1. Introduction
Pneumococcal disease (PD), caused by
Streptococcus pneumoniae, leads to significant morbidity and mortality, especially in young children [
1]. Preventative pneumococcal conjugate vaccines (PCVs) targeting clinically relevant serotypes are recommended for routine administration in early childhood. PCV7 was initially licensed 25 years ago as a four-dose schedule, with three doses in infancy followed by a toddler dose (3 + 1) [
1]. Based on immunogenicity data supporting reduced dosing schedules, coupled with economic pressures and crowded childhood immunization schedules, the United Kingdom (UK) became the first country to adopt PCV7 in a three-dose (2 + 1) schedule in their National Immunization Programme (NIP) in 2006 [
2,
3]. In the adult population, PPSV23 has been widely used for adults aged ≥65 years old since 2003 [
4].
Before the introduction of PCVs in the UK, overall invasive pneumococcal disease (IPD) incidence was 14.8 per 100,000, with PCV7 serotypes accounting for approximately half of the IPD disease burden [
4]. By 2010, the overall incidence of IPD had dropped to 10.1 cases per 100,000, with PCV7 serotypes comprising 14% of IPD [
4]. However, a relative increase in the proportion of non-vaccine-type (NVT) PD led to the adoption of PCV13 in 2010, which covered 58% of the disease burden at that time [
4]. By 2019–2020, the overall disease incidence reached a low of 9.4 per 100,000 and NVT IPD comprised about 81% of the disease burden [
1]. The reduction in overall IPD, with NVT driving the residual burden of disease, motivated two changes for the pediatric PCV NIP—the move to a 1 + 1 dosing schedule, and interest in switching to a higher-valency PCV. These changes were further supported by several factors: (1) high vaccine coverage rates leading to good control of vaccine-type (VT) PD [
3]; (2) a 2018 randomized control study by Goldblatt et al., which demonstrated similar immune responses to PCV13 for 2 + 1 and 1 + 1 dosing schedules [
2]; and (3) a 2019 modeling study by Choi et al. projecting that the incidence of IPD and non-bacteremic pneumococcal pneumonia (NBPP) would not be affected by a reduction in dosing schedule [
5].
The decision to move to a 1 + 1 dosing schedule was not without risk, as fewer doses in infancy, when the immune system is immature, may lead to subpar protection and breakthrough disease. A separate modeling study conducted by Wasserman et al. explored the projected potential effects of switching to a 1 + 1 PCV13 dosing schedule in the UK [
6]. This study estimated that the reduction in the number of infant doses was projected to lead to an increase in IPD cases over a 10-year time horizon, with the greatest increases occurring in infants and older adults, also resulting in an increase in deaths [
6]. This finding was consistent with the results of the randomized control study by Goldblatt et al., which, while supporting the switch to a 1 + 1 dosing schedule, also noted this potential risk [
2].
In January of 2020, the 1 + 1 reduced dosing schedule was implemented in the UK, with the infant dose administered at 12 weeks of age and the toddler dose at 1 year [
7]. Contagion control measures for the COVID-19 pandemic were implemented soon after this switch, rendering it difficult to estimate the effects of this policy change due to the overall reduction in PD. A real-world observational study, published in 2024, indicated that overall IPD incidence in 2022/23 decreased in the years since the implementation of the 1 + 1 dosing schedule (which included the period when COVID-19 pandemic measures were in effect) [
1]. However, VT IPD incidence increased over this period, which may hint at the fact that the immune response for a 1 + 1 schedule is insufficient to maintain prior levels of control of VT IPD, though it is difficult to draw conclusions given the confounding effects of COVID-19 during this timeframe [
1].
The percentages of PD due to VT and NVT in the UK are still substantial and warrant the consideration of higher-valency PCVs in the pediatric NIP. Due to the reduction in serotype-specific immunogenicity as more serotypes are added to a PCV (“immunogenicity-creep”), there is a risk of reduced effectiveness of higher-valency PCVs [
8,
9]. Nevertheless, the replacement of PCV7 with the higher-valency PCV13 in the UK did not lead to an increase in VT disease [
4]. Two new expanded-valency PCVs were recently licensed in the UK—PCV15 (Vaxneuvance
TM, Merck & Co., Inc., Rahway, NJ 07065, USA) and PCV20 (Prevnar 20
TM, Wyeth Pharmaceuticals LLC, a subsidiary of Pfizer, Inc., New York, NY 10001-2192, USA)—that provide protection against additional NVT serotypes [
1]. The clinical impact of these new PCVs and their potential for immunogenicity creep expected in 1 + 1 dosing remains to be seen.
The confluence of information from immunogenicity studies on reduced dosing schedules, epidemiological data, transmission models, and the impact of the COVID-19 pandemic on the epidemiology of infectious diseases paints a confusing picture of the potential effectiveness of a 1 + 1 dosing schedule for pediatric pneumococcal vaccination in the UK with PCV13, and potentially with higher-valency PCVs. This analysis employed a previously described and calibrated model to explore the potential impact of reduced vaccine effectiveness (VE) against disease resulting from a reduced dosing schedule, using pediatric vaccines PCV13 and PCV15.
4. Discussion
Despite the inclusion of effective PCVs in pediatric vaccination programs, residual pneumococcal disease remains a public health matter in the UK and throughout the world. Here, a previously described and calibrated dynamic transmission model was used to investigate the clinical outcomes resulting from potential reductions in VE with two PCVs (PCV13 and PCV15) when routinely administered in a reduced pediatric dosing schedule (1 + 1) in the UK [
10,
11]. The model projections predicted that the use of PCV15 would significantly reduce IPD incidence, both in children <2 years of age, due to direct protection, and in older children and adults, due to indirect protection, with respect to the continued use of PCV13. These effects were consistent, regardless of potential changes in VE against disease.
Reductions in IPD in children <2 years old attributed to serotypes unique to PCV15 (22F and 33F) drove PCV15 to avert more disease than PCV13 in model projections. While both PCV13 and PCV15 led to projected decreases in IPD attributed to serotypes covered by both PCV13 and PCV15 in this age group, PCV15 led to a smaller projected decrease when compared with PCV13. Marginal increases in non-PCV15 serotypes were projected. Nevertheless, these differences were insufficient to counteract the overall estimated clinical benefits of pediatric PCV15 vaccination observed in the <2-year-old age group and in the population as a whole. With either vaccine, relative to the current 2019 estimates of IPD incidence, overall IPD incidence was predicted to increase over the 20-year time horizon, though the projected overall increase was predicted to be smaller with the implementation of PCV15 compared to PCV13 vaccination. These results were consistent with the findings of a 2015–2018 global surveillance analysis that found that, across all ages in over 40 countries, the proportion of IPD cases caused by PCV15 serotypes was approximately 4–10% greater than the proportion of IPD cases caused by PCV13 serotypes [
39].
In contrast, a recent model by Choi et al. evaluated the implications of introducing higher-valency pediatric vaccines in the UK via the 1 + 1 schedule and concluded that the introduction of PCV15 could result in increased IPD relative to the standard of care of PCV13 [
7]. These findings were, in part, a function of this study’s projection assumption on serotype replacement, wherein a decline in the carriage of a VT ST would be met with 100% replacement of carriage with an NVT ST, although this assumption is not substantiated by historical data to date. While it is necessary to make assumptions regarding the level of replacement expected upon the introduction of higher-valency vaccines, assuming 100% replacement may lead to unreasonably high predictions of the disease incidence of NVT STs. In contrast, the current analysis estimated competition between PCV13 and non-PCV13 STs through model calibration. However, there were insufficient data to estimate the competition parameters between PCV15 and non-PCV15 STs; thus, minimal competition between PCV15 and non-PCV15 STs was assumed. In addition, the Choi et al. analysis implemented two separate calibration models for model fitting to historical data, which has the potential to introduce bias and confounding effects due to incompatibilities between the two models [
7]. The current analysis employed a single model for calibration and fitting, to ensure compatibility and consistency.
Several simplifying assumptions were made in the current analysis due to model complexity and limited availability of data. A potential reduction in VE against disease resulting from a change to a reduced pediatric vaccination schedule was considered, but there may also be reduced duration of protection and reduced VE against carriage [
6]. Reductions in VE against carriage may lead to an increase in VT carriage, which could then increase VT-IPD in pediatric populations due to direct effects and in adult populations due to indirect effects. In addition, consistent with previous modeling studies [
7], we did not consider the possibility of immunogenicity creep with the introduction of PCV15. This will be an important area of future research as real-world data become available for expanded-valency PCVs.
Limitations to this analysis are discussed below. First, the model did not account for pneumococcal dynamics during the COVID-19 pandemic. Post-pandemic surveillance calibration data have recently become available, and a recalibration of the model accounting for pneumococcal dynamics during the COVID-19 pandemic is planned as future research. Second, the model is very sensitive to estimates of the calibrated parameters, including VE against carriage. Although this model considered a range of potential reductions in VE against disease that could occur resulting from a change to a reduced dosing schedule, it could not consider potential changes in VE against carriage without conducting a more in-depth parameter identifiability analysis. Investigating the model sensitivity to calibrated parameters, including VE against carriage, is an ongoing area of research. Third, the PSA only considered the VE against disease after the toddler dose (i.e., at the completion of the 1 + 1 dosing schedule). VE in the first year of life (i.e., the VE after receiving the single infant dose in the 1 + 1 schedule) may be more critical to evaluate, given the vulnerability of infants to IPD [
5]. However, since the model is not dose-dependent, it could not explicitly predict the effects of two infant doses (in a 2 + 1 schedule) compared to a single infant dose (in a 1 + 1 schedule). Modeling dose-dependent VEs and the potential for breakthrough IPD in infants with a reduced dosing schedule will be an important avenue for future research. Fourth, as there are limited data on real-world estimates of VEs against disease in a 1 + 1 dosing schedule, in part due to the COVID-19 pandemic coinciding with the start of the reduced dosing schedule in the UK, this PSA was instead informed by average changes when moving from a 3 + 1 to 2 + 1 dosing schedule [
22] and by assuming parity between PCV13 and PCV15 among common serotypes. Although the assumption of VE parity between PCV13 and PCV15 is critical to this analysis, the assumption is justified by pharmacokinetic studies that predict a comparable efficacy between PCV13 and PCV15 among common serotypes [
40,
41]. As more estimates of VE against disease and carriage become available, it will be important to incorporate these into model-based predictions. Fifth, to reduce the computational load, this model stratified the population into four age groups, with the 5–64-year-old age group comprising the majority of the population. Since the model did not include restricted carriage transmission from adults to children, this age stratification may have resulted in an under-estimation of disease among all the age groups. While the results of this analysis may be relevant to other countries or regions in a qualitative sense, they are not directly transferable due to geographic variability in serotype distribution. Finally, future work should consider estimating the public health effects associated with other higher-valency pediatric vaccines, including a 20-valent PCV (PCV20).