Abstract
In this paper, we introduce the notion of the Cauchy exponential of a linear functional on the linear space of polynomials in one variable with real or complex coefficients using a functional equation by using the so-called moment equation. It seems that this notion hides several properties and results. Our purpose is to explore some of these properties and to compute the Cauchy exponential of some special linear functionals. Finally, a new characterization of the positive-definiteness of a linear functional is given.
Keywords:
cauchy power of linear functional; cauchy exponential of linear functional; weakly-regular linear functional; regular linear functional; positive-definite linear functional; orthogonal polynomial sequence; Du-Laguerre–Hahn operator MSC:
33C45; 42C05; 46F10
1. Introduction
We start with a brief overview of some basic notions and results about the linear space of polynomials in one variable where or Let be the algebraic dual space of , i.e., the set of all linear functionals from to Here, is the action of on . We denote by the moment of order n of the linear functional In the sequel, we recall some useful operations in and some of their properties. For u and v in , in b and c in with let and be the linear functionals defined by duality [1,2,3,4].
- -
- The derivative of a linear functionalIts moments are
- -
- The left-multiplication of a linear functional by a polynomial .The corresponding moments are
- -
- The Cauchy product of two linear functionals.where the right-multiplication of v by p is a polynomial given byIts moments are
- -
- The Dirac delta linear functional at a pointGiven is the Dirac linear functional at point defined byIn the sequel, we denote Notice that is the unit element for the Cauchy product of linear functionals.
- -
- The division of a linear functional by a polynomial of first degree.Its moments are
- -
- The dilation of a linear functional.The corresponding moments are
- -
- The shift of a linear functional.Its moments are
- -
- The σ-transformation of a linear functional.Its moments are
As usual, will denote the nth derivative of with the convention By referring to [3], has an inverse for the Cauchy product, denoted by i.e., if and only if
Recall that is said to be symmetric if for all Moreover, u is symmetric if and only if or, equivalently,
Definition 1
([5]). A linear functional is said to be weakly-regular if where then
Definition 2
([1,3]). A linear functional is said to be regular (quasi-definite, according to [6]), if there exists a sequence of monic polynomials in , such that where ( is the Kronecker delta).
In this case, is said to be a monic orthogonal polynomial sequence with respect to u (in short, MOPS). Any regular linear functional on polynomials is weakly-regular. The converse is not true; see [5].
Definition 3
([1,6,7]). A linear functional is said to be positive (resp. positive-definite), if (resp. ), for all
Proposition 1
([1,6,7]). Let The following statements are equivalent.
- (i)
- u is positive-definite.
- (ii)
- There exists a MOPS in such that for every where for all
This contribution aims to introduce the analog of the exponential function in the framework of linear functionals and then provide some of its properties. First of all, we must specify that the Cauchy exponential of a linear functional is also a linear functional. We will denote it as On the other hand, it satisfies
Here, is the Cauchy product of and The Cauchy exponential of a linear functional on the linear space of polynomials can be defined in several equivalent ways. The easiest one, which fits best with the theory of linear functionals on the linear space of polynomials, is based on its moments. Indeed, the moments of can be defined in an iterate way as follows:
Once defined, we highlight several formulas and properties satisfied by the Cauchy exponential map as a function from to , and to compute the Cauchy exponential of some classical linear functionals (see [6,8,9]).
Among others, the following formulas: are deduced.
for every u in and every in where
The manuscript is structured as follows. In Section 2, we first introduce the notion of the Cauchy exponential of a linear functional on the linear space of polynomials. Second, we establish several formulas and properties satisfied by the Cauchy exponential map. In Section 3, we compute the Cauchy power of some special linear functionals by using some properties of the Cauchy exponential map. In Section 4, we give necessary and sufficient conditions on a given linear functional on the linear space of polynomials for its Cauchy exponential will be weakly-regular. In Section 5, we establish a necessary and sufficient condition on a given linear functional in the linear space of polynomials so that its Cauchy exponential will be positive-definite. This enables us to give a new characterization of the positive-definite of a linear functional on the linear space of polynomials. Finally, some open problems concerning orthogonal polynomials associated with the Cauchy exponential function of a linear functional are stated.
2. The Cauchy Exponential of a Linear Functional on the Linear Space of Polynomials
2.1. Definition and Basic Properties
For any let be the linear functional in that is the solution of the following functional equation:
Equivalently, the sequence of moments satisfies the following recurrence relation:
To list some properties of we need the following formulas.
Lemma 1
([2,3]). For any u, v in any and any a, c in with we have
Proposition 2.
For any u, v in any , and any non-negative integer we have the following properties
- (i)
- (ii)
- (iii)
Proof.
From (1) taken with where we get and Thus, Then, according to (4) when . Hence, (i) holds.
Clearly,
From (6), (8), (10) and (11), we obtain
Therefore,
From (12), (13), and by the definition of the operator , we infer that i.e., Hence, (ii) holds.
The property (iii) is a straightforward consequence of (i) and (ii). □
In a natural way, it is convenient to use the following notation
Definition 4.
For any the Cauchy exponential of u, that we denote by is the unique linear functional in that satisfies
By an iteration process, we deduce
From Proposition 2 and Definition 4, the following formulas hold.
for any v in any and any non-negative integer
2.2. Some Properties of the Cauchy Exponential Map
The linear functional Cauchy exponential induces a map in the algebraic dual space as follows
Proposition 3.
For any u, v in the following properties hold.
- (i)
- When then if and only if there exists an integer k such that where .
- (ii)
- When then if and only
- (iii)
- is an isomorphism of Abelian groups from to , where
Proof.
Assume that v in are such that Then,
Since in , then there exists an integer k such that Moreover, we can see that Thus, according to (3) for However, since is invertible, , then This requires that, Thus, on account of (4) taken with
Hence, (i) holds.
The property (ii) is a straightforward consequence of (i).
For any let u be the unique linear functional defined by
Equivalently,
By Definition 4, we infer that . This concludes the proof of (iii). □
Furthermore, we need the following formulas.
Lemma 2
([2,3]). For any u, v in any and any a, c in with we have the following formulas.
Proposition 4.
For any a, b in where , we have
- (i)
- (ii)
- for all
- (iii)
- for all symmetric
- (iv)
- is symmetric if and only if u is symmetric.
Proof.
Let with and u in Putting then
Using (20)–(23) and (27), we can derive
Applying the operator in both sides of (32), it follows that
From the uniqueness of the solution of the last equation, we can say that and, then, Hence, (i) holds.
Assume that and u in Let first establish the following formula
Indeed, by (26), Since then we have Setting Clearly, and On the other hand, by (25), (33) and (27),
However, from and we get From Definition 4, and while using (24), (26) and (33), we obtain
From (27), we have By (25) and (26), we deduce
Accordingly, we have and From the uniqueness of the solution of the last equation, we get and, as a consequence, Hence, (ii) holds.
Next, assume that u is a symmetric linear functional, i.e., If then
Since u is symmetric, then is also symmetric. By (31), (29), and (28), it follows that
Therefore, if we apply the operator in both hand sides of (34), then
The uniqueness of the solution of the last equation yields
Hence, (iii) holds.
Assume that u is symmetric, i.e., By (i), taken with we obtain Thus, is also symmetric.
Conversely, assume that is symmetric, i.e., Again by (i), when we deduce Notice that
This implies If we multiply both hand sides of the last equation by , then and so that Since then by (4) taken with Hence, u is symmetric. Thus, the statement (iv) is proved. □
3. Cauchy Power of a Linear Functional
We start recalling the following formulas.
Lemma 3
([2,3,10]). For any u, v in , any and any a, c in where we have
For any u in and any arbitrary non-negative integer number we can define the Cauchy power of order n of u, denoted by as follows
When recall that u is invertible. In such a case, we can extend the definition of to negative integer numbers n as follows
In [11], we have deduced that More generally, we have
Proposition 5.
For any the following properties hold.
- (i)
- For every positive integer number n we have
- (ii)
- If , then for every integer number
Proof.
We proceed by induction. If then Therefore, the statement is true. We assume that the statement is true for i.e., From the previous Lemma, we get
Thus, if the statement is true for then it also holds for . Hence, (i) holds.
Assume that . Then u is invertible and Clearly, the statement (ii) is true, for it comes back to Let n be a negative integer number By (i) and Lemma 3, we have
Hence, (ii) holds. □
First application. Recall that the moments of the classical Bessel linear functional with parameter are Equivalently, see [7,8,9],
Proposition 6.
For any integer number m and , we have
- (i)
- (ii)
Proof.
We start by showing that Indeed, observe that If we compute the first moments of and multiply the last equation by after using (27) and an easy computation, we find By the uniqueness of the solution of the last equation, By Proposition 4, (i), we get Since then Thus, Hence, (i) holds.
Let m be a non-zero integer. By (17) and the last property (i), we get Hence, (ii) holds. □
Second application. Let first recall that the moments of the generalized Bessel linear functional with parameter , a symmetric —semi-classical linear functional of class one, see [8,9], are
Equivalently, satisfies the Pearson equation:
Proposition 7.
For any integer number m and , we have
- (i)
- (ii)
Proof.
First, let us show that Indeed, we have If we compute the first moments of and then multiply the last equation by we get after using (27) and an easy computation, By the uniqueness of the solution of this equation, we get By Proposition 4, (i), we get However, since it follows that Hence, (i) holds.
Let m be a non-zero integer number. By (17) and the last property (i), we get Hence, (ii) holds. □
Third application. Recall that the moments with respect to the sequence of the classical Jacobi linear functional with parameter a non-integer number, are
Equivalently, (see [1,7,8])
Notice that the shifted linear functional satisfies
Proposition 8.
For any non-zero complex number c and any positive integer number we have
- (i)
- For any non-integer complex number α such is a non-integer number, Equivalently,
- (ii)
- For any pair of non-integer complex numbers such that is a non-integer number,Equivalently,
Proof.
Let be a fixed non-integer complex number. First, let’s show that Indeed, if we put , then Since, then If we multiply both hand sides of the last equation by we get i.e., This implies that By Proposition 4, (i), Since, then Hence, the first statement in (i) holds.
Let n be a non-zero integer number and be a non-integer complex number such that is a non-integer number. From (17) and the previous property (i), we get Therefore, By applying the operator and using (26), we get This yields
Hence, the second statement in (i) holds.
Let be a pair of non-integer complex numbers such that is a non-integer number. We can write
Finally, if we apply the operator and we use (26), we find
Hence, (ii) holds. □
4. Weak-Regularity Property
We start with the following Lemma.
Lemma 4.
For any , if is weakly-regular, then is also weakly-regular.
Proof.
Assume that is such that is weakly-regular. Suppose that there exists such that Necessarily, Indeed, if we suppose that then This is a contradiction, because and From (7), (27) and the definition of Cauchy exponential of a linear functional, we obtain
Multiplying both hand sides of the last equation by and assuming , we get This is a contradiction, taking into account is weakly-regular and the fact that , and so that □
Proposition 9.
For any u in , the following statements are equivalent.
- (i)
- is weakly-regular.
- (ii)
- is weakly-regular. Otherwise, we must have
Proof.
. Assume that is weakly-regular. Suppose that is not weakly-regular. Then there exists , with minimum degree, such that and We have to treat two cases.
First case: In such a situation and then . In this case, and then This contradicts the assumption is weakly-regular.
Second case: Therefore, there exists such that Thus, and so that . This is a contradiction.
Hence,
. By Lemma 4, if is weakly-regular, is also weakly-regular. Assume that Then, there exists with minimum degree that satisfies We have
Equivalently,
The last equation can not be simplified. Otherwise, suppose that it can be simplified by , where Then,
Notice that
Then, The simplification by requires the two following conditions:
The simplification gives By the definition of the Cauchy exponential, By (27), it follows that If we multiply both hand sides of the last equation by and we use the property , we get This contradicts the fact that A is of minimum degree such that
If , then it satisfies where which can not be simplified. Moreover, . Indeed, if then . This implies This is a contradiction. For the sequel, notice that V is weakly-regular if and only if is weakly-regular. Indeed, suppose that there exists a non-zero polynomial with a minimal degree such that . Thus, we have
Since the pseudo-class (see [11]) of V is equal to , then A divides . So, there exists such that From (36) and (37), we have
So, where Since , then Moreover, This contradicts the fact that is of minimal degree such that Thus, V is weakly-regular and then is also weakly-regular. □
5. A Du-Laguerre–Hahn Property
In what follows, let For any u in , the non-singular lowering operator D on the linear space of polynomials is defined by [10,11]
Let us give some fundamental properties satisfied by the non-singular lowering operator
Linearity:
Lowering of degrees:
Under the condition for all integer , we can see that for all
Symmetry:
When u is symmetric, i.e., and the MPS is symmetric, then the polynomial sequence defined by is also symmetric.
The product rule:
In particular, we have
By transposition of the operator D, we obtain
Then, If we set we have
and we can write
The following product rule is a straightforward consequence of the previous definitions and formulas
For any , let be the unique linear functional defined by [2]
Equivalently,
i.e.,
Clearly, is an Appell sequence with respect to In addition, the polynomial sequence can be characterized by
Proposition 10.
For any we have
Proof.
Assume that and recall that is defined by
Observe that because From (48) taken with , we have
This yields the desired result, according to (46), where . □
From (56), observe that
Lemma 5.
For any the monic polynomial sequence defined by satisfies
6. A New Characterization of Positive-Definiteness
We start with the two following technical Lemmas.
Lemma 6
([5]). For any the following statements are equivalent.
- (i)
- w is positive-definite.
- (ii)
- w is weakly-regular and positive.
Lemma 7.
For any there exists with such that
Theorem 1.
For any linear functional such that is weakly-regular, the following statements are equivalent.
- (i)
- is positive-definite.
- (ii)
- For any , the polynomial has at least one real zero.
Proof.
Let such that is positive-definite. Suppose that there exists , and such that has not real zeros. Clearly, . Without loss of generality, we can suppose that the leading coefficient of p is positive. Then is a positive polynomial. Under the assumption is positive-definite, then we get This is a contradiction, because by the definition of . Thus, must have at least one real zero.
. Let and . Let
If i.e., then we have
If there exists , such that by virtue of Lemma 7. By the assumption, there exists such that Then, Thus, is a positive linear functional. Since is weakly-regular, it follows that is positive-definite, according to Lemma 6. □
Corollary 1.
For any weakly-regular linear functional , the following statements are equivalent.
- (i)
- w is positive-definite.
- (ii)
- For any , the polynomial has at least one real zero.
Proof.
Let . By Proposition 3, (iii), there exists a unique such that By Lemma 7, Theorem 1, and under the assumption w is weakly-regular, we infer that w is positive-definite, if and only if has at least one real zero, for all where , Let , We always have where Then,
This concludes the proof. □
7. Concluding Remarks
In this contribution, the Cauchy exponential of a linear functional in the linear space of polynomials with either real or complex coefficients has been introduced. Some analytic and algebraic properties are studied. The Cauchy power of a linear functional is defined. Some illustrative examples of Jacobi and Bessel’s classical linear functionals are discussed. A characterization of the weak regularity of the Cauchy exponential of a linear functional is given. A characterization of the positive definiteness of the Cauchy exponential of a linear functional is presented.
As further work, we are dealing with the following problems.
- (i)
- Given a regular linear functional u such that its Cauchy exponential is also a regular linear functional there exists a connection formula between the corresponding sequences of orthogonal polynomials?
- (ii)
- Assuming u is a —semiclassical linear functional, see [3], is a —semiclassical linear functional?
- (iii)
- Can do you define other analytic functions of linear functionals in a natural way, by using the corresponding Taylor expansions?
Author Contributions
Conceptualization, F.M. and R.S.; Methodology, F.M. and R.S.; Validation, F.M.; Investigation, R.S.; Writing—original draft, F.M. and R.S.; Writing—review & editing, F.M. and R.S. All authors have read and agreed to the published version of the manuscript.
Funding
The research of R.S. has been supported by the Faculty of Sciences of Gabes, University of Gabes, City Erriadh 6072 Zrig, Gabes, Tunisia. The research of Francisco Marcellán has been supported by FEDER/Ministerio de Ciencia e Innovación—Agencia Estatal de Investigación of Spain, grant PID2021-122154NB-I00, and the Madrid Government (Comunidad de Madrid-Spain) under the Multiannual Agreement with UC3M in the line of Excellence of University Professors, grant EPUC3M23 in the context of the V PRICIT (Regional Program of Research and Technological Innovation).
Acknowledgments
We thank the careful revision by the referees. Their comments and suggestions have improved the presentation of the manuscript).
Conflicts of Interest
The authors declare that there is no conflict of interest regarding the publication of this paper.
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