# Performance Analysis of Multi-User MIMO Schemes under Realistic 3GPP 3-D Channel Model for 5G mmWave Cellular Networks

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## Abstract

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## 1. Introduction

#### 1.1. State of the Art for Channel Modeling

#### 1.2. Paper Contribution

- Provide a step by step tutorial on the 3GPP Technical Report (TR) 38.901 channel model implementation along with MATLAB scripts to generate channel coefficients [39].
- Design an OFDM MIMO system with uniform planar arrays and dual polarized antenna elements with realistic radiation patterns.
- Implement SLNR precoding and MMSE combining to exploit Multi-User Multi-Layer MIMO and provide simulation results on the system behavior.

## 2. Scenario Description

#### 2.1. Network Layout

^{2}) is the average user density per unit area. A homogeneous process implies constant $\mu $, moreover $\mu $ does not depend on the location. Given K users of the Poisson process in $\mathcal{A}$, they are conditionally independent and uniformly distributed in the hexagon. Therefore, the positions of the randomly deployed K users can be determined by generating both the x and y coordinates. We denote with X, the abscissa of a generic user in the hexagon, where X is the marginal random variable of a uniform 2-D distribution in the cell site. In order to find it, let us first define the two random variables ${X}_{1}$ and ${X}_{2}$:

#### 2.2. Antenna Parameters

#### 2.2.1. BS Antenna and Array Model

#### 2.2.2. UT Antenna and Array Model

## 3. Link Level Parameters and Channel Coefficient Generation

#### 3.1. Propagation Conditions and Pathloss Calculation

#### 3.2. Large Scale Parameters

- The inter-UT correlation is calculated by generating a 2-D rectangular mesh based on the UT location for each of the M LSPs. For each mesh grid, M standard normally distributed random variables, which correspond to M LSPs, are assigned and filtered by their corresponding 2-D FIR filter separately. In the following formula, we can see the general expression of the impulse response ${h}^{m}\left(d\right)$ of the filter for the m-th LSP$${h}^{m}\left(d\right)=exp\left(-\frac{d}{{d}_{corr}^{m}}\right)$$
- Intra-UT correlation is taken into account as follows: for each UT, the M correlated parameters can be obtained by the linear transformation$$\tilde{\mathbf{s}}=\sqrt{{C}_{xx}\left(0\right)}\phantom{\rule{0.166667em}{0ex}}\zeta $$$$\begin{array}{cc}{10}^{\mathcal{N}({\mu}_{x},\phantom{\rule{0.277778em}{0ex}}{\sigma}_{x}{\tilde{s}}_{m})}\hfill & \phantom{\rule{1.em}{0ex}}\mathrm{for}\mathrm{DS},\mathrm{ASA},\mathrm{ASD},\mathrm{ZSA},\mathrm{and}\mathrm{ZSD}\hfill \\ {10}^{\mathcal{N}\left({\mu}_{x},\phantom{\rule{0.277778em}{0ex}}\frac{{\sigma}_{x}{\tilde{s}}_{m}}{10}\right)}\hfill & \phantom{\rule{1.em}{0ex}}\mathrm{for}\mathrm{SF}\mathrm{and}\mathrm{K}\hfill \end{array}$$

#### 3.3. Small Scale Parameters

#### 3.3.1. Cluster Delays

#### 3.3.2. Cluster Powers

#### 3.3.3. Arrival and Departure Angles for Both Azimuth and Elevation

#### AOAs and AODs Generation

#### ZOAs and ZODs Generation

#### Coupling of Rays within a Cluster

- Couple randomly AOD angles ${\varphi}_{n,m,AOD}$ to AOA ${\varphi}_{n,m,AOA}$ within a cluster n;
- Couple randomly ZOD angles ${\theta}_{n,m,ZOD}$ to ZOA ${\theta}_{n,m,ZOA}$ angles within a cluster n;
- Couple randomly AOD angles ${\varphi}_{n,m,AOD}$ with ZOD angles ${\theta}_{n,m,ZOD}$ within a cluster n.

#### 3.3.4. Cross Polarization Power Ratio

#### 3.4. Coefficient Generation

## 4. Multi-User MIMO System Model

- resorts only to Space Division Multiple Access (SDMA) through precoding techniques;
- is able to process all $K\phantom{\rule{0.166667em}{0ex}}L$ users’ signals, therefore we impose no limitation on the number of RF chains, i.e., the BS is able to employ at least $K\phantom{\rule{0.166667em}{0ex}}L$ parallel precoders.

#### 4.1. Sector Assignment

#### 4.2. SLNR Precoding and MMSE Combining

## 5. Simulation Results

#### 5.1. Rates for Different UPA Configurations at the BS

#### 5.2. Rates for Different Transmitting Powers

#### 5.3. Rates for Different Indoor Percentage

#### 5.4. Rates for Different Layers and Antenna Polarizations

#### 5.5. Rates for Different Cell Radius Lengths

#### 5.6. Sum Rate and Spectral Efficiency for Different Traffic Conditions

## 6. Conclusions

## Author Contributions

## Funding

## Acknowledgments

## Conflicts of Interest

## References

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**Figure 4.**Representation of the main clusters angles for a UT–BS link w.r.t. their powers and directions, in case of LOS.

**Figure 6.**Cell site with 30 users after sector assignment. 3-D view on the left, 2-D top-view on the right.

**Figure 7.**Channel frequency response along 1024 subbands, with 16 transmit antennas at the BS. ${N}_{ty}=8$, ${N}_{tz}=2$, ${N}_{r}={N}_{ry}=2$. Single polarized.

**Figure 8.**UPA radiation pattern with SLNR precoder ${\mathbf{w}}_{k}$ targeted for UT k (${\theta}_{LOS,ZOD}=96.{46}^{\circ}$, ${\varphi}_{LOS,AOD}={30}^{\circ}$) with two interfering users, ${N}_{ty}=16$, ${N}_{tz}=8$, ${N}_{r}=1$ for all users.

**Figure 9.**CDF of UT rates for different UPA configurations at the TX, ${N}_{t}=72$, ${N}_{r}=1$, ${P}_{TX}=47$ dBm, traffic density = 2500 users/km${}^{2}$.

**Figure 10.**CDF of UT rates for different transmitting powers at the BS, ${N}_{t}=72$ with ${N}_{ty}=36$, ${N}_{tz}=2$, ${N}_{r}=1$, traffic density = 2500 users/km${}^{2}$.

**Figure 11.**CDF of UT rates for different user indoor percentages, ${N}_{t}=144$ with ${N}_{ty}=36$, ${N}_{tz}=4$, ${N}_{r}=2$, ${P}_{TX}=47$ dBm, traffic density = 2500 users/km${}^{2}$.

**Figure 12.**CDF of UT rates for different layers with single or dual polarized antenna elements, ${N}_{t}$ = $[{N}_{ty}\times $${N}_{tz}]$, ${N}_{r}$ = $[{N}_{ry}\times $${N}_{rz}]$, ${P}_{TX}$ = 47 dBm, traffic density = 2500 users/km${}^{2}$.

**Figure 13.**CDF of UT rates for different cell radius lengths, ${N}_{t}=72$ with ${N}_{ty}=36$, ${N}_{tz}=2$, ${N}_{r}=1$, ${P}_{TX}=47$ dBm, average number of UTs in the cell, $\mu \frac{3\sqrt{3}}{2}{R}^{2}\approx $ 65.

**Figure 14.**Sum rate and average spectral efficiency of the UTs for different traffic density, ${N}_{t}=72$ with ${N}_{ty}=36$, ${N}_{tz}=2$, ${N}_{r}=1$, single polarization, ${P}_{TX}=47$ dBm.

Parameter | Value |
---|---|

Scenario | UMi |

Radius of the cell R | 100 m |

Network loading or user density $\mu $ | 2500 users/km^{2} |

Carrier frequency ${f}_{c}$ | 28 GHz |

Sampling frequency ${f}_{s}$ | 61.44 MSamples/s |

OFDM Symbol time ${T}_{sym}$ | 16.67 $\mathsf{\mu}$s |

Cyclic Prefix ${T}_{CP}$ | $\frac{1}{16}\times {T}_{sym}$ |

Bandwidth B | 50 MHz |

Subcarrier spacing (SCS) $\Delta $ | 60 kHz |

Active Subcarriers | 792 |

${N}_{FFT}$ | 1024 |

Noise figure F | 7 dB |

Maximum TX power ${P}_{tot}$ | 47 dBm |

Total antennas per BS UPA ${N}_{t}$ | 72 |

Antennas along y for BS UPA ${N}_{ty}$ | 36, 24, 18 |

Antennas along z for BS UPA ${N}_{tz}$ | 2, 3, 4 |

Antennas along y for UT ${N}_{ry}$ | 1, 2 |

Antennas along z for UT ${N}_{rz}$ | 1 |

Polarizations | single, dual |

Indoor UTs | 80% |

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**MDPI and ACS Style**

Riviello, D.G.; Di Stasio, F.; Tuninato, R.
Performance Analysis of Multi-User MIMO Schemes under Realistic 3GPP 3-D Channel Model for 5G mmWave Cellular Networks. *Electronics* **2022**, *11*, 330.
https://doi.org/10.3390/electronics11030330

**AMA Style**

Riviello DG, Di Stasio F, Tuninato R.
Performance Analysis of Multi-User MIMO Schemes under Realistic 3GPP 3-D Channel Model for 5G mmWave Cellular Networks. *Electronics*. 2022; 11(3):330.
https://doi.org/10.3390/electronics11030330

**Chicago/Turabian Style**

Riviello, Daniel Gaetano, Francesco Di Stasio, and Riccardo Tuninato.
2022. "Performance Analysis of Multi-User MIMO Schemes under Realistic 3GPP 3-D Channel Model for 5G mmWave Cellular Networks" *Electronics* 11, no. 3: 330.
https://doi.org/10.3390/electronics11030330