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Journal of Clinical Medicine
  • Review
  • Open Access

20 January 2021

Do-(Not-)Mechanical-Circulatory-Support Orders: Should We Ask All Cardiac Surgery Patients for Informed Consent for Post-Cardiotomy Extracorporeal Life Circulatory Support?

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1
Department of Cardio-Thoracic Surgery, CARIM School for Cardiovascular Diseases, Heart and Vascular Centre, Maastricht University Medical Centre (MUMC+), 6229 HX Maastricht, The Netherlands
2
Department of Intensive Care Medicine, Maastricht University Medical Centre (MUMC+), 6229 HX Maastricht, The Netherlands
3
School of Health Professions Education, Maastricht University, 6229 ER Maastricht, The Netherlands
4
Academy for Postgraduate Medical Training, Maastricht University Medical Centre (MUMC+), 6229 HX Maastricht, The Netherlands
This article belongs to the Special Issue Extracorporeal Life Support during Cardiac Arrest and Cardiogenic Shock

Abstract

Post-cardiotomy extracorporeal life support (PC-ECLS) has seen a substantial increase in use over the past 10 years. PC-ECLS can be a life-saving procedure and is mostly applied in the presence of unexpected, severe cardio-respiratory complication. Despite PC-ECLS being critical in allowing for organ recovery, it is unfortunately closely connected with an unpredictable outcomes, high morbidity, and, even in the case of cardiac function improvement, potential sustained disabilities that have a life-changing impact for the patient and his or her family. Since the decision to start PC-ECLS is made in an acute setting, there is often only limited or no time for self-determined choices. Due to the major impact of the intervention, it would be highly desirable to obtain informed consent before starting PC-ECLS, since the autonomy of the patient and shared-decision making are two of the most important ethical values in modern medicine. Recent developments regarding awareness of the impacts of a prolonged intensive care stay make this a particularly relevant topic. Therefore, it would be desirable to develop a structural strategy that takes into account the likelihood of such an intervention and the wishes and preferences of the patient, and thus the related autonomy of the patient. This article proposes key points for such a strategy in the form of a PC-ECLS informed consent, a do-(not-)mechanical-circulatory-support order (D(N)MCS), and specific guidelines to determine the extent of the shared decision making. The concept presented in this article could be a starting point for improved and ethical PC-ECLS treatment and application.

1. Introduction

Even though modern cardiac surgery is shifting to less invasive techniques, it is still associated with the need for rather aggressive and invasive procedures, particularly in the presence of cardiogenic shock. In adult cardiac surgery, from 2% to 6% of patients develop a pericardiotomy cardiogenic shock [1,2]. The majority can be weaned from cardiopulmonary bypass using inotropic drugs, but around 4% require temporary mechanical circulatory support, including post-cardiotomy (PC) extracorporeal life support (ECLS) [3,4,5,6]. In the last decade, ECLS has been established as an indispensable treatment for severe cardiopulmonary failure. It is used to support patients in refractory cardiogenic shock (secondary to PC shock or to myocardial infarction, myocarditis, or sepsis) or during extracorporeal cardiopulmonary resuscitation (ECPR). Furthermore, it can be a bridge to heart or lung transplantation and implantable, ventricular assist devices. The Extracorporeal Life Support Organization (ELSO) Registry has shown a substantial increase in the use of PC-ECLS over the past 10 years, with the highest use of ECLS seen in the United States [7,8].
Although PC-ECLS is a potentially life-saving procedure, it is associated with a high rate of (severe) complications: major bleeding (26.8% to 56.6%), vascular complications (i.e., compartment syndrome (7.3% to 14.5%) and limb ischemia potentially leading to amputation (2.3% to 9.3%)), neurological complications (9.9% to 17.7%), infections (19.5% to 44.0%), and permanent sensitive-motor limb deficit [9]. Due to the high risk associated with PC-ECLS, as well as its resource-intensiveness, such a treatment is confined to use as a last resort and as a bridge to diagnosis, treatment, and recovery. In the case of PC-ECLS, the survival-to-hospital-discharge rate is below 40%, and quality of life after discharge varies among patients [5,10,11].
The decision to proceed to PC-ECLS during the patient management is usually made in an acute setting, when unexpected cardio-pulmonary failure occurs and there is no possibility to consult the patient. While this is a frequently occurring and well-accepted circumstance in the treatment of unexpected life-threatening situations, complications that warrant the decision to proceed to PC-ECLS following elective surgery may be more predictable though not necessarily anticipated in many elective surgical cases. In particular, patients with multiple valve repair, endocarditis, or poor preoperative cardiac function are at risk of becoming ECLS-dependent following elective cardiotomy. In these cases, there may be ample time during the preoperative consultation to take into account the wishes and preferences of the patient, to safeguard their autonomy. With PC-ECLS becoming increasingly relevant for cardiac surgery patients, there is a need for a structural strategy to take into account the autonomy of the patient. Recent worldwide developments regarding the awareness of the impacts of a prolonged intensive care stay makes this a particularly relevant topic.
This narrative review discusses the available publications on this topic, and includes a discussion about why PC-ECLS should be included in the informed consent procedure for adult patients undergoing cardiac procedures, particularly in the presence of a high likelihood for PC-ECLS. The authors aimed at providing a comprehensive evaluation of the impact of PC-ECLS on the patient and family, and patient-specific risk predictions for PC-ECLS. Moreover, the role of the healthcare system and ethical context is addressed and discussed. Finally, the authors provide a proposal for a pre-operative informed consent contemplating a do-(not-)mechanical-circulatory-support (D(N)MCS) order.

2. Do-(not-)Mechanical-Circulatory-Support Orders?

Over the last four decades, it has become more common practice to discuss do-not-resuscitate (DNR) orders well in advance of a possible cardiac arrest [12,13,14]. This attitude was predominantly based on the growing awareness that not all that medically can be done, should be done [12]. In this contemporary era with rapidly evolving new technologies, much can be done to keep the patient alive regardless of the eventual quality of life. With the primum non nocere principle in medicine, responsible use of (new) technologies is the primary obligation for all clinicians. From the patient’s perspective, their quality of life is the ultimate goal, not just their survival through the use of a proposed therapy [15]. Furthermore, patients frequently do not want life-preserving measures at any cost, either based on their own experiences with relatives, their expectations of what quality of life will be afterwards, or how they want their life to come to an end.
Through these discussions, it has become more accepted to examine wishes surrounding end-of-life and it has given the patient a way to voice their preferences and strengthen their autonomy during the last years of life, or in the occasion of a life-threatening event requiring aggressive therapies associated with unpredictable outcomes. Moreover, it clarifies their wishes to their family, who often have to make difficult decisions when the occasion arises. Instead of thinking about what their relative’s wishes might be, they can focus on saying their farewells.
DNR orders are now routinely noted and checked on admission to hospitals, outpatient clinics, or during a general practitioner (GP) visit in many countries [12]. Modern DNR orders move away from the dichotomous ‘Yes/No’ question towards more extensive shared decision making (e.g., no escalation of care [16]). Cardiac surgery candidates go through a series of preoperative consultations for preparation and screening. Usually, these moments are used to inform and ask the patient about the planned surgical procedure, including risks of complications and death. However, the information about the permission or refusal of PC-ECLS in case of need—thus creating a do-(not-)mechanical-circulatory-support order—is usually neglected or very marginally explained. Even though the incidence of PC-ECLS is relatively low, the impact and risks of a complex intensive care unit (ICU) stay, on the patient and their family, are such that they should have time to think about it and decide whether or not they consent to the application of mechanical support, if necessary.

3. Impact on Family and Patient

After the decision to start PC-ECLS treatment, the patient and the family move into uncertain territory. Although the decision to start PC-ECLS is made by the medical professionals in an acute/emergency setting, once on PC-ECLS, some decisions are made with the relatives. As the family knows the patient and his or her preferences best, they represent his or her wishes in accordance with their shared decision making. Yet, while this sounds honorable, it can nevertheless put a major strain on the family, who are often experiencing an unexpected adverse event with unpredictable outcome. It is known that a patient’s relatives experience personal guilt, increased stress-levels while receiving “the call”, ICU stress (e.g., due to the appearance of the patient, perceived imminent risk of death when arriving at the ICU), and prolonged uncertainty about the survival [17,18]. Contributing factors for relatives to deal with the unusual situation include the presence or absence of medical knowledge, family support, peer support-forming inpatient families, hospital services, and informal/formal meeting groups [17]. Even in the long-term, caregivers of critically ill patients reported high levels of depressive symptoms [19].
Since PC-ECLS is associated with a large number of complications, the outcome of the treatment during the ICU stay is, as mentioned, highly unpredictable, with high likelihood of minor or major complications. These complications are relevant for the short- and long-term outcome. In the long-term, major physical complications may still severely impact the patient and their family [20,21]. Although intensive rehabilitation could improve long-term outcome, some complications still have a major, irreversible long-term impact. For example, when the treatment results in amputation or a permanent neurologic deficit, it is often no longer possible to continue with the same pre-intervention lifestyle, and patients and their families need to restructure their lives, including changing or quitting work and losing independence, which will decrease the quality of life of the patient and puts a major strain on the family [22,23].
It is also well-known that critical illnesses and surgical procedures can have a major impact on the patients’ psychological state [24]. Since PC-ECLS treatment is only utilized in critically ill patients, such a procedure will influence the psychological well-being of the patient even more. Long-time follow-up shows that significant anxiety is present in one third to half of the patients after ECLS, depression in one fourth, and that only half of the patients return to work [25,26,27,28,29,30,31]. Furthermore, survivors have high rates of post-traumatic stress symptoms (PTSS) and post-traumatic stress disorder (PTSD) [25,29,30,32]. PTSD risk factors include age, mechanical ventilation, administration of drugs, adverse outcomes like delirium or agitation, and being “awake” during ECLS [32]. It is worth mentioning that the high prevalence of the outcome measures mentioned above might also be due to prolonged ICU length of stay [28,33]. Concerning the impact on the patient, McDonald et al. found a patient need for education, improved coordination of care and follow-up scheduling, and additional mental health resources [26].
The expected psychological and functional well-being of the patient is highly relevant since patients have different opinions on quality of life. Patients with high standards for quality of life will approach D(N)MCS orders differently in comparison to that of patients with lower standards. It is therefore important to get an overview of the psychological impact of PC-ECLS to give patients a perspective on what they can expect.
In the end, a PC-ECLS treatment has a major impact on the patients and their families and it would therefore be understandable if a patient might choose not to try to extend his or her life with PC-ECLS, even with a likelihood of recovery, and/or wants to discuss the potential adverse outcomes with their family members. Of course, it is difficult to predict the psychological and functional outcome of the treatment since it is determined by the clinical situation and a variety of patient characteristics. The majority of patients have never experienced a prior ICU stay, which makes it difficult to predict or estimate the impact of the psychological effect of the stay on the patient. Therefore, being fearful of the psychological outcome should, in most patients, not be a prime reason to initiate a D(N)MCS order. Although mortality is an important outcome measure, discharge from the intensive care unit with a marginal quality of life could still be considered an unsuccessful treatment. Table 1 gives an overview of functional and psychological patient outcomes after ECLS.
Table 1. Overview of psychological and functional outcomes after ECLS.

4. PC-ECLS and the Health Care System

Besides the patient’s preference for whether or not he/she wants to try to extend life with PC-ECLS towards organ recovery or as a bridge to other more advanced therapies, the actual possibilities (resources and expertise) for PC-ECLS in the treating hospital should also be taken into account. If the cardiothoracic center does not have experience with PC-ECLS, it might be advisable to consider other options if the likelihood of PC-ECLS is relatively high. Barbaro et al. showed lower odds of mortality at hospitals treating more than 30 adult ECMO cases annually [34]. Therefore, centers need to define their competence with PC-ECLS treatment and be transparent about their expertise with the patient. Limited experience in such a setting, therefore, might lead to a higher rate of transient or permanent injury of the treated patient, or other circumstance that might be either explained to the patient or be the reason for patient referral to more experienced centers.
If transport to another hospital is an option, this should be discussed with the patient, since it might not be in accordance with his or her treatment goals or expectations. Transportation will bring along additional risk and stress, particularly if the family would not be able to visit the patient after transportation; the patient needs to consider all this when deciding if they should go to another hospital with higher access to such therapies. If there is no feasible PC-ECLS treatment available in the treating hospital, or a possibility to transport the patient to a PC-ECLS center, it might be considered unethical to operate on patients with a high likelihood of needing PC-ECLS, and this should be openly disclosed to the patient and relatives.

7. Likelihood of PC-ECLS

As discussed earlier, the likelihood of PC-ECLS should be included in the shared decision making and will determine the extent and nature of the informed consent procedure (e.g., conveying information verbally, providing additional education via an information leaflet, asking for written informed consent) and whether or not a D(N)MCS is recommended. If PC-ECLS is contraindicated, for example due to age, and there is a high likelihood of PC-ECLS, it is also recommended to inform the patient about the contraindication. Contraindications are defined in the most recent guidelines. Figure 1 shows the proposed decision-making regarding the informed consent for PC-ECLS.
Figure 1. Recommendations regarding informed consent for PC-ECLS. Abbreviations: CABG: coronary artery bypass grafting; TAVI: transcatheter aortic valve implantation; PC-ECLS: post-cardiotomy extracorporeal life support; D(N)MCS: do-(not-)mechanical-circulatory-support; LVEF: left ventricular ejection fraction; RV: right ventricle; HTx: heart transplant; SBP: systolic blood pressure; MCS: mechanical circulatory support; LVAD: left ventricular assist device; RHF: right heart failure. Captions: *Dilated ascending aorta, bicuspid aortic valve, coronary anatomy, small and calcified aortic annulus, redo operation, see: Raffa GM, et al. In-hospital outcomes after an emergency or prophylactic veno-arterial extracorporeal membrane oxygenation during transcatheter aortic valve implantation: a comprehensive review of the literature. Perfusion. 2019; #RHF denotes: right heart failure, see: Soliman O et al. Derivation and Validation of a Novel Right-Sided Heart Failure Model After Implantation of Continuous Flow Left Ventricular Assist Devices: The EUROMACS (European Registry for Patients with Mechanical Circulatory Support) Right-Sided Heart Failure Risk Score. Circulation 2018.
The likelihood of PC-ECLS is divided into three categories: unlikely (<5%), likely (5–10%), and highly likely (>10%). Table 3 gives an overview of the likelihood of necessity to initiate PC-ECLS for different cardiac procedures. In the case of “Preoperative left ventricular ejection fraction (LVEF) < 40%”, “Preoperative right ventricle (RV) dysfunction” and “Preoperative systolic blood pressure (SBP) < 90 mmHg”, the available research is limited, but it suggests poor PC-ECLS outcome or increased likelihood [41,42,43]. Retrospective research will be necessary to get a complete overview of the prevalence of PC-ECLS rates in cardiac surgery procedures. The addition of major outcomes like in-hospital mortality and the most relevant complications will give clinicians the data to correctly present patients with their risks and benefits.
Table 3. Likelihood of PC-ECLS with regards to several surgical procedures.
The informed procedure was divided into four categories: (1) non-written inclusion to informed consent procedure; (2) extensive information about PC-ECLS; (3) explanation about center’s experience with PC-ECLS and (if applicable) risk of transport; and (4) inclusion of (written) D(N)MCS order. The first category consists of naming PC-ECLS shortly in the current preoperative informed consent and the second category contains the subjects under “What should the informed consent look like?” The third category also includes an explanation about the center’s experience with PC-ECLS and the latter category includes a D(N)MCS order. Recommendations ranged from: “not recommended”, “might be considered”, “recommended” to “highly recommended”. For each likelihood category, a set of recommendations applies.

8. Conclusions

PC-ECLS can be a life-saving procedure, but unfortunately it is closely and potentially connected with unpredictable outcomes, high morbidity, and, rarely, permanent patient complications inducing a life-changing moment for the patient and his or her family. Due to the major impact of the intervention, it would be highly desirable to practice shared decision making and obtain informed consent before starting the treatment. However, due to acute situations, this is often not possible, and an opt-out principle is usually used where the clinician makes the decisions. According to the type of procedure and risks of the surgical candidate, as well as the center characteristics in relation to PC-ECLS, a more comprehensive and structured approach for dedicated shared decision making and informed consent should be applied, providing a known and agreed path in case of need. A scoring system could potentially further refine this process. The proposed categorization of likelihood may represent the first step towards a solid version of informed consent for PC-ECLS and D(N)MCS orders.

Author Contributions

J.S. contributed to drafting the work and provided final approval of the version to be published. M.S., W.v.M., K.C., O.S., M.v.d.P., T.D., J.M., B.M. and R.L. contributed to revision of the work and provided final approval of the version to be published. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

J.S., M.S., W.v.M., K.C., O.S., M.v.d.P., T.D., J.M. and B.M. have nothing to declare. R.L. is a consultant for Medtronic and LivaNova and is a member of the Medical Advisory Board of Eurosets.

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