Abstract
Much is known about the adele ring of an algebraic number field from the perspective of harmonic analysis and class field theory. However, its ring-theoretical aspects are often ignored. Here, we present a description of the prime spectrum of this ring and study some of the algebraic and topological properties of these prime ideals. We also study how they behave under separable extensions of the base field and give an indication of how this study can be applied in adele rings not of number fields.
MSC:
13A15; 11R56; 13C13; 13J99
1. Introduction
Let K be an algebraic number field, i.e., a finite field extension of the rational numbers , and denote by the ring of algebraic integers in K, namely, the algebraic closure of in K.
Consider the set X of places of K, defined as the set of equivalence classes of absolute values on K, where two absolute values are equivalent if one is a power of the other. We may partition X into , the set of Archimedean places (those defined by absolute values that do not satisfy the ultrametric inequality), and , the set of non-Archimedean or finite places (those defined by absolute values that satisfy the ultrametric inequality). For , let be the completion of K with respect to any absolute value in the class of , and for , let be the valuation ring of , with maximal ideal . We have a one-to-one correspondence between and the set of nonzero (and therefore maximal) prime ideals of , whereby, if the place corresponds to the prime ideal , then is isomorphic to the -adic completion of .
For a fixed finite subset containing , let
For , consider the product ring
If with , there is a natural inclusion of rings and with respect to these inclusions, the family is a direct system of rings. The adele ring of K, which we denote by , may be defined as the direct limit
This definition is equivalent to the usual definition of as the restricted direct product of the fields with respect to the subrings , namely the subring of given by
and it is clear that the definition does not depend on the choice of : any other choice will differ from the given in at most a finite number of places, and this does not change the direct limit nor the restricted direct product.
A comprehensive study of the adele ring necessitates considering it as a topological ring. Each has the complete metric topology defined by the place , and at finite places, has the induced non-Archimedean topology. Giving each the product topology, naturally has the direct limit topology, making it a Hausdorff and locally compact topological ring. Standard references for adeles and their applications are [1] or [2].
2. Prime Ideals in
To compute the prime spectrum of , we first describe for and then study which of these prime ideals are compatible with the morphisms in the direct system. Note that
where
The prime ideals in a product of two rings are the ideals of the form , with , or , where . A prime ideal of this form is maximal (or minimal) if and only if the corresponding factor or is maximal (or minimal). This is easily generalised to finite products, such as , so once we describe we also obtain .
We note that is an infinite product of Prüfer domains, so we can apply the results in [3] to describe . This involves the use of ultrafilters. We will give here the definition and basic properties of ultrafilters, which is all that is needed in this paper. For a more detailed study, see [4].
Definition 1.
Let a Boolean algebra. A nonempty subset is called anultrafilteron if it satisfies the following conditions:
- 1.
- .
- 2.
- If then .
- 3.
- If and , where ≤ is the canonical order relation on , then .
- 4.
- Given , either or .
If Ω is a set, an ultrafilter on Ω is an ultrafilter on its power set with the usual Boolean algebra structure .
An ultrafilter on is called principal if there is an such that for every . In this case, it is easy to check that consists exactly of the subsets of containing , and we say that it is the principal ultrafilter generated by . One can also prove that an ultrafilter on is principal if and only if it contains some finite subset of . Therefore, an ultrafilter is nonprincipal (or free) if and only if it contains every cofinite subset of .
We will be considering ultrafilters on the set . By [3], for every ultrafilter on , the set
is a maximal ideal in . This gives us a one-to-one correspondence between ultrafilters on and maximal ideals of . For the principal ultrafilter corresponding to the place , we have
Minimal prime ideals in also correspond to ultrafilters on : given an ultrafilter , we assign to it the minimal prime ideal
For the principal ultrafilter , we now have
For any ultrafilter , is the only minimal prime ideal contained in the maximal ideal , and is the only maximal ideal containing the minimal prime ideal . Therefore, any prime ideal in contains exactly one minimal prime ideal and is contained in exactly one maximal ideal.
Given an ultrafilter on and an element , the set
is a prime ideal of contained in (note that this definition and notation is not the same as that of [3], but it is easy to check that for this case, in which all the rings in the product are discrete valuation rings, both definitions are the same). It is also the smallest prime ideal in that contains . Furthermore, if for some , it follows from the definition that
Now, if is any prime ideal of contained in , we have that
This shows that for , the only prime ideal strictly contained in is .
With these remarks, what we have proven is:
Theorem 1.
The prime ideals in are the following:
- 1.
- For , the setwhich is both a maximal and minimal prime ideal if and only a minimal prime ideal if . It is a principal ideal generated by where if and .
- 2.
- If , the setwhich is a maximal prime ideal generated by where if and is a generator of .
- 3.
- If is a nonprincipal ultrafilter in , we have the maximal prime idealand the minimal prime idealNeither of these are principal ideals.
- 4.
- If is any other prime ideal of , there is exactly one nonprincipal ultrafilter in such that , andwhith defined as before. These are also not principal ideals.
3. Prime Ideals in a Direct Limit
Let be a direct system of rings and R its direct limit, with the canonical morphisms.
Definition 2.
Adirect system of idealsin is a family such that is an ideal of for every and whenever .
The direct systems of ideals of are in one-to-one correspondence with the ideals of R: for an ideal , we have the direct system , and for a direct system , the direct limit
is an ideal of R giving rise to this direct system.
It follows immediately that is a prime ideal in R, if an only if every is a prime ideal of . That is:
Proposition 1.
If is a direct system of commutative rings and R its direct limit (with morphisms ), is an inverse system of topological spaces, and its inverse limit is , with morphisms .
Definition 3.
A direct system of prime ideals in isupper-maximalif for every there is some such that is a maximal prime ideal in . It isupper-minimalif for every there is some such that is a minimal prime ideal in .
Proposition 2.
If is an upper-maximal (respectively, upper-minimal) direct system of prime ideals in , its limit is a maximal (respectively, minimal) prime ideal.
Proof.
We prove the maximal case. Let be a maximal ideal in R containing and take for every , which obviously contains . For every , there is some for which is maximal in , therefore . It follows that for every , and therefore . □
4. Prime Ideals in the Adele Ring
We now know that is the inverse limit of the inverse system of topological spaces . Since we have already computed for each , we only have to see which of those ideals form direct systems of prime ideals.
Lemma 1.
Let Ω be a set, a finite subset and . There is a one-to-one correspondence between the ultrafilters on and the ultrafilters on Ω not generated by a point in F.
Proof.
If is an ultrafilter on , then
is an ultrafilter on which is principal or nonprincipal if the same holds true for . If they are principal, they have the same generator, so is not generated by a point in F.
If is now an ultrafilter on not generated by a point in F, then
is an ultrafilter on . These mappings give us the desired correspondence. □
We can apply Lemma 1 to the situation , where and . However, it only helps us in the case of ideals given by nonprincipal ultrafilters, since for any and any , there is always with (any containing ).
Let us now look for direct systems of prime ideals among the principal prime ideals.
For any , the ideals form a direct system of prime ideals which is both upper-maximal and upper-minimal. Its direct limit is the ideal of
which is both a maximal and minimal prime ideal, principal and generated by , where if and .
If and , the ideal of cannot be part of a direct system of ideals, since for , there is no prime ideal in that restricts to in .
Let us now consider a nonprincipal ultrafilter in , and for any , the unique ultrafilter in corresponding to via the equivalence given in Lemma 1. We have the direct systems of prime ideals and , which are upper-maximal and upper-minimal, respectively. They give us the following maximal and minimal prime ideals of :
and
It follows that any other prime ideal in will be between and for some nonprincipal ultrafilter in . This proves as well that we have already found all maximal and minimal prime ideals in .
Proposition 3.
Take , an ultrafilter on , the corresponding ultrafilter on , a prime ideal in inside and . Then, is completely determined by as follows:
Proof.
Since and
it is clear that
Now take and . We have that , and by the definition of , the element defined by if and if is also in . Furthermore, by the same reasoning. Therefore,
and since , we have that , which concludes the proof. □
As a consequence of Proposition 3, we have that any direct system of prime ideals that gives an ideal in contained in is uniquely determined by the ideal in in said system, and the prime ideal is
In summary, we have:
Theorem 2.
Let K be a number field and a finite subset of containing . Let . The prime ideals of are completely described as follows:
- (1)
- The maximal ideals are of two kinds:
- a.
- If ,which is also a minimal prime ideal.
- b.
- If is a nonprincipal ultrafilter in ,
- (2)
- The minimal prime ideals are of two kinds:
- a.
- If ,which is also a maximal prime ideal.
- b.
- If is a nonprincipal ultrafilter in ,which is the only minimal prime ideal contained in and is only contained in the maximal ideal .
- (3)
- If is any prime ideal that is not maximal or minimal, there is exactly one nonprincipal ultrafilter in such thatandwhere
Observe that our description of depends on choosing an arbitrary at the beginning, and the ultrafilters in our final results are ultrafilters on . However, by Lemma 1, since any other choice of differs from the first in at most a finite number of points, this will not make a difference in the description of ultrafilters on . Hence, the results given do not depend on the choice of .
5. Closed Prime Ideals
We can recover the completed fields from the adele ring by taking its quotients by the principal prime ideals: it is very easy to check that, if , , since
There is a reason that these ideals work better than the ones given by nonprincipal ultrafilters, and it is a topological reason. In [5], Connes proves the following result (stated as Proposition 7.2 in the cited paper):
Proposition 4.
There is a one to one correspondence between subsets and closed ideals of given by
Given our description of the prime ideals of , this implies that the only closed prime ideals in are the maximal prime ideals , for (since for any ).
Connes stops their exploration of there. However, our previous exhaustive description of allows us to prove the following:
Proposition 5.
If is a nonprincipal ultrafilter in , the minimal prime ideal defined by is dense in . Consequently, every prime ideal of not of the form for is dense in , because its closure is an ideal that contains 1.
Proof.
Take the net , where
and . It is clear from the definition of that for every .
Let N be an open neighbourhood of . We can assume, without loss of generality, that it is a basic open set, which is of the form , where each is an open neighbourhood of and for almost every . If we take , we have:
- , because contains every cofinite subset of .
- If (that is, ) for some , then .
This means that the net has limit , and therefore is dense in .
Now, since every prime ideal not of the form contains for some nonprincipal ultrafilter in , it must also be dense in . □
6. Restriction of Ultrafilters under Surjective Maps with Uniformly Bounded Fibres
In the next sections, we examine how, for a finite extension of number fields , the prime ideals of the -algebra behave relative to those of . Before that, we need to develop some results about the behaviour of ultrafilters under extension.
Let X and Y be two sets and a map between them. Extend to a map from to via direct images, . Then, we can define, for an ultrafilter on Y,
It is not true, in general, that is an ultrafilter on X, and it may not even be a filter. This changes if is surjective.
Proposition 6.
Let be two sets and a surjective map. For every ultrafilter on Y, is an ultrafilter on X. Furthermore, for every ultrafilter on X there is at least one ultrafilter on Y such that .
Proof.
It is easy to check that is an ultrafilter on X if is an ultrafilter on Y. Now, let be an ultrafilter on X. For every , we fix . For , define and
Clearly as subsets of , so we only have to prove that is an ultrafilter on Y. It is immediate to check that and that is closed under upward inclusions. Given , , so is also closed under finite intersection. Now take and . Then, and , and since either V or is in , then either W or is in . □
Lemma 2.
Let X be a set and a finite partition of X, that is, and if . If is an ultrafilter in X, contains exactly one of the sets .
Proof.
If there were more than one, their intersection would be empty. If there were none, their set complements would be in , and their intersection would be empty. □
Proposition 7.
Let be a surjective map between two sets such that there is an with for every . For every ultrafilter in X, there are exactly n ultrafilters in Y that restrict to via π.
Proof.
For every , let . Given an ultrafilter on X, let be the ultrafilters in Y defined as in the proof of Proposition 6. These are n distinct ultrafilters in Y (because if ) and for . Let us prove that there are no others.
Let be an ultrafilter in Y such that . Let . By Lemma 2, there is exactly one such that . Since
and , we have , so and, by the maximality of ultrafilters, . □
Proposition 8.
Let be a surjective map between two sets such that its fibres are uniformly bounded by (that is, for every we have ). For every ultrafilter on X there are at most n ultrafilters on Y that restrict to via π.
Proof.
For , set and fix an ordering of the fibre of x, . For every we complete to an n-element set
by adding arbitrary elements (for example, copies of ). Now, consider the disjoint union
and define as
- if .
- if .
Let so that . We can apply Proposition 7 to and Proposition 6 to p, so that, given an ultrafilter in X, the ultrafilters in Y that restrict to via are the restriction to Y via p of the ultrafilters in that restrict to via , of which there are n. □
In the case of a finite extension of number fields , this last result helps us get an upper bound for the number of prime ideals in above a given prime ideal in . We need one more result, which is a consequence of Lemma 2:
Lemma 3.
Let as in Proposition 8 and an ultrafilter on Y. For every there is some with and such that W contains at most one point from every fibre of π.
Proof.
Since is closed under finite intersections, the assertion is equivalent to the existence of a set such that W contains at most one point from every fibre of , and we can take the set , with the only index such that , by Lemma 2. □
7. Extension of Prime Ideals in Finite Extensions
If is a finite extension of number fields of degree n, it is well known (see [6]) that is a free -algebra of rank n, and in fact . The -algebra monomorphism induces a morphism
We now study the fibres of this morphism using the description of given in Section 4. For simplicity, we assume that our base field is and consider a finite extension of degree . Let be the set of places in , with starting set and . Let be the set of places in K, and the set of Archimedean places, with . We have a restriction map for which . The basic theory of valuations (see [1,6]) tells us that r is a map with finite fibres, with (where is the number of real embeddings of K and s is the number of pairs of conjugate complex embeddings) and (where is the number of prime ideals in the decomposition of the ideal ). The map gives us, according to Proposition 8, a surjective map between the ultrafilters on and the ultrafilters on with finite fibres uniformly bounded by n.
Proposition 9.
For the maximal and minimal ideals of , we have:
- 1.
- Given , .
- 2.
- If is a nonprincipal ultrafilter in , , and .
Therefore, every maximal (respectively minimal) prime ideal of has some and at most n maximal (respectively minimal) prime ideals in lying above it.
Proof.
The first part is easy to prove. For the second, using Lemma 3, we can characterise the elements in and using sets of that have at most one point in each fibre of r. This gives us , and the same for the corresponding minimal prime ideal. The opposite inclusion is trivial, and we have completed our proof. □
Proposition 10.
If is a prime ideal of inside the maximal ideal for a nonprincipal ultrafilter of Ω, and is an ultrafilter on such that , there is exactly one prime ideal in with , and is given by
Proof.
It is clear that the prime ideal defined as above restricts to . We only need to prove uniqueness, and for that we prove that, given a prime ideal in inside the maximal ideal for a nonprincipal ultrafilter in and ,
The inclusion ⊇ is easy, since . Take and . The set is in , and by Lemma 3 there is a set W in inside having at most one point in each fibre of r. Take and defined by
- if and is the point in W above u.
- if .
It is straightforward to check that and (because and have the same components in a set of ), so we have the equality we wanted. □
Corollary 1.
If is a finite extension of degree , the morphism is surjective and has finite fibres, uniformly bounded by n.
As we stated at the beginning of the section, the base field need not be , and the same results, with the same proofs, are valid for any finite extension of number fields .
8. Generalisations
Throughout this paper, we worked in the adele ring of an algebraic number ring. However, the techniques we used and the results obtained can be used in more general settings.
Take K to be the function field of an algebraic curve over a finite field, that is, a finite extension of an extension of transcendence degree 1 of a finite field . These fields, together with algebraic number fields, are called global fields, and are studied together because they share many similar properties: primarily, they are the only two kinds of fields with finite residue fields at the non-Archimedean places (see [7]). The adele ring of these function fields K can be defined in the exact same way as that of a number field, and its study is also mostly the same (see [1,2,6]). This means that can be computed just as in the case of a number field, and we obtain similar results.
We can also consider the adele ring of function fields of curves that are not necessarily over finite fields (see [8]), for example). If k is a perfect field and X a smooth, complete and connected curve over k, we can define the adele ring of X as the adele ring of its function field . If k is not a finite field, this adele ring differs slightly but significantly from the global field case: the most important difference is that, topologically, is no longer locally compact. However, the similarities are enough for our treatment of the prime ideals to apply here as well, so we can effectively describe , and the results about extensions and topology are still true, because they do not require local compactness.
Funding
This research was funded by MICINN (Spain), grant number PGC2018-099599-B-I00.
Institutional Review Board Statement
Not applicable.
Informed Consent Statement
Not applicable.
Conflicts of Interest
The author declares no conflict of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.
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