Deep Learning-Enhanced Hybrid Beamforming Design with Regularized SVD Under Imperfect Channel Information
Abstract
1. Introduction
1.1. Deep Learning-Based Hybrid Beamforming
1.2. Motivation and Contribution
- DL-Enhanced ADMM for Hybrid Beamforming: We enhance the ADMM [25] by embedding it within a DL-based architecture, termed DL-ADMM, enabling low-complexity joint optimization of transmitter and receiver baseband and RF chain components.
- RSVD-Based Robustness: We incorporate RSVD theory [20] into the hybrid beamforming framework to suppress noise amplification and strengthen singular values of the observed channel, thereby mitigating the impact of CSI estimation errors.
- Theoretical Foundation: We establish new theoretical results (Theorem 1 and Corollary 1) that prove RSVD achieves lower noise sensitivity compared to standard SVD, providing rigorous justification for its integration into hybrid beamforming.
- Complexity and Efficiency Analysis: We analyze the computational complexity of the proposed scheme and compare it against conventional methods such as OMP and APS, demonstrating that DL-ADMM achieves reduced per-iteration complexity without sacrificing performance.
- Extensive Simulations: Through comprehensive experiments under diverse antenna configurations, SNR ranges, and channel estimation error variances, we validate that the proposed DL-ADMM-Reg outperforms baseline approaches in terms of spectral efficiency, robustness, and stability.
2. System Model and Spectral Efficiency
2.1. System Model
2.2. Achievable Spectral Efficiency
2.3. Conventional ADMM for Hybrid Beamforming
- Problem restatement
- Augmented Lagrangian
- Z-update (quadratic projection)
- B-update (least squares with power normalization)
- R-update (unit–modulus projection)
- Dual update (scaled multipliers)
- Stopping rule and feasibility
3. DL-ADMM Assistant Regularized Hybrid Beamforming
3.1. DL-ADMM Scheme
| Algorithm 1 DL-ADMM |
| Require: O, number of layers K, and dimensions (a, b, c) |
| Ensure: R, B |
| 1: Initialize and with random values. |
| 2: for do |
| 3: |
| 4: |
| 5: |
| 6: |
| 7: end for |
3.2. Regularized System
3.3. RSVD in Hybrid Beamforming
- Motivation
- Proposed mechanism
- Step 1: Initialization. Set as the initial filter. Compute the observed channel SVD, , and design , , , and using DL-ADMM under imperfect CSI. At this stage, the hybrid beamformers approximate the unconstrained SVD solution, but are still vulnerable to error-induced spectral efficiency loss.
- Step 2: Regularization parameter design. Following (10), Theorem 1, and Corollary 1, we enforce a robustness inequality that guarantees improved performance:where is the truncated singular value matrix, and capture the effective channel components, and is a penalty term that can be chosen as a function of . The use of the ∞-norm ensures that the dominant channel gains are reinforced, guaranteeing that the regularized design does not underperform compared to the unregularized case.
- Step 3: Construction of . Using the values and , define the diagonal regularization filter asThis filter amplifies strong singular values while preventing weak and error-prone ones from dominating the effective channel.
- Resulting spectral efficiency
4. Simulation Results
4.1. Convergence Analysis
4.2. Spectral Efficiency vs. SNR
4.3. Spectral Efficiency vs. Channel Estimation Error
4.4. Error Analysis
4.5. Analysis of Complexity
5. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
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Azizi, S.P.; Nafei, A.; Chen, S.-C.; Lin, R.-H. Deep Learning-Enhanced Hybrid Beamforming Design with Regularized SVD Under Imperfect Channel Information. Mathematics 2026, 14, 509. https://doi.org/10.3390/math14030509
Azizi SP, Nafei A, Chen S-C, Lin R-H. Deep Learning-Enhanced Hybrid Beamforming Design with Regularized SVD Under Imperfect Channel Information. Mathematics. 2026; 14(3):509. https://doi.org/10.3390/math14030509
Chicago/Turabian StyleAzizi, S. Pourmohammad, Amirhossein Nafei, Shu-Chuan Chen, and Rong-Ho Lin. 2026. "Deep Learning-Enhanced Hybrid Beamforming Design with Regularized SVD Under Imperfect Channel Information" Mathematics 14, no. 3: 509. https://doi.org/10.3390/math14030509
APA StyleAzizi, S. P., Nafei, A., Chen, S.-C., & Lin, R.-H. (2026). Deep Learning-Enhanced Hybrid Beamforming Design with Regularized SVD Under Imperfect Channel Information. Mathematics, 14(3), 509. https://doi.org/10.3390/math14030509

