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11 January 2026

Sub-canopy Topography Inversion Using Multi-baseline Bistatic InSAR without External Vegetation-related Data

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1
College of Water Conservancy and Civil Engineering, Inner Mongolia Agricultural University, Hohhot 010018, China
2
State Key Laboratory of Water Engineering Ecology and Environment in Arid Area, Inner Mongolia Agricultural University, Hohhot 010018, China
3
College of Construction Engineering Management, Inner Mongolia Technical University of Construction, Hohhot 010070, China
*
Author to whom correspondence should be addressed.

Abstract

Previous studies on single-polarized InSAR-based sub-canopy topography inversion have mainly relied on simplified or empirical models that only consider the volume scattering process. In a boreal forest area, the canopy layer is often discontinuous. In such a case, the radar backscattering echoes are mainly dominated by ground surface and volume scattering processes. However, interferometric scattering models like Random Volume over Ground (RVoG) have been little utilized in the case of single-polarized InSAR. In this study, we propose a novel method for retrieving sub-canopy topography by combining the RVoG model with multi-baseline InSAR data. Prior to the RVoG model inversion, a SAR-based dimidiate pixel model and a coherence-based penetration depth model are introduced to quantify the initial values of the unknown parameters, thereby minimizing the reliance on external vegetation datasets. Building on this, a nonlinear least-squares algorithm is employed. Then, we estimate the scattering phase center height and subsequently derive the sub-canopy topography. Two frames of multi-baseline TanDEM-X co-registered single-look slant-range complex (CoSSC) data (resampled to 10 m × 10 m) over the Krycklan catchment in northern Sweden are used for the inversion. Validation from airborne light detection and ranging (LiDAR) data shows that the root-mean-square error (RMSE) for the two test sites is 3.82 m and 3.47 m, respectively, demonstrating a significant improvement over the InSAR phase-measured digital elevation model (DEM). Furthermore, diverse interferometric baseline geometries and different initial values are identified as key factors influencing retrieval performance. In summary, our work effectively addresses the limitations of the traditional RVoG model and provides an advanced and practical tool for sub-canopy topography mapping in forested areas.

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