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Reviving Shrinking Cities for Being More Sustainable, Just and Resilient–Prospects and Challenges for Urban Transformation, Policymaking and Planning

A special issue of Sustainability (ISSN 2071-1050). This special issue belongs to the section "Sustainability in Geographic Science".

Deadline for manuscript submissions: closed (29 February 2024) | Viewed by 18349

Special Issue Editors


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Guest Editor
Département Géographie & Territoires, École Normale Supérieure, 75005 Paris, France
Interests: shrinking cities; urban (participatory) governance; local development

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Guest Editor
Neimed & Research Centre Social Integration, Zuyd University of Applied Sciences, 6419 DJ Heerlen, The Netherlands
Interests: shrinking cities; social capital; social sustainability

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Guest Editor
Department of Environmental and Urban Sociology, Helmholtz Centre for Environmental Research – UFZ, 04318 Leipzig, Germany
Interests: sustainable urban development; urban transformations; urban shrinkage and regrowth; socio-spatial and socio-environmental processes in cities; inequality and justice challenges
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Special Issue Information

Dear colleagues,

We invite you to submit a paper on the subject of shrinking cities and how we can use urban planning to revive these areas into sustainable places where social, economic, spatial and environmental balance is attained.

Shrinking cities—cities that have experienced population loss, economic downturn, employment decline and social problems as symptoms of a structural crisis [1]—are faced with diverse challenges and require significant efforts to evade urban decline and maintain quality of life. Shrinking cities are faced with possibilities to reinvent themselves in terms of sustainability through innovative urban planning considering the hardware, software and even mindware of shrinking cities. Reviving shrinking cities requires multiple methodologies where sensitive, social, economic, spatial and environmental dimensions meet in the interplay of internal dynamics and external drivers. Sustainable urban planning for shrinking cities is thus faced with varied and complex challenges which raise many questions: How can shrinking cities be revived through qualitative transformation, innovation, new approaches in decision-making, governance and planning? What forms of urban policymaking, planning and governance arrangements should shrinking cities adopt? How do we plan for a more sustainable/just/resilient development of shrinking cities, balancing equality, democracy and diversity regarding sensitive, social, economic, spatial and environmental aspects and which approaches, mindsets and tools should be used?

This Special Issue is intended to stimulate a discussion on how urban policymaking, planning and transdisciplinary research can impact the revival of shrinking cities, with particular focus on sustainability, justice and resilience, particularly considering issues such as social change, new governance arrangements, mindsets and experimentation/innovation as well as monitoring and modeling tools/approaches supporting, measuring and detecting qualitative transformation.

We invite studies with a wide range of approaches including conceptual papers, data-based research, papers presenting results of transdisciplinary research and papers reporting on examples of applications or evidence of policies that point to factors affecting the sustainability/justice/resilience performance of shrinking cities. Comparative and cross-national studies are especially welcome.

References:

[1] Martinez-Fernandez, C.; Audirac, I.; Fol, S.; Cunningham Sabot, E. Shrinking cities: Urban challenges of globalization. International Journal of Urban and Regional Research 2012, 36, 213–225.

Prof. Dr. Emmanuèle C. Cunningham Sabot
Dr. Maja Ročak
Dr. Annegret Haase
Guest Editors

Manuscript Submission Information

Manuscripts should be submitted online at www.mdpi.com by registering and logging in to this website. Once you are registered, click here to go to the submission form. Manuscripts can be submitted until the deadline. All submissions that pass pre-check are peer-reviewed. Accepted papers will be published continuously in the journal (as soon as accepted) and will be listed together on the special issue website. Research articles, review articles as well as short communications are invited. For planned papers, a title and short abstract (about 100 words) can be sent to the Editorial Office for announcement on this website.

Submitted manuscripts should not have been published previously, nor be under consideration for publication elsewhere (except conference proceedings papers). All manuscripts are thoroughly refereed through a single-blind peer-review process. A guide for authors and other relevant information for submission of manuscripts is available on the Instructions for Authors page. Sustainability is an international peer-reviewed open access semimonthly journal published by MDPI.

Please visit the Instructions for Authors page before submitting a manuscript. The Article Processing Charge (APC) for publication in this open access journal is 2400 CHF (Swiss Francs). Submitted papers should be well formatted and use good English. Authors may use MDPI's English editing service prior to publication or during author revisions.

Keywords

  • shrinking cities
  • revival
  • urban transformation
  • sustainable city
  • just city
  • resilient city
  • comparative urban development
  • urban governance
  • urban planning
  • social change

Published Papers (8 papers)

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Research

25 pages, 3243 KiB  
Article
Demographic Aspects of Urban Shrinkage in Serbia: Trajectory, Variety, and Drivers of Shrinking Cities
by Danica Djurkin, Marija Antić and Dejan Ž. Djordjević
Sustainability 2023, 15(22), 15961; https://doi.org/10.3390/su152215961 - 15 Nov 2023
Viewed by 754
Abstract
Many European countries have faced the process of urban shrinkage in recent decades. Due to the various theoretical aspects of urban shrinkage, there are numerous approaches to the interpretation of this process. The most widely accepted of these refers to the demographic component [...] Read more.
Many European countries have faced the process of urban shrinkage in recent decades. Due to the various theoretical aspects of urban shrinkage, there are numerous approaches to the interpretation of this process. The most widely accepted of these refers to the demographic component as the starting point for defining this phenomenon, with the decline of the total population as the main indicator. The demographic shrinkage of cities in Serbia is a process that has been in place since the 1960s, with the dynamics of spatial-demographic and socioeconomic transformation during the post-socialist transition having exacerbated urban shrinkage. As a result, over 80% of urban settlements are affected by it. This paper identifies the trajectory and spatio-temporal patterns of the intensity and dynamics of urban shrinkage for the period from 1961 to 2022. The aim of this work is to show the diversity of shrinking cities and to explore the driving forces behind this process in Serbia. In this study, we conducted an analysis of population trends in 167 urban settlements in Serbia. Further analysis included the identification of contrasting spatio-temporal and demographic dynamic patterns characterized by either natural losses or out-migration. Due to the complex urban trajectories, a typology was created that distinguishes four different types of shrinking cities: continuously shrinking cities, episodically shrinking cities, recently shrinking cities, and resurgent cities. The results are important to achieving a better understanding of how patterns of local population trends change over time and space. The result will thus be a step towards explaining the main demographic factors causing population change and inter- and intra-regional differences between shrinking cities in Serbia, as well as towards examining urban renewal opportunities in the future. Full article
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16 pages, 519 KiB  
Article
The Eternal Struggle for the City: In Search of an Alternative Framework for Citizen Participation in Urban Regeneration Projects in Shrinking Cities
by Maja Ročak and Sabrina Keinemans
Sustainability 2023, 15(16), 12653; https://doi.org/10.3390/su151612653 - 21 Aug 2023
Viewed by 1497
Abstract
The relevance of citizen participation in regeneration projects, particularly in shrinking cities, is widely acknowledged, and this topic has received a great deal of policy and academic attention. Although the many advantages of citizen participation in regeneration projects have been identified, its current [...] Read more.
The relevance of citizen participation in regeneration projects, particularly in shrinking cities, is widely acknowledged, and this topic has received a great deal of policy and academic attention. Although the many advantages of citizen participation in regeneration projects have been identified, its current forms have also received considerable criticism. In short, this criticism boils down to the conclusion that the ideal of citizen participation is not put into practice. This paper considers why this is the case, asking whether current participatory practices enable citizens to exercise influence as political actors in urban regeneration projects. In this paper, we examine this question based on Mouffe’s conception of the political, coupled with findings from our empirical research conducted in Heerlen North, The Netherlands. We conducted qualitative research on urban regeneration in the shrinking old industrial city of Heerlen. The findings reveal two distinct perspectives on citizen participation. Professionals see the existing context of citizen participation as a reasonable and practical but, in some respects, insufficient practice. Citizens’ views on participation are organized around feelings of anger, shame, and fear and are grounded in experiences of a lack of recognition. These experiences limit citizens’ abilities to exert true influence on regeneration projects. We conclude that efforts to regenerate shrinking cities should strive to recognize these experiences so as to create conditions that generate respect and esteem and, as such, enable urban social justice. Full article
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19 pages, 724 KiB  
Article
How Civil Society Organizations Drive Innovative Cultural Strategies in Shrinking Cities: A Comparative Case Study of Oberhausen, Germany and Riga, Latvia
by Anastasiya Matyushkina
Sustainability 2023, 15(7), 6151; https://doi.org/10.3390/su15076151 - 03 Apr 2023
Cited by 1 | Viewed by 1806
Abstract
In a context where planning strategies were conceived to accommodate urban growth, urban shrinkage urges scholars and practitioners to develop innovative approaches. This paper aims to explore the role of culture in qualitative transformations in shrinking cities. The focus of this analysis is [...] Read more.
In a context where planning strategies were conceived to accommodate urban growth, urban shrinkage urges scholars and practitioners to develop innovative approaches. This paper aims to explore the role of culture in qualitative transformations in shrinking cities. The focus of this analysis is governance networks with key actors, their resources, challenges, and mutual dependencies. In this comparative case study, the data was collected in a qualitative way via in-depth interviews with representatives of local governments and cultural NGOs, as well as politicians, private actors, and residents from neighborhood organizations. The results show that municipalities in shrinking cities lack crucial qualities such as creativity, trust, and knowledge of local communities to efficiently govern shrinking cities. Local governments increasingly rely on civil society organizations that utilize culture as a tool to innovate new methods for community development and to provide social services for vulnerable groups. Two approaches to governance through culture are presented which differ significantly between two shrinking cities: the economically prosperous Latvian capital, Riga, and a peripheral German city, Oberhausen, with one of the largest financial debts in the country. This paper debunks the image of shrinking cities as citadels of empty spaces for arts, emphasizes the role of strategic planning, highlights the crucial role of civil society organizations in civic engagement and maintenance of cultural provision, and reflects on their precarious position ‘in the shadow of hierarchy’. Several policy implications for a community-focused cultural development of shrinking cities are provided. Full article
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16 pages, 670 KiB  
Article
Changing Governance Processes to Make Way for Civic Involvement: The Case of Gebrookerbos in Heerlen, Netherlands
by Agnes Matoga
Sustainability 2022, 14(16), 10126; https://doi.org/10.3390/su141610126 - 15 Aug 2022
Cited by 3 | Viewed by 1405
Abstract
The effects of shrinkage can be manifold. Vacant green areas are a typical manifestation of shrinkage in deindustrialized cities, such as Heerlen, Netherlands. Such challenges are usually managed by the municipality which, due to financial reasons, often has to turn to citizens to [...] Read more.
The effects of shrinkage can be manifold. Vacant green areas are a typical manifestation of shrinkage in deindustrialized cities, such as Heerlen, Netherlands. Such challenges are usually managed by the municipality which, due to financial reasons, often has to turn to citizens to aid in accommodating those effects. The example of Gebrookerbos in Heerlen shows how an adaptation of governance processes can take place in order to facilitate the involvement of citizens in reusing vacant spaces. The introduction of the position of account manager as well as brooker are being regarded as essential for shortening the distance between municipality and citizens as well as contributing to replacing the mistrust towards the municipality, which is in line with existing research on depopulating areas. Further, making a plethora of funding options and projects available for civic initiatives ensures the longevity of civic involvement. Finally, the findings show how working on the “hardware”, the visible vacancy and deterioration of the land—by adapting the “software”, the institutional set up and focusing on civic empowerment—of a shrinking city can go hand in hand. Full article
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13 pages, 750 KiB  
Article
Social Cost-Benefit Analysis of Bottom-Up Spatial Planning in Shrinking Cities: A Case Study in The Netherlands
by Samira Louali, Maja Ročak and Jol Stoffers
Sustainability 2022, 14(11), 6920; https://doi.org/10.3390/su14116920 - 06 Jun 2022
Cited by 5 | Viewed by 2537
Abstract
In current research, the social return to citizens initiatives is important but often under-evaluated. Within this work, we collected the information that has emerged from measuring the social value of regenerative projects in shrinking cities. We used a case study of the regenerative [...] Read more.
In current research, the social return to citizens initiatives is important but often under-evaluated. Within this work, we collected the information that has emerged from measuring the social value of regenerative projects in shrinking cities. We used a case study of the regenerative project Gebrookerbos, a socio-spatial regeneration project in the shrinking city of Heerlen, the Netherlands. To assess the project’s monetary and immaterial aspects, a social cost–benefit analysis (SCBA) was used to understand the complexities of the costs and benefits associated with citizens in regeneration projects in a shrinking area. Drawing from the literature on urban shrinkage, citizen involvement, and social cost–benefit analyses, a theoretical framework was proposed. The case study included primary (i.e., interviews) and secondary (i.e., document analysis) data to identify the social value of the Gebrookerbos project, with results suggesting that the project has been meaningful to diverse stakeholders. Based on experiences with the SCBA of Gebrookerbos, one finding was the complexity of measuring citizens’ initiatives in terms of social return due to their process, organisation, and goals, in combination with the dynamics of shrinking cities. We discuss why research on social return to citizens’ initiatives is important and with this study we draw attention to the tendencies, opportunities, and future potential of citizens’ initiatives, which contribute to vacant open spaces and quality of life in shrinking cities. Full article
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23 pages, 2025 KiB  
Article
Urban Shrinking Cities in Romania and The Netherlands—A Possible Policy Framing
by Raisa Țăruș, Ștefan Dezsi, Andreea M. Crăciun, Florin Pop and Claudia E. Tudorache
Sustainability 2022, 14(10), 6040; https://doi.org/10.3390/su14106040 - 16 May 2022
Cited by 3 | Viewed by 2224
Abstract
In the last decades of the 20th century, the patterns of urban shrinkage defined a worldwide phenomenon. They are visible in all developed regions, especially in Central and Eastern Europe, on the background of the economic growth trajectories and social health improvements. Despite [...] Read more.
In the last decades of the 20th century, the patterns of urban shrinkage defined a worldwide phenomenon. They are visible in all developed regions, especially in Central and Eastern Europe, on the background of the economic growth trajectories and social health improvements. Despite this fact, the public discourse in a post-socialist country such as Romania is only focused on urban decline and its demographic dynamics sliding, when in fact urban shrinkage is more advanced, even to the point of becoming a selective phenomenon in developed countries such as The Netherlands. Our focus on urban shrinkage was driven by the fact that Romania can develop a policy framing regarding urban shrinkage, using example practices from a developed country such as The Netherlands. Moreover, it can learn how to deal with urban shrinkage effects by establishing certain differences which can cope with veritable lessons from both sides. This paper firstly investigates the urban shrinkage phenomenon observed in three cities in Romania and in three cities in The Netherlands. Secondly, it presents an analysis of demographic statistical data using the shift-and-share method to emphasize the persistence of urban shrinkage in the age structure of the total population of shrinking cities from both regions. Thirdly, it offers some lessons from both countries, finally presenting a mutual learning framework that can be applied to other regions in Europe. Full article
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13 pages, 2741 KiB  
Article
Impact of the Urban Exodus Triggered by the COVID-19 Pandemic on the Shrinking Cities of the Osaka Metropolitan Area
by Haruka Kato and Atsushi Takizawa
Sustainability 2022, 14(3), 1601; https://doi.org/10.3390/su14031601 - 29 Jan 2022
Cited by 8 | Viewed by 3858
Abstract
This study aims to clarify the impact of the urban exodus triggered by the COVID-19 pandemic on shrinking cities in the Osaka metropolitan area, where a declining population is caused by population aging. Analyzing the Osaka metropolitan area enables us to clarify how [...] Read more.
This study aims to clarify the impact of the urban exodus triggered by the COVID-19 pandemic on shrinking cities in the Osaka metropolitan area, where a declining population is caused by population aging. Analyzing the Osaka metropolitan area enables us to clarify how cities are shrinking due to the urban exodus. This study analyzed the monthly population data of three types of municipalities: ordinance-designed/regional hub cities, ordinary cities, and towns/villages. In conclusion, the study clarified that population change due to the urban exodus occurred in the ordinance-designed/regional hub and ordinary cities from summer to autumn 2020. The most significant population increases occurred in the municipalities in the Osaka metropolitan fringe area, which are located more than 30 km away from the center of the Osaka metropolitan area. The conclusion is important because the population increased not only in the ordinance-designed cities but also in the ordinance-designed/regional hub cities, unlike the rest of the metropolitan area. The result is the new insights unique to the Osaka metropolitan area that this study clarified. The urban exodus contributes to the need for the local governments of shrinking cities to maintain the urban services necessary for people’s daily lives. Full article
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17 pages, 303 KiB  
Article
Refugee Arrival under Conditions of Urban Decline: From Territorial Stigma and Othering to Collective Place-Making in Diverse Shrinking Cities?
by Norma Schemschat
Sustainability 2021, 13(23), 13301; https://doi.org/10.3390/su132313301 - 01 Dec 2021
Cited by 6 | Viewed by 1812
Abstract
Places affected by urban shrinkage are widely depicted as left behind places characterized by decline and decay. Refugees are generally constructed as victims or ‘dangerous other’. Hence, place-making and negotiations of belonging in shrinking cities are accompanied by multiple layers of stigmatization. Despite [...] Read more.
Places affected by urban shrinkage are widely depicted as left behind places characterized by decline and decay. Refugees are generally constructed as victims or ‘dangerous other’. Hence, place-making and negotiations of belonging in shrinking cities are accompanied by multiple layers of stigmatization. Despite this contextual factor and even though many questions related to inter-group relations in shrinking cities are still unanswered, refugee-centered revitalization of shrinking cities is being discussed among city officials, planners and in the scientific community. This paper investigates local discourses on urban shrinkage and refugee arrival as contextual factors for negotiations of place and belonging, and connects to previous studies on the stigmatization of declining cities and the othering of refugees. It uses Nayak’s (2019) concept of re-scripting narratives to analyze whether acts of re-writing apply not only to stigmatizations of place, but marginalized groups as well. The paper finds that while dominant discourses on place are contested and at times re-scripted by local actors, discourses which construct refugees as other are reaffirmed. Confirming previous findings according to which stigma was passed on to other marginalized groups, it concludes that there is a need to consider dominant discourses and their negative impact on social cohesion in debates around refugee-centered revitalization. Full article
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