Abstract
In the present work, we study some existing results related to a new class of Steklov
-Kirchhoff problems with critical exponents. More precisely, we propose and prove some properties of the associated energy functional. In the first existence result, we use the mountain pass theorem to prove that the energy functional admits a critical point, which is a weak solution for such a problem. In the second main result, we use a symmetric version of the mountain pass theorem to prove that the investigated problem has an infinite number of solutions. Finally, in the third existence result, we use a critical point theorem proposed by Kajikiya to prove the existence of a sequence of solutions that tend to zero.
1. Introduction
In this study, we examine a specific class of fractional Kirchhoff-type problem with a
-Laplacian operator, which is expressed as follows:
where
where
and
are
-Hilfer fractional partial derivatives of order
and type
.
is the outer-unit normal derivative. p, r, and
are such that
and
where
is the critical exponent, which is defined as follows:
The Kirchhoff function (M) is continuous, and the nonlinearity () is of the Carathéodory type.
In recent years, considerable attention has been paid to problems involving the
-Hilferfractional derivative with a p-Laplacian operator [,,,,,,,]. Problems that involve the growth of the critical exponent are more complicated, since the embedding is continuous and not compact. To solve this lack of compactness, Lions [] used the concentration-compactness principle. Recently, several problems have arisen that involve critical growth behavior. For a more thorough exploration of this subject, we recommended that interested readers consult references [,,,] and other related sources.
The investigation of problems characterized by variable exponents, critical growth, and those involving the
-Hilfer fractional derivative with a p-Laplacian operator has garnered considerable interest in recent years. These issues are not only intriguing but also relevant to various applications, including the modeling of electrorheological fluids [,,], image processing [], medicine [], economics and finance [,], physics [,], and biology []. Moreover, they represent difficult mathematical problems that require a detailed examination.
The authors of [] explored an equation with critical variable exponents.
where
, and q are such that
It is assumed that the set
is not empty, which suggests the appearance of critical growth behavior. To demonstrate the existence of solutions, the authors utilized variational methods alongside the mountain pass theorem. These approaches enabled them to formulate an appropriate functional and apply critical point theory to identify non-trivial solutions to the problem.
The problems related to Kirchhoff-type problems with variable exponents are attracting significant attention and becoming increasingly important to various research groups due to a range of theoretical and practical inquiries [,,,,]. Furthermore, it is important to highlight the growing interest in Kirchhoff problems involving fractional operators, which has seen a remarkable increase over the years [,,]. The
-Laplacian introduces more intricate nonlinearity, leading to several fundamental challenges. For approximation, the authors of [] explored the Kirchhoff fractional
-Laplacian problem without a critical exponent.
The authors utilized variational techniques, along with the mountain pass theorem and the fountain theorem, to demonstrate both the existence and the multiplicity of solutions for the problem
.
We note that the novelty in our study compared with reference [] is that the perturbed nonlinearity can be critical, which implies more difficulties. This is due to the embedding, which is only continuous when the exponent is critical, and to solve this we use a concentration-compactness principle. Moreover, Kirchhoff-type problems are important, since they arise in the description of nonlinear vibrations of an elastic string.
Inspired by the findings reported in reference [], our article seeks to advance the discussion by examining the critical case of the problem mentioned above. To achieve this, we apply a recent concentration-compactness principle for
-Hilfer spaces with variable exponents to analyze the weighted Kirchhoff problem (1). Our research offers a generalization, enhancement, and extension of the earlier references, incorporating additional suitable conditions. As a result, this project is of considerable significance and provides important insights.
In conclusion, our study makes a meaningful addition to the current body of literature by investigating the critical case of the Kirchhoff problem under Steklov boundary conditions. By employing robust mathematical methods and leveraging recent concentration-compactness principles, we demonstrate the existence and multiplicity of solutions for problem (1), thereby deepening the understanding of this significant area of research.
2. Preliminaries of Variational Spaces
In this section, we present the spaces related to the variational formulation of the main problem. Concerning the properties of the Lebegue spaces and the Hilfer fractional derivative (
), we refer the reader to the lemmas presented in [,,,]. Next, in order to define the working space, we begin by introducing the following set:
For all
, consider
Additionally, we define
with the norm on
defined as
We also define
with the norm on
defined as
Spaces
and
are Banach spaces, which we refer to as variable-exponent Lebesgue spaces.
The
-fractional space is expressed as [,]
with the norm
denotes the closure of
in
. We recall that Banach spaces
and
are also separable and reflexive. Moreover, if
such that
for all
, then embedding
is continuous.
The following result is important in our proofs.
Theorem 1
(Concentration-compactness principle (see [])). Let
and
be two continuous functions such that
Let
be a weakly convergent sequence in
with a weak limit (u) such that
- •
- weakly in the sense of measures;
- •
- weakly in the sense of measures.
Also assume that
is nonempty. Then, for some countable index set (I), we have
where
and S is the best constant in the Gagliardo–Nirenberg–Sobolev inequality for variable exponents, namely
Finally, we note that in our proofs, we use both the mountain pass and symmetric mountain pass theorems, which can be found in []; moreover, we use the following theorem:
Theorem 2
(Kajikiya theorem; see []). Let E be an infinite, dimensional, real Banach space. Let
, satisfying the following conditions:
- (c1)
- is an even functional such that ;
- (c2)
- satisfies the (PS) condition;
- (c3)
- For any , there exist a k-dimensional subspace of E () and a number () such that , where .Then, the functional has a sequence of critical points () satisfying as .
3. Main Results
In this part, we present the principal results of this work. To do this, we make the following assumptions.
- The function can be expressed as , where a and h are measurable functions satisfying the following condition: there exists , such that for all , we haveand
- There exists such that the Kirchhoff function (M) satisfies .
- There exists with such thatwhere .
- There exist and such that for all and , we havewhere
- For all , we have .
- There exists a nonempty open ball () such thatwhere .
Subsequently, we define a weak solution for the problem (1) in the following way.
Definition 1.
We assume that
is a weak solution for Equation (1) if, for any
, we have
We are now prepared to present and demonstrate the first key results.
Theorem 3.
Under Hypotheses
–
, problem (1) has a non-trivial weak solution.
Theorem 4.
Under Hypotheses
–
, problem (1) has an infinite number of solutions.
Theorem 5.
Under Hypotheses
–
, problem (1) has an infinite number of solutions (
) satisfying
as
.
Now, we introduce the functional () associated with problem (1), which characterizes the critical points and plays a key role in the existence of solutions.
where
and
We recall from [] that
. Moreover, for all
, we have
We also recall the following proposition.
Proposition 1
(see []). Let
be a functional defined as follows:
Then the following statements hold:
- For all we have
- Operator , from X to its dual , is continuous and bounded; moreover, it is strictly monotone.
- is a mapping of the type, that is, if in X and , then strongly in X.
Remark 1.
Using Hypothesis
and the Hölder inequality,
. Therefore, for all
, we obtain
From Proposition 1 and Remark 1, it follows that
. Then, for all
, we have
Therefore, the weak solutions of the problem (1) are associated with the critical points of functional
.
Now, we establish a key result that offers a lower bound for functional
associated with the problem (1) under the assumption of
.
Lemma 1.
Assume that
–
are satisfied. Then, there exist
such that, for
,
Proof.
Let
, with
. Under Hypothesis
, for all
, we have
,
proves the existence of
,
such that
Now, under Hypotheses
–
, we obtain
Since
,
and
are both greater than
, we can set
to be sufficiently small such that
Therefore, we obtain
□
In the upcoming lemma, we demonstrate a result related to the boundedness of a Palais–Smale sequence within a space (X).
Lemma 2.
Suppose that conditions
–
are satisfied. Let
be a Palais–Smale sequence in X. Then,
is bounded in
Proof.
Let
be a sequence in X such that
where c is a positive constant.
Since
, there exists
such that
On the other hand, since we have
in
,
converges to zero. Therefore, it is bounded. Hence, there exists
such that
Next, we prove, by contradiction, that
is bounded. We consider a subsequence such that
and
.
Now, according to (8) and
, we obtain
By merging the inequality mentioned above with (9), we obtain
Using
, we obtain
According to
and
,
and
; then, we have
, so
According to (10), this is absurd. Therefore,
is bounded in X. □
Next, we introduce a set (A) defined by
as nonempty set. We also define a set expressed as
for
We note that
and
.
If
is a Palais–Smale sequence with an energy level of c, then, as stated in Theorem 1, we obtain the following convergence results:
If
then
in
. It should be noted that
. We aim to demonstrate that if
, then
, where S is defined in Theorem 1.
Lemma 3.
If conditions
–
are satisfied, let
be a Palais–Smale sequence in X with a energy level of
If
, then the index set (I) is empty.
Proof.
Suppose that
and let
such that
. Now, we consider the functions
. We have
Thus,
Then, we obtain
According to Hölder’s inequality and using Hypothesis
, we have
Therefore, we obtain
Then,
which implies
. Consequently,
Thus, we conclude that
or
.
Now, since
and using Hypothesis
, we have
Therefore,
Therefore, since
is positive and arbitrary and r is continuous, we have
Then, if
, the index set (I) is empty. □
We now introduce the subsequent lemma that demonstrates a significant convergence result.
Lemma 4.
Assume that conditions
–
are satisfied and let
be a Palais–Smale sequence in X with an energy level of c. Then, there exists a subsequence of
that converges strongly in X.
Proof.
Let
be a
sequence in X. Then, according to Lemma 2, we know that the sequence
is bounded in X. Therefore, there exists a subsequence still denoted by
such that
weakly in X.
On the other hand, according to Lemma 3 and the compact embedding, we obtain
Next, we prove that
strongly in X. To this end, we begin by remarking that
Therefore, by applying Hölder’s inequality, we obtain
This yields
Similarly, we can obtain
Now, by using Hypothesis
and Hölder’s inequality, one has
Therefore, we obtain
On the other hand, by combining Equations (15) and (16) with Equation (17) and using the fact that
, we conclude that
Since Hypothesis
implies that
, we obtain
Also, the fact that
implies that
.
Hence, based on the above information, we deduce that
Finally, based on the fact that the functional
is of the
type, we conclude that
. □
To go deeper into the characteristics of the
functional and its critical points, we present the following lemma.
Lemma 5.
If conditions
–
hold, then there exists
such that
where η is defined in Lemma 1.
Proof.
According to
,
According to Hypotheses
and
, the function
is decreasing. Therefore, for all
, when
,
; then,
Since
, it follows that
Therefore, we can set
and set
such that
and
. This completes the proof. □
We now present a lemma that offers an important conclusion about the boundlessness of a set given specific conditions.
Lemma 6.
Under Hypotheses
–
, if F is a finite-dimensional subspace of X, then the set
is bounded in X.
Proof.
Proof of Theorem 3.
By combining Lemmas 1 and 4 with Lemma 5, we deduce that all conditions of the mountain pass theorem are satisfied. Therefore, this theorem ensures the existence of a critical point of the energy functional, which implies the existence of a non-trivial solution to problem (1). □
Proof of Theorem 4.
First of all, we begin by remarking that
; moreover, according to condition
,
is an even functional. Therefore, combining the last information with Lemmas 1, 4, and 6, we can see that all the conditions of the symmetric mountain pass theorem hold. Therefore, this theorem ensures the existence of an unbounded sequence of critical points of the functional energy, which results in the existence of infinitely many non-trivial solutions to the problem (1). □
Proof of Theorem 5.
Let
and
, where
is an eigenfunction corresponding to the i-th eigenvalue of the problem expressed as
in B,
on
, and it is extended on
by setting
for
, where B is given by Hypothesis
. Since
is a finitely dimensional space, there exists a positive constant () such that for all
, we have
On the other hand, according to Hypothesis
, we can choose
such that for a.a.
and for all
, we have
Let
and
. Then, according to
,
for all
. Therefore, using Equation (22), if u is a function such that
, then we obtain
Now, if
, then according to Equation (20), we have
Finally, according to (21),
. Hence,
satisfies condition
of Theorem 2. On the other hand, if
, the
functional is even. Additionally, Lemmas 1 and 4 confirm that all the requirements outlined in Theorem 2 are satisfied. Therefore, we can conclude that problem (1) has a sequence of critical points (
) satisfying
as
. Thus, the proof of Theorem 5 is complete. □
4. Conclusions and Discussion
In this paper, we have proven two existing results for a Kirchhoff-type problem involving a fractional
-Hilfer derivative with variable exponents and critical nonlinearity. In the first main result, we studied the existence of solutions by proving that the associated energy functional satisfies the geometry of the mountain pass theorem. In the second main result, we investigated the existence an infinitely number of solutions for such a problem by using the symmetric version of the mountain pass theorem. It is noted that to manipulate the embedding for the critical exponent, we used a concentration-compactness principle.
We hope to develop other works by considering double-phase problems with singular nonlinearity.
Author Contributions
Methodology, M.A.A. and A.G.; Validation, M.A.A. and A.G.; Investigation, M.A.A. and A.G.; Writing—original draft preparation, M.A.A. and A.G.; Writing—review and editing, M.A.A. and A.G. All authors have read and agreed to the published version of the manuscript.
Funding
This work was funded by the University of Jeddah, Jeddah, Saudi Arabia, under grant No. UJ-24-DR-2511-1. Therefore, the authors thank the University of Jeddah for its technical and financial support.
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Acknowledgments
This work was funded by the University of Jeddah, Jeddah, Saudi Arabia, under grant No. UJ-24-DR-2511-1. Therefore, the authors thank the University of Jeddah for its technical and financial support.
Conflicts of Interest
The authors declare no conflicts of interest.
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