Abstract
Mixed-smoothness splines facilitate localized control over smoothness; however, the issue of dimensional instability in mixed-smoothness spline spaces remains unstudied in the existing literature. This paper studies such instabilities over T-meshes, where different orders of smoothness are required across interior mesh segments. Using the smoothing cofactor-conformality method, we introduce a constraint on T-meshes to derive a stable dimension formula for mixed-smoothness spline spaces. Furthermore, we show dimensional instability in cases involving T-cycles and nested T-cycles. By defining a singularity factor for each T-cycle, we demonstrate that both dimensional instabilities and structural degenerations are associated with these singularity factors. The work contributes to a deeper understanding of spline spaces defined over non-tensor-product structures.
MSC:
65D07
1. Introduction
Non-Uniform Rational B-splines (NURBSs) are widely employed in computer-aided design (CAD), geometric design (CAGD), manufacturing (CAM), engineering (CAE) and approximation theory [1,2]. However, NURBSs are fundamentally based on a tensor-product structure, requiring control points to lie on a topologically rectangular grid. Local refinement inevitably results in a large number of superfluous control points, imposing significant computational burdens on NURBS models [3,4].
To overcome the limitations of NURBS, Sederberg et al. [3] introduced T-splines, a point-defined spline defined on a T-mesh. T-splines offer greater flexibility for representing free-form surfaces and can control the surface shape with fewer control points. Furthermore, a specific class of T-splines, known as analysis-suitable T-splines, has been developed. Their basis functions are linearly independent and form a partition of unity [5,6]. Scott et al. [6] also presented a greedy algorithm for implementing local refinement in analysis-suitable T-splines. In addition, Pan et al. [7,8,9] showed how to generate hierarchical T-meshes with associated locally refined B-splines, which possess the property of local linear independence, form a non-negative partition of unity, and span the resulting spaces of -smooth polynomial splines of degree . They are called RMB-splines, which are a type of locally refined spline.
There is another way to achieve local modification for tensor-product B-splines on rectangular meshes. Deng et al. first introduced the spline space over a T-mesh in [10], denoted as . This space comprises bi-degree piecewise polynomials defined on T-mesh with smoothness order in the x direction and in the y direction. Using the B-net method, Deng et al. [10] derived the dimension of under the constraints and for T-meshes without T-cycles. Huang et al. [11] obtained an equivalent dimension formula in a different form using the smoothing cofactor-conformality method [12,13]. Li et al. [14] refined the dimension formula in the same spline space by using the smoothing cofactor-conformality method under constraints involving the smoothness order, spline degree and the T-mesh structure as well. In addition, Li et al. [15] discussed the stability of the dimensions for general spline spaces, focusing their analysis on the conformality condition at a single interior vertex. Mourrain [16] introduced weighted T-meshes, over which the dimension could be computed in an explicit formula by using homological techniques. Li et al. [17] defined diagonalizable T-meshes, over which the dimensions of spline spaces are stable.
However, the study of bivariate splines on T-meshes poses an interesting challenge as the spline space dimension can depend on the geometry structure of the partition. As is known, for Morgan–Scott triangulation, the dimension of the spline space depends not only on the topological information of the partition, but also on its geometry structure [18,19,20]. Li et al. [21] and Berdinsky et al. [22] discovered the instability in the dimensions of spline spaces over certain T-meshes. In 2015, Guo et al. [23] revealed the instability of the dimension for a T-mesh with an independent simple T-cycle. Subsequently, in 2019, Li and Wang [24] demonstrated dimension instability for a T-mesh with nested T-cycles. However, the cases of instable dimensions in mixed-smoothness spline spaces over T-meshes remain unstudied.
Certain tasks require working with splines of mixed smoothness, at least locally, e.g., geometric objects containing feature lines and solutions to physical problems that show localized discontinuities. Local control over the smoothness can be very beneficial in such cases and can lead to great improvements in the quality of the output. In 2014, Mourrian [16] firstly analysed the dimension of spline spaces of different smoothness along the interior segments of a planar T-mesh by exploiting homological technique. Recently, Toshniwal and Villamizar [25] studied the stable dimensions of spline spaces of mixed smoothness along the interior edges on T-meshes via a homology-based approach. Currently, there is limited research on the dimension of mixed-smoothness spline spaces.
In this paper, we discuss the instability in the dimensions of mixed-smoothness spline spaces using the smoothing cofactor-conformality technique, which is the central novelty of this work relative to prior studies on mixed-smoothness splines. When different orders of smoothness are required across different mesh segments, we find some very interesting results. For the cases of one T-cycle and two- and three-nested T-cycles, the instability of dimension for mixed-smoothness spline spaces is associated with a geometric property depicted by a notation of a singularity factor. In addition, we give a stable dimension formula for mixed-smoothness splines over planar T-meshes via a constraint on the T-mesh using the smoothing cofactor-conformality technique.
The remainder of this paper is organized as follows. We review some definitions and notations regarding T-meshes in Section 2. In Section 3, we introduce a constraint on the T-mesh in order to obtain a stable dimension formula for mixed-smoothness spline spaces via the smoothing cofactor-conformality technique. In Section 4, we discuss the instability of the dimensions of mixed-smoothness spline spaces over certain T-meshes with a single T-cycle and two- and three-nested T-cycles respectively. Moreover, we show that dimensional instability and structural degeneration are related to a geometric property which is defined as singularity factor. Finally, conclusions are drawn in Section 5.
2. Preliminaries
In the following, we briefly review some definitions and notations of T-meshes and mixed-smoothness spline spaces over T-meshes and recall some preliminary knowledge about the smoothing cofactor method, which is a useful tool to analyse the dimensions of spline spaces. Some basic concepts in a mesh, such as segments, vertices, cells, etc., are defined as usual.
2.1. T-Meshes
A T-mesh—a generalized rectangular grid that allows T-junctions arising from T-splines—classifies its interior mesh segments (referring to maximal interior mesh segments in the following paper) into three kinds: cross-cuts (e.g., ), where both endpoints lie on mesh boundaries; rays (e.g., ) with exactly one endpoint lying on the mesh boundary; and T-segments (e.g., ) whose endpoints are both interior vertices. Correspondingly, interior vertices are also classified into three kinds: free vertices (e.g., ) occurring at intersections of cross-cuts or rays; mono-vertices (e.g., ) formed at intersections of T-segments and cross-cuts or rays; and multi-vertices (e.g., ) arising exclusively at intersections of T-segments. All examples are referenced from Figure 1a.
Figure 1.
(a) A T-mesh. (b) Its T-connected components.
In this case, we refer to the two T-segments as T-connected; e.g, and are T-connected at vertex . A T-connected component is defined as the union of all T-connected T-segments and their vertices—for example, the union of in Figure 1b, which is a T-connected component that must be regarded as a local structure. In particular, a free vertex (e.g., ,,) is a single T-connected component. Based on this definition, the entire T-mesh can be decomposed into multiple different T-connected components without intersections (as illustrated by the independently enclosed dotted regions in Figure 1b).
2.2. Mixed-Smoothness Spline Spaces over T-Meshes
We define the spaces of piecewise polynomial functions on a T-mesh, with bounded degrees and given smoothness. Given a T-mesh , let denote all the cells in , denote the region occupied by all the cells in and denote the maximal interior segments of a general planar T-mesh .
Definition 1.
The map is referred to as a smoothness distribution on a T-mesh .
Using this notation, we can define the mixed-smoothness spline space that forms the object of our study. The goal of this paper is to analyze the dimension of the space of bi-degree splines with smoothness on a T-mesh . From the definition of and the following definition, it will be clear that we are interested in obtaining highly local control over the smoothness of splines in .
Definition 2.
Given a T-mesh , bi-degree , and smoothness distribution , we define the mixed-smoothness spline space as
where is the space of all bi-degree polynomials , is the corresponding smoothness order for the interior segment τ, and is the space consisting of all bivariate functions which are continuous on Ω with continuity along corresponding interior segment τ.
Denote by each interior vertex located at . For convenience, we will define the smoothness map on interior segments of as follows: for any vertical interior segment (resp. horizontal interior segment ), (resp. ). We will also define the horizontal and vertical smoothness at interior vertices as follows: for any , and .
3. A Sufficient Condition for Stable Dimension Formula for Mixed-Smoothness Spline Spaces
In this section, we will use the smoothing cofactor-conformality method to study the dimension of . We then derive a sufficient condition to guarantee the dimensional stability of when the desired order of smoothness is constrained along each interior segment. We omit the relevant proofs of the following lemmas and theorem, as their derivations are analogous to those in [14].
3.1. Two Types of Conformality Conditions Along T-Segments
Based on the smoothing cofactor-conformality method, there exists the corresponding smoothing cofactor across each horizontal grid segment and across each vertical grid segment.
As shown in Figure 2a, for each interior vertex denoted by , the conformality condition is
Figure 2.
(a) The smoothing cofactors around . (b) The smoothing cofactors along a horizontal T-segment.
Notice that if is a T-junction, one of the smoothing cofactors vanishes. Since and are prime to each other, there exist such that
Thus,
where is regarded as the conformality cofactor at the interior vertex , where is the bi-degree polynomial space. Therefore, we find quantity relations between smoothing cofactors
and
For a horizontal T-segment containing N interior vertices, the corresponding smoothing cofactors are shown in Figure 2b. Based on the results in [14], N conformality conditions at each vertex are established:
By summing the above equations, we derive the conformality condition along the horizontal T-segment
Similarly, the conformality condition along the vertical T-segment is
where N denotes the number of interior vertices on the vertical T-segment.
Equations (7) and (8) are the first and second types of conformality conditions. The global conformality conditions of a T-connected component are composed of two types of conformality equation along all T-segments, and the corresponding conformality conditions of different T-connected components can be solved individually.
3.2. The Dimensions of the Two Types of Conformality Conditions
Lemma 1.
Let . The dimension of the solution space of the linear systems
is , where . The dimension of the solution space of the linear systems
is
3.3. The Dimensions of the Spline Spaces on T-Mesh
Lemma 2.
Given a T-mesh , let be a smoothness distribution on , be interior horizontal cross-cuts, be interior vertical cross-cuts and be T-connected components. Then
where dim denotes the dimension of the global conformality conditions for the k-th T-connected component.
Lemma 3.
Let be the k-th T-connected component, be its horizontal T-segments, be its vertical T-segments of and be all the interior vertices of , with each interior vertex located at . The j-th T-segment contains vertices including mono-vertices and multi-vertices except for two end vertices (). Suppose if is a horizontal T-segment, and if is a vertical T-segment; then
where and are two thresholds and , . In particular, for a free vertex at , .
Subsequently, we present the following dimension result of via the smoothing cofactor method.
Theorem 1.
Given a T-mesh , let be a smoothness distribution on , be interior horizontal cross-cuts, be interior vertical cross-cuts, be horizontal T-segments, be vertical T-segments and V be all of the interior vertices in , with each interior vertex located at . The j-th T-segment contains mono-vertices except for two end vertices. Suppose if is a horizontal T-segment, and if is a vertical T-segment. Then
where and are two thresholds and , . The summation over represents the sum of the "degrees of freedom" or "smoothness deficits" contributed by every interior horizontal cross-cut τ in the partition , and the definitions of the other summation terms are analogous.
4. Dimension Instability in Mixed-Smoothness Spline Spaces over Certain T-Meshes
This section provides examples of instable dimensions in mixed-smoothness spline spaces defined over proper T-meshes. We first review results on the dimension singularity of . Next, we discuss the instability of dimensions in spline spaces over certain T-meshes. We demonstrate that this instability and structural degeneration relate to a geometric property called the singularity factor.
4.1. The Dimension Singularity Condition of
Guo et al. [23] established a necessary and sufficient condition for dimension singularity in over the T-mesh containing a T-cycle (shown in Figure 3a).
Figure 3.
(a) A T-mesh containing a T-cycle (highlighted in red). (b) A T-mesh containing an N-nested T-cycle (highlighted in red).
Theorem 2
([23]). The necessary and sufficient condition of singularity of is , where , If , the dimension of is 30; otherwise the dimension of is 29.
Since dimension instability depends on the value of , we define this number as the singularity factor for the T-cycle. This is also a geometric condition. For the case of an N-nested T-cycle, as shown in Figure 3b, there exists a corresponding singularity factor for each simple T-cycle, denoted by . Li and Wang [24] proved that the dimension of is unstable when due to different values of the singularity factors .
4.2. The Dimension Instability of Mixed-Smoothness Spline Space over a T-Mesh Containing a T-Cycle
Example 1.
Consider the space of bi-cubic splines over the T-mesh with smoothness distribution shown in Figure 4a. Let and be two ascending sequences. The T-cycle in consists of four T-segments: , , and . For , the singularity factor for is
Figure 4.
(a) T-mesh (same as Figure 3a) with smoothness distribution : smoothness 1 for blue interior segments and smoothness 2 for other interior segments (red and black). (b) The degeneration of T-mesh .
Theorem 3.
Proof.
See Appendix A. □
Theorem 4.
The necessary and sufficient condition for the singularity of is that the product of the ratio of the red to blue segment lengths in the outer ring and the square of the ratio of the red to blue segment lengths in the inner ring equals 1 in Figure 5.
Figure 5.
The two rings composed of alternating red and blue segments in .
We see that dimension instability and structural degeneration are related to the singularity factor . Numerical examples for different cases are given below.
- Let and in Figure 4a. Through computation, ; hence, and the inner T-cycle degenerates away from .
- Let and in Figure 4a. Through computation, ; hence, and is non-degenerate.
As an extension of the structure of , we next introduce a T-mesh containing a simple T-cycle that exhibits dimension instability in the mixed-smoothness spline space.
4.3. The Dimension Instability of Mixed-Smoothness Spline Space over a T-Mesh Containing a Simple T-Cycle
Example 2.
Consider the spline space over the T-mesh with smoothness distribution shown in Figure 6a. There is a simple T-cycle in , which consists of six T-segments: , , , , , . For , the singularity factor for is
Figure 6.
(a) T-mesh with smoothness distribution : smoothness 1 for blue interior segments and smoothness 2 for other interior segments (red and black). (b) The degeneration of T-mesh .
Theorem 5.
Proof.
See Appendix B. □
We give the following numerical examples for two different cases.
4.4. The Dimension Instability of Mixed-Smoothness Spline Space over a T-Mesh Containing a Two-Nested T-Cycle
Example 3.
We now consider the spline space over the T-mesh containing a two-nested T-cycle, with its smoothness distribution as shown in Figure 7. Let and be two ascending sequences. There are two T-cycles, and , where , . For , the two singularity factors and for and are
Figure 7.
T-mesh containing a 2-nested T-cycle with smoothness distribution : smoothness 1 for blue interior segments and smoothness 2 for other interior segments (red and black).
Theorem 6.
The dimension of spline space over T-mesh shown in Figure 7 is unstable.
where and are defined by (14) and (15). The T-mesh’s degeneration for two different cases is shown in Figure 8.
Figure 8.
The degeneration of T-mesh : (a) both T-cycles are degenerate; (b) the inner T-cycle is degenerate (the remaining T-cycle is highlighted in red).
Proof.
See Appendix C. □
We see that dimension instability and structural degeneration relate to the singularity factor value of each T-cycle. We provide four numerical examples for different cases.
- Let and in Figure 7. Through computation, and ; hence, and two T-cycles degenerate away from .
- Let and in Figure 7. Through computation, and ; hence, and the inner T-cycle degenerates away from .
- Let and in Figure 7. Through computation, and ; hence, and the inner T-cycle degenerates away from .
- Let and in Figure 7. Through computation, and ; hence, and is non-degenerate.
4.5. The Dimension Instability of Mixed-Smoothness Spline Spaces over a T-Mesh Containing a Three-Nested T-Cycle
Example 4.
Figure 9 shows a T-mesh containing a three-nested T-cycle , formed by adding a new T-cycle outside the previously mentioned two-nested T-cycle in . We rename the three T-cycles as follows:
For the spline space of , the three singularity factors , and for , and are
Figure 9.
A T-mesh containing a 3-nested T-cycle with smoothness distribution : smoothness 1 for blue interior segments and smoothness 2 for other interior segments (red and black).
Conjecture 1.
The dimension of spline space over the T-mesh shown in Figure 9 is unstable.
where , and are defined by (16), (17) and (18). The T-mesh’s degeneration in three different cases is shown in Figure 10.
Figure 10.
The degeneration of T-mesh : (a) The T-cycles are completely degenerate. (b) The inner T-cycles and are degenerate(the remaining T-cycle is highlighted in red). (c) The innermost T-cycle is degenerate(the remaining nested T-cycle is highlighted in red).
Analysis. See Appendix D.
We provide numerical examples for various degeneration cases of the T-mesh containing a three-nested T-cycle, as detailed below.
- Let and in Figure 9. Through computation, , and , ; hence, and three T-cycles degenerate away from .
- Let and in Figure 9. Through computation, , and , ; hence, , both and degenerate away from .
- Let and in Figure 9. Through computation, , and , ; hence, , both and degenerate away from .
- Let and in Figure 9. Through computation, , and , ; hence, , both and degenerate away from .
- Let and in Figure 9. Through computation, , and , ; hence, , both and degenerate away from .
- Let and in Figure 9. Through computation, , and , ; hence, , degenerates away from .
- Let and in Figure 9. Through computation, , and , ; hence, , degenerates away from .
- Let and in Figure 9. Through computation, , and , ; hence, , is non-degenerate.
5. Conclusions
In this paper, we analyse the dimensions of the spline space that are piecewise bi-degree polynomials with smoothness across interior segments of a general planar T-mesh , where denotes a smoothness distribution on . We establish a sufficient condition to guarantee the dimensional stability of . Furthermore, we study dimension instability in spline spaces with mixed smoothness over specific T-meshes, including T-cycle, simple T-cycle, and two- and three-nested T-cycles. The results show that dimension instability and structural degeneration relate to a geometric property defined by a singularity factor. In the future, we will discuss dimension instability and structural degeneration for more spline spaces.
Funding
This work was supported by the Natural Science Foundation of the Higher Education Institutions of Jiangsu Province (No. 21KJB110016) and the Philosophy and Social Science Foundation of the Higher Education Institutions of Jiangsu Province (No. 2022SJYB0217).
Data Availability Statement
No new data were created or analysed in this study. Data sharing is not applicable to this article.
Conflicts of Interest
The author declares no conflicts of interest.
Appendix A
Proof of Theorem 3.
Using the smoothing cofactor-conformality method, the conformality conditions of smoothing cofactors on each T-segment can be transformed into two types of conformality conditions. Let be the conformality cofactor at the interior vertex and , be the conformality cofactor at the interior vertex in Figure 4a of the main text. For , every T-segment satisfies a conformality condition:
Each conformality condition equates to a linear system. For instance, (A1) yields , where
We perform an elementary column operation for the matrix A: add times the fifth column to the fourth column. The resulting first four columns constitute a Vandermonde matrix whose determinant is nonzero. So and the solution space of Equation (A1) has dimension 1. That is, four variables of the conformality factors are determined by the remaining free variable, e.g., , where .
Similarly, solving the conformality conditions along T-segments , and yields , , , where . This leads to the following relation:
where is the singularity factor of . (A5) is equivalent to
Using the smoothing cofactor-conformality method, the dimension of the spline space is given by (9). This dimension formula relies on decomposing the entire T-mesh into nine independent T-connected components. Eight of these T-connected components are free vertices. The remaining one consists of the T-segments and , whose dimension is determined by the degrees of freedom in the solution space associated with the global conformality conditions of the T-cycle, i.e., conditions (A1)–(A4). Therefore, the values of in (A5) determine the dimension of the spline space .
Consequently, when , the dimension of is 45; otherwise, it reduces to 44. □
Appendix B
Proof of Theorem 4.
Denote the conformality cofactor at interior vertex by for and at other interior vertices as shown in Figure 6a of the main text. For , a conformality condition exists along each T-segment:
Solving the conformality conditions for T-segments of , it is derived that
We have the following relation equation:
where It follows that
Consequently, when , is a free variable, the dimension of the T-connected component with a simple T-cycle is 1. Otherwise, the dimension of is 0. Through (9), this completes the proof. □
Appendix C
To improve the readability of this proof, we first provide an intuitive overview of the core strategy prior to this proof. As we know, the dimension of spline space is determined by the degrees of freedom of all the conformality cofactors. By establishing the conformality conditions along the T-segments of each T-cycle, we derive the relationships of the conformality cofactors at some key interior vertices. Due to the unique connectivity structure of the two-nested T-cycle, the conformality cofactors of the inner cycle are related to those of its adjacent outer cycle. By analysing the relationship of conformality cofactors, the dimension of the T-connected component (i.e., two-nested T-cycle) is determined. The same core idea applies to the proof in Appendix D.
Proof of Theorem 5.
Denote the conformality cofactor at the interior vertex by for , for , for in Figure 7 of the main text. For , a conformality condition exists along each T-segment:
Similar to the proof of Theorem 3, solving the conformality equations along T-segments and of , we derive
where and It follows that
where and is the singularity factor for . Equivalently,
For , there exist another four conformality conditions along T-segments , , and :
Similarly, these are equivalent to corresponding linear systems with two-dimensional solution spaces. This yields
Denote the coefficients by , , , , , , and .
We have the following relation:
Solving the conformality equations of the T-segments of gives
Denote and by and respectively. Then (A23) can be written as
where , is the singularity factor for and
Utilizing the smoothing cofactor-conformality method, the dimension of the spline space can be calculated by (9), which contains the dimension of the solution space for the global conformality conditions of the two-nested T-cycle, i.e., conditions (A14)–(A17) and (A19)–(A22). Consequently, the values , and fully determine .
With the increase in and in , it can be observed that the coefficients mentioned above are all negative, except for . Moreover, the four additive terms in (A26) are strictly negative. As a result, the value of , determined by the expression of (A26), satisfies for the T-mesh .
Based on the values of and , the dimension of the T-connected component containing a two-nested T-cycle can be analysed in the following cases.
Case 1: . (By (A18), , that is, all conformality factors for are zero, which implies that the inner T-cycle is degenerate. Thus, )
- If , then is a free variable, and the dimension of the T-connected component containing a two-nested T-cycle is 1.
- If , then , i.e., is also degenerate. The dimension of the T-connected component containing a two-nested T-cycle is 0.
Case 2: .
Therefore, if at least one of the conditions holds, then ; otherwise, . This completes the proof. □
Appendix D
Analysis of Conjecture 1.
Assume that and are ascending sequences in Figure 9 of the main text. The conformality conditions for T-segments in and are specified in Appendix C. Additionally, the conformality conditions along T-segments , , , must be considered when calculating . Specifically, these conditions are
For the T-cycle , the following relation holds:
According to the conformality equations of the T-segments in and , the conformality factors can be expressed in terms of . We define the corresponding singularity factors , and as follows:
It follows that
where
The coefficients and are derived from the following relation involving the conformality factors:
Denote and by the correlation coefficients of (A32), (A33) and (A34), i.e., and . Equation (A31) takes the form
where and
Therefore, the dimension of the T-connected component for a three-nested T-cycle can be determined from the following system:
Based on the analysis in Appendix C, holds. Due to the complexity of the expressions for , and in (A32), (A33) and (A34), it is conjectured that (refer to (A38)) and this conjecture is numerically validated in the following example.
Example A1.
In Figure 9 of the main text, let . By calculation, . Thus, the expressions of , and are simplified into the following formulas.
We estimate the values of , and numerically. Let , and , . With a step size of in MATLAB (R2022a), it can be calculated that , and . Since all coefficients in the expression for (see (A38)), it follows that .
According to the values of , and , we omit the spline space dimension analysis for a T-mesh containing a three-nested T-cycle, as it is similar to the proof of Theorem 5. This completes the analysis.
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