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International Journal of Molecular Sciences
  • Review
  • Open Access

16 December 2020

The Role of Short-Chain Fatty Acids in the Interplay between a Very Low-Calorie Ketogenic Diet and the Infant Gut Microbiota and Its Therapeutic Implications for Reducing Asthma

Heart, Mind & Body Research Group, Menzies Health Institute Queensland, Griffith University, Gold Coast 4222, Australia
This article belongs to the Special Issue Gut Microbes and Gut Metabolites

Abstract

Gut microbiota is well known as playing a critical role in inflammation and asthma development. The very low-calorie ketogenic diet (VLCKD) is suggested to affect gut microbiota; however, the effects of VLCKD during pregnancy and lactation on the infant gut microbiota are unclear. The VLCKD appears to be more effective than caloric/energy restriction diets for the treatment of several diseases, such as obesity and diabetes. However, whether adherence to VLCKD affects the infant gut microbiota and the protective effects thereof on asthma remains uncertain. The exact mechanisms underlying this process, and in particular the potential role of short chain fatty acids (SCFAs), are still to be unravelled. Thus, the aim of this review is to identify the potential role of SCFAs that underlie the effects of VLCKD during pregnancy and lactation on the infant gut microbiota, and explore whether it incurs significant implications for reducing asthma.

1. Introduction

Low carbohydrate diets (LCDs) can be highly heterogeneous in terms of carbohydrate (CHO) content and quality, with no consensus on its precise definition [1], and for this reason it is difficult to interpret comparisons of results between studies. The very low-calorie ketogenic diet (VLCKD), a popular type of LCD, is similar to the modified Atkins regime in terms of restricting CHO while emphasizing a high-fat regimen [2]. As the VLCKD seems to be an area of growing interest in preventing and treatment of several diseases [3,4,5,6,7,8], evidence of its effect on the gut microbiota is inadequate and still ongoing in animal models and humans [9]. In fact, thevery low-calorie diet (VLCD) contributes to gut microbiota remodelling in humans [10], and “keto microbiota,” which refers to a gut microbiota shaped by a ketogenic diet (KD), and may play a major role in enhancing the response of the host to therapy [11]. The low CHO, adequate protein and high-fat KD has been found to be associated with increased beneficial gut microbiota-related profiles including Bacteroidetes phylum in children with refractory epilepsy. However, this increase occurs with respect to reducing the overall microbial diversity, probably due to the low CHO content of the diet, which can disrupt the abundance of other beneficial microbiota responsible for degrading complex CHO [11].
The symbiotic relationship that has evolved between humans and their gut microbiota provides several benefits for humans, including regulating host immunity, producing vitamins K and B, protecting against pathogens, strengthening gut integrity and producing metabolites such as short chain fatty acids (SCFAs) [12]. The composition of the infant gut microbiota is driven by several factors, such as mode of delivery and feeding, maternal antibiotic use and nutrition and body mass index (BMI) [13]. The stability of the gut microbiota, reached between 2 to 18 years of age, is varied by phylum, with Bacteroidetes exhibiting the highest temporal stability [12].
The maternal gut microbiota is an extremely dynamic entity influenced by several perinatal factors, including diet, which may in turn influence the infant gut microbiota composition [13]. For this reason, establishing the influence of specific restricted dietary patterns such as VLCKD on the infant gut microbiota composition is of substantial additional importance. This pattern may positively or negatively influence the gut microbiota composition and its related effects on host health [9]. Different types of the KD exist (including standard, cyclical, targeted and high protein KD), but standard KD (VLCKD) is considered a highly restricted CHO diet [14]. The VLCKD is an extremely low CHO, high fat and moderate protein diet [15], which restricts CHO to less than 50 g per day [14,15,16], with a ratio of macronutrients being 70% from fat, 20% from protein and 10% from CHO [14]. The source of CHO (dietary fiber), fats (high in polyunsaturated fatty acid (PUFA), moderate in monounsaturated fatty acid (MUFA) and low in saturated fatty acid (SAT)) and plant-based protein should be highly considered when planning a VLCKD regimen, which plays a key role in shaping the function/composition of gut microbiota and producing SCFAs [17,18,19]. The VLCKD can lead to a metabolic state called “ketosis”, which results in increased liver ketone bodies (KBs) production [20], and may in some cases (type 1 diabetes, gestational diabetes) lead to a pathological state called diabetic ketoacidosis (DKA), where too many KBs accumulate in the blood, causing it to become highly acidic [21].
Oxidative stress is an important feature of airway inflammation in asthmatic children [22]. It is hypothesized that β-hydroxybutyrate (βOHB), a major component of KBs, is significant in reducing oxidative stress by inhibiting reactive oxygen species (ROS)/superoxide production and improving mitochondrial activity [23,24]. It has also shown anti-inflammatory effects by inhibiting the leucine-rich-containing family, pyrin domain-containing-3 (NLRP3) inflammasome-mediated inflammatory chronic disease [20,23]. Therefore, it is particularly important to determine whether adherence to a VLCKD during pregnancy and lactation has a beneficial effect on childhood asthma. Indeed, the clinical relevance of such effects is yet to be investigated. Changes in the gut microbiota are associated with various pathological states, and it has been suggested that imbalance of the gut microbiota (dysbiosis) increases the risk of developing asthma later in life [25]. Gut dysbiosis is characterized by increased levels of Proteobacteria and decreased levels of Veillonella, Lachnospira, Rothia, Roseburia and Faecalibacteria in asthmatic children [26,27]. The VLCKD can significantly change the gut microbiota composition of pediatric patients [9], suggesting that gut microbiota should be taken into consideration as a potential alternative therapeutic treatment for asthma. The VLCKD therapeutic effect may result from metabolic reprogramming and epigenetic markers as mechanisms with gut metabolites [28,29], where all may be involved in altering the infant gut mictobiota, thereby reducing the risk of asthma. The exact mechanisms underlying the effect of VLCKD in pregnancy and lactation against childhood asthma are still largely unknown. Therefore, this review aims to provide an overview of whether the VLCKD use influences the infant gut microbiota composition and the protective effects thereof on asthma. Herein, the paper highlights the role of gut metabolites SCFAs as potential mechanisms that may underlie these effects.

2. Methods

A non-systematic search of the published literature is conducted between 1 January 2000, and 30 November 2020, in the PubMed database using the following keywords: KD, KBs, asthma, pregnancy, lactation/breastfeeding, SCFAs, epigenetic, gut inflammation, pro-inflammatory cytokines and the infant gut microbiota. Searches include reviews/systematic reviews, meta-analysis, randomized controlled trials (RCTs)/experimental studies and observational studies (case-reports, cross-sectional, case-control, cohort) published in English.

3. Ketone Body Metabolism

The main metabolic pathways for ketone body metabolism include ketogenesis and ketolysis. Adherence to KD causes the body to enter the ketogenesis pathway to produce three main KBs: βOHB, acetoacetate (ACA) and acetone (least abundant) [20]. Ketogenesis takes place in the mitochondrial matrix of hepatocytes, where free fatty acids (FFAs) are released from adipose tissue during lipolysis under low insulin conditions, along with stimulating catecholamines, cortisol, glucagon and growth hormone secretion. FFAs are broken down via β-oxidation to acetyl-coenzyme A (acetyl-CoA), which is used as a precursor for the production of βOHB and ACA [20,30]. These are released into the circulation for use in extrahepatic tissues via the monocarboxylate transporter 1 (MCTI1), where the ketolysis process takes place. Once taken up by target tissues, βOHB is transformed to ACA via βOHB dehydrogenase (βDH) and ACA is transformed back to acetyl-CoA viaβ-ketoacyl-CoA transferase (βCT). Acetyl-CoA then goes through a thetricarboxylic acid (TCA) cycle to generate nicotinamide adenine dinucleotide (NADH) and flavin adenine dinucleotide (FADH2) via the oxidative phosphorylation pathway to produce adenosine triphosphate (ATP) [20,31]. The ketogenesis and ketolysis pathways are also active during starvation/fasting [20,24,32,33], and the periods of pregnancy and childbirth [24,34], where CHO availability is significantly diminished, or fatty acid levels are increased.

4. Ketone Bodies as Epigenetic Modifiers in Asthma

Epigenetic changes constitute the key regulator of gene expression and cellular metabolism, and their dysregulation may contribute to several diseases [35], including childhood asthma [36], where changes may start in utero following prenatal environmental exposures (e.g., maternal smoking, allergen, dietary supplements) or during early life [37]. Epigenetic changes in breastfed infants, particularly changes in DNA methylation patterns, may be influenced by breastfeeding, but further studies are needed to explore the role of epigenetic mechanisms in the associations between breastfeeding and asthma [38]. DNA methylation, non-coding RNA and histone modifications are the most common epigenetic mechanisms existing in childhood asthma, which can regulate gene expression through effects on chromatin structure and contribution to gene silencing [39,40].
Epigenetic changes are influenced by KBs [11], and the βOHB not only regulates cellular processes such as signaling metabolites [41], but also influences the gut microbiota and increases butyrogenesis [42], in which epigenetic mechanisms are involved [43,44]. Ketosis has been linked to epigenomic reprogramming and displays as covalent KB-induced histone post-translational modifications, including histone methylation (Kme), histone/lysine acetylation (Kac) and β-hydroxybutyrylation (Kbhb), which regulate chromatin architecture and gene expression during adherence to KD, DKA and fasting ketosis [45]. Kac and Kbhb consider the key epigenetic mechanisms for activation of βOHB to modulate immune cell function and inflammation [46]. The βOHB, an endogenous histone deacetylase (HDACs) inhibitor, has a well-known protective role against oxidative stress. In animal models, adherence to KD, which increases βOHB levels, is associated with increased histone Kac at the promoter regions of the forkhead box (Foxo3a) and metallothionein 2A (Mt2), which targets oxidative stress resistance genes activated by HDAC class I and II inhibitors [45,46,47]. In response to high levels of βOHB, histone Kbhb levels with site-specific lysine residues (H3K4, H4K8, H3K9, H4K12, H3K56) are elevated significantly in human embryonic kidney 293 (HEK293) cells during prolonged fasting, suggesting that lysine Kbhb at these residues regulates chromatin structure and functions [43]. HEK293 cells are found to transiently transfect with ORM (yeast)-Like protein isoform 3 (ORMDL3) mRNA expression, an asthma susceptibility gene located on chromosome 17q21 in children [48]. ORMDL3 suppresses the sarco-endoplasmic reticulum Ca2+ pump (SERCA) leading to a decreased endoplasmic reticulum (ER) Ca2+ concentration and activating unfolded-protein response (UPR) signaling pathway [49]. This pathway can induce increased expression of chemokines, metalloproteases and activating transcription factor (ATF6) in lung epithelial cells, which are involved in the pathogenesis of asthma [50]. βOHB suppresses inflammation via inhibition of protein expression of ER stress response pathway (known as UPR). It also enhances both Foxp3 and manganese superoxide dismutase (MnSOD) transcription through AMP-activated protein kinase (AMPK) activation, a cellular energy sensor which regulates energy homeostasis, leading to a reduction in the level of cellular oxidative stress [51]. This suggests that βOHB may regulate histone Kbhb and protect HEK293 cells against oxidative stress via suppressing ER stress. Taken together, βOHB acts as a potent epigenetic modifier and exerts its anti-inflammatory effect providing potential targeted therapy in asthma through mechanisms for epigenetic regulation.

6. Concluding Remarks

The effects of VLCKD during pregnancy and lactation on the infant gut microbiota, and the mechanisms of its potential action in the treatment of asthma are still not fully understood. The VLCKD induces changes to the gut microbiota composition of pediatric patients, suggesting that the gut microbiota may hold a significant therapeutic potential to reduce asthma. The infant gut microbiota may be influenced by maternal VLCKD during pregnancy. The VLCKD during lactation may also directly influence the infant gut microbiota by influencing the breast milk microbiota. The VLCKD may lead to dramatic changes in epigenetic markers such as histone modification and DNA methylation. Epigenetic changes are also influenced by the KBs particularly βOHB, which exerts anti-inflammatory effects in vivo and in vitro. Adherence to VLCKD, a regimen low in CHO, high in fat and with moderate protein intake, leads to nutritional ketosis, which results in increased KBs production.
The SCFAs as epigenetic metabolites produced by gut microbiota belongining to the Firmicutes phylum may play a key stabilizing role for underpinning VLCKD-infant gut microbiota interactions, which may in turn reduce asthma risk. Butyrate can regulate host immune homeostasis to exert anti-inflammatory effects by inhibiting the production of asthma-related inflammatory cytokines. Other intermediate metabolites such as lactate produced by intestinal Bifidobacterium and LAB is crucial in VLCKD-infant gut microbiota interactions, where it acts with acetate as substrates for butyrate production.
SCFA-producing bacteria play an immune-modulating role in reducing asthma. Maternal bacterial species produce SCFAs as key metabolites exerting anti-inflammatory properties through passing the infant intestinal barrier. Several studies support the use of specific probiotic strains in preterm infants, which can influence SCFAs production and downregulate asthma-related inflammatory cytokines and chemokines.
In conclusion, SCFAs are key microbial metabolites that mediate the relationship between VLCKD during pregnancy and lactation, and the infant gut microbiota. The VLCKD regimen, including sources of dietary fiber, fats (high in PUFA, moderate in MUFA and low in SAT) and plant-based protein, may influence SCFA-producing bacteria in gut microbiota, and therefore, lead to an anti-inflammatory state and a decreased risk of asthma. High-quality clinical trials are needed before VLCKD can be recommended for pregnant and lactating women. Further large prospective cohort studies to monitor the changes in maternal gut microbiota composition during pregnancy and lactation following VLCKD are needed. This highlights the importance of monitoring the side effects and evaluating the effects of VLCKD on the infant gut microbiota composition or diversity with the aim of reducing asthma, which is associated with gut dysbiosis.

Funding

This research received no external funding.

Conflicts of Interest

The author declares no conflict of interest.

Abbreviations

ACAAcetoacetate
Acetyl-CoAAcetyl-coenzyme A
AHRAryl hydrocarbon receptor
AMPKAMP-activated protein kinase
ANPAtrial natriuretic peptide
βCTβ-ketoacyl-CoA transferase
βDHβOHB dehydrogenase
BMIBody mass index
βOHBβ-hydroxybutyrate
Caco-2Colon carcinoma cell line
CCLC-C motif chemokine ligand
CHOCarbohydrate
CTGFConnective tissue growth factor
CXCLC-X-C motif chemokine ligand
DCsDendritic cells
DKADiabeticketoacidosis
EREndoplasmic reticulum
FADH2Flavin adenine dinucleotide
FFAsFree fatty acids
FOSFructo-oligosaccharide
FoxForkhead box
GATA3GATA binding protein 3
GCGuanine-plus-cytosine
GOSGalacto-oligosaccharide
GPCRsG-protein coupled receptors
GRGlucocorticoid receptor
HDACsHistone deacetylases
HEK293Human embryonic kidney 293
HRBHuman-Residential Bifidobacteria
HT-29Colon adenocarcinoma cell line
ILInterleukin
IFNInterferon
IkBInhibitor of kappa B
IKKKappa B kinase
ILAIndole-3-lactic acid
ILC2sGroup 2 Innate lymphoid cells
IRAK-2IL-1 receptor-associated kinase 2
JNKc-JUN NH2-terminal kinase
KacHistone/lysineacetylation
Kbhbβ-hydroxybutyrylation
KBsKetone bodies
KDKetogenic diet
KmeHistonemethylation
LABLactic acid bacteria
LCDsLow carbohydrate diets
LDHLactate dehydrogenase
LPSLipopolysaccharide
MCTI1Monocarboxylate transporter 1
MEDMediterranean diet
miRMicroRNA
MnSODManganese superoxide dismutase
Mt2Metallothionein 2A
MUFAMonounsaturated fatty acid
NADHNicotinamide adenine dinucleotide
NAPANitrate reductase catalytic subunit
NF-κBNuclear factor-κB
NLRP3Leucine-rich-containing family, pyrin domain-containing-3
OMVsNanosized outer membrane vesicles
ORMDL3ORM (yeast)-Like protein isoform 3
PSAPolysaccharide A
PPARγPeroxisome proliferator-activated receptor gamma
PUFAPolyunsaturated fatty acid
P38 MAPKp38 mitogen-activated protein kinase
RelARelaxedaspartate-auxotrophic
RCTsRandomized controlled trials
ROSReactive oxygen species
SATSaturated fatty acid
SCFAsShort-chain fatty acids
SERCASarco-endoplasmic reticulum Ca2+ pump
SIgASecretory immunoglobulin A
SmadDeca-pentaplegic homolog
ST2Stimulation-expressed gene 2
TCATricarboxylic acid
TGFTransforming growth factor
TLRToll like receptor
TNF-αTumor necrosis factor
TRAFTumor receptor associated factor
TregsRegulatory T cells
TSLPThymic stromal lymphopoietin
UPRUnfolded-protein response
VLCDVery low-calorie diet
VLCKDVery low-calorie ketogenic diet

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