Abstract
Predictive current control of variable speed drives by direct command of inverter states allows fast control. Its application to multiphase system constitutes a flexible solution that tackles several objectives by means of a cost function with several terms. Weighting factors are used to give relative importance of each term. They have a remarkable effect on figures of merit. In particular, secondary plane content and average switching frequency are usually considered as figures of merit. However, weighting factor effect on global energy efficiency has not been studied before because losses have different sources (commutations, Joule effect, etc.) that do not have a clear link with weighting factors and because trade-offs might appear. The present work uses an experimental setup with a five-phase induction machine connected to a mechanical load. By measuring the power balance, it is possible to show the effect of weighting factor tuning on losses. By tuning , efficiency increases by up to 25%. In parallel, optimizing reduces the average switching frequency by 9% and 18% across the evaluated configurations. This enables the selection of the most adequate values of the weighting factors. The results show that for each speed and load combination, the drive exhibits improved efficiency for some tuning.
1. Introduction
Finite-state model-predictive control (FSMPC) has been used lately for variable-speed drive control [1]. The method uses direct control over the VSI state, providing fast reaction times. The control action is derived by solving an optimization problem. In this problem, a cost function (CF) containing several terms is used. The different terms penalize predicted deviations of the output variables from their control objectives. In variable-speed drives, the main objectives are related to mechanical performance. These, in turn, depend on the quality of the stator currents, as they are responsible for the generation of torque [2].
The CF used in FSMPC often need some weighting factors (WF) to handle their terms. The effect of WF on overall energy efficiency for MPD has not been explored before. Before describing the proposal, it is worth looking at existing methodologies addressing WF tuning and losses in variable speed drives (VSD). An overview of the methods used can be found in [3]. In these, the different sources of losses in VSD are considered. These sources are iron losses caused by hysteresis and Foucault currents, copper or Joule losses due to electrical conduction in stator windings and rotor bars, mechanical losses (mostly related to mechanical speed) and losses due to conduction and switching in the VSI [4].
VSI-related losses are important due to the potential damage caused by temperature increase. To avoid this, some junction temperature control methods have been proposed. In [5], control of the thermal stress in semiconductors is achieved by selecting the switching vector using a model for online junction temperature estimation. Similarly, in [6], an FSMPC is developed with an extended CF that includes the switching and conduction losses of the inverter. A similar approach is proposed in [7] to reduce power loss and relieve thermal stress. An energy-based loss model is proposed for the loss prediction. However, the approach is not used on a VSD, where the speed and torque can vary independently. In [8], an extended cost function is used, including a penalty term for commutations and another for the predicted losses due to conduction and switching.
It must be stressed that copper and switching losses are just part of the total losses of a drive. The efficiency should be estimated considering the input power (electrical) and the useful output power (mechanical). A study of this kind can be found in [9], where a comparison between predictive and scalar control strategies is presented to minimize losses in induction motors. However, this analysis does not consider operation of the drive to diminish switching frequency, which can be achieved using FSMPC.
All of the methods cited above for efficiency and thermal management have been designed for conventional (three-phase) systems. However, multiphase devices (MPD) constitute an alternative where an increase in power density and better reliability are obtained. In multiphase drives, stator current control becomes more complex due to the increase in degrees of freedom [10]. In this context, FSMPC is an interesting option, as the extra variables can easily fit into the model. The cost function for MPD is also more complex. In particular, tuning of WF needs considering both the torque-producing and non-torque-producing planes of stator currents. Otherwise, harmonic injection due to secondary subspaces can become a problem as they produce copper losses but not real work.
Secondary subspace currents contribute to drive inefficiency. In this context, multi-vector FSMPC has been proposed to deal with harmonic content due to secondary subspaces. Multi-vector approaches are exemplified by the virtual voltage vector (VVV) technique [11]. In VVV, the basic voltage vectors (BVV) are combined so that the average excitation of the secondary subspaces is nearly zero. BVV combinations are performed off-line, for example, pairing large and medium BVV [12]. In VVV, the WF for the secondary subspace content is no longer necessary. This simplifies the design and accelerates the execution of the algorithm [13]. Modifications to the VVV method have been proposed for the minimization of losses as in [14].
However, in the subspace, the content remains open-loop, which does not ensure performance. Also, compared with single-vector FSMPC, either (a) the sampling time is increased (to allow for two or more BVV applications), or (b) the switching frequency is increased (same sampling time but more VSI commutations). Situation (a) results in decreased performance. Situation (b) results in increased losses due to commutations at the VSI. Third, the number of control actions is reduced from (number of basic VV) to . Additionally, the usage of the DC link can be reduced, and the flexibility offered by the use of the WF is lost.
Now, in the case of multiphase machines, the secondary subspaces content has been treated using a special WF in the cost function, denoted as [15]. This WF does not appear in conventional (three-phase) systems. The tuning of allows for increasing or decreasing the content of the secondary subspaces. As a result, the amount of copper losses is affected by the choice of this WF. In addition, the VSI can be made to operate at a reduced average switching frequency. This goal is achieved by using another special WF (denoted as ) [16]. Commutation losses in the VSI are clearly a function of the average switching frequency; therefore, they are affected by the choice of . However, it has been proven in [17] that the WF tuning is affected by trade-offs. Although ome authors have proposed the elimination of the WF [18], this limits the flexibility of the FSMPC method.
It is worth noting that the existing methods for online WF tuning, such as [19,20,21,22], have not addressed the combined effect of the different WFs on energy efficiency.
Contributions
The paper shows how WF tuning in MPD affects not only the usual figures of merit but also the global energy efficiency of the VSD. An experimental setup is used to gather data from which the energy efficiency can be computed. This is done for different combinations of load and speed. The analysis then turns to the objective of maximizing energy efficiency. As a result, a set of WF tunings is derived, providing enhanced results. The novelty of the paper lies in the fact that such analysis has not been carried out before. Also, the optimal (in the energetic sense) WF computation appears for the first time in the literature.
The rest of the paper is organized as follows. Section 2 presents the context of the contribution by explaining how FSMPC is applied to MPD. Section 3 is devoted to explaining the effect of WF tuning on energy efficiency for predictive stator current control of MPD. The laboratory setup and experimental results are provided in Section 4. Finally, Section 5 and Section 6 present the Discussion and Conclusions, respectively.
2. FSMPC in Multi-Phase Drives
The overall control scheme is shown in the diagram of Figure 1. In this diagram, the FSMPC block is responsible for current tracking and constitutes the inner loop that will be explained in the next subsection. The outer loop is composed of a proportional integral (PI) controller for speed tracking. Speed measurements are obtained from an incremental encoder (ENC). The inner loop works in coordinates. The Park transformation matrix () obtains the rotational reference frame components d-q from the components as , with
where is the angle of the reference frame. Similarly, the Clarke transformation matrix allows one to obtain variables from phase variables as , with
Figure 1.
Diagram of the predictive current control scheme.
The block marked as FSMPC uses a model of the system to derive the VSI state to be applied for a control period. The model includes, mainly, the dynamics of stator currents and the VSI topology as shown below.
2.1. Five-Phase Induction Machine Model
The symmetrical five-phase induction machine contains a stator with distributed windings, with an angular separation equal to [rad]. The VSI is connected to a DC link providing switching states defined as vector . For each possible switching state, the values of the stator phase voltages, , can be determined using
where is the DC link voltage and the VSI states () equal 1 if the top switch of the leg is on and zero in the opposite case.
Using the Park transform, the entire set of possible switching states can be projected onto the planes and x − y, resulting in Figure 2.
Figure 2.
Voltage vectors for a five-phase IM in the (left) and x − y (right) subspaces.
Selecting the and x − y stator currents and the rotor currents as the elements of the state vector , the set of nonlinear equations that form the continuous-time dynamic model of the IM can be written in space-state representation as follows:
where the stator voltages form the the input vector .
The elements in matrices and include the rotor electrical speed , the stator and rotor resistances and , stator and rotor inductances and , stator leakage inductance , and mutual inductance M. The FSMPC algorithm relies on predictions obtained from a discrete-time model of the IM, derived by applying the Euler forward discretization method to the continuous-time differential equations governing the electrical dynamics of the machine.
The one-step-ahead prediction of the stator current vector is given by
where is the prediction computed at time k for discrete time , is the actual stator voltage produced by the VSI according to the configuration selected at and is a term added to account for the rotor currents that are usually not measured.
The two-step-ahead prediction is obtained analogously as
where is the voltage corresponding to each candidate switching state. The compensation term is not included in this step, since it is assumed constant over the short prediction horizon.
2.2. Control Computation
Figure 1 illustrates the FSMPC strategy. The control action () is the VSI state, that is held for the next sampling interval. The fundamental element for computing the control action is a cost function that penalizes deviations from objectives. This formulation enables the treatment of multi-objective optimization problems. In the case of variable speed drive, different terms are usually included in the CF, such as flux tracking, torque control, current regulation in the frame, current control in the x − y plane, switching frequency reduction, and common-mode voltage minimization.
The different terms that appear in the CF receive different relative importances thanks to the weighting factors. The WF enable the combination of terms with different magnitudes and units into a single objective function. In addition, the WF allow the designer to prioritize certain control objectives over others according to the application requirements.
In multiphase drives, a typical choice for the cost function is
where denotes the predicted tracking error in the plane, represents the error in the x − y plane, and are weighting factors, and is the number of switching transitions in the VSI between two consecutive sampling instants. The tracking errors and can be computed as
where and are the references for the stator currents in the corresponding subspace. The changes in switches state can be computed as
where the values represent the VSI state for phases a, b, c, d, and e.
Equation (7) clearly shows that an increase in shifts the selection of the control action to those providing less content. Similarly, an increase in allows us to reduce the average switching frequency. Finally, if both and are increased, the objective of current tracking is given less of a priority, resulting in increased ripple.
2.3. WF Tuning and Energy Efficiency
The weighting factors and in (7) influence not only the tracking quality of the and x − y stator currents but also affect system losses. Specifically, copper losses are proportional to the square of the RMS current and can be expressed as , where is the stator resistance. Switching losses depend on the switching frequency and the magnitude of voltage and current transitions during commutations, and are typically given by [23], where is the switching frequency and , are the turn-on and turn-off energies.
The effect on total losses has not been modelled to the best of our knowledge. For this reason, this paper explores experimental results to show the main trends that can be used for WF tuning.
3. Methodology
The cost function presented in (7) incorporates two weighting factors, and , which determine the trade-off between the different control objectives expressed in the cost function. These parameters enable the designer to balance the current tracking performance across reference frames against the reduction of the switching frequency. However, their influence on the overall drive efficiency has not been derived from first principles. To systematically assess the individual impact of WF on system efficiency, this work focuses on the experimental evaluation of total losses for different combinations of and in different conditions of speed and load.
3.1. Laboratory Setup
Figure 3 presents a diagram of the experimental setup. The main elements are the five-phase IM (5-ph IM), the voltage source inverter (VSI), and the digital signal processor (DSP). The sensor boards and data logger are used to obtain signals; in particular, measurements of voltage, currents, and temperature are considered. Finally, the DC motor is used to provide a mechanical load that is independent of the speed.
Figure 3.
Schematic diagram of the experimental setup.
Figure 4 shows a photograph of the experimental setup where the IM and the co-axial DC motor are clearly visible.
Figure 4.
Photographs of the experimental setup.
3.2. Data Gathering
The losses are estimated by measuring the total electric power provided to the drive by the DC link. In steady state conditions and for a constant speed, the mechanical output power does not change. Similarly, mechanical losses (depending on speed) are also constant. This allows us to compare the efficiency of the drive for different combinations of and . In these conditions, the power loss is dissipated as heat. To corroborate this, temperature sensors and a thermal camera are used to check the temperature increase after some time.
The experiments are carried out starting at similar temperature conditions. For each experiment, a single and combination is used. Also, for each experiment, the reference speed is kept constant.
Finally, in order to gather more data points, a series resistor is connected to the DC motor armature. By measuring the voltage and current over this resistor one can compute the output power. The resistance of this element () can be changed from one experiment to another, providing a way of selecting various opposing torques for each mechanical speed.
With these arrangements, a series of experiments have been performed under a range of operating conditions representative of typical motor operation.
4. Experimental Results
The experimental setup is used to control the IM speed at a reference value () for some time. The stator current control is a FSMPC with weighting factors and . The choice of WF values to be considered in the experiments are guided by extensive previous experience with the system as shown in previous publications. Otherwise, a possible strategy is to start with zero WF and increase their value in discrete steps.
The rotors’ speeds and loads are distributed along the range that the drive can handle. Four rotor speeds were considered: rpm. For each speed, different load levels were applied by means of the DC-side resistive load: .
To examine the influence of the weighting factor () on the system, a set of experiments was carried out, where . This simplified the procedure. Also, it will be shown later that affects both efficiency and current quality.
The main objective is to evaluate how variations in affected the overall energy efficiency of the drive while the remaining factors and conditions were kept constant. Specifically, five values were evaluated: .
For , the controller strictly prioritizes current tracking in the plane without penalizing errors in the x − y plane. As a result, significant non-productive currents may appear, leading to increased copper losses. For intermediate values of (, , and 1), the controller introduces a balanced penalization of x − y errors, which helps reduce these losses and improve overall efficiency at the cost of slightly relaxing the tracking accuracy in the plane. When is large, the control action strongly prioritizes minimizing the x − y error, which leads to a noticeable increase in the tracking error in the subspace.
The next component to analyze is the motor speed that has a significant impact on efficiency. At low speeds, between 100 and 300 rpm, copper losses tend to dominate, since mechanical losses are minimal. In this range, the control may exhibit increased current ripple due to the low induced voltage, which negatively affects the efficiency. As the speed increases to intermediate values, between 500 and 750 rpm, a balance is achieved between copper and iron losses, generally representing the region of maximum efficiency with respect to the induction machine processes. Finally, at high speeds (i.e., more than 750 rpm), iron and switching losses increase. Overall, total efficiency initially increases with speed until reaching a peak, then stabilizes or decreases as additional losses become dominant.
Finally, the motor load has a direct impact on its efficiency. Under light loads, corresponding to high resistances (220 ), the required torque is low, so fixed losses such as iron and switching losses represent a larger relative share, resulting in low overall efficiency. As the load increases, with lower resistances (110, 100, or 73 ), the torque rises and the motor operates closer to its nominal point, improving relative efficiency because the fixed losses are diluted compared to the useful power. However, if the load becomes too high and currents increase significantly, copper losses increase quadratically with the current, once again leading to a reduction in efficiency.
Figure 5 presents both simulation and experimental results for a representative case, corresponding to rpm with a load resistance of 100 . When , the controller focuses exclusively on current tracking in the plane, while the x − y components remain unregulated. Consequently, significant current amplitudes appear in the x − y subspace, which do not contribute to torque production and lead to increased copper losses.

Figure 5.
Waveforms in the and planes: simulation (left), experimental (middle), and total harmonic distortion (THD) of (right). The results correspond to and . The subfigures (a–c) use , (d–f) , (g–i) , (j–l) , and (m–o) .
As increases, deviations in the x − y plane are progressively penalized, leading to a more balanced current distribution between phases. This mitigates non-productive current components and enhances overall drive efficiency by reducing copper losses and the harmonic distortion of the phase currents.
However, for a large value of , the controller tends to overact in small deviations, producing faster and more aggressive switching actions in the inverter. This higher switching activity increases switching losses. This tendency, however, is not a linear increase. This is observed for very large values of , where switching losses decline. This behaviour can also be observed in the temperature evolution of each component of the system, as is shown in Figure 6. Please note that these photos are just a visual confirmation of the temperature increase observed during operation of the 5-phase IM, the DC motor, and the 5-phase VSI.
Figure 6.
Thermal images showing the initial and final temperatures of the IM, DC motor, and VSI for different values of the weighting factor .
Table 1 summarizes the temperature change in IM, DC motor, and VSI for different values of the weighting factor. The IM exhibits the highest temperature increase for due to the presence of high x − y currents that cause elevated copper losses (relative to other WF tunings). As increases, the temperature increment is less pronounced, reaching its minimum around , where the current distribution between phases is more balanced. This balance helps diminish copper losses, resulting in improved efficiency. For larger values, the motor temperature increases again, indicating that excessive penalization of x − y components leads to more aggressive control actions and higher overall losses.
Table 1.
Temperature increase at the IM, DC motor, and VSI for different values of .
The DC machine exhibits only minor temperature variations and can, therefore, be regarded as thermally constant. In contrast, the VSI presents its maximum temperature increase at a higher value, which is consistent with the higher switching activity demanded by strong x − y regulation. For intermediate values, the temperature rise remains moderate.
Overall, these results suggest that for , values of between 0.2 and 1 provide the best trade-off between current quality, efficiency, and thermal stress on the system components. It is also interesting to highlight that, with , the switching rate limit of the VSI is not exceeded for any combination of speed and load. This observation means that can be used to further reduce losses, but it is not needed for VSI operation.
Building on this, we analyze the switching–penalty factor , keeping fixed. Three values of the switching term were tested to study their effect on the average switching frequency of the VSI, . The results, summarized in Table 2, show that as increases, the average frequency decreases. Another noteworthy point is the weak load influence: across resistances, changes little and maintains the same decreasing trend as increases, indicating that the penalty term primarily governs the switching activity.
Table 2.
Average switching frequency [Hz] as a function of and the load.
5. Discussion
The experimental data gathered in this study show that the usual weighting factors used in multiphase VSD do affect the overall efficiency of the drive. Several aspects must be addressed.
First of all, from the results shown in Figure 7, it is clear that the WF choice is affected by both the speed regime and the load. This is clearly visible, as the best efficiency for each speed–load combination takes place at different values of the WF. This result has not previously been reported. The implication for this is that WF tuning in VSD, considering energy efficiency, should either employ online adaptation or a scheduled solution.
Figure 7.
Comparison of energy efficiency at different speeds and load conditions.
The results demonstrate that the tuning of plays a crucial role in balancing current quality, switching effort, and energy losses. When , the controller neglects the x − y current components, leading to significant currents that increase both copper and inverter losses. Conversely, moderate values of (between 0.2 and 1) effectively suppress these components, yielding a consistent reduction in total DC power consumption without compromising mechanical output power. However, excessively large values () cause the controller to over-penalize the harmonic subspace, resulting in elevated switching activity and increased commutation losses. This reveals the existence of an optimal range for that maximizes overall system efficiency.
The influence of the WF also depends on operating conditions. The efficiency improvement is most pronounced at medium speeds (between 500 and 750 rpm) and moderate loads (73–100 ). At low speeds or light loads, the efficiency gain is less substantial, as fixed losses become more significant.
Secondly, it must be noted that the usual figures of merit, such as stator current ripple and subspace content, do not convey enough information to guide decisions aimed at achieving optimal efficiency. This is illustrated by the waveforms of Figure 4, where the WF values with the best efficiency are not related to the best-looking patterns.
The development of automatic tuning methods to achieve the best efficiency for each operating condition remains future work. Please note that some previous methods have used approximations for some losses (not all losses) that do not guarantee optimality.
6. Conclusions
This work presents an analysis of the influence of WF tuning on the energy efficiency of a multi-phase variable speed drive. The experiments were carried out on a five-phase induction machine where stator currents were controlled by FSMPC. The study was conducted under various load conditions and various rotor speeds, providing a comprehensive assessment of the drive’s energy performance. The use of an experimental setting allowed us to consider total losses, not just partial ones. Furthermore, it allowed us to bypass the difficulty arising from the lack of models for total losses.
The results confirm that weighting factors have an effect on total losses. The relationship has been shown to be convoluted. This is supported by theoretical considerations, since, to some extent, both weighting factors affect the main sources of losses. In particular, copper losses appear in both the primary and the harmonic subspaces of stator currents. Similarly, switching losses in the VSI arise from the switching frequency, which varies with drive speed and with the choice of weighting factors.
Despite the difficulties, the experiments show that the FSMPC strategy can be effectively tuned to minimize the total energy consumption in multiphase drives for a given speed and load. The findings underscore the potential of incorporating energy-oriented optimization into predictive control design, paving the way for future developments towards solutions that dynamically adjust WF according to operating conditions. It should be noted that adaptive and self-tuning controllers have already been realized for objectives other than overall efficiency.
THD decreases when moving from to intermediate values. With between and 1 the minima are reached, since x − y currents are effectively suppressed without degrading tracking in plane. In contrast, when , the over-penalization of the secondary plane worsens main-plane tracking and distortion reappears, increasing THD.
A final conclusion, also pointing to future research, is that is effective in reducing switching frequency. This is useful to accommodate the switching frequency to the limits of the VSI for each speed and load. It also reduces losses due to VSI commutations. However, its effect on current quality is negative. This is another piece of evidence supporting the development of wide band gap devices such as SiC and GaN switches. With such devices, the switching frequency requires no severe limitation compared with previous technologies, and thus can be set to zero. This simplifies the task of WF tuning for overall efficiency.
Author Contributions
Conceptualization, E.M. and M.R.A.; methodology, M.G.S. and M.R.A.; software, M.G.S. and K.R.; validation, M.R.A. and K.R.; formal analysis, E.M. and M.R.A.; investigation, E.M., M.G.S., M.R.A. and K.R.; resources, M.R.A.; data curation, M.G.S.; writing—original draft preparation, E.M., M.G.S., M.R.A. and K.R.; writing—review and editing, M.G.S. and K.R.; visualization, E.M. and M.G.S.; supervision, K.R.; project administration, M.R.A.; funding acquisition, M.R.A. All authors have read and agreed to the published version of the manuscript.
Funding
This research received no external funding.
Data Availability Statement
The raw data supporting the conclusions of this article will be made available by the authors on request.
Conflicts of Interest
The authors declare no conflicts of interest. The funders had no role in the design of the study, in the collection, analyses, or interpretation of data, in the writing of the manuscript, or in the decision to publish the results.
Abbreviations
The following abbreviations are used in this manuscript:
| BVV | Basic Voltage Vector |
| CF | Cost Function |
| DC | Direct Current |
| FSMPC | Finite-State Model Predictive Control |
| IM | Induction Machine |
| MPC | Model-Predictive Control |
| MPD | Multi-Phase Drive |
| RMS | Root Mean Squared |
| VSD | Variable Speed Drive |
| VSI | Voltage Source Inverter |
| VV | Voltage Vector |
| VVV | Virtual Voltage Vector |
| WF | Weighting Factors |
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