Orally Dispersible Swallowed Topical Corticosteroids in Eosinophilic Esophagitis: A Paradigm Shift in the Management of Esophageal Inflammation
Abstract
1. Introduction
2. Off-Label (ol)-STCs Formulations
3. Budesonide (BOT) and Fluticasone (FOT) Orally Dispersible Tablets
Study (First Author, Year) | Study Design | Intervention | Duration | Population (Age) | Primary Outcome | Key Results |
---|---|---|---|---|---|---|
Lucendo et al. (2019) [55] | Phase 3, RCT, DB, PC (EOS-1) | BOT 1 mg BID vs. Placebo | 6–12 weeks | 88 adults (18–75 years) | Complete CHR: <16 eos/mm2 HPF (<5 eos HPF) Symptom severity ≤2 points on NRS scale | Complete remission: 58% BOT vs. 0% Placebo; Histologic remission: 93% BOT vs. 0% Placebo (p < 0.0001) |
Miehlke et al. (2016) [56] | Phase 2, RCT, DB, PC | BOT 2 mg QD/2 mg BID/OVB 2 mg QD vs. Placebo | 2 weeks | 77 adults (18–75 years) | Histological remission: <16 eos/mm2 HPF (<5 eos HPF) Change in mean PEC (eos/mm2 HPF) | Histological response (<65 eos/mm2 HPF/<20 eos HPF) in 100% and 94.7% for both BOT dosages. 0% in placebo Histological remission was 84.2% and 89.5% compared to 73.7% in OVB Higher tolerance and satisfaction for BOT compared to OVB |
Miehlke et al. (2021) [57] | Phase 3, open-label induction for RCT, DB, PC (EOS-2) | BOT 1 mg BID | 6 weeks | 181 patients (18–75 years) | Complete CHR: <16 eos/mm2 HPF (<5 eos HPF) Symptom severity ≤2 points on NRS scale | -CHR 69.6% Histological remission: 90.1% (deep remission 0 eos HPF 84.5%) Clinical remission 75.1%. Significant endoscopic improvement (p < 0.0001) |
Straumann et al. (2020) [61] | Phase 3 maintenance RCT, DB, PC (EOS-2) | BOT 0.5/1.0 mg BID vs. Placebo | 48 weeks | 204 patients (18–75 years) | Maintenance of remission: n° of pts not in clinical relapse (≥4 points on NRS scale) n° of pts not in histologic relapse (≥48 eos/mm2 HPF/≥15 eos HPF) | Maintained remission: 73.5% (0.5 mg BID), 75% (1.0 mg BID), 4.4% (Placebo) |
Biedermann et al. (2025) [62] | OLE of a randomized, DB, PC, 48-week maintenance trial (EOS-2) | BOT 0.5 or 1.0 mg BID or 2.0 mg BID for OLRI | 96 weeks | 186 patients (extension of previous RCT) (18–75 years) | Maintenance of remission: n° of pts not in clinical relapse (≥4 points on NRS scale) n° of pts not in histologic relapse (≥48 eos/mm2 HPF/≥15 eos HPF) | Clinical remission: 81.9% Histological remission: 80.1% (deep remission 0 eos HPF 78.8%) CHR 78.1% Histological relapses 15.1% EREFS stable through week 48 to 96 High patient satisfaction |
4. Budesonide Oral Suspension (BOS)
Study (First Author, Year) | Study Design | Intervention | Duration | Population (Age) | Primary Outcome | Key Results |
---|---|---|---|---|---|---|
Dellon et al., 2017 [73] | Phase 2, RCT, DB, PC | BOS 2 mg BID vs. placebo | 12 weeks | 93 patients (11–40 years) | Histological response (≤6 eos/hpf); DSQ score improvement | Histological response: 39% BOS vs. 3% placebo (p < 0.0001); DSQ improvement: −14.3 BOS vs. −7.5 placebo (p = 0.0096). |
Hirano et al., 2022 [74] | Phase 3, RCT, DB, PC (ORBIT1) | BOS 2 mg BID vs. Placebo | 12 weeks | 318 patients (11–55 years) | Histologic response (≤6 eos/hpf); DSQ symptom response (≥30%) | Histological response: 53.5% BOS vs. 1% placebo (p < 0.001); Symptom response: 52.6% BOS vs. 39.1% Placebo (p = 0.024). |
Gupta et al., 2015 [71] | Phase 2, RCT, DB, PC | Low, medium, high dose BOS vs. Placebo | 12 weeks | 71 patients (2–18 years) | Histological and symptom compound response | Responder in medium-dose: 52.6%; Responder in high-dose: 47.1%; Responder in placebo: 5.6% (p < 0.01). No significant difference in percentages of responders between the low-dose BOS (11.8%) and placebo groups (p = 0.5282). |
Collins et al., 2019 [75] | Phase 2, RCT, DB, PC | BOS 2 mg BID vs. Placebo | 12 weeks | 87 patients (11–40 years) | EoEHSS (grade and stage) improvement | EoEHSS total scores improved for 6 of the 8 and 5 of the 8 histopathologic features for grade and stage, respectively, versus placebo. Change in EoEHSS total scores correlated moderately but significantly with change in endoscopic severity (p < 0.0001). The change in EoE HSS stage total score correlated weakly with the change in DSQ. |
Dellon et al., 2019 [77] | Open-label extension study of a multicenter, randomized, DB, PC trial. | BOS 2 mg QD, then optional 1.5–2 mg BID | 24 weeks | 82 patients (11–40 years) | Histological response (≤6 eos/hpf) and change in mean peak eosinophil counts after 24 weeks | 42% of patients maintained histologic response; 4% of non-responders gained response. |
Dellon et al., 2022 [78] | Phase 3, RCT, DB (ORBIT2) | BOS 2 mg BID vs. Placebo | 36 weeks | 48 patients (11–55 years) | Relapse rate (≥15 eos/hpf and ≥4 dysphagia days) by 36 week | More BOS–Placebo than BOS–BOS patients relapsed over 36 weeks (43.5% vs. 24.0%; p = 0.131). |
5. Pharmacological Characteristics of Conventional and Novel Steroid Formulations in EoE
5.1. Old Formulations of Budesonide and Fluticasone (SAF/FNDS via MDI and OVB)
5.2. Orally Dispersible Tablets (ODT) and Oral Suspension Formulations (OS)
5.2.1. Drug Release Mechanisms
5.2.2. Role of Excipients in Enhancing Contact Time
Delivery System | Esophageal Mucosa Contact Time (min) | Mucosal Surface Contact Area (Relative Scale) | Notes |
---|---|---|---|
MDI Swallowed [33] | ~3 | Low | Aerosol swallowed; minimal mucosal contact |
Slurry Viscous [54,56] | 10–15 | Moderate | Liquid flows down the esophagus; moderate contact |
Orodispersible Tablets (ODT) [33] | 20–30 | High | Slowly dissolves in the mouth; adheres well to the mucosa |
Budesonide Oral Suspension (BOS) [75] | 15–20 | High | Viscous liquid formulation; prolonged contact |
5.2.3. Impact of pH and Saliva on Drug Dissolution and Distribution
5.3. ESOCAP System
6. Conclusions and Future Directions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
Abbreviations
References
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Active Principle | Formulation Type | Dosage and Posology | CHR | Efficacy in Maintenance Phase | Tolerability and Safety | Limitations | |
---|---|---|---|---|---|---|---|
OlSTCs | Fluticasone | -Aerosolized swallowed with MDI -Nasal drop suspension -Home-made oral viscous solution | ≤0.25 mg/day to ≥1.6 mg/day | Up to ~60–65% (dose-dependent, particularly for ≥0.8 mg/day | Decreased remission with dose reduction: 46% for fluticasone [PMID: 38284792] | Generally well tolerated; oral candidiasis reported in ~10–15% | -Non-intuitive administration methods -Home-made preparation -Non-standardized dosages -Nebulized suspensions with less mucosal adherence compared to viscous slurry compounds |
Budesonide | -OVB (budesonide nebulizer suspension + sucralose or cellulose) -Aerosolized swallowed with MDI | -OVB 1–2 mg/day (0.25 mg BID in maintenance) | -~72–80% for OVB (2 mg/day); no added benefit above 4 mg/day | -OVB maintained remission (>65% overall and over discontinuation registered a significant increase in PEC in placebo, p = 0.024) -No difference in High Vs. Lower dosage but early relapses at low dose | |||
Mometasone | -Aerosolized mometasone with MDI | up to 1500 μg/day | -Median eos HPF change from baseline (−50, p < 0.001) -significant improvement in dysphagia score, not QoL | -No data available | -No major adverse events reported | -10× lower bioavailability compared to fluticasone and >300× lower than budesonide -No data on histologic and endoscopic outcomes | |
Novel STCs | Fluticasone | -FOT (APT-1011)(tablets to be merged with saliva and swallowed) | -3 mg BID -3 mg HS -1.5 mg BID -1.5 mg HS | ->65% up to 100% of histologic remission -Significant improvement in dysphagia scores for all dosages -Good response also for EREFS in fibrostenotic patients | -Histological response maintained (up to 84%) at 52 weeks with 1.5 mg BID. Lower (30%) for 1.5 mg QD | -Safe profile overall with candidiasis as the most frequent event (12–16%, usually mild) | -Enhanced esophageal targeting -Favorable tolerability -High patient adherence due to the ease of administration -No need for compounding -Higher patient satisfaction with OVB |
Budesonide | -BOT (tablets to be merged with saliva and swallowed) -BOS (syrup-like consistency with two viscosity-modifying agents) | -BOT: 1–2 mg/day (0.5–1 mg BID for maintenance) -BOS: 2 mg BID (2 mg QD for maintenance) | -From 70% to 100% CHR with BOT (2 mg/day); OR 18.9 for remission (p < 0.001) in EoE -BOS 45–50% of histological response in pediatric (clinical improvement non-significant) -BOS in adults showed significant CHR (p < 0.0001 and p = 0.0096) | -BOT reported CHR up to 75% at 52 weeks and >80% at 96 weeks -Relapse rates were lower in the BOS group (24%) compared to placebo (43.5%) | |||
Mometasone | -Mometasone (ESO-101) | -Histological remission in 48% compared to 0% in placebo -Endoscopic improvement with ESO-101 compared to placebo but not for clinical symptoms | -No trials available | No adverse event reported |
Findings | Clinical Implications | |
---|---|---|
Absorption mechanisms | Two parallel absorption pathways: zero-order esophageal absorption and first-order gastrointestinal absorption | Explains variability in drug exposure and highlights the role of esophageal mucosal residence time in determining efficacy and safety. |
Systemic exposure | Considerably higher than with inhaled budesonide (≈5×) and capsules for Crohn’s disease (≈3–10×). AUC and Cmax are also greater than those of the oral suspension for EoE. | Risk of unwanted systemic effects (e.g., cortisol suppression, growth impairment). |
Variability | High inter-individual and inter-occasion variability, not explained by age, weight, or dose. | Suggests influence of posture, motility, and mucosal status. Dose adjustments may not solve variability. |
Mucosal residence | Zero-order absorption lasted ≈ 8 h, suggesting prolonged esophageal contact. | Once-daily dosing may be sufficient to maintain therapeutic effect. |
Safety | Short-term and even long-term treatment is well tolerated by both for pediatric and adult populations | A longer follow-up is needed to confirm safety in chronic use. |
Dose rationale | Exposure is not linearly related to dose; higher doses are not justified. Lower doses (0.25–0.5 mg/day) and supine administration are recommended. | Supports re-evaluation of standard dosing strategies to minimize systemic absorption. |
Function | Excipients | Possible Contributions to the Formulation |
---|---|---|
Effervescence/disintegration/pH buffer | Sodium acid citrate, Disodium (or sodium di-) hydrogen citrate, Sodium hydrogen carbonate | These agents react in the presence of saliva to produce an effervescent effect, helping the tablet to disintegrate/dissolve rapidly in the mouth. The citrate/bicarbonate system creates mild fizz and promotes saliva production, which enhances the dispersal of the active ingredient. |
Plasticizer/surfactant/wetting | Docusate sodium | Helps with wetting, perhaps aiding uniform distribution of saliva and aiding disintegration. |
Polymer binder/film forming | Povidone (K25) | Acts as a binder to help tablet cohesion; it may also affect the dissolution profile. |
Filler/diluent/bulking agent | Mannitol (E421) | Used to give mass/volume to the tablet; often gives a pleasant mouthfeel; relatively water-soluble, so it contributes to dissolution. |
Lubricant | Magnesium stearate | To reduce friction during tablet manufacture, avoid sticking in the tablet press; this ensures the tablets can be produced with uniformity. |
Polyethylene glycol (PEG)/Macrogol | Macrogol 6000 | Acts as a PEG/disperser; helps in dissolution/disintegration; can enhance the wetting properties of the tablet. |
Function | BOS—Suspension | BOT—Orally Dispersible Tablets |
---|---|---|
Vehicle/Base | Purified water | Mannitol (filler/diluent) |
Sweeteners and Flavors | Acesulfame K, Magnasweet®, dextrose, maltodextrin, cherry flavor | Sucralose |
Viscosity/Mucoadhesion | Avicel® RC-591 (microcrystalline cellulose + Na-CMC), glycerine | Povidone K25, Macrogol 6000, Docusate sodium |
Disintegration | no needed | CO2 gas disintegrant |
Stabilizer (antioxidants/ chelators) | Ascorbic acid, sodium ascorbate, disodium EDTA | Not reported |
Lubricants (manufacturing) | Not required (liquid formulation) | Magnesium stearate |
Buffering/pH control | Citric acid + sodium citrate | Sodium dihydrogen citrate |
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Barchi, A.; Girelli, M.; Ventimiglia, A.; Mandarino, F.V.; Danese, S.; Passaretti, S.; Yacoub, M.-R.; Nannipieri, S.; Ciliberto, A.F.; Albarello, L.; et al. Orally Dispersible Swallowed Topical Corticosteroids in Eosinophilic Esophagitis: A Paradigm Shift in the Management of Esophageal Inflammation. Pharmaceutics 2025, 17, 1325. https://doi.org/10.3390/pharmaceutics17101325
Barchi A, Girelli M, Ventimiglia A, Mandarino FV, Danese S, Passaretti S, Yacoub M-R, Nannipieri S, Ciliberto AF, Albarello L, et al. Orally Dispersible Swallowed Topical Corticosteroids in Eosinophilic Esophagitis: A Paradigm Shift in the Management of Esophageal Inflammation. Pharmaceutics. 2025; 17(10):1325. https://doi.org/10.3390/pharmaceutics17101325
Chicago/Turabian StyleBarchi, Alberto, Marina Girelli, Antonio Ventimiglia, Francesco Vito Mandarino, Silvio Danese, Sandro Passaretti, Mona-Rita Yacoub, Serena Nannipieri, Ambra Federica Ciliberto, Luca Albarello, and et al. 2025. "Orally Dispersible Swallowed Topical Corticosteroids in Eosinophilic Esophagitis: A Paradigm Shift in the Management of Esophageal Inflammation" Pharmaceutics 17, no. 10: 1325. https://doi.org/10.3390/pharmaceutics17101325
APA StyleBarchi, A., Girelli, M., Ventimiglia, A., Mandarino, F. V., Danese, S., Passaretti, S., Yacoub, M.-R., Nannipieri, S., Ciliberto, A. F., Albarello, L., Bartolucci, A., Vespa, E., & Dell’Anna, G. (2025). Orally Dispersible Swallowed Topical Corticosteroids in Eosinophilic Esophagitis: A Paradigm Shift in the Management of Esophageal Inflammation. Pharmaceutics, 17(10), 1325. https://doi.org/10.3390/pharmaceutics17101325