Abstract
We consider nonlinear Robin problems driven by the p-Laplacian plus an indefinite potential. In the reaction, we have the competing effects of a parametric concave (that is, -sublinear) term and of a convex (that is, -superlinear) term which need not satisfy the Ambrosetti–Rabinowitz condition. We prove a "bifurcation-type" theorem describing in a precise way the dependence the dependence of the set of positive solutions on the parameter . In addition, we show the existence of a smallest positive solution and determine the monotonicity and continuity properties of the map .
1. Introduction
Let be a bounded domain with a -boundary . In this paper, we study the following nonlinear parametric Robin problem
with , .
In this problem, denotes the p-Laplace differential operator defined by
The potential function and in general it is sign changing. Thus, the left-hand side of (1) (the differential operator plus the potential term) is not coercive. On the right-hand side of the problem (the reaction), we have the competing effects of two nonlinearities. One is the parametric term with being a Carathéodory function (that is, for all , is measurable and for a.a. , is continuous). The function is strictly -sublinear near and concave near the origin (that is, -superlinear near zero). The second nonlinearity is also a Carathéodory function and is -superlinear near . The superlinearity of is not expressed using the well-known Ambrosetti-Rabinowitz condition (the AR-condition for short). Instead, we employ a less restrictive condition which incorporates in our framework a larger class of -superlinear functions. In the boundary condition, denotes the conormal derivative of u corresponding to the p-Laplacian and it is interpreted via the nonlinear Green’s identity (see Gasiński–Papageorgiou [1], p. 211).
In particular,
with being the outward unit normal on . The boundary coefficient is nonnegative and can be identically zero (Neumann problem).
From the above description, we see that problem (1) is a generalized concave-convex nonlinear Robin problem. We look for positive solutions of (1) and our goal is to describe in detail the changes in the set of positive solutions of (1) as the parameter varies in the open positive semiaxis .
Thus, we prove a “bifurcation-type” theorem, according to which there exists a critical parameter such that
- for all problem (1) has at least two positive solutions;
- for problem (1) has at least one positive solution;
- for all there are no positive solutions for problem (1).
In addition, we show that, for every admissible parameter , problem (1) has a smallest positive solution , and we also examine the monotonicity and continuity properties of the map .
Our work here extends to nonlinear problems driven by the p-Laplacian the recent semilinear work of Papageorgiou–Rădulescu–Repovš [2]. An inspection of their method of proof reveals that it is heavily dependent on the fact that the Sobolev space can be written as the orthogonal direct sum of the eigenspaces of with Robin boundary condition. No such decomposition is available for in the case of the p-Laplacian. Moreover, in the semilinear case strong comparison principles are an easy consequence of the Hopf boundary point theorem. In contrast, in the nonlinear case, it is much more difficult to come up with strong comparison principles and stronger conditions are needed. We point out that our conditions on the two nonlinearities and , are in general less restrictive than those in [2]. Finally, we mention the recent work of Marano–Marino–Papageorgiou [3] on Dirichlet problems with no potential term and a more restrictive reaction.
The study of parametric concave-convex problem (as they are usually called in the literature problems exhibiting the competing effects on sublinear and superlinear nonlinearities), started with the seminal paper of Ambrosetti–Brezis–Cerami [4], which deals with semilinear Dirichlet problems driven by the Laplacian. Their work was extended to equations driven by the Dirichlet p-Laplacian by García Azorero–Manfredi–Peral Alonso [5] and Guo–Zhang [6]. In these works, the reaction has the particular form
Here, denotes the critical Sobolev exponent corresponding to p, that is,
More general reactions can be found in the works of Hu–Papageorgiou [7] and Marano–Papageorgiou [8]. In all these works, and the differential operator is coercive. Finally, we mention the recent work of Papageorgiou–Scapellato [9] dealing with a similar parametric Robin problem in which the reaction term is -linear and exhibits an asymmetric behavior as . The authors produce nodal solutions (see also [10]).
It is worth pointing out that many other researchers studied differential problems close to those considered in this paper. DiBenedetto–Gianazza–Vespri [11] studied the local boundedness and the local Hölder continuity of local weak solutions to anisotropic p-Laplacian type equations. Drábek–Hernández [12] studied quasilinear eigenvalue problems with singular weights driven by the p-Laplacian. Drábek–Ho–Sarkar considered an eigenvalue problem involving the weighted p-Laplacian in radially symmetric domains [13] and the Fredholm alternative for the p-Laplacian in exterior domains [14]. Drábek–Pohozaev [15], using the fibrering method, proved the existence of multiple positive solutions to quasilinear problems of second order driven by the p-Laplacian and also proved nonexistence results. Jebelean–Mawhin–Şerban [16] considered a system of difference equations with periodic nonlinearities and applying a modification argument to a suitable problem with a left-hand member of p-Laplacian type and using Morse theory, obtained multiple periodic solutions. Finally, we mention the work of Manásevich–Mawhin [17] that deals with the spectrum of p-Laplacian-type systems with certain boundary conditions.
2. Mathematical Background–Hypotheses
In the study of problem (1), there are three main spaces that we will use: the Sobolev space , the Banach space , and the boundary Lebesgue spaces ().
The symbol denotes the norm of , defined by
The Banach space is ordered by the positive (order) cone
This cone has a nonempty interior given by
We will also use another open cone in , namely
On , we consider the -dimensional Hausdorff (surface) measure . Having this measure on , we can define in the usual way the boundary Lebesgue spaces (). It is known that there exists a unique continuous linear map , called the trace map, such that
We know that
- (a)
- () and .
- (b)
- is compact into for all if and into for all if .
In the sequel for notational economy, we drop the use of . All restrictions of Sobolev functions on , are understood in the sense of traces.
For with , we define
In addition, by , we denote the interior in the norm topology of . Moreover, for any , we define
For every , we set and then for any , we define . We know that
Given X a Banach space, by , we denote its topological dual and with the symbol we denote the duality brackets for the pair . If , then we say that satisfies the Cerami condition (the C-condition for short), if the following property holds:
Every sequence such that
admits a strongly convergent subsequence.
By , we denote the critical set of , that is,
In addition, a map is said to be an -map if it has the following property (see [18], p. 203):
Let be defined by
Proposition 1.
The nonlinear map defined above is bounded (that is, it maps bounded sets to bounded sets), continuous, monotone (hence maximal monotone too) and of type .
Now, we introduce our hypotheses on the data of problem (1).
- H():
- .Remark 1.We see that is not nonnegative. This makes the left-hand side of (1) noncoercive, a feature of the problem that makes its analysis more difficult.
- H():
- with , for all .Remark 2.When , we recover the Neumann problem. The regularity requirements on will be used to have global regularity results for the produced solutions.
- H(g):
- is a Carathéodory function such that for a.a. and
- (i)
- for every there exists such that
- (ii)
- uniformly for a.a. ;
- (iii)
- there exist and such thatwith .
- (iv)
- for every , we have for a.a. , all .
Remark 3.Since we look for positive solutions and the above hypotheses concern the positive semiaxis , without any loss of generality, we may assume thatHypothesis H(g) (ii) implies that, for a.a. , the nonlinearity is strictly -sublinear near , while hypothesis H(g) (iii) implies that near there is a local -superlinear term. Therefore, is a generalized "concave" nonlinearity. - H(f):
- is a Carathéodory function such that for a.a. and
- (i)
- for a.a. , all , with , ;
- (ii)
- if , then uniformly for a.a. ;
- (iii)
- there exists , (see hypothesis H(g) (iii)) such that
- (iv)
- uniformly for a.a. ;
- (v)
- there exist and such that
Remark 4.As we did for the nonlinearity , we may assume thatFrom hypotheses H(f) (ii),(iii), we infer thatThus, the perturbation term is -superlinear. In the literature, equations having a -superlinear reaction are usually treated using the AR-condition, which says that there exist and such that(see Ambrosetti–Rabinowitz [19]). Actually, this is a unilateral version of the AR-condition since we have assumed (2) and (3). Integrating (4a) and using (4b), we obtain a weaker condition, namely thatTherefore, the AR-condition implies that has at least -polynomial growth. The AR-condition although convenient in the verification of the C-condition for the energy (Euler) functional of the problem, it is rather restrictive and excludes from consideration superlinear nonlinearities with slower growth near (see the Examples below). Here, instead, we use the less restrictive condition H(f) (iii). Note that, if satisfies the AR-condition, then we may assume that and we haveand so hypothesis H(f) (iii) is satisfied. Hypothesis H(f) (iv) implies that is -sublinear near . Thus, the behavior of both near and near is complementary to that of . - H:
- For every and every bounded, there exists such that for a.a. , all , the functionis nondecreasing on .Remark 5.If for a.a. the functions and are differentiable and for every and bounded, we havethen hypothesis is satisfied.
Example 1.
The following pairs of function satisfy hypotheses H(g), H(f), . For the sake of simplicity, we drop the z- dependence:
Note that the pair is the classical "concave-convex" pair with satisfying the AR-condition. On the other hand, does not satisfy the AR-condition.
3. Positive Solutions
We introduce the following sets
In addition, we define
Suppose that . From Proposition 2.10 of Papageorgiou–Rădulescu [20], we have . Then, Theorem 2 of Lieberman [21] implies that . Let , and be as postulated by hypothesis . We have
The fact that follows from Pucci-Serrin [22] (pp. 111, 120).
Thus, we have proved that
3.1. Nonemptiness of
In this subsection, we show that ; namely, we show that there exist admissible parameters. In what follows by , we denote the -functional defined by
Proposition 2.
If hypotheses H(), H(), H(g), H(f), hold, then .
Proof.
Let and consider the -functional defined by
From hypothesis H(f) (v), we have
Note that, by appropriately modifying and if necessary, we may assume that
(recall that ). Since , given , we can find such that
Moreover, hypotheses H(g) imply that given , we can find such that
Then, for every , we have
Thus, given , if , then choosing , we have
We consider the function
It is clear that and, since , we have
Therefore, we can find such that
Then, we have
It follows that
Given , we can find such that
Since and are arbitrary, we can choose both small so that
Hypothesis H(f) (ii) implies that, if , then, for every ,
Claim:For every , the functional satisfies the C-condition.
We consider a sequence such that
From (14) we have
In (15), we choose . Then,
On the other hand, if, in (15), we choose , then we obtain
Hypotheses H(f) (i), (iii) imply that we can find such that
In addition, from hypotheses H(g), we see that we can find such that
From hypothesis H(f) (iii), it is clear that we can have . Then, let be such that
Invoking the interpolation inequality (see Papageorgiou–Winkert [23], p. 116), we have
Hypotheses H(g), H(f) (i) imply that
Recall that
By assuming that is close to (see hypothesis H(f) (i)), we can always have that . Then, from (22), we infer that
Hence, with , we have
By passing to a suitable subsequence if necessary, we may assume that
This proves that satisfies the C-condition and so we have established the Claim.
Then, (11), (12), and the Claim permit the use of the mountain pass theorem. Thus, there exists (see (11)). We have
We choose . Then,
From (30), it follows that
□
3.2. Structural Properties of
In this subsection, we show that is an interval and establish a kind of monotonicity property for the solution multifunction .
Proposition 3.
If hypotheses H(),H(),H(g),H(f), hold, and , then .
Proof.
Since , we can find . Using , we consider the following truncation–perturbation of the reaction on problem :
This is a Carathéodory function. Let . We introduce the -functional defined by
From (31) and, since , we see that
Moreover, using the Sobolev embedding theorem and the compactness of the trace map, we have that
Then, the Weierstrass–Tonelli theorem provides such that
Hypothesis H(f) (iv) implies that, given , we can find (see hypothesis H(g) (iii) and recall that ) such that
In addition, from hypothesis H(g) (iii), we have
Let be the first eigenvalue of the operator with the Robin boundary condition and let be the -normalized (that is, ) eigenfunction corresponding to . We know that has a fixed sign and we can take it to be positive. The nonlinear regularity theory and the nonlinear Hopf boundary point theorem imply that . We have (for details, we refer to Papageorgiou-Rădulescu [24]). Let be small such that
We have
Since , choosing even smaller if necessary, we have
In (36), first we choose . Then
Thus, we have proved that
An interesting byproduct of the above proof, is the following “monotonicity” result for the solution set multifunction .
Corollary 1.
If hypotheses H(),H(),H(g),H(f), hold, , and , then and we can find such that .
In fact, we can improve the conclusion of this Corollary.
Proposition 4.
If hypotheses H(),H(),H(g),H(f), hold, , and , then and we can find such that .
Proof.
From Corollary 1, we already know that and that we can find such that
Let , and let be as postulated by hypothesis . Clearly, we can always take . We have
Let (recall that ). Then, using hypothesis H(g) (iii), we have
Then, from (39) and Proposition 2.10 of Papageorgiou–Rădulescu–Repovš [25], we infer that . □
3.3. The Critical Parameter
Here, we show that , that is, the set of admissible parameters is a bounded interval and also we show that is admissible, that is, . To this end, first, we prove a weak form of the antimaximum principle for the Robin p-Laplacian plus and indefinite potential (see Godoy–Gossez–Paczka [26]). We start with a lemma which is stated in a more general form than the one that we need in the sequel, but which is of independent interest.
Lemma 1.
If , and for all , then we can find independent of u such that
Proof.
For , let . We have
Using Young’s inequality with (see Papageorgiou–Winkert [23], p. 113), we have
Choosing , we obtain
Note that . In addition, . Thus, according to Proposition 4.1.22 of Papageorgiou–Rădulescu–Repovš [18], we can find such that . Then, we have
In addition,
Therefore, is bounded. Hence, we have
From (42), we have
□
Let , for a.a. , . We consider the nonlinear Robin problem
We set , and let the principal eigenvalue for the operator with the Robin boundary condition on (see [24]).
We have the following weak antimaximum principle for problem (44).
Proposition 5.
If , then problem (44) has no solution.
Proof.
Arguing by contradiction, suppose that problem (44) has a positive solution u. As before, the nonlinear regularity theory and the nonlinear Hopf boundary point theorem imply that .
Let , . From Lemma 1 and using the nonlinear Green’s identity (see Gasiński-Papageorgiou [1], p. 211), we have
If for all , then, from (45), we have
Using this weak antimaximum principle, we can show that .
Proposition 6.
If hypotheses H(),H(),H(g),H(f), hold, then .
Proof.
Let . On account of hypotheses H(f) (ii), (iii), we have that
Thus, we can find such that
In addition, hypothesis H(g) (iii) implies that
Thus, for every , we can find (see hypothesis H(g) (iii)) such that
We fix . Using hypothesis H(g) (iv), we see that we can find such that
Let and suppose that . Then, we can find and we have
We set . Then, , for a.a. , (recall that , and use hypothesis H(g) (iii)). We introduce the Carathéodory function
We set and consider the -functional defined by
From (51) and since , we see that is coercive. In addition, it is sequentially weakly lower semicontinuous. Thus, we can find such that
Let be the positive, -normalized eigenfunction corresponding to the principal eigenvalue . Let be small such that
We can always assume that (see Lemma 1). Then,
Then, choosing as big, we will have
In (54), first we choose . Then,
Thus, we have proved that
However, since , we contradict Proposition 5 (the weak antimaximum principle). □
Next, we show that the critical parameter is admissible (that is, ) and so .
Proposition 7.
If hypotheses H(),H(),H(g),H(f), hold, then .
Proof.
For let be the energy functional for problem (1) defined by
Consider such that . From the proof of Proposition 3, we see that we can find , , such that
We have
Using (56) and (57) and reasoning as in the proof of Proposition 2 (see the proof of the Claim), we show that
Thus, we may assume that
We show that . On account of hypotheses H(g) (iii) and H(f) (i), we can find such that
Based on (60), we introduce the following auxiliary Robin problem:
Let be the -functional defined by
We have
Clearly, is also sequentially weakly lower semicontinuous. Thus, we can find such that
As before (see the proof of Proposition 3), since , we have
From (62), we have
In (63), we choose . Then,
From (63) and (64), it follows that is a positive solution of problem (61). Furthermore, the nonlinear regularity theory and the nonlinear Hopf boundary point theorem imply that .
We claim that is the unique solution of (61). To this end, suppose that is another positive solution of (61). Again, we have . Let be the biggest positive real such that
(see [18], Proposition 4.1.22). Suppose that . Let . We can find such that
is nondecreasing on . We have
Let (recall that ). We have
Thus, from (66) and Proposition 2.10 of Papageorgiou–Rădulescu–Repovš [25] (the strong comparison principle), we have
which contradicts the maximality of in (65). Hence, and so
If in the above argument we reverse the roles of and , we have
and this proves the uniqueness of the solution of (61).
Claim: for all .
For , we consider the following Carathéodory function:
We set and consider the -functional
From (67) and since , we see that is coercive. In addition, it is sequentially weakly lower semicontinuous. Thus, we can find such that
We have
Therefore, for all , and this proves the Claim.
From Propositions 3 and 7, we have
3.4. Multiplicity of Positive Solutions
Here, we show that, if , then problem (1) admits two positive solutions. In fact, the pair is also ordered.
Proposition 8.
Proof.
Let . Then, (see (76)) and we can find . On account of Proposition 4, we can find such that
Moreover, is the minimizer of the functional from the proof of Proposition 3.
We have that (see Papageorgiou-Rădulescu [20], Proposition 2.12)
Consider the following Carathéodory function
We set and introduce the -functional defined by
Using (78), we can easily show that
On account of (79), we may assume that
Otherwise, we already have a second positive solution of (1), and this new solution is bigger than . Thus, we are done.
Reasoning as in the Claim in the proof of Proposition 3, we show that
We truncate at and produce a new Carathéodory function . We set and introduce the -functional defined by
We can easily show that
The functional is coercive and sequentially weakly lower semicontinuous. Hence, we can find such that
Evidently, we have
From (79), it is clear that we may assume that
Otherwise, on account of (78), we already have a sequence of critical points of which are positive solutions of (1), all bigger that and so we are done.
Now, (85), (86), and Theorem 5.7.6 of Papageorgiou–Rădulescu–Repovš [18] imply that we can find small such that
Moreover, hypotheses H(g) (ii) and H(f) (ii) imply that, for , we have
Then, (81), (87), and (88) permit the use of the mountain pass theorem. Thus, we can find such that
and
From these facts and (78), we conclude that
□
3.5. Minimal Positive Solutions
In this subsection, we show that, for every , problem (1) has a smallest positive solution and examine the properties of the map .
Proposition 9.
If hypotheses H(),H(),H(g),H(f), hold and , then problem(1) has a smallest positive solution (that is, for all ).
Proof.
From Papageorgiou–Rădulescu–Repovš [27] (proof of Proposition 7), we know that is downward directed (that is, if , then we can find such that , ). Invoking Lemma 3.10, p. 178, of Hu-Papageorgiou [28], we can find a decreasing sequence such that
We have
Since for all , choosing in (89), we infer that
Thus, we may assume that
Moreover, from the proof of Proposition 7 (see the Claim), we have
We examine the properties of the map .
Proposition 10.
If hypotheses H(),H(),H(g),H(f), hold, then the minimal solution map from into has the following properties:
- (a)
- it is strictly increasing in the sense that
- (b)
- it is left continuous.
Proof.
- (a)
- According to Proposition 4, we can find such that
- (b)
- Let and assume that . Then,Using (95) and since for all , as in the last part of the proof of Proposition 2 (see the part of the proof after (29)), we obtainWe will show that . If this inequality is not true, we can find such thatThen, Theorem 2 of Lieberman [21] implies that there exist and such thatThe compact embedding of into and (96) implies thatHowever, this contradicts (a). Thus, and we conclude that is left continuous.
□
4. Main Theorem—Conclusions
Thus, summarizing our findings in this paper, we can state the following theorem.
Theorem 1.
If hypotheses H(),H(),H(g),H(f), hold, then there exists a critical parameter value such that
- (a)
- for all , problem (1) has at least two positive solutions
- (b)
- for , problem (1) has at least one positive solution ;
- (c)
- for all , there are no positive solutions for problem (1);
- (d)
- for all , problem (1) has a smallest positive solution and the map from and is -striclty increasing and left continuous.
In this paper, we have investigated a very general version of the “convex-concave problem”. As it was illustrated in earlier works (see, for example, [2,4,5,6,8,10]), such problems exhibit interesting mathematical features. In the past, most of the works deal with Dirichlet problems with no potential term. This way, they have a coercive differential operator and this fact facilitates the analysis of the problem. Here, we have a Robin boundary condition and an indefinite potential term. Moreover, the reaction (source term) is much more general and not necessarily of polynomial type. In most of the previous works, the reaction is of the form
with . Our reaction term is much more general. It will be interesting to extend our work here to double-phase equation with the concave contribution coming from the boundary condition. A first step in this direction was made by the authors for -equations with a positive potential term (see [10]). We point out that double-phase problems (-equations) arise in many mathematical models of physical processes.
Author Contributions
All authors contributed equally to this paper. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Acknowledgments
The authors wish to thank the anonymous reviewers for their remarks and constructive criticism which helped them to improve the presentation.
Conflicts of Interest
The authors declare no conflict of interest.
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