Abstract
A family is an intersecting family if any two members have a nonempty intersection. Erdős, Ko, and Rado showed that holds for a k-uniform intersecting family of subsets of . The Erdős-Ko-Rado theorem for non-uniform intersecting families of subsets of of size at most k can be easily proved by applying the above result to each uniform subfamily of a given family. It establishes that holds for non-uniform intersecting families of subsets of of size at most k. In this paper, we prove that the same upper bound of the Erdős-Ko-Rado Theorem for k-uniform intersecting families of subsets of holds also in the non-uniform family of subsets of of size at least k and at most with one more additional intersection condition. Our proof is based on the method of linearly independent polynomials.
1. Introduction
Let be the set . A family of subsets of is if is non-empty for all . A family of subsets of is t-intersecting if holds for any . A family is k- if it is a collection of k-subsets of . In 1961, Erdős, Ko, and Rado [1] were interested in obtaining an upper bound on the maximum size that an intersecting k-uniform family can have and proved the following theorem which bounds the cardinality of an intersecting k-uniform family.
Theorem 1
(Erdős-Ko-Rado Theorem [1]). If and is an intersecting k-uniform family of subsets of , then
Erdős-Ko-Rado Theorem is an important result of extremal set theory and has been an inspiration for various generalizations by many authors for over 50 years. Erdős, Ko, and Rado [1] also proved that there exists an integer such that if , then the maximum size of a t-intersecting k-uniform family of subsets of is . The following generalization of the Erdős-Ko-Rado Theorem was proved by Frankl [2] for , and was completed by Wilson [3] for all t. It establishes that the generalized EKR theorem is true if .
Theorem 2
(Generalized Erdős-Ko-Rado Theorem [2,3]). If and is a t-intersecting k-uniform family of subsets of , then we have
The Erdős-Ko-Rado Theorem can be restated as follows.
Theorem 3
(Erdős-Ko-Rado Theorem [1]). If is a family of subsets of with and that satisfies the following two conditions, for
- (a)
- (b)
then we have
2. Results
The following EKR-type theorem for non-uniform intersecting families of subsets of of size at most k can be easily proved by applying Theorem 3 to each uniform subfamily of the given non-uniform family.
Theorem 4.
Ifis a family of subsetsof, withand, that satisfies the following two conditions, for
- (a)
- (b)
then we have
In 2014, Alon, Aydinian, and Huang [4] gave the following strengthening of the bounded rank Erdős-Ko-Rado theorem by obtaining the same upper bound under a weaker condition as follows.
Theorem 5
(Alon, Aydinian, and Huang [4]). Let be a family of subsets of of size at most k, . Suppose that for every two subsets , if , then . Then we have
Since the bound is much larger than , this leads to the following interesting question: when is it possible to get the same bound as in the Erdős-Ko-Rado theorem for uniform intersecting families for the non-uniform intersecting families? We answer this question in the main result of this paper, where we prove that the same upper bound of the EKR Theorem for k-uniform intersecting families of subsets of also holds in the non-uniform family of subsets of of size at least k and at most with one more additional intersection condition, as follows.
Theorem 6.
Ifis a family of subsetsofwiththat satisfies the following three conditions, for
- (a)
- (b)
- (c)
then we have
Please note that if we remove the third condition in Theorem 6, we get the same bound of the Erdős-Ko-Rado theorem for k-uniform intersecting families under the same condition for subsets of that are of size at least k and at most .
Erdős-Ko-Rado Theorem is a seminal result in extremal combinatorics and has been proved by various methods (see a survey in [5]). There have been many results that have generalized EKR in various ways over the decades. The aim of this paper is to give a generalization of the EKR Theorem to non-uniform families with some extra conditions. Our proof is based on the method of linearly independent multilinear polynomials.
3. Polynomial Method
The method of linearly independent polynomials is one of the most powerful methods for counting the number of sets in various combinatorial settings. In this method, we correspond multilinear polynomials to the sets and then prove that these polynomials are linearly independent in some space. In 1975, Ray-Chaudhuri and Wilson [6] obtained the following result by using the method of linearly independent polynomials.
Theorem 7
(Ray-Chaudhuri and Wilson [6]). Let be nonnegative integers. If is a k-uniform family of subsets of such that holds for every pair of distinct subsets , then holds.
In 1981, Frankl and Wilson [7] obtained the following nonuniform version of the Ray-Chaudhuri-Wilson Theorem using the polynomial method. Their proof is given underneath.
Theorem 8
(Frankl and Wilson [7]). Let be nonnegative integers. If is a family of subsets of such that holds for every pair of distinct subsets , then holds.
Proof.
Let x be the n-tuple of variables , where takes the values only 0 and 1. Then all the polynomials we will work with have the relation in their domain. Let be the distinct sets in , listed in non-decreasing order according to their sizes. We define the characteristic vector of such that if and if . We consider the following multilinear polynomial
where .
Then we obtain that and for . As the vectors are vectors, we have an another multilinear polynomial such that holds for all by substituting for the powers of , where . Then it is easy to see that the polynomials are linearly independent over . Since the dimension of n-variable multilinear polynomials of degree at most s is , we have
finishing the proof of Theorem 8. □
In the same paper, Frankl and Wilson [7] obtained the following modular version of Theorem 7.
Theorem 9
(Frankl and Wilson [7]). If is a family of subsets of such that (mod p) holds for every pair of distinct subsets , then holds.
In 1983, Deza, Frankl and Singhi [8] obtained the following modular version of Theorem 8.
Theorem 10
(Deza, Frankl and Singhi [8]). If is a family of subsets of such that (mod p) holds for every pair of distinct subsets and (mod p) for every , then holds.
In 1991, Alon, Babai, and Suzuki [9] gave another modular version of Theorem 8 by replacing the condition of nonuniformity with the condition that the members of have r different sizes as follows. Their proof was also based on the polynomial method.
Theorem 11
(Alon-Babai-Suzuki [9]). Let and be two disjoint subsets of , where p is a prime, and let be a family of subsets of whose sizes modulo p are in the set K, and holds for every distinct two subsets in , then the largest size of such a family is under the conditions and .
In the same paper, Alon, Babai, and Suzuki [9] also conjectured that the statement of Theorem 11 remains true if the condition is dropped. Recently Hwang and Kim [10] proved this conjecture of Alon, Babai and Suzuki (1991), using the method of linearly independent polynomials. This result is as follows.
Theorem 12
(Hwang and Kim [10]). Let and be two disjoint subsets of , where p is a prime, and let be a family of subsets of whose sizes modulo p are in the set K, and for every distinct two subsets in , then the largest size of such a family is under the only condition that .
The method of linearly independent polynomials has also been used to prove many intersection theorems about set families by Blokhuis [11], Chen and Liu [12], Furedi, Hwang, and Weichsel [13], Liu and Yang [14], Qian and Ray-Chaudhuri [15], Ramanan [16], Snevily [17,18], Wang, Wei, and Ge [19], and others.
4. Proof of the Main Result
In this section, we prove Theorem 6. As we have mentioned before, our proof is based on the polynomial method. Let x be the n-tuple of variables , where takes the values only 0 and 1. Then all the polynomials we will work with have the relation in their domain.
Proof of Theorem 6.
The result is immediate if . Suppose . Let be the distinct sets in , listed in non-decreasing order of size. We define the characteristic vector of such that if and if .
We consider the following family of multilinear polynomials
where .
Since , there exists some such that . Let be the family of subsets of with the size at most , which is listed in non-decreasing order of size, and not containing p. Next, we consider the second family of multilinear polynomials
where . Let be the family of subsets of with the size at most , which is listed in non-decreasing order of size, and containing p. Then, we consider our third and last family of multilinear polynomials
where is the characteristic vector of .
We claim that the functions , , and taken together are linearly independent. Assume that
We substitute the characteristic vector of containing p into Equation (1). Because of the factor, we have
Let be the characteristic vector of . Next, let us consider :
Since , we have except when . Since for all i, we have
Since for , we have . Thus, we have
Finally, we consider . Since and for , we get whenever .
Next, we substitute the characteristic vector of into Equation (1), where . Because of the factor, we have
Next, let us consider . Since , we have except when . Since , we have
Since for , we have . Thus, we have
Finally we consider . Since , by the hypothesis is also 0 except for . Since , we get whenever .
So Equation is reduced to:
Next, we substitute the characteristic vector of in order of increasing size into Equation (2). Now we note that . Because of the factor, we have for all Since the size of is at most for all i, we have for . Thus, the factor is 0. Similarly, the factor is 0 for . Thus, we have . Since , and for , we have .
Recall that we substitute the vector in order of increasing size. When we first plug into Equation (2), we have , and thus . Next, we plug into (2) after dropping term from (2). Then we have , and thus . Similarly, we have for all i.
Thus, Equation becomes
Next, we substitute the characteristic vector of in order of increasing size into Equation (3). Thus, we have
Recall that we substitute the vector in order of increasing size. Please note that is the empty product, which is taken to be 1. When we first plug into Equation (3), we have and for all , and thus . Next, we plug into (3) after dropping term from (3). Then we have and for all , and thus . Similarly, we have for all i.
This concludes that all the polynomials , , and are linearly independent. We found linearly independent polynomials. All these polynomials are of degree less than or equal to . The space of these multilinear polynomials has dimension . We have
Since and , we have This gives us
finishing the proof of Theorem 6. □
5. Conclusions
We have answered the following question: when is it possible to get the same bound of the Erdős-Ko-Rado theorem for uniform intersecting families in the non-uniform intersecting families? Since the EKR-type bound for the non-uniform family of subsets of , which is , is much larger than , this question is interesting and deserves further study.
Please note that if we can delete the condition in Theorem 6, we can get the same bound of the Erdős-Ko-Rado theorem for k-uniform intersecting families under the same condition for non-uniform intersecting families of size at least k and at most . Another intriguing question motivated by our result is the problem of getting the same bound of Theorem 6 without the condition or finding a better bound for the non-uniform intersecting families than the previous results by the others.
Author Contributions
All authors have contributed equally to this work. All authors have read and agreed to the published version of the manuscript.
Funding
The first author was supported by Basic Science Research Program through the National Research Foundation of Korea (NRF) funded by the Ministry of Education, Science and Technology (2011-0025252). The second author was supported by Basic Science Research Program through the National Research Foundation of Korea(NRF) funded by the Ministry of Education (2017R1A6A3A04005963).
Acknowledgments
All authors sincerely appreciate the reviewers for their valuable comments and suggestions to improve the paper.
Conflicts of Interest
The authors declare no conflict of interest.
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