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4 July 2022

An Inventory of Good Management Practices for Nutrient Reduction, Recycling and Recovery from Agricultural Runoff in Europe’s Northern Periphery and Arctic Region

,
and
1
International College Science and Sustainability Management Program, Tunghai University, Taichung 407224, Taiwan
2
Agri-Food and Biosciences Institute, Large Park, Hillsborough BT26 6DR, UK
3
Faculty of Agriculture and Environmental Sciences Agricultural, University of Iceland Árleyni 22, 112 Reykjavík, Iceland
*
Author to whom correspondence should be addressed.

Abstract

The excess loading of nutrients generated by agricultural activities is a leading cause of water quality impairment across the globe. Various management practices have been developed and widely implemented as conservation management strategies to combat water pollution originating from agricultural activities. In the last ten years, there has also been a widespread recognition of the need for nutrient harvesting from wastewaters and resource recovery. In Europe’s Northern Periphery and Arctic (NPA) areas, the expertise in water and runoff management is sporadic and needs to be improved. Therefore, the objective of this research was to perform a comprehensive review of the state of the art of Good Agricultural Practices (GAPs) for the NPA region. A set of questionnaires was distributed to project partners combined with a comprehensive literature review of GAPs focusing on those relevant and/or implemented in the NPA region. Twenty-four GAPs were included in the inventory. This review reveals that there is a large level of uncertainty, inconsistency, and a gap in the knowledge regarding the effectiveness of GAPs in nutrient reduction (NRE), their potential for nutrient recycling and recovery (NRR), and their operation and maintenance requirements (OMR) and costs. Although the contribution of GAPs to water quality improvement could not be quantified, this inventory provides a comprehensive and first-of-its-kind guide on available measures and practices to assist regional and local authorities and communities in the NAP region. A recommendation for incorporating and retrofitting phosphorus retaining media (PRMs) in some of the GAPs, and/or the implementation of passive filtration systems and trenches filled with PRMs to intercept surface and subsurface farm flows, would result in the enhancement of both NRE and NRR.

1. Introduction

While agriculture represents an important sector of the economy of Europe’s Northern Periphery and Arctic (NPA) areas, its activities impose a significant risk to the susceptible environment through water and land pollution. Moreover, the expertise in water and stormwater runoff management in the NPA region is dispersed and unevenly distributed and needs to be augmented to secure the protection of natural resources while promoting sustainable economic growth. The European Commission’s Guide on Best Environmental Management Practice for the Agriculture Sector [1] highlighted that water quality objectives set by the Water Framework Directive (WFD) require new conservation practices, tools and solutions to prepare local and regional authorities and communities for current and future environmental and socio-economic challenges. Given the lack of expertise in the NPA region, interdisciplinary and international collaboration is vital for enabling knowledge and technology transfer and promoting innovation in good management practices.
In 2016, the University of Savonia, Finland, and 23 European partners (Finland, Sweden, Iceland, Faroe Islands, Northern Ireland, Republic of Ireland and Scotland) were awarded 1.7 million euros from the Northern Periphery and Arctic Programme (NPAP) 2014–2020 [2] to investigate the best management practices for agricultural and mineral extraction runoff management (acronym “WaterPro”). The NPAP is an Operational Programme of Interreg covering the NPA region, the North-West Europe Programme, which encourages transnational cooperation to strengthen Northwestern Europe as an economic player, with high levels of innovation, sustainability, and cohesion [3]. This program is supported by the European Regional Development Fund (ERDF) and the corresponding ERDF funding from non-EU partner countries [2].
The overarching goal of the WaterPro project (2016–2019) was to develop eco-efficient instruments and models for surface and belowground water runoff management practices and environmental protection for the sparsely populated region of the NPA. A key outcome of this research was the creation of an Inventory of Good Management Practices for Nutrient Reduction, Recycling and Recovery from Agricultural Runoff. The purpose of this inventory is to serve as a set of guidelines and a tool to enhance the readiness of responsible authorities and local agricultural producers to protect the water quality of coastal and freshwaters, human health, and ecosystems in the NPA region.
This paper provides a comprehensive review of Good Agricultural Practices’ efficiencies in nutrient reduction (NRE), their potential for nutrient recycling and recovery (NRR), operation and maintenance requirements (OMR) and costs. It also highlights the gaps in the current knowledge and provides recommendations for future research directions.

1.1. Agricultural Management Practices

“Good Agricultural Practices” (GAPs), “Good Management Practices” (GMPs), “Best Environmental Management Practices” (BEMPs) (Europe) or “Best Management Practices” (BMPs) (North America) are commonly defined as “methods and practices designed to reduce or prevent soil and water pollution without affecting farm productivity” [4,5,6]. They were developed in the 1950s as conservation solutions to mitigate soil erosion and land degradation. They have been implemented as soil remediation practices for two decades prior to their first use to reduce pollution originating from agricultural non-point sources (NPS) and as potential measures to reduce and control the eutrophication of water bodies in 1970s [4].
Despite 5 decades of effort and considerable financial investments in the implementation of GAPs as conservation management strategies for pollution mitigation [1,4,5,6,7] the excess loading of nutrients generated by agricultural activities remains the foremost water quality issue in Europe and across the globe [1,8,9,10,11,12]. Consequently, over the past decade there have been a number of large-scale international projects which focused on the development of the guidelines and user manuals of GAPs for the entirety of Europe as well as globally [6,7,12,13,14,15,16]. Today, almost every country of the world has a guide or code of practice for GAPs [12]. A list of key guidelines and reports describing GAPs for agricultural phosphorus (P) and nitrogen (N) pollution mitigation and control in the past 10 years is provided in Table 1.
Table 1. Guidelines and reports describing GAPs for agricultural P and N pollution mitigation and control. Modified from Drizo [12].
However, most of the above guidelines focused on the GAPs’ descriptions and applications, with very limited information on their treatment efficiency and functionality, costs of implementation, ease of operation and maintenance, potential for nutrient reduction, recycling and/or recovery (N3R) or ability for climate change mitigation. Instead, the guidelines are usually categorized according to the air, soil and water environmental resources degraded by agricultural activities (Table 1). For example, Schoumans et al. [7] provided information regarding 32 GAPs which were grouped as nutrient application management, crop management, soil management, agricultural water management, land use change, land infrastructure and measures in surface waters. The recent guidelines by the European Commission [1] grouped them according to their intended purpose as: (1) soil quality management; (2) nutrient management; (3) soil preparation and crop planning; (4) grass and grazing management; (5) animal husbandry; (6) manure management; (7) irrigation and (8) crop production products.

1.2. The Effectiveness of Agricultural Management Practices at Reducing Nutrient Losses to Surface Waters

Many agricultural agencies across Europe and North America have worked with farmers and landowners to implement a variety of agricultural GAPs/BMPs/BEMPs and reduce nutrient and sediment losses to streams and rivers [8,9,10,11,12,13]. However, determining and documenting the effectiveness of these practices at the field, catchment and watershed scales has been very challenging. Moreover, those studies that succeeded in accessing GAPs’ performances revealed that there has been very little reduction in agricultural P pollution and/or improvement in water quality [8,9,10,11,12,17,18,19,20].
Barry and Foy [20] revealed that implementing GAPs resulted in significant improvements in water quality in 40 headwater streams in Northern Ireland over a 25-year period. However, they highlighted that many catchments had elevated nutrient concentrations, and there was no improvement in the ecological water quality required by the WFD. Drizo [12] recently reviewed challenges in evaluating the treatment efficiency of GAPs implemented to mitigate agricultural P pollution. She highlighted the extreme complexity of solving the pollution problems which originate from a variety of diffuse sources (e.g., a combination of livestock and cropping systems which result in agricultural surface and subsurface runoff, and their interactions). Therefore, the assessments of GAP treatment efficiencies in those cases are further impeded by the issues of scale and the fact that they are implemented on individual farms, while water quality improvement is evaluated at a larger scale (catchment or watershed) [12].
Mulla et al. [21] investigated factors that affect the assessment of the effectiveness of GAPs in decreasing nutrient losses to surface waters in the USA. They concluded that an assessment at the watershed scale had been impeded due to (1) temporal variability in weather, runoff and drainage, which leads to high nutrient loss variability in daily, monthly, and annual nutrient and sediment exports; (2) lack of scientifically rigorous studies of GAPs’ effectiveness at the watershed scale; (3) long lag times which occur as a response to land management changes. The authors estimated that due to the vast amounts of N and P accumulated in soil pools over decades of agricultural production, the response to implemented GAPs can take as many as 5 to 10 years. In addition, potential improvements in stream and river water quality may be concealed by previous accumulation and in-stream sediments and nutrients transport; (4) most conservation programs involve a small percentage of the watershed land area and often exclude the most critical pollution source areas; and (5) due to the lack of long-term field datasets, modeling is often used to project responses to management [22,23,24]. However, modeling studies have many limitations, including uncertainty in many parameters (e.g., soil hydraulic properties, denitrification, mineralization rates, biological N fixation), incomplete representations of field and watershed processes, and limited data regarding models’ calibration and validation.
Randall et al. [16] conducted comprehensive research on the effectiveness of the most commonly used GAPs (e.g., vegetated buffer strips, cover/catch crops, slurry storage, woodland creation, controlled animal trafficking and subsoiling) implemented for the improvement of water quality in temperate farming systems in Europe, Canada, New Zealand and northern states of the United States of America. Their study included 718 articles collected from search engines, peer reviewed articles and gray literature. They found that vegetated buffer strips (including woodland buffers) were the most frequently reported agricultural practice (n = 364), followed by cover/catch crop (n = 245) and slurry storage (n = 93). Most studies were conducted in the northern states of the USA (n = 256), with the major focus being on buffer strips. The remaining articles originated from Europe, and most were from the UK (n = 80), where cover/catch crops were reported marginally more frequently than buffer strips. The most frequently measured water quality parameter in 718 reviewed articles was N (n = 473), followed by P (n = 178) and sediment (n = 165). Most reported measurements were related to buffer strips (209 studies on N, 136 on P and 128 on sediment), followed by cover/catch crops (203 studies on N, but only 24 on P and 28 on sediment and slurry storage (n = 58).
The researchers concluded that (1) studies that measured and described the effectiveness of GAPs (interventions) at catchment scale have been lacking, (2) there has been an absence of studies that implemented controls, pre and post water quality measurements and/or multiple sampling points from both field and rivers, and (3) more research is needed to elucidate seasonal variations in the effectiveness of buffer strips, woodland creation and cover/catch crops. The authors also identified knowledge gaps regarding the performance of buffer strips and highlighted that (4) future research should focus on the assessment of the effectiveness of buffer strips in reducing the leaching of organic forms of N or P and (5) gaining a better understanding of the role and impact of cover/catch crops in reducing organic forms of N and P [16].
The gaps and limitations in the research on GAPs can be attributed to the fact that these practices are typically recommended but not required, and therefore practical implementation is voluntary in nature and offered via various governmental monetary subsidies [12,18]. Moreover, funding for evaluating the efficacy of GAPs treatment has been lacking [12].

1.3. The Potential of Agricultural Management Practices for Nutrient Recycling and Recovery (NRR)

With the objective of reducing nutrient pollution in waterbodies, two obvious approaches emerge. One is to prevent or reduce surface runoff to water, and the other is to recapture and recycle any nutrient losses. For the past 30 years, most of the research on nutrient recycling and recovery (NRR) from animal waste streams has been focused on animal manure [12,25,26,27]. Investigations on the potential for NRR from other on-farm sources started to receive more attention relatively recently, along with a universal recognition of the decline of the world phosphate reserves, in particular those of a high grade [12,28].
Rosemarin et al. [29] recently reviewed a series of systematic reviews and expert opinions on circular solutions for the recovery and reuse of nutrients from agriculture and wastewater effluents. They provided a summary of technologies and practices for nutrient capture and reuse in agricultural applications including contour ploughing, buffer strips, constructed wetlands, cover crops and anaerobic digestion. The information provided focused on the practice’s efficiencies in nutrient retention, while the potential for recovery was only reported for anaerobic digestion, which can achieve N and P recovery rates of over 50% [29].
The authors also highlighted well-known problems associated with the reuse of manure, crop residues, digestates and compost on croplands to improve nutrient reuse efficiency.
Determining the correct quantities of N and P to meet the requirement of the crops is extremely challenging, as for these organic fertilizers, matching N requirements to the crop requirement results in excessive amounts of P being applied to the fields [8,9,10,11,18,29].
Drizo [12] recently suggested that incorporating P-retaining materials (PRMs) into GAPs could result in an increase in NRE as well as provide an opportunity for P capture and recovery. She outlined two crucial steps that ought to be made prior to PRMs’ use for this purpose. Firstly, plant P availability in the spent filtration material needs to be determined [30,31]. The second step is to perform leachate studies to ensure that there is no leaching from the media that could cause adverse environmental effects in the surrounding environment [12]. Much more research is needed to evaluate the potential and most appropriate ways to recover nutrients from GAPs [12].

1.4. The Costs of GAPs Implementation, Operation and Maintenance

Sidemo-Holm et al. [17] highlighted that farmers are not paid for achieving a desired environmental benefit but are instead compensated for their costs in adopting land management measures to protect the environment, and this technique has been criticized as being ineffective. A study conducted by the Organization for Economic Co-operation and Development (OECD) reported that the implementation of GAPs at the local, catchment, regional, national, and international scales requires billions of taxpayers’ dollars annually [32]. Financial aid from various governments typically includes (1) agro-environmental payments provided directly to agricultural producers as compensation for a loss of income for adopting sustainable agricultural conservation management practices and (2) disbursements for various forms of technical assistance for GAPs/BMP implementation [18]. Within the EU27, these payments account for 70% of the Common Agricultural Policy budget [33].
In the USA, the implementation of BMPs is funded via the US Department of Agriculture (USDA) Farm Service Agency Conservation Reserve Program (CRP), which is a cost-share and rental payment program. This program’s budget provides hundreds of millions of dollars in federal funds annually for the implementation of BMPs [1,34].
Rosemarin et al. [29] reviewed economic tools and measures used to capture and reuse nutrients. They pointed out that specificity and varying external costs make it difficult to draw conclusions regarding the cost–benefits of individual technologies and practices.
Individual practices have different requirements besides the cost of their operation or establishment. They might need special technical skill and other qualifications of the farmer, and thus they are not as easy to implement. Information regarding the OMR is often found in GAPs or other data such as fact sheets.
Various GAPs have been developed and widely implemented for diffuse pollution management; however, they are not always effective. There is a way to improve appropriate focus on specific GAPs for the NPA region to improve on efficiency, efficacy as well as management, maintenance, and operational costs.
The main research questions this paper aims to answer are: (1) which Good Agricultural Practices are most applicable for the management of agricultural nutrient runoff in the NPA region? (2) How effective are they in nutrient reduction (NRE)? (3) What is their potential for nutrient recycling and recovery (NRR), and 4) what are their operation and maintenance requirements (OMR) and costs?

2. Methods

To create the GAP Inventory for the NPA Region, a set of questionnaires were prepared and distributed to WaterPro project partners during the summer and fall of 2017. The first round focused on three key questions aimed at providing specific information regarding the current state of knowledge on GAP use in the NPA Region. These included
(1)
Is there a Code of Good Practice for the prevention of environmental pollution from agricultural activities for the partner country/region?
(2)
Is there any legislation (regulatory requirements) for nutrient (phosphorus, nitrogen or both) removal from agricultural sources (effluents and runoff)?
(3)
What are the current practices recommended in the Code for the management of agricultural nutrient runoff?
Additionally, each project partner was asked to provide a full list of GAPs used in each of the countries/regions, along with any references. This information was obtained from the specialists in the field and responsible regulatory agencies in each partner country/region. Gaps in the knowledge, needs and latest research were discussed during the two project meetings held in Iceland [35,36] and Finland [37] during 2017. The information gathered from the project members is presented in Table 2, Table 3 and Table 4.
Table 2. NPA country/region code of practice for the prevention of environmental pollution from agricultural activities.
Table 3. NPA country/region water legislation for the prevention of environmental pollution from agricultural activities.
Table 4. Good Agricultural Practices—nutrient reduction efficiencies (NRE), potential for nutrient recycling and recovery (NRR) and operation and maintenance requirements (OMR) and costs.
Concomitantly, an extensive literature review of GAPs was conducted focusing on those relevant and implemented in the NPA region. The main criteria for inclusion in the NPA GAPs inventory were:
(1)
the purpose (e.g., whether their primary goal is to achieve nutrient reduction, treatment efficiency and functionality)
(2)
the ability for nutrient recycling and/or recovery.
Some practices are directly designed to capture nutrients before they are released from soil, e.g., catch crops, while others aim at recovering nutrients from the runoff, e.g., constructed wetlands and willow biofiltration blocks and buffer zones. For each of the practices, we reviewed the literature and commented on the general potential of each practice when applicable. Furthermore, we also reviewed information on:
(3)
the operation and maintenance requirements and costs of implementation.

3. Results

The results from the questionnaires, discussions and workshops are summarized in Table 2 and Table 3.
As four of the NPA partners are members of the European Union, the inventory of practices for the region has been structured according to the categorization recommended by the European Commission BEMPs Guidelines [1]. The 6 main categories include (1) soil quality management, (2) nutrient management, (3) soil preparation and crop management, (4) animal husbandry, (5) manure management and (6) nature-based systems for diffuse (nonpoint) pollution sources. We reviewed the state of the art on nutrient reduction efficiencies (NRE), potential for nutrient recycling/recovery (NRR), operation and maintenance requirements (OMR) and costs for 24 GPAs recommended for use in the NPA region (Table 4).

4. Discussion and Future Research Directions

The review of the selected 24 GAPs which are or could be applied in the NAP region (Table 4) highlights that there is a large level of uncertainty, inconsistency, and a gap in the knowledge regarding their effectiveness in nutrient reduction (NRE), their potential for nutrient recycling and recovery (NRR), and their operation and maintenance requirements and costs. These results are consistent with the previous findings reported by Drizo [12], who conducted a comprehensive review of agricultural management practices (AMPs) for P reduction, and discussed methods and challenges for evaluating their cost effectiveness.
There has been a strong focus on investigating performance and cost effectiveness of GAPs over the last decade and longer, and there are still many unknowns due in large part to the vast variability of both the type of GAP and site and conditions for implementation. This was also clearly illustrated by the Land and Policy Journal 2010, which included 12 scientific papers in a Special Issue on soil and water conservation measures in Europe (Volume 27, issue 1). These publications further discussed options and methods by which the performance and cost effectiveness of GAPs could be determined, ultimately leading to more widespread adoption and installation.
In 2012, the Journal of Environmental Quality (Issue 2) published 14 scientific papers describing findings from the five-year long research study conducted by the European Cooperation in Science and Technology (e-COST) program which investigated the suitability and cost-effectiveness of different options for reducing nutrient loss to surface and groundwaters at the river basin scale [7]. The following year, 150 delegates participated in the 7th International Phosphorus Workshop (IPW7) held in Sweden, focused on the management of agricultural P to minimize impacts on water quality. These discussions were summarized in a series of papers published in a Special Issue of AMBIO journal in 2015. All of the above studies acknowledged the lack of data and gaps in knowledge regarding the GAPs’ performance, OMR and cost effectiveness. Nevertheless, the EU spent over EUR 41 billion per year in direct payments to farmers during the 2014–2020 period alone to support implementation of GAPs to protect water quality [12,129].
Drizo [12] highlighted challenges and complexity in the evaluation of GAPs treatment performances, and the fact that field assessment of agricultural management practices requires the purchase, installation and operation of the advanced monitoring equipment, samples collection and analyses. The automatic flow sampling equipment is very costly. Sequential portable samplers, which are the most frequently used, cost ~USD 6000 a piece [130]. The evaluation of the GAPs’ performance in pollutant mass reduction requires the installation of a minimum of two pieces (at the inflow and outflow before and after GAP). For this reason, GAPs’ performances are generally evaluated based on grab sampling only (following storm events). While grab sampling enables data collection on pollutant concentrations, it does not provide any information on the actual temporal concentrations or pollutant mass loading or achievable reductions by the GAP which has been evaluated.
The fact that GAPs’ NREs remain unknown makes it even more difficult to elucidate their potential for NRR. Moreover, to date, most of the research on nutrient recovery and recycling has been focused on municipal sewage effluents at wastewater treatment facilities (MWWTF), with very limited research on animal manure and other agricultural pollution sources [12,123]. Drizo [12] suggested that some of the reasons for the lack of research on NRR from agriculture may be due to the fact that the costs in the nutrient recovery processes on farms cannot be recovered via the same mechanisms used for MWWTP upgrades and installations, e.g., through water tariffs, or a mix of tariffs, transfers, and taxes, because such a funding mechanism does not exist for agricultural wastewater sources. Therefore, it is much harder to sell and/or ensure return on investment if attempting to promote and offer P and/or N recovery technologies in this market, as funding sources would have to come directly from farmers, e.g., private sources. Additionally, the cost of nutrients recovered from agricultural operations is much higher compared to mineral fertilizers, and there are no economic incentives for farmers to invest in recovery processes. This situation creates a considerable gap in research and development of new processes and technologies for NRR.
During the WaterPro project (2016–2019), an experimental trial was established at the Agri-Food and Bioscience Institute (AFBI) Research Farm near Hillsborough, Co. Down in N. Ireland. Here, willow biofiltration blocks were investigated for their effect on run-off which was directed to separate v-notch weirs with flow-triggered and proportional monitoring of land drainage water. Over the three years of data collection, there was evidence that, by virtue of willow’s high evapotranspiration, its effect on drying up the soil and reducing the soil moisture content and by improving the hydraulic conductivity of the soil does lead to a reduction in total hydraulic volume and phosphorus runoff into the collection trough; a proxy for the receiving water environment [131,132,133].

5. Conclusions

In this paper, we provide the state of the art on the 24 GAPs used in the NAP region. There is a current lack and inconsistency of data as well as a knowledge gap in the actual nutrient reduction efficiencies (NRE), potential for nutrient recycling/recovery (NRR), and operation and maintenance requirements (OMR), and therefore costs cannot be accurately quantified. However, this inventory provides a comprehensive and first-of-its-kind guide on available measures and practices to assist regional and local authorities and communities in the NAP region. Therefore, this review paper could be used as a platform to revise the implementation of GAPs and agricultural support payments to make them more goal-oriented and linked to performances and achievements rather than activities.
As investigations of PRMs have advanced considerably over the past 25 years, incorporating PRMs in some of the GAPs (e.g., 5.5.1. Phosphorus Immobilizing Amendments to Soil, 6.1. Vegetated Buffers Strips (VBS) and 6.2. Constructed Wetlands) could increase their potential for P recycling/recovery. Moreover, the implementation of passive filtration systems and trenches to intercept surface and subsurface farm flows (e.g., 1.4. Agricultural Tile Drainage, 2.1. Field Nutrient Budgeting, 4.3.1. Silage Runoff Management, and 4.3.2. Passive Filters for Phosphorus Retention on Farms) would result in enhanced NRE and NRR. Trials on SRC willow buffer zones being conducted by the Agri-Food and Bioscience Institute (AFBI) in N. Ireland are proving that not only does the intervention reduce the outflow of P pollution, but their management also removes P with a strongly positive effect on agricultural greenhouse gas emissions and energy production.

Author Contributions

Conceptualization, A.D.; methodology, A.D., J.G. and C.J.; formal analysis, A.D.; investigation, A.D.; writing—original draft preparation, A.D.; writing—review and editing, J.G., C.J. and A.D.; funding acquisition, C.J., A.D. and J.G.; All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the European Union European Research Development Fund Northern Periphery and Arctic Programme 2014–2020, grant number 304-2559-2016.

Acknowledgments

We acknowledge the assistance from WaterPro team members in providing relevant information: Donnacha Doody, Agri-Food and Bioscience Institute, Belfast (for Northern Ireland), Con McLaughlin, C., Donegal County Council, Donegal (for the Republic of Ireland) and Ville Matikka, ELY Centre for Economic Development, Transport and the Environment, Kuopio (for Finland).

Conflicts of Interest

The authors declare no conflict of interest.

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