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12 January 2024

A Journey to Hear: The Evolution of Cochlear Implants

,
and
1
Otolaryngology-Head & Neck Surgery, Athens Pediatric Center, 15125 Athens, Greece
2
Children’s Oncology Unit “Marianna V. Vardinoyannis-ELPIDA”, Aghia Sophia Children’s Hospital, 11527 Athens, Greece
*
Author to whom correspondence should be addressed.
This article belongs to the Section Medicine & Pharmacology

Definition

Cochlear implants (CIs), a revolutionary breakthrough in auditory technology, have profoundly impacted the lives of individuals with severe hearing impairment. Surgically implanted behind the ear and within the delicate cochlea, these devices represent a direct pathway to restoring the sense of hearing. Implanting hope alongside innovation, their captivating history unfolds through pivotal dates and transformative milestones. From the first human implantation by Drs. William House and John Doyle in 1961 to FDA approval in 1984, each step in their evolution mirrors a triumph of human ingenuity. The 1990s witnessed significant miniaturization, enhancing accessibility, while the 21st century brought about improvements in speech processing and electrode technology. These strides have elevated CIs beyond functional devices to life-changing instruments, enriching both auditory experiences and communication skills. This entry delves into the captivating history of CIs, spotlighting key dates that paint a vivid picture of challenges overcome and remarkable progress achieved. It explores the people and moments that defined their development, ultimately shaping these implants into indispensable tools that continually redefine the landscape of hearing assistance.

1. Introduction

Cochlear implants (CIs) represent a significant advancement in auditory rehabilitation, offering a pioneering solution for individuals with severe hearing impairment.
These sophisticated electronic devices, surgically implanted with precision, aim to restore the sense of hearing by directly stimulating the auditory nerve []. Comprising external and internal components, the device is intricately engineered to rest discreetly behind the ear, while the internal element finds its purpose within the cochlea—a delicate, spiral-shaped cavity nestled in the inner ear. The external setup consists of a microphone, sound processor, and transmission system, while the internal device consists of a receiver/stimulator and an electrode array.
In brief, the external microphone captures environmental sound or speech, sending the information to the sound processor. The speech processor converts mechanical vibrations (sound) into an electric signal, which is wirelessly transmitted through the skin via radio frequency to the internal receiver/stimulator. The receiver/stimulator then directs the electrical signal to the cochlea’s electrode array, stimulating the auditory nerve and allowing the signal to travel along the auditory pathway to the auditory cortex in the brain []. In the continuum of technological progress, CIs have evolved into indispensable instruments, acting not only as adept conductors of auditory restoration but also as pivotal tools in enhancing communication skills. This technological development goes beyond its initial purpose, improving the overall quality of life for those contending with profound hearing challenges.
This manuscript endeavors to delve into the historical evolution of CIs, tracing their development from conceptualization to the cutting-edge devices we recognize today. By presenting a chronological narrative, we seek to highlight key milestones, technological advancements, and societal implications that have shaped the trajectory of CI innovation. Through this exploration, we strive to contribute to a comprehensive understanding of the historical context surrounding CIs, shedding light on the challenges overcome and the triumphs achieved in the journey towards enabling individuals with hearing impairment to experience the world of sound.

2. Early Developments: Alessandro Volta’s Groundbreaking Exploration into Harnessing Electricity for Auditory Perception

The Leyden jar, invented in 1745, significantly advanced the medical use of electricity. Benjamin Wilson detailed extra-auricular electrical stimulation in 1748, applying an electrified vial to a deafened woman’s left temple. Although subsequent repetitions improved her hearing, attempts on six other deaf individuals were unsuccessful [].
Alessandro Volta, renowned for inventing the voltaic pile, the first chemical battery, made a pioneering contribution to the exploration of electricity’s auditory potential. In the early 1800s, he devised an experiment where he connected each pole of a battery to a metal probe. Intriguingly, Volta inserted one probe into one of his ear canals and the other into the opposite canal. Notably, one of the probes featured a switch that could interrupt or allow the flow of current. Upon closing the switch, he recounted the resulting sensation as a “jolt in the head”, accompanied by a sound reminiscent of “crackling, jerking, or bubbling, as if some dough or thick material was boiling” []. This laid the groundwork for future developments like CIs.
In 1855, Duchenne de Boulogne experimented with cochlear stimulation using alternating current, experiencing sensations of buzzing, hissing, and ringing. The stimulation also triggered non-auditory sensations, including a metallic taste []. In 1905, the American La Forest Potter patented an electrical stimulating system for the mastoid bone, describing improvements in passing electric current through mastoid bones and natural ear passages, as well as transmitting phonetic excitement through an electric current []. By 1930, Ernst Glen Wever and Charles Bray observed that amplifying the output from an electrode intracranially in a cat’s acoustic nerve replicated speech waveforms in both frequency and amplitude []. The first direct evidence of electric stimulation affecting the auditory nerve in humans, however, was provided by a group of Russian scientists. They reported that electric stimulation resulted in a sensation of hearing in a deaf patient with damage to both the middle and inner ears [].
In 1939, the Bell Labs researcher Homer Dudley introduced the vocoder, a real-time voice synthesizer. It extracted speech components using 10 bandpass filters, condensing speech into fundamental frequency, spectral intensity, and overall power []. The vocoder’s principles influenced early speech processing for multichannel CIs. In 1940, the Americans Clark Jones, Stanley Smith Stevens, and Moses Lurie inserted electrodes directly into the middle ears of 20 patients without tympanic membranes. Most had undergone mastoid operations []. This proximity to the inner ear, producing sounds, led to the hypothesis that direct stimulation of the auditory nerve could result in hearing.

3. Post-World War II Advances

3.1. Electronics, Auditory Nerve Stimulation Experiments, and the Emergence of Multichannel Cochlear Implants with Silicon Technology Impact

In 1950, the Swedish neurosurgeon Lundberg conducted a neurosurgical operation where he stimulated a patient’s auditory nerve with a sinusoidal electric current. A surprising finding was that the sinusoidal current was perceived not as a tone but as a noise [].
The French team of André Djourno and Charles Eyriès is often credited as early pioneers of cochlear implantation. During facial nerve graft surgery on a patient with prior cholesteatoma-related temporal bone resection, they observed a small segment of the VIII nerve. On 25 February 1957, they cautiously placed an electrode on the accessible vestibular nerve segment. Dr. Eyriès hesitated due to extensive damage but proceeded, implanting a 2.5 cm induction device. Despite not mentioning the cochlea, Djourno and Eyriès are acknowledged for their groundbreaking intra-auricular electrode implantation, foreseeing the future development of the CI. Their studies, though short-lived, gained wide recognition through their publication in La Presse Médicale []. The news spread beyond France, reaching the Los Angeles Times. A patient at Dr. William House’s clinic shared the article, leading Dr. House to explore further. Convinced by the insights, he aimed to develop a reliable auditory prosthesis for the deaf.
In 1961, Drs. House and Doyle pioneered CIs by implanting gold-insulated electrodes in two deaf patients in Los Angeles. Dr. House, an otology specialist, collaborated with Dr. Doyle, a neurosurgeon, to develop the initial implants featuring either a single wire with a flamed ball contact or an array of five electrodes. Their surgical approach involved inserting the electrode(s) into the scala tympani through an incision in the round window membrane []. Despite early success, including basic frequency discrimination and word identification in closed sets, complications arose due to the insufficient biocompatibility of the electrodes, leading to their removal and limiting long-term testing. Concerns about infection and electrode rejection prompted a temporary pause in Dr. House’s work on the implant. Dr. House’s interest in CIs was reignited, as he observed successes with other medical devices. Collaborating with the electrical engineer Mr. Urban, they developed the first CI system usable outside the laboratory, marking a significant milestone in the history of CIs. This achievement solidified Dr. House’s status as the widely recognized “father” of CIs.
In 1966, Simmons implanted single-wire electrodes in a deaf-blind volunteer’s modiolus, distinct from scala tympani implants []. Basic studies showed pitch variations with electrode or rate changes. Speech signals produced speech-like percepts, but comprehension was limited. Simmons, disappointed, ceased human studies, turning to animal research for broader physiological insights and safety evaluation. In the early 1970s, a University of California, San Francisco team, led by Michelson and Merzenich, explored single-electrode implants. Initial trials showed limited speech recognition, but Merzenich’s animal experiments demonstrated time-locked neural responses for frequencies up to 600 Hz []. Further studies aimed to develop CI systems with multiple stimulation sites to represent frequencies above 600 Hz.
In 1975, at the Technical University of Vienna, Ingeborg and Erwin Hochmair initiated CI development with the goal of designing an electronic implant for both hearing sounds and understanding speech. Their CI, successfully implanted at the University Clinic in Vienna by Prof. Kurt Burian on 16 December 1977, marked a significant achievement []. Simultaneously, at the University of Pittsburgh, Bilger and colleagues assessed the speech performance of single-electrode CI recipients []. Despite assisting in recognizing environmental sounds, open-set speech recognition remained challenging. During a controversial period for CIs, the U.S. National Institutes of Health (NIH) commissioned a study led by Dr. Robert C. Bilger. The study included all 13 U.S.-implanted patients at that time, using early single-site stimulation devices. The “Bilger Report” demonstrated significant quality-of-life improvements, reshaping perceptions at the NIH and among experts. The study marked a pivotal moment, granting respectability to CIs in medical and scientific communities, leading to increased NIH support for CI research and development from 1978.
In 1978, Graeme Clark achieved a milestone with the first contemporary multichannel CI, restoring hearing in a post-lingual deaf adult []. Between the 1970s and 1990s, CI technology advanced significantly, surpassing 1000 surgeries. The first “successful” single-channel cochlear implantation occurred in 1972, with notable improvements in speech perception in the mid-1980s. However, it did not fully replicate normal neural activity. By 1984, the 3M/House single-electrode CI gained FDA approval []. In the 1990s, advancements in speech processing technology propelled CIs into mainstream medicine, significantly improving patients’ quality of life (Figure 1).
Figure 1. Timeline of cochlear implant evolution over time highlighting key milestones as steps on a ladder, each serving as a leap to the next stage [,,,,,,].
The utilization of silicon-based materials has facilitated the creation of smaller, more intricate components, contributing to the development of compact and highly sophisticated CI processors. The integration of silicon microchips has significantly enhanced signal processing capabilities, resulting in improved sound quality and heightened precision in auditory stimulation. Moreover, the biocompatibility of silicon materials ensures compatibility with the human body. As silicon technology continues to advance, its ongoing impact on implant design holds promise for further innovations.
Significant challenges in CI development include refining speech processing algorithms to enhance sound perception, improving battery life, and addressing issues related to device durability and long-term reliability. Additionally, challenges arise in optimizing outcomes for specific patient populations, such as children and individuals with residual hearing. Overcoming these challenges requires ongoing research, technological advancements, and collaboration between clinicians, researchers, and CI manufacturers. Continuous innovation, combined with rigorous testing and regulatory approval processes, ensures the continued improvement and accessibility of CIs for individuals with hearing impairment.

3.2. Limited Success and Ethical Dilemmas: Scientists’ Perspectives on First Cochlear Implants

In the early stages, CIs faced skepticism and scrutiny within the scientific community, a common reaction to most emerging technologies. Many auditory scientists and otologists criticized these implants, rejecting the potential for restoring useful hearing due to perceived crude stimulation patterns []. Dr. Merle Lawrence expressed doubt, asserting the impossibility of stimulating auditory nerve fibers for speech perception []. Despite initial skepticism, pioneers persevered, laying the groundwork for today’s advanced CI devices. Over time, attitudes shifted, with Gifford and her team reporting in 2008 that over a quarter of CI patients achieved perfect scores in sentence recognition tests []. As CIs advanced, standard audiological tests became inadequate for assessing speech understanding deficits.

4. Expanding Applications and Technological Advances (1990s–2000s)

Undoubtedly, there is considerable variability and individual differences in speech and language outcomes among deaf children and adults who have undergone cochlear implantation. Indeed, some studies report that, for many CI users, speech communication continues to be challenging and effortful, especially in everyday, real-world listening conditions [].

4.1. Pediatric Cochlear Implantation

The FDA first approved the use of CIs in children at least 2 years old in 1990, and lowered the minimum age to 12 months in 2000. Research developments and technological improvements provided the foundation to approve lowering the indication to 9 months []. Pediatric cochlear implantation is pivotal for children with hearing impairment, particularly when performed early in life. Early intervention, typically within the first few years, maximizes developmental benefits by capitalizing on the critical stages of auditory system maturation during early childhood. Research consistently shows that early cochlear implantation fosters significant progress in communication, language acquisition, and overall cognitive development. By providing access to auditory input during this sensitive period, children can establish neural pathways for effective auditory processing, facilitating age-appropriate language milestones and enhancing social integration.

4.2. Bilateral Cochlear Implants

Recent studies underscore the increasing adoption of bilateral cochlear implantation, unveiling a spectrum of benefits such as enhanced binaural summation and a notable surge in speech recognition, especially in noisy environments, outperforming the capabilities of unilateral implants []. In the midst of ongoing debates on cost-effectiveness, bilateral CIs are steadily solidifying their status as the standard treatment for individuals with bilateral profound sensorineural deafness.
This innovative paradigm in cochlear implantation yields a multitude of advantages. It goes beyond merely improving speech comprehension in challenging auditory environments; it significantly elevates sound localization capabilities. Moreover, it rectifies the asymmetry inherent in unilateral solutions, providing a more equitable representation of auditory input. By delivering stimulation to both ears, bilateral cochlear implantation optimally exploits the advantages of binaural hearing []. This not only heightens spatial awareness but also enhances the ability to discriminate between diverse sounds, enriching the overall auditory experience for recipients.
Bilateral cochlear implantation, whether executed simultaneously or sequentially, offers numerous potential advantages, yet there may be a few associated drawbacks. Initial concerns about postoperative balance function, anesthesia duration, and cost-effectiveness in simultaneous procedures have been mitigated by studies in children and infants, establishing their safety. Sequential bilateral cochlear implantation is highly advisable for unilaterally implanted children with limited residual hearing or poor discrimination skills in the opposite ear. Decisions should be individualized, and although a short inter-implant delay and lower age at the second surgery are preferable, benefits can still be realized even with delayed procedures. Older age at the second implant or extended inter-implant delays do not necessarily negate the potential advantages of bilateral electrical stimulation []. While simultaneous procedures have been shown to be advantageous and resource-efficient in children, comprehensive data on adults remain limited. Adults with bilateral hearing loss often favor a sequential approach, beginning with the worse ear.

4.3. Cochlear Implant Processing: Guiding Auditory Perception and Enhancing Speech Recognition

Navigating the intricacies of signal processing can pose a challenge for individuals without specialized training in this complex and technical field. In this manuscript, we elected to avoid analytical signal processing details, which have been thoroughly analyzed in other reports []. However, it is essential to note that the ultimate and potentially decisive distinction among implant devices lies in the chosen signal processing strategy responsible for transforming the speech signal into electrical stimuli. Over the past 25 years, a spectrum of techniques has emerged, some emphasizing waveform preservation and others giving priority to envelope or spectral features, such as formants.
Modern CIs employ advanced sound processing, utilizing algorithms like “Continuous Interleaved Sampling” to mimic the auditory system’s filtering function. Through pre-emphasis to enhance high frequencies, the digitized sound is filtered through a set of filters corresponding to intracochlear electrodes. These electrodes deliver modulated electrical pulses, simulating the behavior of hair cells.
In tandem, advancements in speech processing research have paralleled evolving implant designs, emphasizing the effective translation of sound stimuli into neural codes for improved speech recognition []. CI processors, driven by fast microprocessors, have transitioned from single-electrode to multiple-electrode configurations along the basilar membrane. Modern processors utilize bandpass filters to segregate the sound spectrum and implement automatic gain control to manage sound intensities before applying them to corresponding electrodes. The continuous evolution of CI technology aims to refine speech discrimination and enhance the perception of diverse sound types, including music.

5. Beyond Auditory Restoration

5.1. Cochlear Implants for Single-Sided Deafness and Tinnitus

CIs have evolved beyond their initial purpose of restoring hearing, expanding their capabilities to address challenges beyond bilateral hearing loss. This broader application now includes individuals with single-sided deafness (SSD) and those with persistent tinnitus. For individuals with SSD, characterized by profound hearing loss in one ear while the other remains unaffected, CIs present a remarkable solution. Moreover, CIs have shown promise in managing tinnitus, a condition characterized by the perception of noise in the absence of external stimuli. Through the strategic electrical stimulation of the auditory nerve, CIs have demonstrated the potential to mitigate the symptoms of tinnitus, providing relief for those plagued by persistent ringing or buzzing sounds [].
In the realm of SSD, adults encounter challenges encompassing compromised sound source localization, diminished speech understanding in noisy environments, and the distressing presence of tinnitus []. Existing non-invasive interventions, such as contralateral routing of signal (CROS) and bone conduction devices (BCDs), aim to address these issues but are associated with limitations [,]. Cochlear implantation emerges as a highly effective alternative, showcasing superiority by significantly enhancing sound localization, improving speech understanding, and enhancing the overall quality of life for both adults and pediatric patients with SSD.

5.2. Cochlear Implant Innovations in Music Perception

The intersection of CIs and music perception poses significant challenges due to the complex nature of musical elements such as pitch, melody, rhythm, and timbre. Early CI users reported difficulties in discerning and appreciating music, highlighting limitations in both technology and understanding. Nevertheless, technological progress has evolved the landscape over the years. Modern CI designs, sophisticated signal processing algorithms, and improved electrode arrays have substantially enhanced the music perception capabilities of individuals with CIs []. Current research and contemporary insights suggest notable improvements in musical experiences for CI users, with rehabilitation programs playing a crucial role in refining their ability to engage with and enjoy music. Therefore, it is not surprising to see CI users playing a musical instrument []. While challenges persist, ongoing efforts in research and innovation continue, attempting to connect CIs with the world of music, offering promising prospects for the future.

5.3. Advances in Hybrid Devices

Recent advances in the field of auditory prosthetics have brought about notable developments in hybrid devices, significantly improving the options available for individuals with hearing impairment. Hybrid devices represent another innovative frontier, blending traditional CI technology with acoustic amplification for individuals with partial hearing loss. These devices combine electrical stimulation of the auditory nerve with natural acoustic input, catering to individuals who may have residual low-frequency hearing []. Hybrid implants aim to preserve any remaining natural hearing while providing the necessary electrical stimulation for higher-frequency sounds, resulting in a more natural and comprehensive auditory experience. Advancements in signal processing algorithms and electrode array designs have further refined the performance of implantation and hybrid devices. These innovations focus on optimizing the synchronization of signals from both implants and tailoring the stimulation patterns to individual hearing profiles, thereby maximizing the benefits of these technologies. These advances signify a significant step forward, offering individuals with hearing impairment more personalized and effective solutions.

6. Social Impact and Ethical Considerations

6.1. Deaf Culture and the Deaf Community’s Response to Cochlear Implants

The Deaf community is a vibrant group with its own language and traditions, rooted in the shared experiences of individuals who are deaf or hard of hearing. Sign language is often the primary mode of communication. The introduction of CIs, designed to enhance hearing, has sparked varied responses within the Deaf community, reflecting its diverse perspectives [,].
Some members view CIs as a valuable tool for individual choice and autonomy, providing access to sound and speech for better integration into the hearing world. They see these implants as a personal decision aligned with autonomy and the right to choose one’s path in life. Others approach them cautiously, expressing concerns about cultural assimilation and the potential threat to Deaf culture and sign language.
It is crucial to acknowledge the diverse and deeply personal perspectives within the Deaf community regarding CIs. While some embrace the technology for its potential benefits, others are cautious about its impact on cultural identity. This discourse mirrors broader discussions on the intersection of technology, identity, and cultural preservation. Understanding and respecting these diverse viewpoints is vital for fostering a more inclusive and informed conversation about hearing technologies within the Deaf community.

6.2. The Role of Advocacy Groups and Policy in Shaping Implantation Practices

Advocacy groups and policy are central to shaping cochlear implantation practices, exerting influence in development, adoption, and accessibility. They raise awareness about hearing impairment and CIs, disseminate information to address misconceptions, and engage with policymakers to advocate for improved access, insurance coverage, and research funding. Policy changes driven by these groups significantly impact the availability and affordability of CIs.
These entities also allocate funds for research, contributing to the refinement of implant technologies and rehabilitation strategies. Emphasizing inclusivity, they advocate for equal access across diverse demographics, working to eliminate barriers hindering certain populations. Collaborating with healthcare professionals, they establish high-quality standards for cochlear implantation, ensuring safety, efficacy, and ethical considerations. Additionally, advocacy groups empower individuals and families affected by hearing impairment, providing crucial support networks, resources, and guidance throughout the implantation process. Through awareness, policy influence, research support, and inclusivity advocacy, these entities profoundly contribute to shaping the evolution and accessibility of cochlear implantation technologies.

8. Conclusions

The story of CIs unfolds with a fascinating blend of breakthroughs and technological progress. The journey of CI technology has not only reshaped auditory rehabilitation but has also become a central element in the ongoing narrative of innovation. As CIs continue to redefine the possibilities in hearing restoration, the intricate dance between technological advancements and the evolving landscape of auditory solutions takes center stage. This historical narrative prompts a continuous exploration and discussion to ensure that CIs remain aligned with the ever-evolving technological landscape, contributing to increasingly refined outcomes in auditory rehabilitation. The historical progression of CIs highlights their dynamic role and transformative impact on the journey of hearing restoration.

Author Contributions

Conceptualization, Visualization, Supervision, I.A.; Methodology, Investigation, M.A. and P.S.; Writing—Original Draft Preparation, M.A. and P.S.; Review and Editing, I.A. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

No new data were created or analyzed in this study. Data sharing is not applicable to this paper.

Conflicts of Interest

The authors declare no conflicts of interest.

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