Abstract
This paper deals with the existence of bounded and locally Hölder continuous weak solutions of the following nonlinear fourth-order Dirichlet problem: in , where the coefficients satisfy a strengthened degenerate coercivity condition.
Keywords:
high-order equations; nonlinear elliptic problems; degenerate coercivity; convection term; boundedness; Hölder continuity MSC:
35J25; 35J30; 35J70; 35B45
1. Introduction
In the present article, we consider the following nonlinear fourth-order equation with convection terms:
where , , is an open bounded set, is a multi-index with non-negative integer components and length , and , , for .
The coefficients satisfy the following coercivity condition:
where , and are real numbers such that , and
with , . The terms , , and f are a vector field and a function, respectively, satisfying suitable summability assumptions.
The coercivity condition (2) was introduced by I. V. Skrypnik in 1978 in [1] for the case in the framework of higher-order equations (with , ) in order to prove the boundedness and Holder continuity of the solutions. It turns out that this condition is stronger than the one usually considered for nonlinear fourth-order elliptic equations, i.e.,
which, unfortunately, does not even ensure the boundedness of the solutions (see well-known counterexamples in [2,3,4]) unless (as a consequence of Sobolev’s embedding theorem) or (see [5]) or is sufficiently small (see [6]).
Operators satisfying condition (2) with have been studied in connection with many other questions, such as -theory, the qualitative properties of the solutions, and removable singularities in the degenerate and non-degenerate cases in [7,8,9,10,11,12]. Moreover, existence and regularity results for the solutions of a class of nonlinear fourth-order equations, with the principal part satisfying (2) with and lower-order terms having so-called “natural growth”, were obtained in [13,14,15,16,17].
In dealing with the boundary-value problem related to Equation (1), two difficulties arise. Firstly, the nonlinear fourth-order operator
under condition (2), though well defined, is not coercive on when u is large. Moreover, due to the presence of the convection term, the operator
may be not be coercive even if , unless we assume that the sizes of the norm , , are sufficiently small, or .
To overcome the lack of coercivity, we approximate our problem with a sequence of homogeneous non-degenerate Dirichlet problems, and we prove an a priori estimate on the approximating solutions, which, in turn, implies an a priori estimate in the energy space. Once this has been accomplished, a compactness result for the approximating solutions allows us to find a bounded weak solution of the boundary-value problem related to Equation (1), which is also locally Hölder continuous.
In the framework of the second-order Dirichlet problem, the model problem
was studied in [18], where the authors obtained existence and regularity results under various assumptions on f (see [19,20] in the case ).
It is well known that when dealing with fourth-order equations, some difficulties arise. As a matter of fact, the corresponding weak formulation contains terms related to second-order derivatives of test functions that must be correctly taken into account.
This article is organized as follows. In Section 2, we formulate the hypotheses and state the results. In Section 3, we present some auxiliary lemmas, and we prove a priori estimates that will be used in the proof of the boundedness theorem. In Section 4, we provide proof of the existence of a bounded solution. Finally, the Hölder continuity of bounded solutions is proved in Section 5.
2. Preliminaries and Statement of Results
Let be an open bounded set in with . We denote by the number of different multi-indices such that .
Let , with , be Carathéodory functions (i.e., is measurable on for every , and is continuous on for almost every ), satisfying the following structural conditions for almost every , every and , , :
where are positive constants, , and , , is defined by (3). Let , , and , , be vector fields such that
and
We set
and
Definition 1.
A weak solution of the problem
is a function such that the integral identity
holds for every .
Our first result states the existence of a bounded weak solution of (10).
Theorem 1.
Then, there exists a weak solution u of problem (10), in the sense of Definition 1, such that
where is a constant depending on , N, q, p, , , , , and .
Furthermore, under the same assumptions as Theorem 1, the local Hölder continuity of any weak solution holds, as stated in the following theorem.
Theorem 2.
Remark 1.
Assumption (9) on f, required in Theorems 1 and 2, is the same one that yields the existence of bounded and Hölder continuous solutions for fourth-order equations satisfying the degenerate condition (5) and , (see [21]), as well as for non-degenerate (i.e., ) fourth-order equations and , (see [22]). In the latter case, examples of unbounded solutions of Equation (1) with and , for every , are constructed in [23]. On the other hand, hypothesis (9) is also required to prove the boundedness and Hölder continuity of the solutions of Equation (1), where and the coefficients satisfy condition (5) with (see [24]).
3. Auxiliary Lemmas and a Priori Estimates
We begin this section by recalling an algebraic lemma according to Serrin (see Lemma 2 in [25]).
Lemma 2.
Let χ be a positive exponent and , , , be two sets of m real numbers such that and . Suppose that z is a positive number satisfying the inequality
Then,
where C depends only on m, χ, and , .
Moreover, we present a slightly modified version of Stampacchia’s well-known lemma (see [26]), whose proof is contained in [19,22]. See also [27] for new generalizations.
Lemma 3.
Let be a non-increasing function such that
for some positive constants and , with , and . Then, there exists , depending on , τ, ν, μ and , such that .
Finally, we recall the following lemma, which ensures that the composition of a function with a function belongs to .
Lemma 4
([28] Proposition 9.5). Let be a function with bounded derivatives and such that . If , then
and for each multi-index such that , the following assertion holds:
where, for i.e., ,
Given , let be the truncation function defined by
Following the technique already used in [19,20] in the framework of second-order elliptic equations, let us define the following Dirichlet problems:
By Schauder’s fixed-point theorem, there exists a solution of problem (15). Moreover, since, for every fixed ,
under conditions (8) and (9), every is bounded thanks to the boundedness result of [22] (see also [14]).
The next two lemmas are crucial for passing to the limit in the approximating problems (15). The first one concerns the equi-boundedness of the sequence .
Lemma 5.
Proof.
Given and , let us consider the function
Due to the boundedness of and thanks to Lemma 4, is an admissible test function in (15). Moreover,
where, for i.e., ,
Note that we have used the inequality
From now on, we denote by c a positive constant that does not depend on n (namely, it may depend on N, , , , , p, q, , and ) and whose value may vary from line to line.
Let us evaluate the integrals on the right-hand side of (20).
We observe that the following inequality holds:
Using Young’s inequality with the exponents and , for all , we obtain
The growth condition (6), estimate (18) and, again, Young’s inequality with the exponents , and give us, for all and ,
and
By Sobolev’s embedding theorem and the above inequality, we obtain
for every and (note that if and verify condition (12), then and ).
We denote by the level set of , that is,
and we denote by the N-dimensional Lebesgue measure of .
Let . Applying Hölder’s inequality to (27) and taking into account assumptions (8), (9) and (12), we obtain
Now, we set
and
Then, inequality (28) becomes
Thanks to assumption (12), the exponents – are less than . Therefore, we can apply Lemma 2 to the previous inequality, with
and we obtain
where
and
Under assumptions of and , every number , , is less than 1; furthermore, hypotheses (8), (9) and (12) ensure that it is possible to choose a large enough such that for any .
Now, for every , with on , from (30), we have
Hence, there exists i, , such that
Therefore, using Lemma 3, we conclude that there exist two positive constants and (independent of n) such that
Hence,
with , and the proof of the lemma is complete. □
The next lemma deals with the boundedness of in the energy space .
Lemma 6.
4. Existence of Bounded Solution
From Lemma 5 and Lemma 6, we infer that there exists a subsequence of , not relabeled, and a function such that
- (a)
- converges to u weakly in and almost everywhere in Ω;
- (b)
- converges to u in ;
- (c)
- converges to u strongly in ;
- (d)
- converges to u strongly in .
To pass to the limit in the approximating problems (15), first, we need to prove that the sequences , , are convergent almost everywhere in .
To this aim, we exploit the following compactness result, whose proof is in [13].
Lemma 7.
We take as a test function in the weak formulation of problem (15), and we obtain
The sums on the right-hand side of (36) tend to zero as n tends to since converges to u weakly in , and and belong to , , thanks to (6) and (8). The last integral converges to zero as n tends to because converges to u in .
On the other hand, the boundedness of implies for sufficiently large n; therefore, the hypotheses of Lemma 7 are satisfied, and we conclude that, up to a subsequence,
Proof of Theorem 1.
Let be a test function in (15).
Taking into account that for and using the growth condition (6) and the strong convergence of to u in , we have
Now, we define the sequence , where
and
Thanks to the convergence of to , i.e., , the sequence converges to , i.e., .
We can pass to the limit as in the weak formulation (15), and we find that u is a weak solution of problem (10), in the sense of Definition 1.
Finally, the almost-everywhere convergence of to in and (31) yield the estimate
This completes the proof of Theorem 1. □
5. Proof of Theorem 2
We begin this section by recalling the following lemma according to Skripnik (see [29]). Let be a fixed point. Given , we denote by an open ball centered on y with radius R.
Lemma 8.
Let . Assume that there exists a measurable subset and two positive constants and such that
Then, there exists a positive constant C, independent of R, such that
Let be any strictly interior sub-region of and .
Let be a weak solution of problem (10), such that
We fix , and for any R such that , we set
By virtue of Lemma 4.8 pag. 66 of [30], Theorem 2 will be proved as long as the inequality
holds, where , depending only on known parameters and independent of R, and r is a positive number such that the following inequalities hold:
To prove (38), we fix , and we consider the sets
At least one of the following inequalities holds:
or
If inequality (40) holds, we define the function as follows:
where . Otherwise, if inequality (41) holds, the function is defined by
where .
Our aim is to prove that
with depending on N, p, q, , , and , with and .
As a matter of fact, if (43) holds, then for i.e., ; therefore, , which gives inequality (38) with .
We can assume that
which implies , i.e., in ; otherwise, inequality (38) holds.
We fix a function such that
For any , we set and
with , . Simple calculations show that , and the following assertion holds:
where, for i.e., ,
Let us estimate . By using Young’s inequality with and taking into account (37), we derive
In order to estimate , we use the inequalities in (47). We obtain
Since , by using Young’s inequality and (37), the first sum on the right-hand side can be evaluated as follows:
Using the assumption and, again, Young’s inequality and (37), the last sum on the right-hand side in (53) can be estimated as
Applying Young’s inequality with the exponents and , we can evaluate the first integrals in (57) as follows:
where we have used condition (39), that is, , .
In the last integrals of (57), we use Young’s inequality with the exponents , and and condition (39): . We obtain
Finally, we estimate the integral involving the datum. Since (37) holds, we have
Now, gathering (48), (52), (56), (60) and (61) and choosing a suitable , we obtain
where we have denoted by F the following function:
Thanks to (8) and (9), it follows that there exists such that . Therefore, choosing and applying Hölder’s inequality, from (62), we obtain
The above relation is crucial for organizing the iterative Moser’s method.
Given and , let us define
The following Lemma holds:
Lemma 9.
Then, if and ( is an absolute constant that we shall define later), the inequality
holds, where
Proof.
Let and . Applying Sobolev’s embedding to the function and taking into account that , we obtain
where is the Sobolev constant.
For , and such that , we define
In the next lemma, we will prove the boundedness of .
Lemma 10.
Proof.
We note that for any , so we can apply Lemma 8 to the function and .
By means of Young’s inequality with , we obtain
Now, we estimate the last integral in the above inequality.
We then consider the following cut-off function:
where is the same function defined in (45), and we consider the following test function:
From Lemmas 9 and 10, we deduce
and
Therefore, (43) holds, and the proof of Theorem 2 is now complete.
Funding
This research received no external funding.
Data Availability Statement
The original contributions presented in this study are included in the article. Further inquiries can be directed to the corresponding author.
Acknowledgments
The author thanks the anonymous reviewers for helpful comments that improved the original manuscript. The author thanks G. Rita Cirmi and S. Leonardi for their useful discussions and suggestions. This study has been supported by Project EEEP&DLaD–Piano della Ricerca di Ateneo 2020–2022–PIACERI and by Piano della Ricerca 2024–2026 EdP.EReMo—”Equazioni differenziali alle derivate parziali: esistenza, regolarità e molteplicità delle soluzioni”. The author is a member of the Gruppo Nazionale per l’Analisi Matematica, la Probabilità e le loro Applicazioni (GNAMPA) of the Istituto Nazionale di Alta Matematica (INdAM).
Conflicts of Interest
The author declares no conflicts of interest.
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