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Environments
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23 December 2021

Evolution of Flood Defense Strategies: Toward Nature-Based Solutions

,
and
1
Water Science and Engineering Department, IHE Delft Institute for Water Education, 2611 AX Delft, The Netherlands
2
Department of Civil Engineering, National Chiao-Tung University, Hsinchu 30010, Taiwan
3
Department of Soil and Water Conservation, National Chung Hsing University, Taichung 40227, Taiwan
*
Author to whom correspondence should be addressed.
This article belongs to the Special Issue Feature Papers in Environments in 2021

Abstract

Flood defense strategies have evolved from hard-engineered systems to nature-based solutions that advocate for sustainability to meet today’s environmental, social, and economic goals. This paper aims to analyze the historical progression and evolutionary trends in flood control strategies that have led to nature-based solutions. An evaluative literature review was conducted to narrate the evolution of nature-based flood management approaches for different flood types, river floods, coastal floods, and stormwater run-offs. The analysis reflected three evolutionary trends: the transformation of hard measures to soft measures; secondly, the increase in society’s attention to ecosystems and their services; and, finally, divergence from single-function solutions to multi-function solutions. However, continuous monitoring and evaluation of the previous projects and adapting to the lessons learned are the key to progress towards sustainable flood management strategies and their societal acceptance.

1. Introduction

Throughout human history, the availability of water resources has been essential to humans’ well-being and survival [1]. The convenience of accessing water has been a critical determinant of human settlements near water bodies. However, these settlements near the water bodies have faced severe risks, such as floods, which could become more threatening under future climatic and socio-economic vulnerabilities. Several approaches have been tried and tested to cope with flood disasters over time. Traditional engineering solutions, commonly called ‘grey infrastructures’, are considered practical measures and have been used as defenses against different types of floods. Hard-engineered systems, such as seawalls, dikes, levees, pumping facilities, floodways, etc., and stormwater management strategies, such as gutters, storm sewers, tunnels, culverts, detention basins, etc., are some of the grey infrastructures that have been used for preventing coastal and river floods. The benefits of grey infrastructure are that it allows standardization and replication of the engineered systems, which significantly reduces the project costs and delivery times and, thus, ensures high performance standards. However, these systems also require continual maintenance and often need to be renovated periodically.
In recent years, pressures on the quality and the quantity of water resources and unprecedented flood risks have increased drastically. The current global issues, such as increased urbanization, higher run-off volumes, and climate change, have put a strain on the existing hard systems; thus, they have increased their designing, operating, and maintaining costs [2]. Consequently, sustainable water management and flood resilience have become critical challenges for coastal areas and the surrounding cities. The problems have particularly escalated in the face of climate change that impacts rainfall patterns, intensities, and frequencies. Extreme precipitation events could produce frequent run-offs, which could exceed the capacities of current urban drainage systems. Therefore, areas along the rivers or the coastlines and inland areas that are not in vicinity of a water body are being threatened by increased risks of flooding, rising sea levels, and uncertain precipitation patterns [3].
The current climate and socio-economic conditions changes call for smart, nature-based developments and innovations in flood and water management. The idea of the sustainable use of nature to meet the current environmental, social, and economic challenges is referred to as ‘nature-based solutions’ (NBS) [4]. The term NBS was mentioned by the World Bank [5] and further defined by IUCN [6] and then explained more explicitly by the European Commission [7]. NBS have been described by Cohen-Shacham et al. [8] as “actions to protect, sustainably manage and restore natural or modified ecosystems, which address societal challenges (e.g., climate change, food, and water security or natural disasters) effectively and adaptively, while simultaneously providing human well-being and biodiversity benefits”. NBS have been reported as efficient tools to tackle flood risks, water security, and water quality issues by using a wide range of processes, such as mimicking natural processes of infiltration, evapotranspiration, and phytoremediation.
The overall objective of the concept of NBS and other similar terms used for flood management (such as ecosystem-based management, eco-friendly flood protection, sustainable flood management, natural flood management, etc.) is to meet the needs for resilience against flooding. The concept aims to enhance community benefits (social objective), protect nature (environmental objective), and deliver resilience at an affordable cost (economic objective) [9]. Sustainability in flood management is challenging to achieve with state-of-the-art civil or hydraulic engineering in some intractable cases. Hence, interdisciplinary co-operation is needed.
In recent decades, many innovative flood defense strategies have emerged globally to solve the different flood problems. These strategies, such as ‘building with nature’ (BwN), ‘low impact development’ (LID), ‘sustainable drainage systems’ (SUDS), ‘green infrastructure’ (GI), water-sensitive urban design (WSUD), sponge city, etc., have emphasized sustainability, resilience, and climate change adaption. Even though abundant literature exists for these solutions, only limited studies discuss the evolution of these approaches. Ecological engineering (EE), a coin termed by Odum in 1989, was the earliest step in initiating ecosystem-based approaches to flood management, which focused on waste clean-up and management (as cited in [10]). By the late 1990s, the term EE evolved to describe the design of sustainable ecosystems [11].
Similarly, the term GI was widely popularized during the late 1990s to identify, protect, and restore interconnected urban greenspaces; however, the concept was further developed by the USEPA to manage stormwater and polluted run-off [12], using natural or engineered systems to mimic natural systems. GI and LID are increasingly used in combination for stormwater management, e.g., by the USEPA [13]. Similarly, BwN initially aimed for coastal spatial optimization [14], and, today, it has expanded to designing flood safety measures for rivers and cities. In addition to the lack of evolution of flood management terminologies in literature, newer approaches, such as BwN, have not been mentioned very often. Therefore, this study also elucidates on the ongoing European project ‘Building with Nature’, funded by the Interreg North Sea Region Programme (2014–2020). The project aimed to use NBS principles to make the North Sea region’s coasts, estuaries, and catchments more adaptable and resilient to the effects of climate change.
Thus, the objective of our study is to review and analyze the evolution of nature-based solutions for flood control strategies. Flood-prone areas are classified, and evolutions in these areas are reviewed separately. The study also tries to indicate the common changes of these areas, and it shows that all the areas are moving towards NBS from the existing structural flood control strategies. The paper is organized as follows: Section 2 defines the methodological approach of reviewing NBS literature. Section 3 onwards describes the results obtained from the literature review and highlights the historical progression of flood defenses. Section 4 describes the evolutionary trends in flood management. Section 5 analyzes how NBS differ from traditional solutions in the objectives and functions. The paper concludes in Section 6 and ends on a take-away note for the readers.

2. Materials and Methods

This study was conducted using an extensive evaluative literature review. Existing research and practical cases were the major materials of the study. Specific scientific publications, policy briefs, and project reports were then targeted for an in-depth review and important points regarding each flood types and NBS approaches were noted. Since the Interreg North Sea region funded BwN projects have also been researched and mentioned across the study, the project website (https://northsearegion.eu/building-with-nature/ (accessed on 20 August 2021)) was used for the data and publications. Literature of the topics related to historical developments of flood management, information about different types of NBS, and studies on flood risks and infrastructure for defenses were collected and analyzed for trends in flood management strategies which could have led to the evolution of NBS. In addition, since it is a review of the evolution of management strategies, older publications not available on the internet were extracted from different sources and requested from the organization so that missing details or misinformation were avoided.

5. Edge of Nature-Based Solutions

The trends in Section 3.2 reveal some buzzwords that are becoming the stakeholders’ demands for flood control strategies: resilience, sustainability, and multi-functions. The encompassing literature we reviewed in Section 3 also shows that NBS are the emerging solution for the coastal, river, or built environments areas and have a certain edge over traditional the grey solutions that are further discussed in this section.
However, a big issue is converting state-of-the-art to NBS instantly. In the early stages, NBS are likely to be considered as a radical novelty. Still, the delineation of the boundaries of the technologies is particularly problematic (i.e., low levels of coherence). For example, the BwN approach was limited to coastal areas when it was initiated, but it has recently expanded to the riverine areas. Additionally, newer practices in this field are emerging at a fast pace. So, with the increasing applications of these practices, the definitions of these strategies have become more explicit with fewer uncertainties. Many NBS used in stormwater management have different terminologies depending on the regions they were established in; however, the concepts are profoundly similar, such as sustainable drainage systems (SuDS) in the United Kingdom, which are a similar concept to water-sensitive urban design (WSUD) in Australia. On the contrary, the most avant-garde idea of BwN has not reached its final stage since several types of research and experimental applications are yet ongoing, and, thus, its uncertainties are high.
In general, NBS have the edge over traditional solutions in many criteria. In theory, NBS aim to design a resilient and multi-functional infrastructure that works interconnectedly with vulnerable areas for a longer duration than their grey counterparts. NBS approaches try to have sustainable and adaptive resilience-based planning and designing processes compared to grey solutions that are risk-based and robust but for shorter durations.
Traditional solutions, basically generally referring to those concrete structural control solutions (dikes, revetments, etc.), have been adopted for decades but showed some common disadvantages in both flood resistance and environmental issues (Table 2). Summarizing the disadvantages of the three areas, the most common problem is the flood problem transfer to another adjacent area and the destruction of landscape and ecosystems. Literature ([66,67,68,69]) also showed that the two major reasons for replacing traditional methods can be, firstly, that these traditional methods are not enough to reduce the flood risks in the face of changing climatic and socio-economic conditions. Secondly, that the traditional methods have a negative impact on the environment.
Table 2. Summary of disadvantages of traditional methods for different flood areas.
The general objective of all NBS flood control methods is to manage the amount of water or the energy flow or the wave during flooding or rainfall events (Table 3). However, the traditional solutions and the NBS have entirely different approaches to coping with flood events. The general strategies of traditional solutions may be simplified into three principles: (1) to restrict the water by structures, (2) to consume the energy or power of flow and wave, and (3) to drain out the water from the urban areas rapidly. On the contrary, the principles of NBS strategies are: (1) to provide more room back to the water flow, (2) to utilize nature and natural processes, and (3) to increase urban water absorption capacity via the storage water environment. These NBS principles are expressed as measures used in different area scales, such as floodplain reconnections, wetland restorations, removing debris in the river, or local practices, such as porous pavement in urban environments, detention basins, rain gardens, oyster reefs, etc.
Table 3. General objectives of flood control in different areas.
Integration between the traditional measures and NBS is sometimes necessary, even though the principles might be contradictory. This is because NBS lack in some areas, such as, NBS cannot be standardized and replicated as efficiently as the traditional solutions. Even though NBS provide high social and environmental benefits to society in theory, their economic efficiency is still argued since traditional infrastructures have been well-accounted for over decades. Therefore, decision-makers need to evaluate the environmental, social, and economic factors and benefits of NBS, and attempt to find a balance in the infrastructures by combining the hard and the soft measures.

6. Conclusions

This study has briefly described the evolution of contemporary flood management in the river, coastal, and built environments. The study recognizes three significant trends in NBS. Firstly, some of the hard measures are being gradually replaced by soft measures. Secondly, society’s attention to the ecosystem and their services has increased. Thirdly, multi-functional solutions are being advocated instead of single-function solutions. These slow but steady transformations are triggered by the call for ‘resilience’ and ‘sustainability’ in flood defense infrastructure designs. They are fueled by the knowledge related to advanced ecology-related engineering. Many NBS terms used in flood control realms appear, and the literature of these terms shows that studies in this domain have been increasing over the decades.
Although the principles of NBS are different from traditional engineering, their coalition is possible and is considered the mainstream of flood defense strategies. Challenges and barriers of NBS are numerous, but they might disappear over time after more practices and applications are initiated and implemented with constant evaluations in the background. In the meantime, the employment of traditional complex measures and their limitations—especially their lack of resilience to changing climatic or socio-economic conditions—are hard to break through since they have been implemented for a long time. A combination of hard and soft measures has been on the rise for the past few decades, indicating a rapid future transformation of flood defense strategies.
Furthermore, monitoring NBS performance and evaluating the ongoing BwN pilots will be crucial for building the evidence base to support wider uptake of similar projects. This review highlights how NBS are more resilient-based approaches for designing flood defense infrastructure and, at the same time, provide multiple benefits to a wide range of stakeholders, including the local population. They are also cheaper and more sustainable than grey solutions since they can be low maintenance. However, accountability, capacity, and acceptance gaps exist for such approaches since there is a lack of a sturdy framework for designing, implementing, and evaluating these solutions. Natural or man-made conditions preventing their implementation definitely exist and are the barriers to overcome. The review of the literature highlights that an operational framework for NBS should be designed with factors such as the evaluation of direct societal benefits, adaptive governance, consideration of long-term stability of these approaches, ecological complexity, and scale of the ecological organization before implementing a new structure. In addition, continuous monitoring and evaluation of the previous projects and adapting to the lessons learned are crucial for sustainable flood management strategies and their societal acceptance.

Author Contributions

Data curation, N.R.; Methodology, Y.-Y.C. and H.-E.C.; Resources, Y.-Y.C. and H.-E.C.; Validation, N.R.; Writing—original draft, Y.-Y.C.; Writing—review and editing, N.R. and H.-E.C. All authors have read and agreed to the published version of the manuscript.

Funding

The “Graduate Students Study Abroad Program” of the Ministry of Science and Technology, Taiwan, R.O.C. partially supports this research under grant No. MOST 106-2917-I-009-013.

Institutional Review Board Statement

Not applicable.

Acknowledgments

The authors would also like to thank our co-workers at the Water Science and Engineering Department at IHE Delft, and for being consulted in this research.

Conflicts of Interest

The authors declare no conflict of interest.

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