2.1. Identification of Key Geomechanical Parameters
In the complex field of underground CO2 storage design, the role of caprock geomechanical parameters becomes critical, directly impacting the safety and efficiency of operations. Assessment of these parameters is challenging due to the complex nature of in situ rock properties on a large scale, the influence of significant geological structures such as faults, and the interactions within hydromechanical stress fields. These factors, coupled with the complicated boundary conditions associated with CO2 storage sites, add complexity to the analysis and evaluation process.
This study aims to develop a practical weighting methodology to assess the significance of key geomechanical parameters that influence CO2 storage and fault activation. By investigating fault activation mechanisms and analyzing critical caprock geomechanical parameters, this research employs the analytic hierarchy process (AHP) to systematically prioritize these parameters. This study involves designing a comprehensive questionnaire to gather expert opinions from international specialists, which will refine the methodology and provide realistic input for numerical modeling. Understanding the significance levels of these parameters is crucial for accurate geomechanical risk assessment regarding CO2 storage. This prioritization enables the development of tailored mitigation strategies that address the most critical risks effectively. Ultimately, a thorough understanding of these parameters enhances the efficiency and safety of CO2 storage projects, ensuring their overall success and long-term sustainability.
To address the complexities of determining the key geomechanical parameters of the caprock for CO
2 storage and geomechanical analysis design, a detailed selection process was employed, based on an extensive literature review. Through this methodological approach, the essential parameters for caprock integrity analysis were carefully assessed and incorporated into the proposed weighting procedure. This strategy ensures increased design accuracy and reliability while addressing the multifaceted challenges inherent in underground CO
2 storage projects. Based on the conducted literature survey, the chosen key parameters were categorized and are presented in
Table 1.
The twelve selected parameters are divided into two categories: geomechanical and operational. Geomechanical parameters (P1–P9) represent intrinsic rock properties and the in situ stress conditions that directly influence fault stability and reservoir integrity. These include permeability and porosity (fluid transport properties), the deformation modulus (stiffness), fault friction angle and cohesion (shear resistance), pore pressure field (driving stress), the degree of fracturing (discontinuity network), and in situ stress orientation and the stress ratio (stress regime descriptors).
Operational parameters (P10–P12), such as injection pressure, injection time, and reservoir temperature, are directly controlled during CO2 injection and significantly influence pore pressure propagation and the mechanical response of the reservoir and caprock system.
All parameters were selected based on their frequent inclusion in prior CCS-related geomechanical studies, their physical relevance to fault reactivation and containment integrity, and their measurability using available field or laboratory techniques [
14,
15].
2.2. Development of the Questionnaire and Collecting the Responses from Experts
Due to the limited data available for this study, international advice was sought from experts in the field to complete a survey and evaluate the key parameters, based on the significance level and confidence level in their answers. The development of the questionnaire and the process of gathering responses from these experts were meticulously designed to ensure comprehensive and reliable data collection for this study on the geomechanical and operational parameters affecting CO2 storage. The experts were instructed to assess each of the 12 parameters listed in the classification table. The assessment criteria were based on two key metrics:
Significance level: The experts rated the significance of each parameter on a scale from 1 to 5, where 1 represented “very low” significance and 5 represented “very high” significance. This scale was chosen to capture a detailed view of each parameter’s impact on CO2 storage.
Confidence level: In their assessments, the experts used a verbal scale ranging from VL (very low) to VH (very high). This scale aimed to measure the reliability of their evaluation, based on their expertise.
The use of two distinct but complementary evaluation metrics allowed the study to incorporate not only expert judgment on parameter importance but also the degree of certainty with which those judgments were made. This dual-layer approach increased the robustness of the resulting weights used in the AHP model.
To ensure consistency and scientific rigor, the experts completed two pairwise comparison matrices: one for significance and one for confidence, structured according to the analytic hierarchy process (AHP). Each expert compared all parameters relative to one another using a 1–5 scale adapted from Saaty’s original 1–9 scale. This method allowed the quantification of both qualitative judgments and subjective expertise.
The responses were screened for logical consistency using the consistency ratio (CR), calculated for each expert’s input. Only matrices with were accepted for further analysis. This threshold ensured that the judgments were internally coherent and suitable for aggregation.
Once validated, the weights were computed by normalizing each matrix and calculating the priority vector (eigenvector) for each expert. Final weights for each parameter were obtained by averaging across all consistent expert inputs. This process is described in greater detail in
Section 2.4.
The template of the questionnaire is presented in
Table 2.
The original questionnaire methodology presented difficulties for both data collectors and expert respondents, resulting in significant operational inefficiencies and a time-consuming process. To address these issues, a revised questionnaire as shown in
Figure 1 was developed using Microsoft Forms, which automatically integrated responses into Microsoft Excel, simplifying the data analysis and weighting procedures. This new approach improved convenience for respondents, allowing for quick survey completion via a direct link or QR code on smartphones or computers, thereby enhancing operational efficiency and data reliability.
The transparent design and rigorous validation of the experts’ input process add credibility to the study’s findings and ensure that the resulting geomechanical parameter rankings are both scientifically sound and practically applicable.
This questionnaire was sent to internationally recognized experts, and their responses on the significance of the selected parameters were collected. These expert responses were used as input data for the proposed weighting methodology.
2.3. Questionnaire Survey Results
A questionnaire was sent to 237 experts in the fields of geomechanical engineering, mining engineering, petroleum engineering, geology, chemical engineering, and CO2 storage, who were selected based on their published works and practical experience. Despite facing operational challenges, the study garnered responses from a diverse group of anonymous experts, including leading figures such as the Chief Operating Officer (COO) of the Petroleum Technology Research Center, professors specializing in various engineering fields, and the president of an international organization focused on carbon capture. Respondents represented a global perspective, with expertise from countries like Norway, Canada, Malaysia, China, Denmark, and Kazakhstan, emphasizing the international interest of the subject and their extensive experience in CO2 storage.
A total of 15 completed responses were obtained from the international questionnaire. In addition, follow-up discussions and personal communications with local experts in both academia and industry yielded 33 further inputs, resulting in 48 expert contributions overall. Although this number may appear modest, it is consistent with the norms of structured expert elicitation in CO2 storage research, where the high degree of specialization within the field often limits sample sizes.
Comparable studies demonstrate that small yet carefully selected expert groups can provide methodologically robust insights. For instance, a structured elicitation on risk management in carbon capture and geological storage involved twelve international experts to quantify uncertainties associated with long-term CO
2 storage and leakage risks [
16], while another assessment in the United States relied on probability distributions elicited from only three subject-matter experts to evaluate the regulatory clearance stages for CO
2 sequestration wells [
17]. These precedents highlight that rigorous uncertainty quantification in CO
2 geomechanical studies can be effectively conducted with limited participant numbers, thereby reinforcing the validity of the 48 responses incorporated in this study.
Among the valid responses, the response distribution included experts from both academia and industry. Approximately 60% had backgrounds in geomechanics and rock engineering, while the remaining respondents brought experience in petroleum engineering, geological modeling, and carbon storage project implementation.
After the application of Microsoft Forms to the data, the results were transformed into the format shown in
Table 3, where each row corresponded to an expert’s response. Each column displayed the ID number and email of the experts, as well as the ratings for all 12 parameters, based on significance and confidence level.
2.4. Weighting Procedure Using the Analytic Hierarchy Process (AHP)
Addressing geomechanical risks in CO2 storage necessitates the development of precise criteria for measuring rock properties and assigning weights based on their significance and reliability. The inherent variability in rock masses and the complexities associated with carbon capture and storage (CCS) exacerbate these challenges.
To address these issues, this study aims to establish a robust mechanism for evaluating the importance of geomechanical parameters through the analytic hierarchy process (AHP), which was developed by Thomas L. Saaty in 1970 [
18]. AHP offers a systematic approach for decomposing complex decisions into manageable components through pairwise comparisons and numerical scaling, thereby integrating both subjective and objective assessments. AHP is particularly effective for handling both tangible and intangible criteria, making it ideal for prioritizing geomechanical risks in CO
2 storage projects. It facilitates comprehensive analysis by structuring decisions hierarchically, synthesizing qualitative and quantitative data, and supporting informed decision-making. The goal was to develop a methodology for selecting essential geomechanical design data for CO
2 storage site analysis.
Considering the use of Saaty’s fundamental 1–9 scale for pairwise comparisons, a simplified 1–5 scale was adopted in this study to evaluate both the significance and confidence levels of expert responses. This modification was made to ensure consistency with the evaluation framework, which was applied to both the perceived importance of parameters and the associated level of confidence expressed by experts.
For each expert and for both evaluation criteria (significance and confidence), pairwise comparison matrices were constructed to assess the relative importance of the parameters. These matrices were subsequently normalized, and priority vectors were computed to derive the local weights of each parameter. Following this, the weighted sum vector and consistency vector were calculated to evaluate the internal consistency of each matrix. The consistency index (CI) and consistency ratio (CR) were then determined for every expert and criterion to ensure the logical coherence and reliability of the judgments that had been provided.
The following algorithm was used to code these equations within Microsoft Excel to develop the proposed weighting methodology.
Step 1: Construction of the AHP judgment matrix
A square matrix
of size
n ×
n is created for each expert and evaluation criterion (significance and confidence). Each element
reflects the expert’s judgment on how much more important parameter
i is relative to parameter
j, using a fundamental scale adapted from Saaty’s 1–9 scale to a simplified 1–5 range.
Step 2: Normalization of the matrix
Each column of the matrix is normalized by dividing each element
in the column by the sum of the column
:
where
is the parameter of the original pairwise matrix A at row i and column j;
is the sum of the j-th column in matrix A.
This operation is performed for each parameter in matrix A, leading to creation of normalized matrix N, where the sum of each column equals 1.
Step 3: Calculation of the priority vector (eigenvector)
After normalization, the priority vector is calculated by taking the average of each row in the normalized matrix N.
This eigenvector represents the relative weights of each parameter.
Step 4: Derivation of the weighted sum vector
We multiply the original pairwise comparison matrix A by the priority vector P to obtain the weighted sum vector. If A is an
n ×
n matrix and P is an
n × 1 vector, then
.
Step 5: Consistency vector calculation
We divide the weighted sum WS by the priority vector P elementwise to obtain the consistency vector (CV); if
is the
i-th element of WS and
is the
i-th element of P, then each element
c of CV is calculated by the following formula:
Step 6: Calculation of the average consistency vector and consistency index (CI)
The consistency index (CI) is calculated by subtracting the number of parameters (n) from the average of the consistency vector (
) and then dividing it by
. The average of the consistency vector is often referred to as
, which represents the principal eigenvalue of matrix A.
Step 7: Consistency ratio (CR) evaluation
The consistency ratio (CR) is calculated by dividing the CI by the random index (RI), where RI values are based on the number of parameters (n). For
,
as illustrated in
Table 4.
Step 8: Consistency check
If , the judgment within the pairwise comparison matrix is considered consistent. Otherwise, if , the judgments are deemed to be inconsistent, indicating a need to review and possibly revise the pairwise comparison.
Step 9: Repetition for each expert
There is a need to repeat these steps to assess each expert’s ratings and establish both significance and confidence level.
Step 10: Aggregation of expert judgments
The final weights for each parameter can be calculated as the average of the weights obtained from each expert’s ratings, using the following formula:
where
is the final weight for parameter
i;
is the weight assigned to parameter
i by expert
j;
m is the total number of experts.
The process involves an individual assessment of each expert’s ratings on significance and confidence levels, followed by the calculation of the average weights to determine the final parameter weights. This algorithm is implemented in an Excel spreadsheet, enabling automatic updates to ratings with any new expert responses.