Abstract
This paper studies discontinuous quasilinear sub-elliptic systems associated with Hörmander’s vector fields under controllable and natural growth conditions. By a new -harmonic approximation reformulation for bilinear forms , we obtain optimal partial Hölder continuity with exact exponents for weak solutions with vanishing mean oscillation coefficients.
Keywords:
Hörmander’s vector fields; partial Hölder continuity; quasi-linear sub-elliptic systems; MSC:
35H20; 35B65
1. Introduction and Main Results
Assume that are a family of smooth vector fields defined in a bounded domain () with the form
In his seminal work [1], Hörmander showed that the sum of squares of such vector fields is hypo-elliptic under the finite rank condition. Trivial cases include the Euclidean setting (), while non-Abelian examples include Heisenberg and Carnot groups.
Partial regularity for elliptic systems has been widely studied since the work of De Giorgi [2]. Various methods have been developed, including the direct and indirect approaches ([3,4]). A significant development in this area is the introduction of the -harmonic approximation techniques, associated with bilinear forms on by Duzaar and Steffen [5] and refined in [6], later extended to p-Laplacian systems in [7]. Weak solutions under general assumptions on coefficients have been extensively studied in both standard growth and non-standard growth: see [8,9,10,11,12,13] for standard growth and [14,15,16,17] for non-standard cases.
The -harmonic approximation method is further adapted to Heisenberg and Carnot groups, leading to optimal partial regularity to sub-elliptic systems under various structural conditions, such as [18,19,20,21,22,23]. For the case of sub-elliptic equations, we also refer to [24,25,26] and the references therein.
In general, sub-elliptic equations and systems formed by Hörmander’s vector fields pose greater challenges due to non-commutativity and the lack of homogeneity. After Hörmander’s pioneering work [1], these systems have attracted broad interest, as seen in [22,27,28,29,30] and the references therein. In particular, using the classical direct method, Gao, Niu, and Wang [30] treated the following quasilinear systems in u with vanishing mean oscillation (VMO) coefficients
where denotes the formal adjoint of . It should be pointed out that their proof methodology, relying on reverse Hölder inequalities and perturbation arguments, tends to be very technical.
As is known, the idea of -harmonic approximation serves as an effective approach for examining the regularity of weak solutions of systems; see [8,9,10,12,16,21,23,31]. This work addresses a gap in the literature by providing a novel application of the -harmonic approximation to system (1). The main contribution is an affirmative answer to the question of whether a unified and simplified proof for optimal regularity is possible under both controlled and natural growth conditions, which we achieve by introducing a modified -harmonic approximation method. We consider weak solutions of (1) in the following sense:
where we denote , and . Unlike previous studies relying on reverse Hölder inequalities, our approach simplifies the analysis by reformulating the -harmonic approximation. In fact, our tool of choice is to establish and apply the modification of the -harmonic approximation argument: see Lemma 7 and the details of its proofs below. The proposed approach offers several key advantages. First, our proof circumvents the need for both reverse Hölder inequalities and - estimates [30]. Second, it streamlines the proof of partial regularity, as noted in the work of Duzaar and Grotowski [6]. Most notably, our results—which establish an exact Hölder exponent—generalize the theory from coefficients that are continuous in and u to those that are merely of vanishing mean oscillation in the -variable.
The strategy of this paper is as follows. We begin by establishing the modification of the -harmonic approximation, which is the most fundamental tool for proving the optimal partial regularity in this paper. Second, we derive Caccioppoli-type inequalities for weak solutions of the system (1), which serves as a crucial tool in our analysis. Next, using the refined -harmonic approximation argument, we obtain an energy type estimate for a functional that quantifies the local oscillation of the weak solution, up to a small excess. Finally, via an iteration lemma, we prove the boundedness of this functional, which implies the desired Hölder regularity.
We shall now state the following precise hypotheses (H1, H2, HC, and HN) governing the coefficients and , which are assumed throughout this work. First, we proceed with the definition of the vanishing mean oscillation function space.
Definition 1
(BMO and VMO space). A function is said to be of Bounded Mean Oscillation (BMO) in Ω—denoted by —if for any , the following condition holds
where , and . The space is a Banach space modulo constant equipped with the seminorm . Moreover, is said to belong to VMO if and only if
The space is a closed subspace of .
H1
(Uniform ellipticity). There exist two constants such that
H2
(Minimal regularity on ). The leading coefficient is VMO in ξ with uniform respect to and is continuous in u with uniform respect to . That is, , and there exist constants and a bounded, concave, and non-decreasing modulus of continuity with such that
HC
(Controllable growth). For some , the inhomogeneity satisfies
where for , and if , with the number Q being a locally homogeneous dimension related to Hörmander’s vector fields.
HN
(Natural growth). For , the inhomogeneity satisfies
where is a constant possibly depending on M, and
This work is devoted to establishing optimal partial Hölder regularity with exact exponents by a new -harmonic approximation reformulation. Our main theorems are stated below.
Theorem 1.
Assume H1–H2 and HC hold for coefficients and . Then for any weak solution of system (1), there exists an open with such that
- , .
- for all , .
where the regular set is characterized by Particularly, when , these results reduce to the classical Euclidean case for quasilinear elliptic systems.
Remark 1.
Theorem 1 implies that the weak solution u possesses Hölder regularity with the exact exponent in the sub-elliptic setting. This indicates that the Hölder exponent increases as the integrability parameter q (from the condition ) increases, which in turn implies the higher regularity of the solution.
Theorem 2.
Assume H1–H2 and HN hold for coefficients and . Then for any weak solution of system (1), there exists an open with such that
- , .
- with .
In particular, when , these results reduce to the classical Euclidean case for quasilinear elliptic systems.
Remark 2.
It is noted that under natural growth conditions, the Campanato estimate gives the exponent , and Campanato’s characterization leads to Hölder regularity with exponent . Under controlled growth conditions, the Morrey estimate for the gradient of the weak solution yields the Morrey exponent . Applying Morrey’s lemma then implies Hölder continuity with exponent . This clearly shows that the regularity result in the controlled growth case is stronger than that in the natural growth case.
Theorem 3.
Under assumptions H1–H2 and assuming that the inhomogeneity for is sufficiently small, the regularity conclusions of Theorem 2 hold without requiring the condition .
Remark 3.
Generally, the condition in Theorem 2 is essential. However, Theorem 3 shows that it can be removed by slightly strengthening the constraint on while preserving the same regularity result.
This paper is structured as follows. Section 2 provides a brief introduction to Hörmander’s vector fields, along with a summary of known results related to these vector fields. In Section 3, we present a reformulation of the -harmonic approximation technique, building upon the work of Wang and Liao [32] in the context of vector fields. Section 4 is devoted to the proof of the partial regularity result stated in Theorem 1 under the controllable structure assumptions H1–H2 and HC. This is achieved in several steps: we first give a priori estimates for weak solutions to homogeneous systems with constant coefficients; then establish a Caccioppoli-type inequality, which serves as a fundamental tool in partial regularity theory; and finally prove the main result using the adapted -harmonic approximation argument. The final section presents the proofs of Theorems 2 and 3 under the natural growth conditions H1–H2 and HN.
2. Preliminaries
Let be a bounded, open, and path-connected domain, and let ( ) be a family of real-valued vector fields defined in a neighborhood of the closure of . For a multi-index where each , we denote by the commutator
of length . The vector fields are said to satisfy Hörmander’s condition if there exists a positive integer s such that the set spans the tangent space of at every point of ; that is, rank Lie .
Now, we introduce a metric as follows. An admissible curve is a Lipschitz continuous path if there exist measurable functions , , defined on such that
The Carnot–Carathéodory (C–C) metric on associated with the vector fields is then defined by
From definition (7), the C–C ball of radius r centered at is defined as A fundamental doubling property of the Lebesgue measure with respect to these metric balls was established by Nagel, Stein, and Wainger in [33]. Specifically, for any bounded set , there exist positive constants and such that
If , then the number Q is referred to as the local homogeneous dimension relative to and the system .
In the special case when is a family of the standard basis of the Euclidean space , then , and .
We now present the definitions of several relevant function spaces.
Definition 2
(Sobolev space). Let . We denote by
the Sobolev space. Then is a Banach space under the norm
The local Sobolev space is defined as the set of all functions such that for every open set U with compact closure , we have .
Definition 3
(Morrey space). Let , and write
We say that is a Morrey space with the norm
Definition 4
(Campanato space). Let , and write
where denotes the average of u over the ball intersected with Ω. The Campanato space is equipped with the norm
Definition 5
(Folland–Stein space). Let . The Folland–Stein space is defined as
where denotes the Carnot–Carathéodory metric defined in (7) below. It is equipped with the norm
The following Poincaré-type inequality related to Hörmander’s vector fields was established by Lu in [34].
Lemma 1
(Poincaré-type inequality). There exist constants and such that for any ball with and any function with , the following inequality holds for all :
where the constant depends only on q and the homogeneous dimension Q. Without loss of generality, we may assume .
We now introduce the integral form of Jensen’s inequality for concave functions, and we refer to [3] for details.
Lemma 2
(Jensen’s inequality). Let be a concave function, and . Then the following inequality holds:
The following iteration lemma will be used in the proof of the Hölder estimate; see [4].
Lemma 3
(Iteration lemma). Let be a non-negative and non-decreasing function defined on the interval . Suppose there exist non-negative constants a, b, α, and β with , such that
Then there exist constants and such that if , we have
The following Morrey’s lemma will be used to establish the Hölder regularity of weak solutions. Readers may refer to the literature [3].
Lemma 4
(Morrey’s lemma). Let and . If there exist a positive constant C and some such that
then .
Finally, we state a lemma concerning the estimate for Hausdorff dimensional measure, which concludes this section; see [35].
Lemma 5
(Hausdorff measure estimate). Let Ω be an open subset of and . Then for and setting
the s-dimensional Hausdorff measure of satisfies
3. 𝒜-Harmonic Approximation Reformulation
For a bilinear form on (i.e., , in this section we establish an -harmonic approximation reformulation. Throughout this discussion, we say that a map is -harmonic if and only if
holds for every test function .
Remark 4.
When for , an -harmonic function h corresponds to a classical harmonic function satisfying
where denotes the sub-Laplacian operator.
The following -harmonic approximation lemma for Hörmander’s vector fields was established by Wang and Liao; see [32]. Lemma 6 implies that if a function g is an approximate solution to a constant-coefficient system with coefficient matrix , then there exists an exact -harmonic function h that approximates g closely in the sense.
Lemma 6
(-harmonic approximation). Consider fixed positive λ and L, as well as with . Assume that
and
Then for any given , there exists such that if
is satisfied, then
holds, whenever h is an -harmonic function in satisfying .
Based on the aforementioned -harmonic approximation lemma, we now proceed to establish the following reformulated version.
Lemma 7
(-harmonic approximation reformulation). Let . Then, for any given , there exist positive constants with the following property: For any satisfying (14), and any , there exists an -harmonic function such that
and moreover, there exists a test function satisfying
such that the following estimate holds:
Proof.
For any given , we choose as in Lemma 6 above. For , we define
and then we obtain , which implies that condition (15) is satisfied. We now consider two cases.
Case 1. If the function g satisfies inequality (16), then by Lemma 6, there exists an -harmonic function such that
Case 2. If inequality (16) fails for the function g, then there exists a nonconstant function such that
By taking , we get , which implies
By selecting , it follows that by Poincaré-type inequality (11),
where we used the fact that in the last inequality. Taking , and combining the conclusions from both Case 1 and Case 2, we obtain the desired inequality (20), which completes the proof. □
4. Partial Hölder Regularity for Controllable Growth
In this section, we proceed to the proof of Theorem 1 under the controllable growth conditions H1–H2 and HC. Xu and Zuily in [22] establish a priori estimates for weak solutions to homogeneous systems with constant coefficients of the form
Since is a bilinear form with constant tensorial coefficients, the following estimate holds for any -harmonic function h.
Lemma 8.
Let be weak solutions of the homogeneous system with constant coefficients. Then there exists a constant such that, for any with , we have
and
4.1. Caccioppoli-Type Inequality for Controllable Growth
The Caccioppoli-type inequality serves as a fundamental and essential tool in the study of regularity for weak solutions. Now let us establish the following Caccioppoli-type inequality for weak solutions of system (1) under assumptions H1–H2 and HC.
Lemma 9
(Caccioppoli-type inequality for controllable growth). Let be a weak solution of the quasilinear sub-elliptic system (1) under assumptions H1–H2 and HC. Then for any and such that , we have the estimation
Proof.
We test the sub-elliptic system (2) with the test function where is a cut-off function satisfying This leads to the following identity:
Applying ellipticity and controllable growth , one gets
with the obvious integral labeling for I and .
By Young’s inequality with , it follows that
By Hölder’s inequality, Sobolev-type inequality, and Young’s inequality with in turn, the following is yielded:
where we used the fact that in the last inequality.
4.2. Proof of Theorem 1
Based on the aforementioned -harmonic approximation reformulation (Lemma 7) and the Caccioppoli-type inequality (Lemma 9), we now proceed to the proof of Theorem 1.
Proof.
By given , and fixed , for we define the following:
Applying the Caccioppoli-type inequality (43), it follows that
with the obvious integral labeling for , , and V.
We are now in a position to estimate the terms –V. By the Poincaré-type inequality (11), the a priori estimate (22), and the -harmonic approximation reformulation (18), the following is yielded:
By Poincaré-type inequality (11) again, and Lemma 7 on the -harmonic approximation modification, the following is implied:
Now we estimate the term . Noting that u represents weak solutions of the sub-elliptic system (1), we have, for any ,
This implies
Since and are under the assumptions H1–H2, it follows that by Hölder’s inequality,
Similarly, according to the continuous assumptions of the principal coefficients in u uniformly with regard to , we can estimate the second term as follows
where we used Jensen’s inequality (12) and the Poincaré-type inequality (11) in the last inequality.
The last term term can be estimated as follows by Hölder’s inequality,
Substituting the estimates (34)–(36) into (33), we get
where we denoted Inserting (37) into the estimate of yields
The final term V remains to be estimated, which arises from the controllable growth condition.
Taking care to notice that the homogeneous norm and the assumption with , by Hölder’s inequality, the following is yielded:
where we used that .
Substituting the estimates for –V into (29), it implies that
To apply the iteration lemma, we estimate the integral as follows:
Note that by the absolute continuity of the integral, we have that , as . If we assume that for , as , then for any , it implies , as due to the VMO property of .
Case 1. Notice that if , and it follows that by iteration Lemma 3,
which infers with . By Morrey’s lemma (Lemma 4), it yields with .
Case 2. If , also by iteration Lemma 3, it yields that for any ,
which implies with , and for all .
Finally, we are in a position to estimate the Hausdorff dimension of the singular set . Recall the smallness condition that , as under the definition of in Theorem 1. Applying the Poincaré-type inequality (11), we can express the singular set as
According to Lemma 5, it follows that
Thus the proof of Theorem 1 is complete. □
5. Partial Hölder Continuity for Natural Growth
In this section, we prove the partial regularity result stated in Theorem 2 and Theorem 3 under the natural structure conditions H1–H2 and HN. In this setting, we restrict our consideration to bounded solutions of (1), where the bound satisfies the smallness condition
with defined as in (6). A similar smallness assumption is known to be necessary for establishing partial regularity results, even in the classical elliptic case; see [3,4].
5.1. Caccioppolli-Type Inequality for Natural Growth
Similarly to the steps of the proof for controllable growth, we first establish the following Caccioppoli-type inequality under assumptions H1–H2 and HN with .
Lemma 10
(Caccioppolli-type inequality for natural growth). Let be a weak solution of the sub-elliptic system (1) under assumptions H1–H2 and HN with . Then for any and any ball , we have the estimate
Proof.
We test the sub-elliptic system (2) with the test function where is a cut-off function satisfying Following the same procedure as in the controllable growth case, for weak solutions u of system (1), we have
where the last term of the right-hand side is obtained by Hölder’s inequality.
By Hölder’s inequality, Young’s inequality with parameter , and the boundedness of u, it follows that
which means
We take a sufficiently small such that . It follows by Hölder’s inequality that
which yields the desired result. □
5.2. Proof of Theorem 2
Based on the fundamental tool of the Caccioppoli-type inequality (Lemma 9) and by employing the -harmonic approximation reformulation (Lemma 7), we now proceed to the proof of Theorem 2.
Proof.
Given , and fixed , we define
For any , it follows that
Since u is a weak solution of system (1), we obtain
Now we take the test function satisfying Applying the natural growth condition HN and Hölder’s inequality, we obtain
We are in a position to estimate the items , , and . By using the Caccioppoli-type inequality (43), we find
Applying assumption H2 and (43), we obtain
where we used the concavity of the function in the last inequality.
For the estimate of term , we apply the Caccioppoli-type inequality (43) to deduce
Noting that due to the assumption , we choose small enough such that . Then (50) can be rewritten as
where we used the notation .
Employing Lemma 7 on the -harmonic approximation modification, for a given , there exists an = -harmonic such that
where we used (43), (51), and the fact that .
By the a priori estimate (22), we estimate the integral for any as follows
To estimate the final term on the right-hand side, we apply the Poincaré-type inequality (11) and the Caccioppoli-type inequality (43), together with (18), to obtain
where we use the inequality and the definition of in the last step.
Substituting the estimates (52) and (54) into the inequality (53), we derive
Noting the VMO property of : , and the continuous modulus of , we infer that where is the constant from Lemma 3 for some sufficiently small . If we assume on any with some , then by the iteration of Lemma 3, we have
which implies
By Campanato’s characterization of Hölder continuous functions, it yields with .
Furthermore, by the Caccippoli-type inequality (43), and the estimation (56), we deduce that
which implies that with .
The Hausdorff dimension estimation for the remaining part proceeds similarly to that in Theorem 1 and is therefore omitted for brevity. This completes the proof of Theorem 2. □
5.3. Proof of Theorem 3
Finally, we present the proof of Theorem 3. We note that the hypothesis of Theorem 3 is a minor modification of that of Theorem 2, i.e., the condition is replaced by with sufficiently small, while all other assumptions remain unchanged. Thus, for brevity, we only estimate the distinctly different terms and omit the repetitive parts.
Proof.
In fact, we need only reevaluate the term in (44). By Hölder’s inequality and Young’s inequality, it follows that
where we used the fact that is some small positive constant.
Hence, the Caccioppoli-type inequality in Lemma 10 follows by a standard argument. The proof of Theorem 3 is then completed by following the same procedure as for Theorem 2. □
6. Conclusions
This paper establishes optimal partial Hölder regularity for quasilinear sub-elliptic systems under Hörmander’s vector fields via a novel -harmonic approximation method. To present the main results of this paper more clearly, we provide the following Table 1 summarizing the conditions, assumptions, and conclusions for both the controlled growth and natural growth cases.
Table 1.
Comparison of regularity results under controlled growth vs. natural growth conditions.
Unlike classical direct approaches relying on reverse Hölder inequalities, our technique simplifies the analysis and unifies the treatment of both controlled and natural growth cases. Key improvements over the existing literature include the following:
- Extending regularity theory from continuous to VMO coefficients in the -variable;
- Obtaining exact Hölder exponents: (controlled growth) versus (natural growth);
- Relaxing the smallness condition under slightly stronger inhomogeneity constraints.
The methodology developed in this work not only simplifies existing arguments but also provides a unified framework for studying regularity in sub-elliptic systems. Future research directions include extending this approach to exploring applications to nonlinear sub-elliptic systems with non-standard growth conditions.
Author Contributions
Methodology, J.W.; Formal analysis, D.L. and J.W.; Writing—original draft, D.L.; Writing—review & editing, J.W. All authors have read and agreed to the published version of the manuscript.
Funding
This study was supported by National Natural Science Foundation of China (No. 12061010), Jiangxi Provincial Natural Science Foundation (No. 20242BAB26003), and Science and Technology Planning Project of Jiangxi Province (No. GJJ2201204).
Data Availability Statement
Data is contained within the article.
Acknowledgments
We are grateful to the referees for their careful review and valuable suggestions on our manuscript.
Conflicts of Interest
The authors declare no conflicts of interest.
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