Abstract
Background: There are limited data about the use of drug-coated balloon (DCB)-only angioplasty for multivessel coronary disease. Objectives: The aim of this study was to assess the safety and efficacy of DCB-only angioplasty as compared with second-generation drug-eluting stents (DESs) in patients undergoing multivessel angioplasty. Methods: We compared major adverse cardiovascular events (MACEs) in all patients undergoing multivessel angioplasty in our institution from 1 January 2015 until 15 November 2019, with either the DCB-only or DES-only strategy. The primary endpoint of our study was a MACE, including cardiovascular mortality, acute coronary syndrome, target lesion revascularisation, stroke, or major bleeding. Data were analysed using Cox regression models, Kaplan–Meier estimator plots, and propensity score matching. Results: A total of 159 consecutive patients treated with DCB-only angioplasty and 222 consecutive patients treated with DES-only angioplasty were identified. The majority of the vessels treated were large vessels (>3 mm). After a median follow-up of 4 years, a total of 52 (33%) patients in the DCB and 73 (33%) patients in the DES group encountered a MACE (p = 0.97). The results did not change following propensity score matching. On multivariate Cox regression analysis in the propensity score-matched cohort, atrial fibrillation [HR = 2.37, CI: (1.22–4.61), p = 0.011] and diabetes [HR = 1.71, CI: (1.13–2.60), p = 0.011] were the only independent adverse predictors of MACE. Conclusions: DCB-only angioplasty appears to be safe and efficient when compared to DES for multivessel angioplasty in terms of MACEs after a follow-up of 4 years.
1. Introduction
Percutaneous coronary intervention (PCI) has progressed from balloon angioplasty to bare metal stent and then multiple generations of drug-eluting stents (DESs). Stents were initially developed to alleviate the limitations of balloon angioplasty (vessel-threatening dissections and vessel recoil) and have shown to improve long-term patient outcomes [1]. Despite the improved patient outcomes, very late stent-related adverse events continue to occur at a rate of about 2% per year with no plateau effect [2]. The length and number of stents are associated with worse patient outcomes even in the era of second-generation DES [3]. Stenting longer than 40 mm is associated with target lesion failure and stent thrombosis [3]. A drug-coated balloon (DCB)-based approach has been proposed in the literature as a treatment strategy for complex coronary anatomy aiming to simplify complex stenting [4].
DCB-only angioplasty is a treatment strategy which utilises the concept of ‘leave nothing behind’ and has received increasing interest more recently. It allows for the delivery of an anti-restenotic agent to the vessel wall without implantation of a permanent metallic scaffold [5]. The absence of a stent caging the vessel allows for better preservation of arterial vasomotion while simultaneously mitigating the stent-related mechanisms leading to stent thrombosis, in-stent restenosis, and accelerated atherosclerosis [6]. Patients with multivessel disease undergoing multivessel angioplasty might require excessive length of stents and be at increased risk of stent-related complications. Shin et al. were the first to demonstrate that reducing the length of stents by a hybrid DCB-based approach (DCB-only or DCB combined with DES) is associated with better patient outcomes in the context of multivessel PCI [7]. The present study aims to assess the safety and efficacy of a DCB-only approach compared to DES-only in patients undergoing multivessel PCI.
2. Methods
The assessment of paclitaxel drug-coated balloon-only angioplasty for multivessel disease is an investigator-initiated, retrospective, propensity-matched, single-centre cohort study of the SPARTAN Norwich Registry. The decision for DCB or DES was left to the discretion of the operator. Our institution prospectively enrols all patients undergoing PCI into a clinical database with baseline patient and angiographic characteristics. Our study was approved by the Northwest Haydock (17/NW/0278) UK research ethics committee. Given the retrospective nature of our study, the confidentiality advisory group waived the need for consent (17/CAG/0145). We included all patients undergoing multivessel PCI in the same procedure from 1 January 2015 until 15 November 2019 as this was the final day that we could include patients according to the ethics committee. We excluded patients with cardiac arrest, intubation, or cardiogenic shock as the outcomes of these patients were significantly influenced by their severe clinical presentation rather than the interventional treatment strategy. Electronic hospital records were reviewed if required to supplement the clinical data of our database. All angiograms were reviewed by an operator (NC) blinded to the patient outcomes to confirm the accuracy of the angiographic data and treatment strategy. Calcification, tortuosity, and diffuse disease were assessed angiographically. The largest pre/post-dilatation balloon, for DCB or DES, was considered as the vessel diameter and the DCB or DES length was considered as the lesion length.
The primary endpoint was major adverse cardiovascular events (MACEs) including cardiovascular death, acute coronary syndrome (ACS), target lesion revascularisation (TLR), stroke, or major bleeding. We utilised Hospital Episodes Statistics (HES) from the NHS in England to obtain patient outcomes. HES is a national database containing details of all admissions, outpatient appointments, and accident and emergency attendances at any NHS hospital in England. The ICD-10 diagnostic codes provided in Supplementary Table S1 were used to extract patients’ outcomes. Three blinded adjudicators classified all deaths as cardiovascular or non-cardiovascular according to the academic research consortium 2 consensus [8].
R statistical software (version 4.0 or later) was used for the statistical analysis. The Wilcoxon rank sum test was used to compare continuous variables, which are presented as the median with interquartile range (IQR). The Pearson’s Chi-squared test or Fisher’s exact test, where appropriate, were used to compare categorical variables, which are presented as frequencies with percentages. Baseline characteristics were summarised using descriptive statistics and compared between treatment groups.
Cox proportional hazards regression models were used to perform survival analyses. A univariate Cox regression analysis was conducted for all clinical and angiographic variables to identify potential predictors of major adverse cardiovascular events (MACEs) and individual endpoints. Variables with clinical relevance were included in multivariable Cox regression models using stepwise selection (bidirectional elimination) to identify independent predictors of outcomes. Hazard ratios (HRs) with 95% confidence intervals (CIs) were calculated, with results exponentiated for interpretation.
To account for potential confounding and selection bias, propensity score matching was performed using optimal matching with a 1:1 ratio. Despite relatively balanced baseline characteristics, propensity score matching was employed to enhance comparability and provide more robust estimates. The propensity score model was pre-specified and included clinically relevant variables known to influence both treatment selection and outcomes: age, sex, past medical history of coronary artery bypass grafting (CABG), angina, atrial fibrillation, diabetes mellitus, and glomerular filtration rate (GFR).
These variables were selected based on their established prognostic importance in coronary intervention outcomes. Balance between matched groups was assessed using standardised differences, with differences >0.1 considered meaningful imbalances, and graphical methods.
Kaplan–Meier survival curves were constructed to visualise the cumulative hazard for MACEs, with differences between groups assessed using the log-rank test. Time-to-event was calculated from the index procedure date to the first occurrence of the endpoint or to the last follow-up date (31 March 2021). All statistical analyses were two-sided, with statistical significance defined as p < 0.05.
3. Results
A total of 159 consecutive patients treated with DCB-only angioplasty and 222 consecutive patients treated with DES-only angioplasty were identified. The median age was 72 (IQR: 60–78) and 70 (IQR: 61–76) years old for the DCB and DES groups, respectively. Male patients accounted for 82% and 77% of the DCB and DES groups, respectively. Table 1 shows that the groups were well balanced in terms of the baseline clinical characteristics. The only difference was that the DCB group had a significantly higher proportion of patients with previous PCI (33% vs. 22%, p = 0.011). They were also well balanced in terms of the angiographic characteristics. However, the DCB group had a significantly higher proportion of patients with diffuse disease (33% vs. 24%, p = 0.042) and tortuosity (23% vs. 10%, p = 0.001). The DCB group had a significantly smaller median vessel diameter [3.00 (IQR: 2.75–3.25) vs. 3.25 (IQR: 3.00–3.50), p < 0.001].
Table 1.
Baseline clinical and angiographic characteristics.
The median follow-up was 3.9 (IQR: 2.5–5.0) years for the whole cohort, 4.0 (IQR: 2.6–5.0) for the DCB group, and 3.8 (IQR: 2.5–5.1) years for the DES group (p = 0.75). A total of 52 (33%) patients in the DCB group and 73 (33%) patients in the DES group encountered MACEs (p = 0.97). The great majority of the DCBs used were SeQuent Please or SeQuent Please NEO (97.3%), with a small percentage being Falcon (2.7%). The drug-eluting stent platforms used were Promus Premier (38.5%), Synergy (34.5%), Onyx (19.4%), and Xience (7.6%).
Following the univariable Cox regression analysis, left main stem PCI, heavy calcification and a history of atrial fibrillation, diabetes, and coronary artery bypass grafts were found to be adverse predictors of MACEs, while elective PCI and family history of ischaemic heart disease were favourable prognostic indicators (Supplementary Table S2). The multivariate Cox regression analysis demonstrated that atrial fibrillation, diabetes, and left main stem treatment were the only independent adverse prognostic indicators for MACEs, while family history of ischaemic heart disease was the only independent favourable prognostic indicator (Table 2). The Kaplan–Meier estimator plot demonstrated no difference in overall MACEs between DCB and DES, as demonstrated in Figure 1.
Table 2.
Multivariate Cox regression analysis.
Figure 1.
Kaplan–Meier estimator plot of MACE for DCB-only vs. DES-only angioplasty (non-propensity matched).
Even though the groups were well balanced with regard to the baseline clinical and angiographic characteristics, a propensity score-matched analysis was undertaken. The baseline characteristics of the propensity score-matched cohort are shown in Table 3. The univariate Cox regression analysis in the propensity score-matched cohort demonstrated that CABG, AF, diabetes, and heavy calcification were poor prognostic indicators, while family history of IHD was the only good prognostic indicator (Supplementary Table S3). The multivariate Cox regression analysis in the propensity-matched cohort identified AF and diabetes as the only independent poor prognostic indicators for MACEs (Table 4). The Kaplan–Meier estimator plot demonstrated that there was no difference between the DCB-only and DES-only angioplasty in terms of MACEs (Figure 2). Furthermore, there was no difference in any of the individual components of MACEs between the DCB-only or DES groups even though there were consistently less adverse events in the DCB-only group (Table 5).
Table 3.
Baseline characteristics for the propensity score-matched cohort.
Table 4.
Multivariate Cox regression analysis for the propensity score-matched cohort.
Figure 2.
Kaplan–Meier estimator plot of MACE for DCB-only vs. DES-only angioplasty (propensity-matched).
Table 5.
Breakdown of the individual MACE components in the propensity score-matched cohort.
4. Discussion
This is the first and largest cohort analysis assessing a DCB-only strategy compared with second-generation DES-only strategy for multivessel de novo PCI in a single procedure, demonstrating no difference in overall MACEs after 4 years of follow-up.
Even though second-generation DESs have significantly improved the outcomes of PCI, there remains a long-term risk of stent-related adverse events [2]. Very late stent-related ischaemic events continue to occur at a rate of approximately 2% per year, irrespective of stent type and with no evidence of a plateau effect up to 5 years [2]. Neoatherosclerosis, uncovered struts, malposition, and stent under-expansion are some of the mechanisms leading to stent failures, while overlapping stents and increasing stent lengths are important stent-related factors leading to worse outcomes [9]. A stent length of more than 40 mm is associated with less favourable clinical outcomes such as target lesion failure and stent thrombosis even in the contemporary era of second-generation DES [3]. Over the years, efforts have primarily focused on improving the stent technology, intensifying pharmacotherapy, and optimising the stent implantation with intravascular imaging in order to reduce the long-term stent-related complications [10,11]. Even though this approach is necessary, a different strategy, using metal-free angioplasty, could also be useful in further reducing stent-related complications [12]. DCB angioplasty is based on the concept of ‘leaving nothing behind’, utilising a balloon platform to deliver an anti-proliferative drug to the vessel wall. Initially, paclitaxel was the preferred drug due to its favourable lipophilicity; however, more recently, sirolimus DCBs have also been developed [6]. Irrespective of the drug used, the principle is that the anti-restenotic agent will reduce the development of intimal hyperplasia following the vessel wall injury from the balloon angioplasty while the absence of metal will mitigate long-term stent-related adverse events such as neoatherosclerosis [6].
Over the last few years, there has been an increasing interest in DCB angioplasty for de novo disease, either alone or as a hybrid strategy combined with DES. DCBs continue to be evaluated in a number of clinical (stable angina, acute coronary syndrome, and high bleeding risk) or anatomical settings (small vessel disease, large vessels, diffuse disease, and bifurcations) with variable but overall encouraging results [6,13,14,15,16]. Indeed, a DCB-based approach has been previously proposed as a strategy for approaching complicated coronary anatomy to reduce the length of stents and simplify complex stenting [4]. Multivessel disease is a particularly challenging clinical scenario, where coronary artery bypass is beneficial to multiple stenting, especially regarding intermediate or high SYNATX scores [17]. Given that multiple, long stents are associated with worse long-term patient outcomes, multivessel PCI is a clinical scenario where metal-free PCI could demonstrate its potential benefit. In that context, Shin et al. was able to demonstrate that a DCB-based treatment had significantly lower MACEs when compared to DES-only treatments [7]. Shin et al. compared 254 patients undergoing multivessel PCI with either DCB-only or DCB and DES (hybrid) approaches against 254 patients treated with a DES-only strategy selected from the PTRG-DES (Platelet Function and Genotype-Related Long-Term Prognosis in Drug-Eluting Stent-Treated Patients with Coronary Artery Disease) consortium. The hybrid approach was utilised in about two-thirds of the patients in the DCB-based group while the remaining one-third had DCB-only angioplasty, and small vessels were mainly treated with DCB (<3 mm) [7]. Nevertheless, the study demonstrated that reducing the burden of stents in patients undergoing multivessel PCI significantly improved patient outcomes at 2 years. Furthermore, it also demonstrated a plateau effect in the DCB-based group after 1 year [7].
Our study is the first and largest analysis comparing DCB-only angioplasty with DES-only angioplasty for multivessel PCI. We have shown that DCB-only angioplasty for multivessel PCI is safe and efficient with no difference in overall MACEs compared to DES-only angioplasty after a 4-year follow-up period. Furthermore, the results were similar following propensity matching. We recruited consecutive patients and, importantly, large vessels were treated in both groups. The DCB-only group had significantly more patients with diffuse disease, tortuous vessels, and previous PCI, indicating more anatomically complex coronary disease. These differences could be explained by the fact that our institution has vast experience with DCB-only angioplasty, which might be the preferred strategy for complex anatomical scenarios such as diffuse disease. The differences remained even after propensity score matching.
Our study builds on the evidence presented by Shin et al., which had demonstrated that a DCB-based treatment for multivessel PCI may be used either alone for smaller vessels or as a hybrid approach in combination with DES for larger vessels [7]. We did not demonstrate a statistical benefit of DCB-only angioplasty compared to DES, but the overall MACEs and all its individual components were numerically improved in the DCB group, suggesting a consistent trend. Our study supports the use of DCB-only angioplasty for multivessel disease in large vessels, including diffuse disease or tortuous vessels, and provides evidence of favourable results at a median follow-up of 4 years. Randomised clinical trials are warranted to assess the effects of metal-free PCI for multivessel disease.
Study Limitations
The retrospective nature of our study is a possible source of bias, suggesting that our results should be approached with caution; however, we included all consecutive patients meeting our inclusion criteria, trying to ameliorate referral bias. All cases were recruited from a single centre with vast experience in DCB-only angioplasty; therefore, the results might not be reproducible to centres with less experience. The lack of a core-lab analysis and low usage of intracoronary imaging are further limitations of our study. The decision to use DCB or DES was left to the discretion of the operator, which is a possible source of bias as the decision was not randomised. However, there were only a few differences in the baseline characteristics between the groups (in favour of DES) and we did use propensity score matching analysis to confirm that our results are robust.
5. Conclusions
This is the first and largest cohort analysis comparing DCB-only angioplasty versus second-generation DES-only angioplasty for multivessel PCI. We have demonstrated no evidence of differences in MACEs after a long-term follow-up period of 4 years, even after propensity score matching.
Supplementary Materials
The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/jcm15010204/s1.
Author Contributions
Conceptualization, I.M. and S.C.E.; Methodology, I.M., U.B., V.S.V. and S.C.E.; Formal analysis, I.M. and U.B.; Writing—original draft, I.M.; Writing—review & editing, I.M., N.C., R.N., T.G. (Tharusha Gunawardena), J.R., C.M., C.S., S.S., T.W., A.R., T.G. (Tim Gilbert), V.S.V. and S.C.E.; Visualization, V.S.V.; Supervision, V.S.V. and S.C.E. All authors have read and agreed to the published version of the manuscript.
Funding
This is an investigator-initiated study partially supported by B Braun and Cordis. Dr Corballis is an NIHR doctoral research fellow. The supporting financial sources had no involvement in the study design, collection, analysis, the interpretation of data, writing the report, or the decision to submit for publication.
Institutional Review Board Statement
The Northwest Haydock research ethics committee and the Norfolk and Norwich University Hospital approved the study. IRAS: 195002. REC reference: 17/NW/0278. CAG reference: 17/CAG/0145, approval date 16 March 2022.
Informed Consent Statement
The need for informed consent was waived according to the Confidentiality Advisory Group (17/CAG/0145) for this retrospective study.
Data Availability Statement
Data can be made available following appropriate request to the corresponding author.
Conflicts of Interest
I Merinopoulos has received a research grant from Cordis; V Vassiliou has received a research grant from B Braun; S Eccleshall has received a research grant and an honoraria from B Braun and an honoraria from Cordis/Medalliance; and C Maart has received a speaker honoraria from Novartis and Astra-Zeneca. The other authors have nothing relevant to declare.
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