Abstract
The classical Belinskii theorem implies that any sufficiently regular function on the extended complex plane with a small norm generates via the two-dimensional Cauchy integral a quasiconformal automorphism w of with the Beltrami coefficient . We consider supported in arbitrary bounded quasiconformal disks and show that under appropriate assumptions of , this automorphism explicitly provides the basic curvelinear quasi-invariants associated with conformal and quasiconformal maps, advancing an old problem of quasiconformal analysis.
Keywords:
univalent function; quasiconformal maps and reflections; quasicircle; universal Teichmüller space; the Belinskii theorem; abelian quadratic differential; Grunsky operator; the Teichmüller and Grunsky norms of univalent functions; Fredholm eigenvalue MSC:
30C55; 30C62; 30F60; 32G15; 46G20
1. Preliminaries
1.1. Preamble
An important, open problem in geometric complex analysis establishing algorithms for explicit or approximate determination of the basic curvilinear and analytic quasi-invariant functionals intrinsically connected with conformal and quasiconformal maps, such as their Teichmüller and Grunsky norms, Fredholm eigenvalues and the quasireflection coefficients of associated quasicircles. It is important also for the potential theory. The investigations in this field of complex analysis were originated by the classical works of Ahlfors, Schiffer, Kühnau, Schober and continued by many other mathematicians. However, the problem has not been solved completely even for convex polygons.
This problem has intrinsic interest also in view of its connection with the geometry of Teichmüller spaces and with the approximation theory. It is crucial also for numerical aspects of quasiconformal analysis.
The present paper is connected with the author’s investigations in this direction (see, for example, [1]) and considers the classes of univalent holomorphic functions not admitting the canonical Teichmüller extremal extensions. We give a complete solution of the indicated problem for some natural broad classes of Beltrami coefficients supported in the generic quasiconformal domains. All previous results were obtained only for the canonical unit disk .
Our approach is different and involves the deep results from Teichmüller space theory and complex differential geometry.
1.2. Some Invariants and Norms of Univalent Functions with Quasiconformal Extension
Consider the collection of univalent functions on the disk with expansions
having quasiconformal extensions across the boundary unit circle to the whole Riemann sphere .
To have compactness of this class in the topology of locally uniform convergence on , we add the third normalization condition .
The Beltrami coefficients of these extensions are supported in the unit disk and run over the unit ball
Each determines a unique homeomorphic solution to the Beltrami equation on (quasiconformal automorphism of ) normalized by the assumptions .
One of the important invariants intrinsically connected with univalence is the Schwarzian derivative
As it is well known (see [2]), these derivatives belong to the complex Banach space of hyperbolically bounded holomorphic functions in the disk with norm
In the case of functions , their Schwarzians run over a bounded domain in modeling the universal Teichmüller space . The space is dual to the Bergman space , a subspace of formed by integrable holomorphic functions (quadratic differentials ) on . Note that near . For the needed results from Teichmüller space theory, see [3,4,5].
The importance of the differential invariant in mathematics is essentially caused by its Moebius invariance. The chain rule for Schwarzians yields
which, for a fractal linear map , implies .
The Taylor coefficients of reflect the fundamental intrinsic features of these functions following their conformality. There is also another important coefficient collection naturally prescribed to normalized univalent functions in the disk. Namely, one defines for any its Grunsky coefficients from the expansion
where the principal branch of the logarithmic function is chosen. These coefficients satisfy the inequality
for anysequence from the unit sphere of the Hilbert space with norm ; conversely, the inequality (2) also is sufficient for the univalence of a locally univalent function in (cf. [6,7]).
The minimum of dilatations among all quasiconformal extensions of f onto the whole plane (forming the equivalence class of f) is called the Teichmüller norm of this function. Hence,
where denotes the Teichmüller–Kobayashi distance on the space . This quantity dominates the Grunsky norm
by . For most functions f, we have the strong inequality
(moreover, the functions satisfying this inequality form a dense subset of , see [8]), while the functions with the equal norms play a crucial role in many applications of quasiconformal analysis. Thus, it is important to find some broad collections of univalent functions with .
These norms coincide only when any extremal Beltrami coefficient for f (i.e., with ) satisfies
Here, denotes the subspace in formed by integrable holomorphic functions (quadratic differentials on , and is its subset consisting of with zeros of even order on , i.e., of the squares of holomorphic functions (see [9,10,11]). Note that, due to [9], every has the form
and .
Note that all notions introduced above are also valid for the univalent functions in the unit disk normalized by (extending quasiconformally onto ). Their inversions belong to and are zero free on . The Grunsky coefficients of these functions (and other related notions) are defined similar to (1) and . But it is technically more convenient to deal with the class .
1.3. Generalization of Grunsky Inequalities
The method of Grunsky inequalities has been generalized in several directions, even to bordered Riemann surfaces X with a finite number of boundary components (see [7,12,13]). We consider these inequalities in unbounded simply connected hyperbolic domains, for which a quasiconformal variant of this theory has been developed in [10].
Let be an oriented bounded quasicircle separating the points 0 and ∞. Denote its interior and exterior domains by D and (so ). Then, if denotes the Euclidean distance of z from the boundary of D and is its hyperbolic metric of Gaussian curvature , we have
(the right-hand inequality follows from the Schwarz lemma and the left from the Koebe one-quarter theorem).
For such a domain , one must use instead of (1) the expansion
where denotes a conformal map of onto the disk so that . By Milin’s univalence theorem [7], generalizing the Grunsky result for the disk, a holomorphic function
in a neighborhood of is extended to a univalent function on the domain if and only if its coefficients satisfy
Accordingly, the generalized Grunsky norm is defined by
The coefficients relate to holomorphic functions in D whose derivatives form a complete orthonormal system in ; in the case of , one can use the powers .
We now consider the class of univalent functions in domain with expansions
near , admitting quasiconformal extensions onto the complementary domain D. Similar to the above, we subject these extensions to . Their Beltrami coefficients run over the ball
The corresponding Schwarzian derivatives belong to the Banach space of holomorphic functions on with finite norm
and fill its bounded subdomain modeling the universal Teichmüller space with the base point .
For each , we consider its Teichmüller equivalence class consisting of such that the maps coincide with on the boundary of domain D. These classes are in one-to-one correspondence with the points of the space , and the quotient space with the defining projection is biholomorphically equivalent to .
The extremal Beltrami coefficients , minimizing the dilatation in the equivalence classes , play a crucial norm in geometric function theory, Teichmüller space theory, numerical mathematics, etc.
There is a well-known criterion for extremality given by the Hamilton–Krushkal–Reich–Strebel theorem. We present this theorem and its relation to the Grunsky norm via the following theorem.
Proposition 1.
A coefficient is extremal in its class (minimizes the dilatation ) if and only if
while the equality is valid if and only if
Here, denotes the subspace in formed by integrable holomorphic functions (quadratic differentials on D, and is its subset consisting of with zeros of even order on D, i.e., of the squares of holomorphic functions.
In addition, if the equivalence class of f is a Strebel point of the space with base point , which means that this class contains the Teichmüller extremal extension with , then necessarily, (cf. [9,10,14,15]).
An important fact is that the Strebel points are dense in any Teichmüller space (see [4]), which yields, in particular, that the univalent function of any on D is approximated in the strong topology of the space by functions having qusiconformal extensions to and constant regular dilatation in the complementary domain.
In the case of the generic quasidisk D, the representation of elements of the space is much more complicated than (4). As was established in [10], every is of the form
where (here ) and are well-defined polynomials arising from the expansion
with (given above); the degree of equals n. It coincides with the representation (4) for .
Even the case of ellipse is complicated. This case has its intrinsic interest, because for an ellipse, the orthonormal basis indicated above can be given explicitly using the Chebyshev polynomials of the second kind. We shall describe this example in more detail in Section 3.
1.4. Substantial Boundary Points and Teichmüller Extremality
Assume that is extremal in its class but not of the Teichmüller type. A point is called substantial (or essential) for if for any , there exists a neighborhood of such that
so the maximal dilatation is attained on D by approaching this point.
In addition, there exists a sequence such that locally uniformly on D but for any n, and
Such sequences are called degenerated.
The image of a substantial point is a common point of two quasiconformal arcs, which can be of the spiral type.
The Teichmüller extremal Beltrami coefficients do not admit degenerated maximizing sequences and substantial points (see [4,15]).
As was mentioned above, the equivalence classes containing the Teichmüller coefficients correspond to the Strebel points of the space and are dense on this space.
1.5. Quasiconformal Reflections and Fredholm Eigenvalues
The Teichmüller and Grunsky norms are intrinsically connected with the quasiconformal reflections, Fredholm eigenvalues and other quasi-invariants of quasiconformal curves. We briefly outline the main notions and results; for the details, see [8,11,16,17,18].
The quasiconformal reflections (or quasireflections) are the orientation-reversing quasiconformal homeomorphisms of the sphere , which preserve point-wise some (oriented) quasicircle and interchange its interior and exterior domains.
In other words, quasireflections are topological involutions of the sphere whose fixed Jordan curves are the quasicircles.
One defines for L its reflection coefficient
taking the infimum over all quasireflections across L. Due to [14,19], the dilatation
is equal to the quantity
where is the minimal dilatation among all orientation-preserving quasiconformal automorphisms of carrying the unit circle onto L, and .
The reflection with dilatation is extremal. A remarkable and very useful fact established by Ahlfors is that any quasicircle also admits a Lipschitz-continuous quasireflection with some coefficient (see [19]).
The Fredholm eigenvalues of an oriented smooth closed Jordan curve are the eigenvalues of its double-layer potential, or equivalently, of the integral equation
where denotes the outer normal and is the length element at . These values are crucial in many applications in various fields of complex analysis, potential theory, continuum mechanics and physics (see [1,18,20,21,22,23]).
The least positive eigenvalue is naturally connected with conformal and quasiconformal maps and can be defined for any oriented closed Jordan curve L by
where G and are, respectively, the interior and exterior of denotes the Dirichlet integral, and the supremum is taken over all functions to be u continuous on and harmonic on .
The known basic tools for quantitative estimation of the Freholm eigenvalues of quasicircles is given by Ahlfors’ inequality
where denotes the minimal dilatation of quasireflections across L [16], and by the fundamental Kühnau–Schiffer theorem [11,24], which states that the value is reciprocal to the Grunsky norm of the Riemann mapping function of the exterior domain of L.
Unfortunately, the Ahlfors inequality gives only a rough upper bound for , while the application of the Kühnau–Schiffer result requires knowledge of the exact value of the Grunsky norm. Thus, the explicit or even approximate determination of these quasi-invariants remains an important open problem.
For all functions (i.e., univalent in the disk ) with , we have the exact explicit values
We do not touch here the topics concerning the quasireflections across quasi-intervals or across their finite collections, to which the notion of Fredholm eigenvalues can also be extended.
1.6. Metrics with Negative Generalized Gaussian Curvature
We shall apply the conformal metrics on the disk with (called also semi-metrics), having the negative generalized Gaussian curvature. Such a curvature is defined for an upper semicontinuous Finsler metric in a domain by
where is the generalized Laplacian
(provided that ).
Note that this is equivalent to regarding the differential operator in the distributional sense.
Similarly to functions, for which coincides with the usual Laplacian, one obtains that is subharmonic on if and only if ; hence, at the points of local maximum of with , we have . This gives rise to the sectional holomorphic curvature of a Finsler metric on a complex Banach manifold X, which is defined as the supremum of the curvatures (8) over appropriate collections of holomorphic maps from the disk into X for a given tangent direction in the image.
As is well known [25,26], the holomorphic curvature of the Kobayashi–Teichmüller metric of the universal Teichmüller space equals at all points of the tangent bundle over . Instead, the holomorphic curvature of metric generated on by the Grunsky Finsler structure satisfies the inequality , where is again the generalized Laplacian (see [8]).
We also shall apply the metrics whose generalized curvature satisfies a more general inequality
with .
1.7. Basic Underlying Theorems
First of all, we essentially use the following remarkable result established by P.P. Belinskii [27], which gives rise to other investigations.
Theorem 1
([27]). Let a function be defined on the plane and -smooth, up to the jumps on a finite number of closed smooth curves. Let
and let either or satisfy, in a neighborhood of the point , the same assumptions as the function in the finite points. Then, for sufficiently small , the function
provides a quasiconformal homeomorphism of the whole plane , whose Beltrami coefficient is
and this map differs from the map with Beltrami coefficient and the same normalization up to a quantity of order uniformly in any bounded domain.
This theorem plays a crucial role in the variational calculus for quasiconformal maps. Its original proof in [27], especially of the estimate (10), is complicated and relates on the deep results from geometric function theory and from the potential theory. Now this proof can be essentially simplified and shortened by including the map (9) into a holomorphic motion of the Riemann sphere and applying the lambda lemma for such motions.
Theorem 1 involves only sufficiently smooth Beltrami coefficients with small norm. It was recently strengthened by the author and applied to the complex and potential geometry of the universal Teichmüller space.
Note that Theorem 1 relates to the problem of I.N. Vekua of 1961 on the homeomorphy of approximate solutions of the singular two-dimensional integral equation intrinsically connected with the Beltrami equation by constructing quasiconformal maps. Consider in the space with the well-known integral operators
assuming for simplicity that has a compact support in . Then, the second integral exists as a Cauchy principal value, and the derivative generically is understood to be distributional.
One of the fundamental results of quasiconformal theory is that every quasiconformal automorphism of with is represented in the form
where is the solution in (for ) of the integral equation
given by the series
Denote by the n-th partial sum of the series (11), and set
The question of Vekua was whether all also are homeomorphisms.
Theorem 1 solves it positively for the first iteration , provided that Beltrami coefficient is sufficiently regular.
There is the counterexample of T. Iwaniec, which shows that the smoothness and smallness assumptions in the Belinskii theorem cannot be dropped completely. A simple modification of his construction allows us to define and a Beltrami coefficient so that the second iteration
is not injective in . The details are exposed in survey [26].
We use here the special case of Theorem 1 for .
The next underlying result is the following theorem proven in [28].
Theorem 2.
Every Beltrami coefficient , which belongs to the Sobolev space , and has a substantial point , is extremal in its equivalence class, and the function has equal Teichmüller and Grunsky norms, and
This theorem admits a weakened extension to arbitrary quasidisks as follows. Letting for ,
we have the following.
Theorem 3
([28]). Let a Beltrami coefficient belong to with and have a substantial point on the boundary . Let for z filling a subarc (which depends on μ) as z approaches γ from inside D. Then, μ is extremal in its equivalence class, and the Grunsky norm of the function also equals , i.e.,
The difference between the hypotheses of Theorems 2 and 3 is caused by the fact that the first step in the proof of Theorem 2 is a special case of Theorem 3 (i.e., it concerns the Beltrami coefficients vanishing on a subarc of ), while the next steps of this proof essentially involve a result of Kühnau, which is established only for the canonical disk .
2. Main Theorem
The main result of this paper is the following theorem, which strengthens Theorem 1 and shows that quasiconformal map defined by integral (9) inherits the main basic properties brought by the original coefficient .
Theorem 4.
Let a function satisfy the smoothness conditions of Theorem 2. Then both homeomorphisms and given by the integral
via the Belinskii theorem have equal Teichmüller and Grunsky norms and satisfy the relations (12).
We also give some possible extensions of this important result. One of the interesting open problems here is to describe all bounded convex polygons which obey the relations (9).
We precede the proof of Theorem 4 by the following important remark. From (8), we have
hence, , and
which implies, in view of well-known properties of the integral operators, that and simultaneously depend holomorphically on complex parameters.
Proof of Theorem 4.
First observe that the Grunsky coefficients of functions generate for each with the holomorphic maps
of the ball and of the universal Teichmüller space into the unit disk , and
This holomorphy follows from the holomorphy of coefficients with respect to and and the well-known estimate
which holds for any finite and (see [29], p. 61). □
The same is valid for the generalized Grunsky coefficients of the functions generating the holomorphic maps
with .
The holomorphy of these functions follows from the holomorphy of coefficients with respect to Beltrami coefficients mentioned above using the corresponding estimate
which holds for any finite and ; this estimate is a simple corollary of the Milin univalence theorem (cf. [7], p. 193).
Similar arguments imply that the maps (18) regarded as functions of points in the universal Teichmüller space (with the base point ) are holomorphic on .
Note also that both norms and are continuous logarithmically plurisubharmonic functions on [28].
Now, given a function , take its extremal extension (i.e., such that ) and set
and pass to maps with . It follows from Theorem 2 that the disk
and its image are geodesic (extremal) either from the Teichmüller, Kobayashi and Carathéodory metrics on (which are equal on this disk and have the holomorphic curvature ). Denote these metrics by and their infinitesimal (differential) forms by , respectively.
Using the functions (15) determined by Beltrami coefficients from , we pull back the hyperbolic metric
of the disk , obtaining on this disk the conformal metrics with
All these metrics have at their noncritical points the Gaussian curvature . Now, take the upper envelope of these metrics
followed by its upper semicontinuous regularization, which determines a logarithmically subharmonic metric on the unit disk. This metric is circularly symmetric, i.e., satisfies . Its generalized Gaussian curvature
(cf. [8]). In fact, the metric (19) is the differential (infinitesimal) form of the norm for .
We have the relation
while the assumption of Theorem 4 gives, by Theorem 2 and equality (16), the relations
A refined comparison of these metrics is obtained by applying Minda’s maximum principle given by the following.
Lemma 1.
If a function is upper semicontinuous in a domain and its generalized Laplacian satisfies the inequality
with some positive constant K at any point , where , and if
then either for all or on D.
The proof of this lemma related to the Ahlfors–Schwarz lemma [16] is given in [30]; for its variations, see [31].
We choose a sufficiently small neighborhood of the origin and put
Then, in this neighborhood, we have
Consider the function
Then (cf. [7,31]) for ,
The elementary estimate
(with equality only for ) implies that
and hence,
It follows that the function u satisfies on the inequality (21) with .
Applying Lemma 1 to u and noting that the equality (20) yields
one derives by this lemma that both metrics and must be equal on , and in a similar way, their equality on the entire disk . This proves the infinitesimal version of Theorem 4.
Finally, to obtain the global version, we apply the following reconstruction lemma for the Grunsky norm proven in [8], which provides that this norm is the integrated form of along the Teichmüller extremal disks (Functions (15) and (18) allow one to determine the metric on the whole space ; it corresponds to another canonical Finsler structure on the space generated by the Grunsky coefficients).
Lemma 2.
On any Teichmüller extremal disk
we have the equality
Integrating the metrics and along the extremal disk , one obtains the required right equality in (4). Other equalities in (4) follow from the classical relations for quasi-invariants and of the curves and , indicated in Section 1.3. This completes the proof of the theorem.
3. Extensions of Theorem 4
Theorem 4 can be extended in a weaker form to univalent functions on arbitrary unbounded quasidisks taking the integrals of type (9) over the complementary quasidisks D with appropriate functions compatible with Theorem 3.
As an example, let us consider the integral
over the interior of ellipse with the foci at and semiaxes . Noting that an orthonormal basis in the Hilbert space of the square integrable holomorphic functions on is formed by the polynomials
where and are the Chebyshev polynomials of the second kind,
(see [32]), one concludes that for any Beltramu coefficient satisfying the assumptions of Theorem 3, the following equalities are valid:
where means the exterior of the indicated ellipse.
We also mention the following useful extension of Theorem 4. Let be an oriented closed -smooth Jordan curve (hence, a quasicircle), separating the points 0 and ). Denote its interior and exterior domains by and , respectively, and consider the corresponding spaces and .
Theorem 5.
Let
be a holomorphic map of the ball of itself with , satisfying the assumptions of Theorem 3. Then, for sufficiently small , the function
determines a quasiconformal automorphism of the sphere with the complex dilatation
and conformal on . Its restriction to has equal Teichmüller and Grunsky norms satisfying
with a uniform estimate of the remainder for .
In the case of the disk, this theorem simultaneously implies the approximate values of the reflection coefficients and Fredholm eigenvalues of quasicircles and is valid for all satisfying the assumptions of Theorem 2.
Some results of such type for Teichmüller coefficients with were established in [1].
Proof of Theorem 5.
We now have
and
which yields
and this function is holomorphic in t (in the -norm). This determines (at least for sufficiently small ) a holomorphic motion of generating the holomorphic disks in the ball and in the space . □
Similar to the proof of Theorem 4, for either of these disks, one derives the equality and the estimate (23), which proves Theorem 5.
4. Examples
The question of explicitly constructing the examples illustrating Theorems 4 and 5 (as well as the related results of some other papers in this direction devoted to the characterization of the associated curvelinear functionals) is complicated. The complications are caused by the requirement that the point , at which the modulus of a given Beltrami coefficient attains its maximum on the closed disk , must be simultaneously a substantial point for the corresponding quasisymmetric function .
We provide here such examples combining Theorems 4 and 5, with the results presented in the survey [1].
Let be a closed (oriented) unbounded quasicircle passing through the infinite point, with the convex interior, which is smooth at all finite points () and has, at infinity, the asymptotes approaching the interior angle . It is proven in [1], by applying the holomorphic motions and the rather deep results from the Finsler geometry of universal Teichmüller space, that for any such curve, we have the equalities
where f is the conformal mapping function of onto the exterior domain of L.
These equalities imply that the modulus of the extremal Beltrami coefficient of the prescribed univalent function attains its maximal value, equal to at the point , which is the image of under the map , and this Beltrami coefficient is not of the Teichmüller type. Therefore, the point of its maximum is substantial.
Actually, Theorem 4 provides in this case another proof of the equalities (24), but it does not provide for the maximum the exact value . This geometric quantity is intrinsically connected with the curve L.
A more complicate example is obtained taking the curves L with two angle points: and , with the angle openings and assuming again that the interior of L is convex. The indicated theorem from [1] provides for such curves the relations
These equalities yield simultaneously the exact values of the reflection coefficient and other functionals for the convex curvelinear lunes bounded by two smooth arcs with the common endpoints because any such lune is a Moebius image of the interior domain for the above curve L.
Funding
This research received no external funding.
Data Availability Statement
No data are used in this article.
Acknowledgments
I am thankful to the referees for their comments and suggestions.
Conflicts of Interest
The author declares no conflict of interest.
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