the authors to extract some essential non-functional requirements for BCDTs in CI 4.0.
The first two key non-functional requirements relate to information security and data integrity, which are key requirements for the data value chain along the lifecycle of projects. Sensitive project information such as financial data, confidential data, personal data, asset data, intellectual property, and sensitive projects information (e.g., defence, healthcare, and infrastructure) require the most security against cyber threats. Moreover, data security is crucial for smart buildings and their BMS. BCT is inherently secure by nature and can permit BCDTs to enhance the security of smart buildings. It is also essential to guarantee the security of data sharing and the resilience of IT infrastructures against cyber threats. Data transfer needs to be secured and encrypted; in Web 3.0 ecosystems, the security of P2P data sharing can be strengthened with resilient blockchain protocols secured by cryptography.
The third and fourth key requirements are the decentralization and scalability of data storage systems. Indeed, the data analysis also revealed that the security of data storage is essential for CI 4.0. Blockchain-based decentralized storage services such as IPFS [] or Filecoin [] will contribute to the security of data storage in Web 3.0 and reduce the single point of failure vulnerabilities of the currently siloed Web 2.0 data storage infrastructure. The security of Software as a Service (SaaS) also needs to be improved. DApps running on blockchain networks would improve the resilience and trust of software solutions within the Web 3.0 ecosystem. BCDTs will be part of this paradigm shift and improve the security of DT software for CI 4.0. Web 3.0 infrastructure such as decentralized cloud storage and computing will need to be adequality scalable to deal with the large volume and velocity of Big Data throughout the lifecycle of projects of CI 4.0.
In the context of Web 3.0, the preservation of data ownership during the lifecycle of projects is the fifth key requirement for BCDTs as project participants would require ownership of the data they create for a legally defined period or until the data is handed over to another party. The notion of data ownership is key for the BCDT contractual dimension (cD) as projects participants have self-sovereignty of the information they produce and transact with (e.g., data creation, data acquisition, identity proof, and contractual signature).
Data privacy is the sixth key non-functional requirement for BCDTs of CI 4.0. Indeed, the data analysis revealed that most of the project lifecycle should remain private except for environmental, health and safety, and certification information. Even though permissionless blockchain networks are typically open and provide data transparency, privacy could be achieved with private blockchains, encryption mechanisms, off-chain storage, or with privacy protocols such as AZTEC [], Phala [], or the baseline protocol []. Hence, despite the challenge to achieve confidentiality with BCT, the privacy requirements for sensitive project information such as financial transactions, identities, or design data could be achieved with BCDTs as required.
Interoperability is the seventh key non-functional requirement for BCDTs of CI 4.0 and sustainable smart cities. Within a decentralized Level 4 collaborative ecosystem, the Big Data value chain needs to be format-agnostic to facilitate interoperable data sharing between separate BCDTs systems forming the ecosystem. BCDTs need to be adequately interoperable to deal with the data variety from the Big Data value chain of projects of the CI. Standardized data structures are required to organize project lifecycle information for each BCDT dimension. Hence, it is fundamental to develop open cross-platforms, and format-agnostic data standards for BCDTs and, more generally, for DTs.
Moreover, if several different underlying blockchain networks are leveraged for multiple BCDTs, the interoperability between these blockchain networks becomes a key requirement to ensure transactional capabilities between BCDTs and to maintain a single version of truth despite the plurality of blockchain networks.
From the previous sections presenting the analysis from the interviews and online survey, we can validate the initial hypotheses (derived from the literature) and address the three research objectives. The findings are presented in Table 15, which shows the emerging themes (from the literature) that are validated by the proposed framework composed of: the BCDT dimensions, BCDT Maturity Level 4, and non-functional requirements for BCDTs in CI 4.0. Table 15 also includes for each proposed emerging themes, their respective sub-themes (linked to the research questions), and their parent nodes and associated keywords from the data analysis.
Table 15. Data analysis keywords, parent nodes, and emerging themes forming the proposed framework.
The proposed framework composed of Maturity Level 4 for distributed collaboration and the P2P data-sharing model for sustainable BCDTs of the Web 3.0 is illustrated in Figure 4.

6. Discussion

The three main findings of this research study are that (1) firstly, the key project lifecycle data to consider for BCDTs are essentially related to the BIM dimensions (3D, 4D, 5D, 6D, 7D, and 8D), which are extended to the proposed BCDT dimensions framework composed of the following dimensions: spatial (3D), scheduling and construction supply chain (4D), financial (5D), operation and maintenance (6D), environmental (7D), and health and safety (8D) dimensions and a novel contractual dimension (cD). Secondly, the Web 3.0 paradigm shift powered by sustainable BCDTs requires (2) a new form of collaboration that is fully decentralized and symbolized as Maturity Level 4 for BCDTs. This new level of maturity leverages distributed (peer-to-peer) blockchain-based networks to facilitate collaboration, processes automation through smart contracts, and enhanced data sharing within a decentralized data value chain. Thirdly, (3) the key non-functional requirements for BCDTs in CI 4.0 are security, privacy, interoperability, data ownership, data integrity, and the decentralization and scalability of data storage systems.
BCDTs can improve trust and data integrity throughout the lifecycle of smart infrastructure projects by providing auditable and immutable historical transactional data anchored in the blockchain. Moreover, BCDTs enable transparency and traceability of supply chain information and they can be virtuous for the environment by reducing wastes through recycling and reuse of materials. The key data from the projects’ lifecycle that can benefit from these BCDTs attributes, related to data categories falling within the BCDTs dimensions (3D, 4D, 5D, 6D, 7D, 8D, and cD).
The novel BCDT contractual dimension cD leverages BCT and smart contracts as key technological enablers of Web 3.0, enabling self-sovereignty of project participants over their data. The cD dimension enhances trust towards essential aspects of construction projects’ contractual and regulatory structure such as smart legal contracts, data ownership, digital identities, accountability, liabilities, data notarization, intellectual property, policies enforcement, and regulatory compliance. The back-end trust layer provided by BCT would allow transacting without middlemen while ensuring the trustworthiness of information within ecosystems of BCDTs. Future research and consortium works should focus on developing the cD dimension framework with standard smart contracts templates for CI 4.0. Hence, smart contracts standards would be recognized within the CI and utilized for BCDTs and other DApps or DAOs to automate key processes such as invoicing, payments, tendering, contracts, maintenance, and work orders.
The BCDT dimensions framework proposed by this paper provides industry practitioners with a framework of building blocks to identify the most relevant project data that would benefit from BCDTs applications in CI 4.0. Future research works should develop this framework further and potentially provide new dimensions for BCDTs to integrate novel future concepts that would promote the use of sustainable BCDTs to benefit CI 4.0, smart cities, the economy, the environment, the public good, and society in general.
This paper also proposes the novel Maturity Level 4, which is a key enabler for a major paradigm shift in the CI towards a decentralized CI 4.0. The BCDT Maturity Level 4 is important as it enables the decentralization of collaboration, data sharing, and the data value chain. This has great potential to enhance collaboration, reduce data silos, and decrease fragmentation in the industry. Indeed, the proposed maturity Level 4 for ecosystems of BCDTs will enable a paradigm shift from the current Web 2.0-based industry, fragmented in data silos, towards a decentralized trusted data value chain running on decentralized IT infrastructures of the Web 3.0. The Web 3.0 paradigm shift for CI 4.0 will enhance collaboration and data sharing through P2P blockchain-based networks and DCDEs. Moreover, Maturity Level 4 will leverage blockchain smart contracts to automate key processes and enhance efficiency while removing unnecessary middlemen in CI 4.0. Within a decentralized data value chain leveraging BCT, projects’ data would be authenticated at the source by secure elements, decentralized oracles, and other decentralized protocols to limit GIGO effects and maintain data integrity throughout the lifecycle of projects. Processes related to data analysis, data curation, data storage, and data usage would also leverage blockchain protocols to integrate the data value chain of projects to the Web 3.0 paradigm shift. Data ownership would be protected by BCT to fairly incentivize the data creators and redistribute incentives horizontally within CI 4.0. Project participants interacting with BCDTs would also connect to digital marketplaces where information related to BCDT dimensions can be traced and traded as a digital asset.
The projects and assets of a decentralized CI 4.0 could become manageable directly from trusted BCDT that run as DApps and DAOs. The blockchain smart contracts at the back end of these DApps would automate key processes and reduce inefficiencies.
Moreover, organizations such as engineering firms or government bodies could also be represented by DAOs connecting to BCDTs to form semi-autonomous ecosystems of united BCDTs within future smart cities. BCTDs could become self-managed by combining blockchain smart contracts, DAOs, ML, and AI and hence enabling fully autonomous, cognitive, and spatial BCDT, acting as a single source of truth for projects information. Indeed, the key information of the project data value chain would be anchored on blockchain networks to increase information trustworthiness through transparency, traceability, and immutability of the historical transactional data belonging to each BCDT dimension. Moreover, the immutable audit trail of project information offered by BCDTs can ensure that future decision-making and design automation leveraging data mining, ML, and AI are founded on trusted information. Indeed, the immutability of trusted project data would provide a resilient repertory that guarantees data integrity to ensure ML and AI algorithms can automate future designs and decision-making from trusted historical data.
The main non-functional requirements identified for BCDT applications are security, privacy, interoperability, data ownership, data integrity, and the decentralization and scalability of data storage.
Information security is a core requirement to ensure that sensitive and confidential data are protected against cyber threats and remain private as required. Security can be enhanced by BCT, which is secured by design through cryptography. The security of smart infrastructures’ BMS would be enhanced by BCDT applications, and the physical smart infrastructures could be managed securely directly from their BCDTs.
Data integrity is a key non-functional requirement for BCDTs. BCT enhances data integrity through verifiable and immutable historical project transactional data. However, data integrity could be compromised by unauthenticated data, which could lead to GIGO effects. Future research work on microchips, secure elements, and decentralized oracles should focus on data authentication solutions for BCDTs to ensure the correctness of the data entering BCDTs from sensors and other sources of the data value chain in general.
Data privacy is a key requirement for sensitive project information such as design data, communications, financials, contracts, and personal data. However, data privacy and confidentiality form a challenge for blockchains, which are typically open by nature. Future research works should explore how privacy requirements can be addressed by decentralized and open BCDTs and investigate privacy protocols, encryption mechanisms, and off-chain decentralized storage enabling privacy. Moreover, future works should study the compliance between BCDTs and data privacy policies such as the GDPR.
Data storage solutions for BCDTs should be sufficiently decentralized and scalable to be respectively resilient against a single point of failures and be able to deal with large data volumes from the data value chain of CI 4.0. DCDEs solutions leveraging BCT could offer an immutable audit trail of historical project data anchored in a shared ledger. Thereby, the decentralization of CDEs would contribute to enhancing trust in data sharing, reduce data silos, and improve collaboration through fair incentivization for data creators and data owners. Future research work should develop and test practical experiments leveraging scalable decentralized storage solutions capable of dealing with the volume, velocity, and variety of the Big Data value chain from projects of the CI.
Interoperability is another key non-functional requirement to enable Level 4 BCDTs to transact data seamlessly between each other in a format-agnostic way. Interoperability between the blockchains underlying ecosystems of united BCDTs is also essential to guarantee a single unified source of truth. Researchers and stakeholders of the CI should collaborate to develop open data standards for DTs and BCDTs. DT open data standards should be cross-platform and format-agnostic. These data standards could then be leveraged in future works to organize project lifecycle data into structured data layers before they are anchored into BCDT systems.
The non-functional requirements identified in this paper provide the foundations for industry practitioners who want to develop BCDT solutions further. Future research work should focus on identifying a more exhaustive list of non-functional and functional requirements for specific BCDT applications and practically develop BCDT systems addressing these requirements for sustainable applications in CI 4.0. Additionally, since data ownership is a key requirement for BCDTs, the mitigated opinions of survey participants on data ownership duration suggest that future research work should focus on defining the data ownership requirements for BCDTs and identify the key factors affecting data ownership in regard to accountability, data privacy, and legal liabilities of stakeholders throughout the lifecycle of projects.
From an environmental point of view, the 7D BCDT dimension aims to reduce the carbon footprint of projects with better environmental management, such as reducing the energy consumption of smart infrastructures’ assets. Moreover, BCDTs can contribute to reducing waste by improving the recycling and reuse of construction materials for a decentralized circular economy (DCE). The 5D BCDT dimension would enable the decentralization of the financial ecosystem within CI 4.0 and leverage BCT to enhance trust, improve payments practices, tokenize assets, and leverage DeFi applications and decentralized marketplaces to trade digitized assets. Sustainable smart cities would include ecosystems of interoperable BCDTs transacting between each other within a DCE.
This paper discusses the advantages of BCDT for the environment and the circular economy. However, a quantitative carbon footprint analysis should be carried out to measure the environmental benefits of BCDT within a decentralized Web 3.0 compared to the traditionally siloed systems leveraging centralized Web 2.0 solutions.

7. Conclusions

To conclude, this paper answers the three research questions raised in the introduction. Indeed, the BCDT dimensions framework is firstly proposed to categorize the key data from the project’s lifecycle that should be considered for sustainable blockchain-based digital twins (BCDT) in CI 4.0. The key data included in the BCDT dimensions framework are design data (3D spatial dimension), scheduling and construction supply chain data (4D time dimension), financial data (5D cost dimension), operation and maintenance data (6D maintenance dimension), environmental data (7D sustainability dimension), health and safety data (8D safety dimension), and contractual data (cD novel contractual dimension). Secondly, the paper identifies the key factors necessary for a paradigm shift powered by BCDTs. These key factors are encompassed within the novel Maturity Level 4, which includes distributed collaboration, data sharing, decentralized data value chain, and the automation of processes with smart contracts. The Level 4 maturity will contribute to reducing data silos and improve collaboration, data sharing, trust, efficiency, and creating new business models in Construction Industry 4.0 (CI 4.0) and within a decentralized circular economy (DCE). Thirdly, the paper identifies that the main non-functional requirements for BCDTs in CI 4.0 are security, privacy, interoperability, data ownership, data integrity, and the decentralization and scalability of data storage.
The theoretical framework developed in this paper contributes to providing factors using a methodical approach. Future research work could develop the framework further and develop structured models in which the relationships between factors can be identified in a numerical way. For example, these factors could be rearranged, and the relationship between them can be further examined using structural equation modelling (SEM). Finally, further research works should develop systems architectures for the implementation of BCDTs and include practical implementations of the framework for CI 4.0 decentralized applications.

Author Contributions

Conceptualization, B.T.; methodology, B.T. and S.S.; validation, B.T. and S.S.; formal analysis, B.T.; investigation, B.T.; resources, B.T.; data curation, B.T. and S.S.; writing—original draft preparation, B.T.; writing—review and editing, B.T. and S.S.; visualization, B.T.; supervision, S.S.; All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Data Availability Statement

The data used is presented in this paper.

Acknowledgments

The authors of this paper acknowledge the support of the Australian Government for this research. The authors also thank the transcriber for the rigorous transcriptions of the interviews. Finally, the authors express their gratitude to the participants who answered the interviews and the online survey and who kindly shared their valuable insights on the research subject.

Conflicts of Interest

The authors declare no conflict of interest.

Acronyms

AECArchitecture, engineering, and construction
AIArtificial intelligence
ARAugmented reality
BCTBlockchain technology
BCDTBlockchain-based digital twin
BIMBuilding information modelling
BMSBuilding management system
CDECommon data environment
DCDEDecentralized common data environment
DCEDecentralized circular economy
DTDigital twin(s)
CIConstruction industry
CPSCyber physical system
DADevelopment application
DAODecentralized autonomous organizations
DAppDecentralized application
DTDigital twin
GIGOGarbage in garbage out
IoTInternet of things
ITInformation technology
M2MMachine-to-machine
MLMachine learning
O&MOperations and maintenance
P2PPeer-to-peer
VRVirtual reality
3DP3D printing (additive manufacturing)

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