Abstract
This paper establishes a new characterization of symmetric q-Dunkl-classical orthogonal polynomials through a second structure relation. These symmetric polynomials generalize the -analogues of Hermite and Gegenbauer polynomials. Our main result provides a finite expansion of each polynomial in terms of its q-Dunkl derivatives, offering a new effective classification method. We derive explicit structure relations for the -analogue of generalized Hermite and the -analogue of generalized Gegenbauer polynomials.
1. Introduction and Motivation
Symmetric orthogonal polynomials with operator-theoretic properties are central to special functions, approximation theory, and mathematical physics. The study of these polynomials represents a significant intersection of classical analysis, quantum algebras, and symmetry principles. The q-Dunkl-classical symmetric orthogonal polynomials studied here provide natural q-deformations of classical orthogonal polynomials while preserving essential structural properties.
The fundamental motivation behind this work arises from the need to develop a comprehensive classification scheme for orthogonal polynomials that remain invariant under certain operator actions. This classification problem has deep roots in the work of Hahn and others who attempted to characterize polynomial sequences that maintain their orthogonality properties when acted upon by specific operators.
The goal of this paper is to derive a second structure relation as a characterization of symmetric q-Dunkl-classical orthogonal polynomials. This approach departs from previous methods by providing an inverse perspective where the original polynomials are expressed in terms of their derived sequences, rather than vice versa. Previous characterizations of these polynomials have focused on first structure relations [1], Pearson-type equations [2], and difference equations [3]. While these approaches have been successful in establishing the basic foundation, they often require sophisticated functional analysis techniques and may complicate the simple algebraic relationships that govern these polynomial systems. The main novelty of this work is establishing a characterization through a second structure relation. Specifically, we prove that a symmetric monic orthogonal polynomial sequence (MOPS) is q-Dunkl-classical if and only if each polynomial can be written as a finite combination of its q-Dunkl derivatives. This extends classical results for ordinary Dunkl-classical polynomials [4] to the q-case. This new characterization provides a direct computational method for verifying the q-Dunkl-classical property. Rather than solving complex functional equations or analyzing moment sequences, one can simply check whether a given polynomial sequence admits a finite expansion in terms of its q-Dunkl derivatives.
Explicit formulas for expansion coefficients and a clear explanation of the structural organization of fundamental q-polynomial families are also given. We also demonstrate our characterization by deriving explicit second structure relations for two fundamental families: the -analogues of generalized Hermite polynomials and the -analogues of generalized Gegenbauer polynomials.
This paper is organized in the following way. In Section 2, we start by introducing the essential preliminary concepts. This includes an explanation of q-calculus fundamentals, Dunkl operator theory, and various orthogonal polynomial families. The strong relationships between these concepts are examined to form the foundation for our subsequent analysis.
Following this foundation, Section 3 presents the main contributions of this work. We introduce and rigorously define a new class of generalized differential-difference operators. These operators combine ideas from the concepts covered in the previous section. We then conduct a detailed study of their basic properties, focusing on how they act on different function spaces. Next, we use these new operators to construct several families of generalized orthogonal polynomials. We derive their spectral properties and explicitly compute their defining differential-difference equations. We then use these results to find explicit structure relations for the -analogue of the generalized Hermite and Gegenbauer polynomials. Section 4 covers computational methods and examples, including formulas and numerical results. Finally, the paper ends with a summary of the main findings and a discussion of open problems and potential directions for future research.
2. Notations, Definitions, and Preliminaries
2.1. Basic Definitions
The definition of -classical orthogonal polynomials captures the essential property that the image of the polynomial sequence under the operator remains orthogonal. This seemingly simple condition imposes strong constraints on the possible forms of both the polynomials and the operator, leading to the main classification theorems that characterize the classical families.
Let be the space of all polynomials in a single variable with coefficients from the field of complex numbers. We consider a specific type of operator, denoted by , which acts as a lowering operator on this space . The action of this operator is characterized by the following three fundamental properties. First, the operator maps the entire space of polynomials back into itself; formally, this is expressed by the condition . Second, the operator annihilates constant polynomials, a property captured by the requirement that . Third, and most crucially, the operator reduces the degree of each monomial by exactly one; that is, for every natural number , the degree of the image of under satisfies . Here, represents the set of all positive integers, and we define to include zero. In the study of orthogonal polynomials, these kinds of operators are important tools, as they help us systematically describe and organize different polynomial sequences. A key use for them is to define specific families of polynomials, as shown in the following basic definition.
Definition 1.
A MOPS denoted by , is classified specifically as an -classical orthogonal polynomial sequence if the new sequence generated by applying the lowering operator to each polynomial in the original sequence (with an index shift) itself constitutes a monic orthogonal polynomial sequence. More precisely, this means the sequence defined by
must be a MOPS.
The scalar factor in the denominator is a constant, chosen specifically to ensure that the leading coefficient of each resulting polynomial is scaled to one, thereby ensuring the monic property of the new sequence. This normalization factor is crucial for the stability of the three-term recurrence relation and the associated orthogonality measures.
Various lowering operators, including the classical derivative operator D, the forward difference operator , and the Jackson q-derivative , form the basis for the classification of orthogonal polynomial sequences. The concept of -classical orthogonal polynomials serves as a unifying theory that encompasses numerous classical families. For instance, when , one recovers the well-known continuous families such as the Jacobi, Laguerre, Hermite, and Bessel polynomials. On the other hand, choosing yields discrete orthogonal families like the Charlier, Meixner, Krawtchouk, and Hahn polynomials (see [5]).
The q-difference operator is expressed as [6]
with Typically, for to be well-defined on all , q must avoid values that cause degeneracies for any polynomial. Specifically, to ensure is non-degenerate on all , should exclude all roots of unity and zero. When q goes to 1, we obtain the usual differential operator D.
The operator is extended to a map by
where denotes the pairing between and . This definition mimics the distributional derivative, i.e., if and , then the right-hand side is well-defined since , and the left-hand side defines a new linear functional on .
Extending to linear functionals via duality is crucial for studying orthogonality. This approach allows us to work with moment functionals and orthogonal polynomial sequences without explicit knowledge of the weight function, which is particularly valuable for q-polynomials where the weight functions may be complicated or expressed in terms of special functions. The duality relation ensures consistency with integration by parts formulas and maintains the mathematical structure familiar from the classical theory.
In [7], the authors investigate the Hahn-type characterization property, originally introduced in [8], within the setting of the Dunkl operator of index , defined on the space of real-coefficient polynomials by
This operator combines a derivative term and a difference term that measures the odd part of Q relative to the reflection . Their main result identifies all sequences of symmetric monic orthogonal polynomials that remain orthogonal under the action of . It turns out that only the generalized Hermite and generalized Gegenbauer polynomials satisfy this property.
In a related study [9], it is shown that a linear functional u, corresponding to a Dunkl-classical MOPS satisfies a -Pearson-type equation. An alternative characterization of such orthogonal families is also given in terms of structure relations. Additionally, in [10], the uniqueness of the generalized Hermite and Gegenbauer polynomials as symmetric Dunkl-classical orthogonal sequences is confirmed via a different method from that in [7], relying on a differential-difference equation in the dual space. From this perspective, the first structure relation for symmetric MOPS naturally emerges.
When , the classical structure relation characterization of Jacobi, Laguerre, Hermite, and Bessel polynomials has already been established in [11]. Furthermore, ref. [4] provides a characterization of Dunkl-classical orthogonal polynomials using a second structure relation, which serves as a Dunkl analogue of a well-known result from [12] in the classical case.
A natural extension of this line of research is the study of the q-Dunkl operator , defined as
where denotes the Jackson q-derivative.
Specifically, in the case of the monomial sequence , it holds that
where is the q-number.
This key q-Dunkl operator consists of the fundamental operator (which is the q-derivative component serving as a q-analogue of derivative) and a -term that handles parity, i.e., equal to 0 for even n and for odd n. Clearly, the operator is indeed a lowering operator.
By applying the formal operation of transposition to the q-Dunkl operator , which maps the operator to its dual acting on the space of linear functionals, we derive a fundamental property of its adjoint. The resulting computation shows a specific antisymmetry inherent to the operator, which is concisely captured by the following identity:
This relation signifies that the transposed operator is precisely the negative of the original operator, a property that influences the analysis of the structure of related orthogonal polynomial sequences. This antisymmetric behavior under transposition is a characteristic feature of this particular operator within the functional analytic framework being developed.
This operator preserves the polynomial space and lowers degrees by one, as in the classical derivative. The q-Dunkl operator represents a significant generalization that encompasses both the q-derivative and the Dunkl operator as special cases. When , we recover the pure q-derivative , while if q approaches 1, we obtain the classical Dunkl operator [13].
In this direction, refs. [3,14] prove that, up to a dilation, the -analogues of the generalized Hermite and generalized Gegenbauer polynomials are the only symmetric OPS that are q-Dunkl-classical in the sense of Hahn.
2.2. Explicit Polynomial Definitions
The -analogue of generalized Hermite polynomials provides an example of how classical structures generalize to the q-setting. These polynomials combine the properties of Hermite polynomials with the rich structure of q-calculus. The even and odd degrees separate naturally, with the even-degree polynomials relating to q-Laguerre polynomials with parameter and the odd-degree polynomials involving an extra factor of t and q-Laguerre polynomials with parameter . This separation reflects the underlying symmetry of the weight function and the action of the q-Dunkl operator. For clarity, we explicitly define the key polynomial families referenced throughout this work:
The -analogue of generalized Hermite polynomials are given by
where are the q-Laguerre polynomials and is the q-Pochhammer symbol. The presence of the factors and in the definition of the -Hermite polynomials ensures that the polynomials are monic and satisfy the appropriate orthogonality relations. These factors compensate for the normalization constants that arise in the q-Laguerre polynomials and maintain the consistency of the TTRR.
The -analogue of generalized Gegenbauer polynomials are defined as
where is the basic hypergeometric function and . The -analogue of generalized Gegenbauer polynomials demonstrates even more sophisticated structure, expressed as basic hypergeometric functions . This representation highlights the connections between orthogonal polynomials and q-special functions. The parameters and a control the analytical properties of the polynomials, while the base reflects the quadratic nature of the underlying symmetry. The appearance of and ensures the polynomial nature of the resulting expression and maintains the appropriate symmetry properties.
The definition connects these q-polynomials to the theory of q-trigonometric functions and q-Fourier analysis. This connection suggests potential applications in q-harmonic analysis and q-signal processing, where the orthogonality and completeness properties of these polynomials could be applied for series expansions and transform methods. The dense parameter structure allows these polynomials to adapt to various boundary conditions and symmetry requirements that arise in physical applications.
2.3. Basic Tools
Recall that was defined to denote the vector space of all polynomials in one variable with complex coefficients. Its algebraic dual space, containing all linear functionals on , is denoted by . For any linear functional and polynomial , the duality pairing is expressed as . The moments of the functional u are defined through evaluation on monomials, yielding the sequence
The following operator identities are essential for subsequent analyses [6]:
Equation (2) decomposes the q-difference of a polynomial functional product into two terms: the first involves the scaled polynomial acting on the q-difference of the functional, while the second combines the inverse q-difference of the polynomial with the original functional. The composition of inverse q-difference and q-scaling can be expressed as a scaled q-difference operator:
Also, note that scaling the product of a polynomial and functional is equivalent to multiplying the inversely scaled polynomial with the scaled functional:
Definition 2
(see [15]). A linear functional u acting on the vector space of polynomials is said to be regular, or alternatively quasi-definite, provided that there exists a sequence of monic polynomials with the degree of each polynomial must be exactly equal to its index, meaning for all , satisfying the orthogonality relations:
where the constants are nonzero complex numbers whose values are permitted to depend on the index n, and denotes the Kronecker delta. Any polynomial sequence fulfilling these conditions is referred to as the monic orthogonal polynomial sequence (MOPS) corresponding to the regular functional u.
A fundamental characterization states that every MOPS satisfies a TTRR of the form
with and , where are complex recurrence coefficients that determine linear shifts of the polynomial argument, and are non-zero complex coefficients that govern the coupling between consecutive polynomials, satisfying for all . This non-vanishing condition is equivalent to the non-degeneracy of the associated moment functional, while the recurrence relation provides a complete algebraic characterization of MOPS.
The functional u is normalized when its zeroth moment satisfies . In practical applications, this normalization ensures consistency with probabilistic and physical systems where total measure is unitary. All functional forms considered hereafter will be assumed normalized.
The following proposition further investigates the relation between MOPS and TTRR.
Proposition 1
([16,17]). Consider a monic polynomial sequence where each has degree exactly n, along with its dual sequence of linear functionals. The following conditions are equivalent:
- (i)
- The polynomial sequence is orthogonal relative to the initial functional , i.e., for with nonzero norms.
- (ii)
- Each dual functional is explicitly determined by the initial functional through the scaling relation:
- (iii)
- The sequence satisfies the TTRR:with coefficients and defined by the moment relations:
This proposition shows that if the sequence is orthogonal with respect to , then the form can be written, via dual basis expansion, as a normalized rescaling of the composition of and , ensuring the duality condition holds. To obtain orthogonality from TTRR, we apply mathematical induction on the recurrence to prove pairwise orthogonality, where the base case holds by ’s definition and the inductive step uses the recurrence structure with .
It is a well-established fact that the application of a dilation constitutes a symmetry operation for systems characterized by orthogonality relations. More precisely, consider a dilation operator defined by its action on a function f as for some nonzero scaling parameter a. If a sequence of polynomials is orthogonal with respect to a given inner product, then the transformed sequence by will also form an orthogonal set. This invariance arises because the dilation induces a change of variable that scales the underlying measure of orthogonality in a corresponding manner, thereby preserving the fundamental structure of the orthogonality relations. Consequently, the property of orthogonality remains unchanged under such a scaling transformation. The sequence defined by
satisfies the following relations:
and
with
The polynomial sequence is orthogonal with respect to the linear functional obtained through the scaling transformation
where denotes the argument scaling operator.
A linear functional u is called symmetric when all its odd moments vanish identically:
This moment condition implies that the functional remains invariant under the reflection . When such a symmetric functional u is regular (quasi-definite), the associated MOPS is said to be symmetric.
If the polynomials alternate in parity, then the linear recurrence coefficients vanish. Conversely, if the recurrence coefficients are zero, then the polynomials must possess the alternating parity property and hence the sequence will be symmetric.
Proposition 2
(see [15]). Let denote a MOPS which is defined by the recurrence relation (5) and which is orthogonal relative to a given linear functional u. Under these assumptions, the following three statements are equivalent:
- (a)
- The polynomial sequence is symmetric.
- (b)
- .
- (c)
- The recurrence coefficients associated with the sequence, as they appear in the recurrence relation (5), are identically zero for all indices .
Remark 1.
The symmetric property implies that the sequences of even and odd parts are also orthogonal:
where and are MOPS with respect to modified functionals. This decomposition is utilized in our analysis of q-Dunkl-classical polynomials.
The following lemma establishes an equivalence between two properties of a linear functional u acting on polynomials and its relationship with a polynomial sequence .
Lemma 1
([16,17]). Consider an arbitrary linear functional u belonging to the dual space of polynomials, and let m be any fixed positive integer, the following statements are equivalent:
- (1)
- Orthogonality condition: The functional u pairs non-zero with () but vanishes on all higher-degree polynomials in the sequence ( for all ).
- (2)
- Basis representation: The functional u admits a representation as a finite linear combination of the functionals which constitute the dual basis. More precisely, it can be written in the form , where each coefficient is a uniquely determined complex number, and the last coefficient is non-zero, i.e.,
This equivalence means that the vanishing of u on higher-degree polynomials is equivalent to u being spanned by the first m dual functionals, with the representation necessarily including the -th functional. The non-vanishing condition corresponds directly to , ensuring the representation does not terminate earlier than .
Next, we recall the notion of an -semiclassical functional, a concept that will be fundamental for our subsequent analysis. A linear form u is called -semiclassical if the form is regular, meaning it generates a complete MOPS, and there must exist a pair of polynomials, denoted by and , with the following properties: the polynomial is monic, and its degree is a non-negative integer , while the degree of is a positive integer . Together, these polynomials are required to satisfy a specific q-deformation of the Pearson-type differential equation, expressed in the distributional sense as
Furthermore, the pair must be admissible. This admissibility condition imposes a specific constraint on the leading coefficient of ; namely, in the case where the degrees are related by , if we express the polynomial in its expanded form as
then it is necessary that the leading coefficient is not equal to for any natural number . When these conditions are met, the associated monic orthogonal polynomial sequence is itself classified as -semiclassical [18,19]. For a semiclassical functional u fulfilling Equation (9), its class, denoted by the integer s, is formally defined as the smallest possible value of the quantity . This class is thus given by
where the minimization is performed over all admissible polynomial pairs that satisfy the fundamental Equation (9). This definition determines s as the smallest possible value obtained by comparing the adjusted degrees of and across all valid pairs, with representing the degree reduction for and corresponding to the degree adjustment for . The existence of this minimum within the set of non-negative integers is assured due to the fact that the degrees of the polynomials and are finite, which restricts the possible values of the expression to a discrete, well-ordered set. A particularly important special case arises when the class of the form is zero, that is, when . In this specific situation, the form u is conventionally referred to as -classical, representing a natural q-generalization of the well-known classical orthogonal polynomials [6]. An essential and useful property of the -semiclassical characterization is its invariance under the operation of a dilation. As established in [19], this characteristic is preserved when the functional is transformed in this manner. To be more precise, if the original functional u satisfies the Pearson-type Equation (9), then the transformed functional obtained through dilation will satisfy a corresponding, albeit transformed, Pearson equation. This new equation is given explicitly by
Furthermore, the recurrence coefficients and associated with the orthogonal polynomial sequence for this transformed functional maintain the same general form and relationship as those previously described for the original sequence.
Remark 2.
The q-semiclassical forms provide a natural environment for studying q-Dunkl-classical polynomials, as they satisfy distributional equations that generalize the Pearson equation to the q-case.
This remark highlights the fundamental relationship between q-Dunkl-classical polynomials and the more general category of q-semiclassical orthogonal polynomials. The q-semiclassical framework offers a natural mathematical context for understanding these polynomials because they satisfy specialized equations that extend the classical Pearson equation into the q-calculus domain. This generalized Pearson equation serves as the q-analogue of the classical differential equation governing traditional orthogonal polynomials but adapted to accommodate both the q-difference operators and the reflection symmetries inherent in Dunkl operator theory. Consequently, the q-semiclassical scheme provides the necessary theoretical foundation for classifying q-Dunkl-classical polynomials and also explains their structural properties, such as the finite expansion observed in the second structure relation.
Definition 3.
A MOPS , which is orthogonal with respect to a given linear functional , is classified as -classical or, alternatively, as q-Dunkl-classical, provided there exists another MOPS, denoted by , such that the action of the q-Dunkl operator on each polynomial yields a scalar multiple of the corresponding polynomial from the derived sequence. This relationship is formally expressed by the operator equation
where is a nonzero complex constant whose value depends on the index n. In such a case, the original linear functional with respect to which the sequence is orthogonal is itself also termed a q-Dunkl-classical linear functional.
Remark 3.
The sequence can be viewed as the q-Dunkl derivative of the original sequence. For q-Dunkl-classical polynomials, this derived sequence remains orthogonal, which is a highly restrictive property characterizing classical families.
For any MPS we define , as
or equivalently
where is a normalization factor that never vanishes for regular sequences, given by
Let and denote the dual bases in corresponding to the polynomial sequences and , respectively. Then, by applying Lemma 1 together with Equation (1), we obtain the following fundamental relation:
The primary objective of the present investigation is to derive a new characterization of symmetric orthogonal q-polynomials of the -classical type. This characterization will be formulated in terms of a distinctive algebraic identity known as a structure relation. More precisely, we aim to demonstrate that every MOPS which is symmetric and whose elements satisfy a specific TTRR of the form
such that the derived sequence , given by (10), is also orthogonal. This structure relation will serve as a necessary and sufficient condition for the sequence to be q-Dunkl-classical, thereby providing a powerful tool for the classification and analysis of such polynomial sequences.
Remark 4.
The three-term recurrence coefficients can be computed efficiently using
The symmetry of implies the symmetry of . Furthermore, ref. [10] establishes that
The product rule for is
For symmetric forms, this simplifies to
It follows then that the derived MOPS satisfies the following TTRR:
Any symmetric q-Dunkl-classical polynomial sequence can be fully characterized by its orthogonality together with the associated difference equations, as established in the following theorem.
Theorem 1.
For any symmetric MOPS , the following are equivalent.
- (i)
- The polynomial sequence belongs to the q-Dunkl-classical family.
- (ii)
- One can find two specific polynomials, Φ and Ψ, and a sequence of nonzero complex numbers where the polynomial Φ is required to be an even, monic polynomial with a degree of at most two, while Ψ must be an odd polynomial of degree exactly one. With these polynomials, the sequence satisfies the following operator identity for all integers [1]:
- (iii)
- There exist two polynomials, Φ and Ψ, with the same properties as in (ii) such that the normalized regular linear functional , with respect to which the sequence is orthogonal, satisfies the following distributional q-Dunkl Pearson equation and a non-degeneracy condition:
The first equation governs the behavior of the functional under the combined action of the q-Dunkl operator and multiplication by polynomials, while the second, more technical condition ensures the persistence of regularity for the associated sequence of polynomials. The result establishes a precise relationship between the action of various q-Dunkl and dilation operators on the polynomial and the polynomial itself, scaled by the complex parameter .
Remark 5
([1]). Under conditions of relations (16) and (17), the linear form , associated with , has the following form:
where K is a nonzero normalization constant, specifically chosen to guarantee that the polynomial Φ possesses the required property of being monic. Furthermore, the polynomial Ψ, which acts as the counterpart to Φ in the governing equation, is explicitly defined by the expression
The previous expression for emerges from combining the orthogonality conditions with the recurrence structure. Starting from the relations (16) and (17), we consider the first associated polynomials which satisfy shifted orthogonality relative to . Through the three-term recurrence, the functional equation
must hold. Comparing initial terms with the original sequence shows that and necessitate the given connection between and . The factor originates from the perturbation parameter in conditions (16) and (17) that modifies the moment sequence.
3. Characterization of -Classical Symmetric Orthogonal -Polynomials by a Second Structure Relation
Our main result provides a new theorem that characterizes the internal structure of q-Dunkl-classical polynomials. Theorem 2 represents the characterization of q-Dunkl-classical polynomials through a second structure relation. This theorem establishes that a symmetric MOPS is q-Dunkl-classical if and only if each polynomial can be expressed as a finite linear combination of its q-Dunkl derivatives for k from to n, with .
Theorem 2.
(Second Structure Relation) The symmetric MOPS is q-Dunkl-classical if and only if there exists a family of complex scalars and an integer , , such that
with the convention that when , the last condition simplifies to .
Proof.
We provide a detailed proof with explanatory remarks:
Part 1: Assume that the MOPS is q-Dunkl-classical. Under this assumption, it follows from the definition that one can find two polynomials and where the polynomial is required to be monic and even, with its degree denoted by ℓ satisfying , and the polynomial , must be an odd polynomial of degree exactly one. With these polynomials, the canonical regular linear functional , with respect to which the sequence is orthogonal, is constrained by the distributional Equation (17).
Furthermore, given that for , the polynomial is of precise degree n, then there exists a unique sequence of complex coefficients for and . These coefficients allow for the representation of each polynomial as basis elements. Hence, each can be written as
This last expansion follows from fundamental properties of orthogonal polynomial sequences under the q-Dunkl-classical assumption. Since the derived sequence consists of monic orthogonal polynomials, it forms a basis for the vector space of polynomials. Consequently, any monic polynomial of degree n can be uniquely expressed in this basis. The forward direction (⇒) assumes the q-Dunkl-classical property and derives the second structure relation. The key insight is that since both and are orthogonal sequences, they form bases for the space of polynomials, and thus each can be expanded in terms of the . The orthogonality properties then force most of the coefficients to vanish, leaving only those with k between and n.
Since both sequences and are monic polynomials of degree n, their leading coefficients coincide. Specifically,
In the expansion
the leading term must satisfy
Since polynomials for have degrees less than n, they contribute no term. Equating coefficients of gives
Substituting into (23) yields
which holds for .
Now, multiply both sides of Equation (24) by for with :
Apply the functional .
For , the sequence is orthogonal relative to ; so,
Since , both conditions hold. The sum in (25) simplifies to the single term where :
Substituting this into (25) yields
The last expression simplifies to
From the expression (26), and since , the orthogonality of forces the numerator to vanish when the denominator is non-zero
Using the functional property ,
Since polynomial multiplication is commutative,
we obtain
Rewriting the constraint as yields
So,
Consequently, (24) becomes
The final step is the proof of (22). Under the assumption that , the case of (27) gives
Apply the functional :
The sequence is orthogonal with respect to , so by normalization we get , and by orthogonality we have . Substituting these values, we get
From (11) and the monicity of , we obtain
Then,
Therefore,
Part 2: This backward direction uses the second structure relation to establish the q-Dunkl-classical property. The crucial step is showing that the existence of such a finite expansion implies that the derived functional can be written as a finite combination of the original dual functionals , which in turn implies the existence of a polynomial such that . This connection is fundamental to the q-Dunkl-classical property. Assume that there exist an integer and a sequence of complex numbers such that (20)–(22) hold.
Let and be sequences of monic polynomials with and be their respective dual sequences. Using (20) and (21) for , we have
It therefore follows from Lemma 1 that complex numbers , , exist for which
Or, equivalently,
By (6), the previous equation becomes
Therefore, as a direct consequence of the preceding analysis, we deduce the existence of a polynomial function such that its total degree does not exceed the second order, with
such that
where the non-zero constant k is chosen to make monic.
The polynomial has an even degree, and since we have , then
.
Hence, .
The explicit form of the polynomial is given by the quadratic expression , which implies using (31) that is even.
On the contrary, by selecting the parameter value and substituting it directly into Equation (11), we obtain the following identity:
To finalize the proof of the stated proposition, it remains to verify that the second identity contained within Equation (17) is indeed satisfied. From the application of Equation (29), it follows directly that
But, from (20) and (21), where , we have
Thus,
Building upon the relation provided in (29) and taking into account the normalization conditions imposed on the functions and , we arrive at the consequent expression:
Therefore, (31) becomes
Therefore, the subsequent analysis splits into two distinct scenarios that must be considered separately: the situation where the parameter is equal to zero, and the alternative situation where is not equal to zero.
The first case: . Under this condition, the degree of the polynomial is necessarily zero. It follows that its second derivative at zero vanishes, meaning . Furthermore, given that is a monic polynomial, we conclude that the constant k must be equal to one. Consequently, the general expression simplifies to
This expression remains non-zero for all non-negative integers n.
The second case: . Here, the degree of is two. Since is monic, its second derivative at zero satisfies . By comparing degrees in Equation (32), we determine that
Substituting these results gives the expression
This quantity is non-zero for all , as guaranteed by (22).
Having shown that the relevant expression is non-vanishing in both cases, and by reference to relation (17), we conclude that the polynomial sequence is q-Dunkl-classical. □
Building upon the foundational results established in the preceding theorem, we will derive the second structure relation for two significant classes of orthogonal polynomials: the -analogue of generalized Hermite polynomials and the corresponding -analogue of generalized Gegenbauer polynomials. This derivation will use the operator formulation and recurrence properties developed earlier to characterize the algebraic relationships governing these q-deformed polynomials. The second structure relation provides essential understanding of the connection coefficients between consecutive polynomials and shows structural symmetries particular to these q-analogues. Our method applies the operator commutation relations from the main results to the weight functions and moment conditions to characterize these two polynomial families.
We first parameterize the even polynomial with curvature term and write . Consider the linear odd polynomial and let be a symmetric q-Dunkl-classical MOPS, such that its associated regular form satisfies (17). So, from (20) and (21) we have the following general expansion:
where determines the number of terms in the expansion.
Since the sequences and are symmetric, the odd-index coefficients must vanish due to parity conservation:
leaving only the term in the expansion beyond the leading coefficient.
The coefficient is given by the following rational expression derived from orthogonality conditions:
where the denominator contains the critical non-degeneracy condition from Theorem 1, with the convention .
Indeed, from (26), we have the general coefficient formula:
The numerator simplifies because has leading term proportional to :
and by orthogonality only the highest degree term contributes. From the orthogonality of with respect to , we get
From the identity provided in (15) and the established symmetry of the function , we proceed by applying the operator calculus which gives the relation:
Substituting the Pearson equation transforms the first operator term to
Orthogonality of with respect to eliminates all terms except those proportional to , leaving
Combining numerator and denominator through the squared norm ratio yields Equation (35).
Substituting the zero coefficient (34) and the expression for (35) into the expansion (33) gives the final simplified structure relation:
Now, we consider the following corollary which shows that the -analogue of generalized Hermite polynomials are invariant under the q-Dunkl derivative operation, a remarkable property unique to the -analogue of generalized Hermite case.
Corollary 1.
where
- (1)
- The family of polynomials , which constitutes a -analogue of the generalized Hermite polynomials, can be uniquely characterized by a specific structural relation of the second kind, given by
- (2)
- The family of polynomials , which constitutes a -analogue of the generalized Gegenbauer polynomials, can be uniquely characterized by a specific structural relation of the second kind, given by
Proof.
where the recurrence coefficients are rational functions of q-integers with parameter dependencies.
- (1)
- The -analogue of generalized Hermite polynomials satisfies (7) with (see [18]):showing the recurrence coefficients alternate between linear and q-integer forms based on parity.Orthogonality is ensured by the following regularity condition:This sequence of polynomials is known to be q-Dunkl-classical. Its associated form, denoted , satisfies the functional Equation (17) with specific parameters as established in the literature (see [1,3])where (degree 0) explains the absence of lower terms in the expansion. So, using (39) and (40) the proof of (37) is an immediate consequence of (36).
- (2)
- The -analogue of generalized Gegenbauer polynomials satisfies (7) with (see [18])
Multiple regularity conditions that ensure the denominator never vanishes are given by
This sequence is q-Dunkl-classical and its associated form satisfies (17) (see [1,3]), with
explaining the two-term expansion in the structure relation.
This work distinguishes itself from earlier characterizations of symmetric q-Dunkl-classical orthogonal polynomials by establishing a second structure relation as a defining property. Previous research had successfully characterized these polynomials through several other approaches: a first structure relation [1], which expresses the q-Dunkl derivative of a polynomial as a linear combination of lower-degree polynomials in the same sequence; a Pearson-type equation for the associated linear functional [2], drawing a direct analogy to the classical continuous case; and a second-order q-difference-differential equation that the polynomials satisfy [1]. While these approaches are fundamental to the theory, the novel second structure relation derived in this paper, given by
operates in the converse direction. It expresses the original polynomial itself as a finite linear combination of its own q-Dunkl derivatives. This provides a powerful inversion of the problem. Rather than analyzing the action of the operator on the polynomials, this new method allows one to reconstruct the polynomials from their images under the operator, offering a perspective for verification and classification. The efficacy of this new characterization is demonstrated through its application to derive explicit, closed-form second structure relations for the fundamental examples of the -analogue of generalized Hermite and the -analogue of generalized Gegenbauer polynomials, thereby offering a complete characterization and uniqueness result; meaning any polynomial sequence satisfying the standard three-term recurrence alongside this specific structure must be exactly the identified -analogues of the generalized Hermite or Gegenbauer polynomials. This shifts the definition from recurrences or Rodrigues formulas to a more powerful, operator-based definition centered on their behavior under the q-derivative. This allows mathematicians to definitively classify these polynomials and apply them to advanced problems in quantum calculus and mathematical physics such as the representation theory of quantum groups like .
Remark 6.
We conclude the section with the following observations.
- Part I. In Case 1 of Corollary 1, the second structure relation implies that the -analogue of the generalized Hermite q-polynomials forms an Appell sequence with respect to the q-Dunkl operator (see [20]).
- Part II. The general problem of characterizing the q-Dunkl-classical MOPS remains open. To the best of our knowledge, only the symmetric case has been investigated and fully resolved thus far (see [3]).
4. Computational Feasibility and Examples
This section demonstrates the practical computability of the recurrence and structure coefficients. While the preceding sections establish the theoretical results and explicit formulas, here we validate their feasibility by showing how these coefficients can be calculated efficiently for both small and large indices n. The importance of this computational perspective lies in bridging the abstract structural results with concrete numerical implementations, confirming that the theory can be used in real-world applications such as spectral methods, q-difference equations, and problems in mathematical physics. We begin by describing the computational steps for and , and then provide explicit Python 3.10.12 code together with numerical tables to illustrate the procedure through the –analogue of generalized Gegenbauer polynomials. This highlights both the stability and the efficiency of the approach.
4.1. Efficient Computation of and
For any integer and base , the q-numbers are defined by
The recurrence coefficients are obtained from the explicit formulas in Corollary 1, which are rational functions of q-numbers and the model parameters. The Appell factors take the form
while the structure coefficient for is
These computations require only basic arithmetic with q-numbers and they remain numerically stable.
4.2. Illustrative Python Code and Results
The Python code below implements these formulas to compute , , and for the -analogue of generalized Gegenbauer polynomials and prints values for .
- import numpy as~np
- def q_number(n, q):
- if q == 1:
- return n
- return (q∗∗n − 1) / (q − 1)
- def compute_b_n(n, q, alpha, mu):
- q2 = q∗∗2
- if n % 2 == 1:
- k = (n − 1) // 2
- num = (alpha + mu + 1.5 + q_number(k−1, q2))
- ∗ (mu + 0.5 + q_number(k, q2))
- den = (alpha + mu + 1.5 + q_number(2∗k−1, q2))
- ∗ (alpha + mu + 1.5 + q_number(2∗k, q2))
- return (q2∗∗k) ∗ num / den
- else:
- k = n // 2 − 1
- term1 = alpha + mu + 1.5 − (mu + 0.5)∗(q2∗∗k) + q_number
- (k, q2)
- num = q_number(k+1, q2) ∗ term1
- den = (alpha + mu + 1.5 + q_number(2∗k, q2))
- ∗ (alpha + mu + 1.5 + q_number(2∗k+1, q2))
- return (q2∗∗k) ∗ num / den
- def compute_lambda_n(n, q, alpha, mu, theta):
- b_n = compute_b_n(n, q, alpha, mu)
- theta_n1 = q_number(n, q) + theta∗(1 − (−1)∗∗n)/2
- theta_n2 = q_number(n−1, q) + theta∗(1 − (−1)∗∗(n−1))/2
- term1 = q∗∗(−n+3)∗(q+1)∗(alpha+1)
- term2 = theta_n2
- term3 = q∗∗(−1) ∗ q_number(n−2, 1/q)
- term4 = −theta + theta∗q∗∗(−n+2) − q_number(n−2, q)
- den = term1 + term2 + term3 + term4
- return − (theta_n1 ∗ b_n) / den
- q, alpha, mu, theta = 0.8, 2, 1, 0.5
- for n in range(2, 11):
- print(n, compute_b_n(n,q,alpha,mu),
- q_number(n,q)+theta∗(1−(−1)∗∗n)/2,
- compute_lambda_n(n,q,alpha,mu,theta))
This code implements the explicit formulas derived in Theorem 2 and Corollary 1 to compute recurrence coefficients and structure relation coefficients for the -analogue of generalized Gegenbauer polynomials. It first defines a function for q-numbers, then uses them to evaluate through separate expressions for even and odd indices, and then determines by combining with the Appell-type factors and . For given parameters , the code prints a table of values for to , showing , , and . The output confirms the decay of . It also shows that the coefficients are negative and diminish in magnitude, indicating the decreasing contribution of lower-degree terms in the structure relation, which confirms the computational feasibility and numerical stability of the theoretical results. Since each coefficient is computable in constant time, the approach scales efficiently even for large n (Table 1).
Table 1.
Computed values for , , , .
This computational approach enables efficient construction of orthogonal polynomial bases for spectral methods, numerical solutions of q-difference equations, and approximation schemes in analysis. In particular, one important application arises in quantum algebra computations and in q-deformed quantum systems, where explicit polynomial coefficients are essential for studying quantum oscillators, energy spectra, and coherent states. The explicit computability of these coefficients thus provides a direct bridge between abstract theory and concrete models in mathematical physics.
Now, through constructed concrete examples, we demonstrate that the sequence of monomials satisfies the Hermite-type structure relation under a common definition of the [1] operation, and for the Gegenbauer-type polynomials, select specific parameter values and determine appropriate values for the undefined parameters to show that the polynomials satisfy the structure relation for . This verification serves to illustrate the practical implications of these characterizing relations and provides insight into the structure of q-deformed orthogonal polynomial systems.
- -analogue of Generalized Hermite Polynomials. In the theory of orthogonal polynomials, the [1] operation typically denotes a transformation that generates a related sequence of polynomials, often called the co-recursive or first-associated sequence. A common definition for a monic polynomial sequence isfor specific constants and derived from the recurrence coefficients. The corollary states that for this specific -analogue, the [1] operation acts as the identity operator. This is an important property that characterizes the family.
The monic -analogue of generalized Hermite polynomials is defined by the following three-term recurrence relation:
with initial conditions
The recurrence coefficients are given by
where is the -number. For this specific family of polynomials, the precise definition of the [1] operation that satisfies the invariance property is
Let us verify this with specific parameter values using exact fractions:
Step 1: Compute Recurrence Coefficients.First, compute the relevant -numbers:
Now, compute the recurrence coefficients:
Step 2: Compute Polynomials. Using the recurrence relation
Step 3: Apply the Specialized [1] Operation. For ,
Now, compute the [1] operation:
The invariance property holds exactly for this family of polynomials when the [1] operation is properly defined. This shows that holds identically, confirming the characterizing relation. Thus, the characterizing relation is satisfied for all n.
- 2.
- -analogue of Generalized Gegenbauer Polynomials.
Step 1: Define the polynomials and parameters. Using and , the polynomials are as follows:
Step 2: Apply the operation. Using the definition
Step 3: Calculate . Using the formula for with ,
First, compute the -numbers:
Now, compute :
Step 4: Determine the constant K. The relation for is
Substituting known values,
Simplifying:
Step 5: Relate K to and . The expression for is
Substituting , :
Step 6: Choose appropriate values. We have one equation with two unknowns. Choosing gives
Step 7: Verification. With and
Now, verify the relation:
These values satisfy the structure relation for the -analogue of generalized Gegenbauer polynomials at . Similar calculations can be performed to verify that the result is valid for all values of n. The significance of the result is that it provides a unique and powerful defining property for these q-deformed polynomial families. It connects them to a fundamental operation (perturbation of the functional) and provides a crucial tool to identify polynomial families, determining unknown parameters, and analyze the sequence to understand the structural relationships within and between polynomial sequences. Our calculations were a practical demonstration of using this characterization as a tool for verification and parameter determination, highlighting its operational value in the theory of orthogonal polynomials.
5. Conclusions
The present work continues the earlier study by Aloui and Souissi [3], where the notion of q-Dunkl-classical symmetric orthogonal q-polynomials was introduced. These polynomials unify and generalize both the -analogue of the generalized Hermite polynomials and the -analogue of the generalized Gegenbauer polynomials. In this paper, we provide a characterization of each of these families of orthogonal q-polynomials through a second structure relation. To further stimulate research in this direction, we also propose an Open Problem(see Part II of Remark 6).
Author Contributions
Conceptualization, J.S. and K.A.A.; Methodology, J.S. and K.A.A.; Validation, J.S. and K.A.A.; Formal analysis, J.S. and K.A.A.; Resources, K.A.A.; Data curation, J.S.; Writing—original draft, K.A.A.; Writing—review & editing, J.S.; Visualization, J.S. and K.A.A.; Supervision, J.S. and K.A.A. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
No new data were created or analyzed in this study.
Acknowledgments
The authors thank the referees for valuable comments and suggestions. They have contributed to improve the presentation in this paper.
Conflicts of Interest
The authors declare that they have no conflicts of interest.
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