Abstract
This paper develops a unified analytical framework for implicit fractional differential equations subject to anti-periodic boundary conditions. The study considers two main cases: fractional derivatives of order and , both defined with respect to a general kernel function. The existence and uniqueness of solutions are established using Banach’s and Schaefer’s fixed-point theorems under suitable Lipschitz conditions. Furthermore, Ulam–Hyers stability and generalized Ulam–Hyers stability are investigated for each problem. Examples are provided to illustrate the applicability of the main results.
Keywords:
fractional calculus; implicit fractional differential equation; anti-periodic boundary conditions; Ulam–Hyers stability MSC:
26A33; 34A08; 47H10
1. Introduction
Fractional differential equations (FDEs) are a generalization of classical integer-order calculus, obtained by considering derivatives and integrals of a non-integer order [1]. This approach leads to a more comprehensive theory, capable of modeling complex natural phenomena that exhibit a certain degree of unpredictability often observed in real-world systems. Over the past decades, fractional calculus has proven effective in describing situations where classical derivatives fall short.
In the field of FDEs, recent studies have explored a variety of fractional operators and related topics. These include investigations into the existence and uniqueness of solutions, stability analyses (e.g., Ulam–Hyers, Mittag–Leffler stability), qualitative theories (such as the positivity of solutions), and the development of numerical methods and approximation techniques. Some of the works in this area include [2], which presents results on the existence and uniqueness of solutions for nonlinear FDEs, and [3], which establishes existence and uniqueness for fractional boundary value problems involving the p-Laplacian operator. Additionally, Ref. [4] discusses existence and uniqueness results for uncertain FDEs with various fractional operators, while [5] addresses coupled systems of sequential FDEs. Stability issues are explored in [6] for the Riemann–Liouville derivative, particularly in the context of linear systems, perturbed systems, and time-delayed systems. Furthermore, Ref. [7] introduces new stability concepts for FDEs, including Hyers–Ulam–Rassias and Hyers–Ulam stability. The positivity of solutions for various FDEs, including boundary value problems with different differential operators or initial conditions, is studied in [8,9,10]. Finally, numerical methods for approximating solutions are extensively discussed in the literature, with a comprehensive overview of various approaches presented in [11,12]. For some references on the stability of ordinary or fractional differential equations, we refer to the works [13,14,15,16,17,18,19].
Notable applications include problems in physics, such as viscoelasticity [20,21] and anomalous diffusion [22], in engineering (e.g., PID controllers [23] and the modeling of electrical and mechanical systems [24,25]), biology (including epidemiological models [26,27]), medicine [28], contact problems [29,30], and also in economics and finance, particularly in the modeling of financial markets [31,32]. By retaining memory (unlike integer-order derivatives, which are a local concept), fractional derivatives can capture long-lasting effects, such as in biological processes or viscoelastic materials, depending on the system’s behavior throughout its entire history. Additionally, because of the inclusion of more parameters in their formulation, such as the order of the derivative or different types of fractional operators, they provide a greater degree of freedom and flexibility in describing the behavior of complex dynamic systems.
In this work, we study implicit FDEs subject to anti-periodic boundary conditions. The literature contains numerous contributions in this topic. For example, in [33], the authors considered the case of the Riemann—Liouville derivative with generalized boundary conditions, while in [34], the study focused on the Hadamard fractional derivative. In [35], the analysis was carried out using nonlocal Erdélyi–Kober q-fractional integral conditions. Research involving the Caputo fractional derivative is presented in [36,37], where stability conditions of the system are also investigated. In [38], the authors examined nonlinear fractional relaxation impulsive implicit delay differential equations. In [39], problems involving the Riemann–Liouville fractional derivative with respect to an increasing function were studied. In [40], the Hilfer fractional derivative was considered in the presence of impulses acting on the system. We also refer to [41], which addresses a problem with two-point anti-periodic boundary conditions. In [42], existence and uniqueness results with periodic and anti-periodic boundary conditions for a nonlinear multi-order fractional differential equation were considered. In [43], a coupled system of implicit fractional boundary value problem was studied. Anti-periodic boundary conditions are useful in contexts such as the Bogoliubov—de Gennes equations, optical fibers where they model modes with phase inversion across repeating units, toroidal domains to represent fields with half-integer winding numbers, vibrating beams where they describe out-of-phase oscillations of coupled segments, and electrorheological fluids [44]. For results dealing with discrete nabla and delta problems, we mention [45,46]. For a numerical approach with this type of derivative, we suggest [47,48].
The aim of this work is to generalize some of the aforementioned studies by introducing a more generalized form of the fractional derivative. The derivative depends on a kernel , and different choices of this kernel lead to important special cases. For instance, if , we recover the Riemann—Liouville derivative; if , we obtain the Hadamard derivative; and if , we obtain the Erdélyi—Kober derivative. As a result, several previously studied cases appear as particular instances of our framework. We consider two types of implicit fractional differential equations: the first involves fractional derivatives of an order between 0 and 1, subject to anti-periodic boundary conditions; the second involves derivatives of an order in the interval , with two-point anti-periodic boundary conditions.
The structure of this paper is as follows. Section 2 introduces the fundamental concepts and definitions needed for our analysis. In Section 3, we formulate the two main problems under consideration. The existence and uniqueness of solutions for the first problem are established in Section 3.1, while Section 3.2 deals with the second problem. Section 4 is devoted to the study of Ulam–Hyers stability, and in Section 5, we present illustrative examples to support our theoretical findings. Finally, we conclude the paper with a summary of results and potential directions for future work.
2. Preliminaries
In this section, we provide a brief overview of the concepts that will be needed throughout this work. For a more detailed study, we refer the reader to [49,50]. We present the concepts of the Riemann—Liouville fractional integral and the Caputo fractional derivative, both depending on a kernel. This approach allows for a broader and more general study, extending previous results and opening new directions for future research. Indeed, by choosing specific forms of the kernel, we recover, for instance, the classical Caputo derivative, as well as the Caputo—Hadamard and Caputo—Katugampola derivatives, among others. For the sake of notation, we consider and the interval . The kernel function is denoted by , where is a smooth function with a positive derivative.
Definition 1
([50]). Let be an integrable function. The Riemann–Liouville fractional integral of x of order α with respect to the kernel function is defined by
The corresponding Riemann–Liouville fractional derivative of order α with respect to is given by
where and the kernel function satisfies .
Definition 2
([50]). Let and , the Caputo fractional derivative of x, with respect to the kernel and order α, is defined as
where
and
It is worth mentioning that when is an integer, say , then
Thus, when , we obtain the usual derivative of order m of the function x. For a reference containing some exact expressions of Caputo derivatives, we refer to [49].
Define the set
where denotes the set of absolutely continuous functions on J. Throughout this work, we consider two norms, depending on the regularity of the function x. If , we use the supremum norm:
If , we employ
When dealing with fractional differential equations, an important property is that the concepts of integration and differentiation are inverses of each other. This property holds for the operators mentioned above, and the result is expressed as follows:
Theorem 1
(cf. [50]). Let be the fractional order and . For any , the following holds:
Moreover, if , then
To end, we recall two important theorems on the existence of fixed points.
Theorem 2
(Banach fixed-point theorem). Suppose is a complete metric space, and let be a contraction mapping with contraction constant . Then, F admits a unique point . Moreover, for any , the following holds:
Theorem 3
(Schaefer fixed-point theorem). Let be a completely continuous operator on a Banach space B. Assume that the set
is bounded. Then, F possesses at least one fixed point in B.
3. Formulation of the Implicit Fractional Differential Problem
This work addresses two distinct problems, each subject to anti-periodic boundary conditions. In the first problem, the fractional order is between 0 and 1, while in the second, it lies between 1 and 2. In both cases, the boundary conditions play a crucial role in the formulation of the problems. Let be a continuous function.
(FDE1): Given , consider the following system:
where , equipped with the norm (1).
(FDE2): Given , consider the following system:
where , equipped with the norm (2).
3.1. Existence and Uniqueness of the Solution for the Problem (FDE1)
First, we rewrite system (3) in its integral form, and to do so, we prove the following lemma:
Lemma 1.
Proof.
(⇒): Applying the fractional integral to both sides of the FDE in (3) and utilizing Theorem 1, we obtain
At , and applying the boundary condition, we get
which gives the system in its integral form.
(⇐): For the converse, applying the Caputo fractional derivative to both sides of the integral equation, and again using Theorem 1, we recover the FDE as presented in system (3). Additionally, it is evident that
since
(see [51] Theorem 5). □
Motivated by Lemma 1, we define the following operator. Given a curve x in a suitable space (to be specified later), the operator F is defined as follows:
The next result is an immediate consequence of Banach’s fixed-point theorem.
Theorem 4.
Proof.
Define the constants and as
where
Let be such that
and consider the set
We now prove that , where F is defined in (5). Let . For all , observe that
Solving for , we obtain
Therefore, for any ,
Thus, the operator is well defined. To complete the proof, we now show that F is a contraction mapping. Let and . Then,
Since
it follows that
Thus,
The desired conclusion follows from Banach’s fixed-point theorem. □
Our next result is a consequence of Schaefer’s fixed-point theorem.
Theorem 5.
Suppose that there exist two constants and such that
If
then system (3) admits at least one solution.
Proof.
Let F be the functional as defined in (5). The proof is divided in several steps.
First, we prove that F maps bounded sets into bounded sets. Let and define
We show that for all , there exists a constant such that . Given that
it follows that
and thus,
Therefore,
And it suffices to take
Next, we prove that F is continuous. For that, consider a sequence in convergent to . Then,
By the continuity of f, we conclude that
which implies that as n goes to infinity, proving the desired.
Next, we show that F maps bounded sets into equicontinuous sets. Let and with . Then,
which tends to zero as . By the Arzelà—Ascoli theorem, we conclude that F is completely continuous.
To conclude the proof, define the set
We show that is a bounded set. Let and such that . Since
it follows that
Rearranging this inequality gives
which shows that is bounded. As a consequence of Schaefer’s fixed-point theorem, we conclude that F admits a fixed point. □
3.2. Existence and Uniqueness of the Solution for the Problem (FDE2)
This section follows the same approach as the previous one; therefore, some technical details are omitted for brevity. We begin by rewriting problem (4) in the form of a Volterra integral equation.
Lemma 2.
Proof.
(⇒): Applying the fractional integral operator to both sides of the equation, we obtain
Using the boundary condition , we obtain
Since
and applying the second boundary condition , we obtain
After simplifying, it yields the desired Volterra integral equation.
(⇐): Applying the Caputo-type derivative to both sides of the equation and using the linearity of , we recover the original differential equation in system (4). In particular, we use the fact that
when . The boundary conditions follow directly from evaluating the integral expression and its derivative at the endpoints. □
From Lemma 2, the operator F to consider in this section is the following:
Observe that
Theorem 6.
Suppose the function f is Lipschitz-continuous with respect to its second and third variables, with Lipschitz constant . Assume further that the constant L satisfies the inequality:
where
Then, the boundary value problem (4) admits a unique solution.
Proof.
Let be such that , where the constants and are defined by
and
where
We consider the functional F as given in (6), defined on the closed ball
We aim to prove that is well defined. Let . Then, for any , using the Lipschitz condition on f, we estimate
Then, proceeding as before, we obtain the following estimates:
and
Combining the two bounds, we get
This proves that . We now prove that F is a contraction mapping. Let and . Using the Lipschitz condition on f, we estimate the bound:
Using this bound, we obtain the following estimates for the differences of the functional F and its derivative:
and
Thus, we can bound the following norm:
This shows that F is a contraction mapping with a contraction constant less than 1. Consequently, the Banach fixed-point theorem is applicable, which guarantees the existence of a unique solution to problem (4). □
Theorem 7.
Proof.
Let F be the operator defined in (6). We first show that F maps bounded sets into bounded sets. Given , define
Using the bound
we obtain the following estimates: for ,
and
Hence, we deduce the bound
Define
so that . This shows that F maps bounded sets into bounded sets.
Next, we prove that F is continuous. Let be a sequence such that in . Then,
The right-hand side converges to zero as n goes to infinity, proving the continuity of F.
Now, we analyze the equicontinuity of the set . Let and take with . Then,
which clearly tends to zero as .
Now, we turn to the derivative . Consider
We estimate each term separately. For the first,
which tends to zero as . For the second term, we write
which also tends to zero as . By the Arzelà—Ascoli theorem, we conclude that F maps bounded sets into relatively compact subsets of .
To complete the proof, consider the set
Let , so there exists such that . Then,
Rearranging terms, we obtain the bound
which shows that is bounded. Therefore, by Schaefer’s fixed-point theorem, we conclude that F admits a fixed point. □
We also refer to several related works, for example, [41], which studied similar problems using the Caputo-Katugampola derivative, and [52], which considered the Caputo derivative with time delays. Anti-periodic boundary conditions were analyzed in [39], while [53] addressed dual anti-periodic boundary conditions. The Hilfer derivative was the focus of the study in [54].
4. Ulam–Hyers Stability Analysis
Definition 3.
Definition 4.
Definition 5.
Definition 6.
Next, we present two results that establish the Ulam–Hyers stability of the problems previously considered.
Theorem 8.
Proof.
Let be the unique solution of system (3). Let F be as defined in the proof of Theorem 4.
Observe that a function satisfies system (9) if and only if, for any , there exists a perturbation function such that
Consequently, the function y satisfies the following integral equation:
Since F is a contraction mapping with contraction constant , and x is its fixed point, it follows that
Observe that, given ,
Therefore, we obtain the estimate
which completes the proof of the desired result. □
Theorem 9.
Proof.
Let be the unique solution of system (4), and let F be the operator defined in the proof of Theorem 6.
Note that a function satisfies system (10) if and only if, for every , there exists a function such that
As a consequence, the function y satisfies the following integral equation:
Moreover, the following inequality holds:
where the constant is defined in the proof of Theorem 6.
To estimate
we consider, for a fixed ,
Additionally,
where the constant W is as defined in Theorem 6. Therefore, we conclude that
which completes the proof. □
As a consequence of the two previous results, we obtain the following:
Suppose that the assumptions of Theorem 4 are satisfied. Then, problem (3) is generalized Ulam–Hyers-stable. It follows by setting
Also, suppose that the assumptions of Theorem 6 are satisfied. Then, problem (4) is generalized Ulam–Hyers-stable. It follows from setting
5. Examples
In this section, we present two examples to illustrate the previously established results.
Example 1.
Consider the following boundary value problem:
with fractional order and kernel . Define
Observe that
so the function f is Lipschitz-continuous with Lipschitz constant . Furthermore,
And, hence, by Theorem 4, the problem admits a unique solution. In addition, by Theorem 8, the system is Ulam–Hyers-stable.
Example 2.
Next, we consider a system of fractional order :
where the kernel is given by . Define the function
It is straightforward to verify that
which shows that f is Lipschitz-continuous with Lipschitz constant . We also compute
Now, observe that the constant L satisfies the inequality:
Hence, by Theorem 6, the system admits a unique solution. Moreover, by Theorem 9, the system is Ulam–Hyers-stable.
Remark 1.
As α approaches 1 or 2, the Caputo derivative converges to the classical first- and second-order derivatives, respectively. Consequently, memory effects are lost, and the dynamics become less influenced by the past, depending primarily on local behavior.
6. Conclusions and Future Directions
In this work, we propose a unified approach to analyze implicit fractional differential equations involving general Caputo-type derivatives, under anti-periodic boundary conditions. Two classes of problems are considered: one with fractional order , and another with , each with corresponding boundary conditions. By reformulating the original problems into Volterra integral equations, we employ fixed-point theorems to derive sufficient conditions ensuring the existence and uniqueness of solutions. Furthermore, Ulam–Hyers and generalized Ulam–Hyers stability results are established. The formulation adopted here generalizes several well-known fractional operators as particular cases, making our results widely applicable. The two examples presented demonstrate how the theoretical findings can be effectively applied in concrete scenarios.
Future research may focus on extending this framework to higher-order derivatives, systems with more general boundary conditions, or those incorporating delays.
Funding
This work was supported by Portuguese funds through the CIDMA—Center for Research and Development in Mathematics and Applications, and FCT—Fundação para a Ciência e a Tecnologia, within projects UIDB/04106/2025 and UIDP/04106/2025.
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.
Conflicts of Interest
The author declare no conflicts of interest.
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