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29 December 2020

Risks in Management of Enteral Nutrition in Intensive Care Units: A Literature Review and Narrative Synthesis

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1
Executive Department for Quality and Risk Management, University Hospital Graz, 8036 Graz, Austria
2
Research Unit for Safety in Health, c/o Division of Plastic, Aesthetic and Reconstructive Surgery, Department of Surgery, Medical University of Graz, Auenbruggerplatz 1/3, 8036 Graz, Austria
3
Division of Endocrinology and Diabetology, Department of Internal Medicine, Medical University of Graz, 8036 Graz, Austria
4
Division of Gastroenterology and Hepatology, Department of Internal Medicine, Medical University of Graz, 8036 Graz, Austria
This article belongs to the Special Issue Nutrition and Metabolism in Critical Care

Abstract

Critically ill patients in the intensive care unit (ICU) have a high risk of developing malnutrition, and this is associated with poorer clinical outcomes. In clinical practice, nutrition, including enteral nutrition (EN), is often not prioritized. Resulting from this, risks and safety issues for patients and healthcare professionals can emerge. The aim of this literature review, inspired by the Rapid Review Guidebook by Dobbins, 2017, was to identify risks and safety issues for patient safety in the management of EN in critically ill patients in the ICU. Three databases were used to identify studies between 2009 and 2020. We assessed 3495 studies for eligibility and included 62 in our narrative synthesis. Several risks and problems were identified: No use of clinical assessment or screening nutrition assessment, inadequate tube management, missing energy target, missing a nutritionist, bad hygiene and handling, wrong time management and speed, nutritional interruptions, wrong body position, gastrointestinal complication and infections, missing or not using guidelines, understaffing, and lack of education. Raising awareness of these risks is a central aspect in patient safety in ICU. Clinical experts can use a checklist with 12 identified top risks and the recommendations drawn up to carry out their own risk analysis in clinical practice.

1. Introduction

In intensive care units (ICUs) critically ill patients have a high risk of developing malnutrition which is associated with a poorer clinical outcome [1]. Therefore, enteral nutrition (EN) has become an increasingly important research topic in recent years. In 2017, Arabi et al. (2017) reported that the intensive care medicine research agenda in nutrition and metabolism includes topics like optimal protein dose combined with standardized active and passive mobilization during the acute and post-acute phases of critical illness, nutritional assessment and nutritional strategies in critically obese patients. Moreover, the effects of continuous versus intermittent EN were classified as a hot topic [2]. The European Society for Clinical Nutrition and Metabolism (ESPEN), established standard operating procedures (SOPs) and guidelines for the provision of the best nutritional therapy for critically ill patients. They are regularly updated and cover various aspects of medical nutritional therapy such as duration, timing, vulnerable patient populations with, for example, dysphagia or frailty and provide clinicians with practical procedures [3]. However, in clinical practice, EN is often not given highest priority due to other symptomatic problems such as cardiovascular status or the need of ventilation. Moreover, ICU patients are mostly very heterogeneous in terms of their illness, resulting in multiple risks and safety issues for patients. The literature offers possible solutions to this problem, but many unresolved questions still cannot be answered conclusively. However, there is some degree of consensus. For ventilated patients in ICUs, if possible, it is crucial to prefer EN over parenteral nutrition (PN) [3]. Other topics like the microbiome or recommendations on additives such as micronutrients and vitamins are still being discussed, for example, optimal vitamin D levels. Many critically ill patients suffer from vitamin D deficiency (serum 25-hydroxyvitamin D [25(OH)D] < 20 ng/mL), with levels lower than 12 ng/dL [4].
In addition to the clinical impact there are further uncertainties that affect the outcome of patients. Overall, human errors are the third leading cause why patients die in a hospital [5]. ICUs are in general a high-risk area, where critical ill patients receive a highly sophisticated care. Patients receive a lot of drugs; medical devices are used for administration of drugs and for ventilation. To increase patient safety, clinical risk management focuses on improving the quality and safety of health care services by identifying the circumstances and opportunities that expose patients to risk of harm, and on acting to prevent or control those risks [6]. In fact, clinical risk management is a key element of clinical governance and management [7]. Risks must be handled appropriately with a bundle of measures and they need to be audited regularly to ascertain whether risk-reducing measures are being used sufficiently [8]. If risks are unknown, a risk management audit is needed to identify potential risks. Especially in EN, there are several risks such as a failure in reaching the nutrition target (CIRSmedical® no. 26 (V1)). The aforementioned error can lead to hypoglycemia and malnutrition [9]. Furthermore, EN and aspiration [10], which can occur when a patient was not placed in a head-up position or when post-pyloric feeding (nasojejunal tube) was not administered to patients with a high risk of aspiration [11]. On top, the worldwide introduction of the DIN EN ISO 80369-3 and the use of ENFit™-technology was a decisive step to increase patient safety in EN and can be seen as an important contribution in terms of risk management. However, the implementation of this standard still has shortcomings as not all security gaps were eliminated. It is still possible that enteral medication in Luer injections or tube feeding can be administered intravenously [12]. In addition to ICU-related risks there are further general risks such as an incorrect patient identification, nosocomial infections, medication errors, overlooked allergies, insufficient pain management, and failures in communication and documentation or failures in handling medical devices [6]. A consequent risk management in ICUs can help to increase patient safety; therefore, the aim of this rapid literature review was to identify risks for patient safety in the management and handling of EN in critically ill patients in ICU.

2. Materials and Methods

We conducted a literature review guided by the Rapid Review Guidebook by Dobbins (2017) [13] and the PRISMA Checklist [14]. As the first step in the EN risk identification process, we (MH, CMS, SF, CS, EL) used feedback from ICU staff (physicians, nurses, dieticians), reports from the Critical Incident Reporting System (CIRS) of the University Hospital of Graz, Austria, CIRSmedical® and, online, the “berrypicking” method [15]. We structured these risks in a process: admission, prescription, verification, preparation, administration, monitoring, discharge, and general risks in EN in the ICU. We then systematically identified and screened the literature for these risks.

Search Strategy

Keywords, related MeSH terms and Boolean operators (AND, OR) were used. The main terms in the first search were: enteral nutrition, risks and intensive care and the identified risks. For example, “enteral nutrition” AND “risks” OR safety AND “intensive care unit” AND “aspiration”. At least two different terms were used for each risk. The primary search was limited to systematic reviews, meta-analyses, and guidelines. Next, studies, including randomized controlled trials (RCTs), retrospective studies and prospective observational studies were included to detect possible risks in EN in the ICU. The search was done with a language restriction to German and English and available full-text articles. Three different scientific databases, PubMed, Cochrane Library and Web of Science, were used to identify studies between 2009 and 2020.
Four independent reviewers (CMS, SF, CS, EL) searched in scientific databases between June and August 2020. The search was always carried out by two independent researchers in order to reduce a possible selection bias. The risks and the related literature were reviewed by independent researchers (CMS, SF, CS, EL and senior researcher (MMJ) with research experience >10 years). After the decision for inclusion of studies, the results were viewed and discussed by two researchers (MH, CMS). All identified risks were thematically summarized in a narrative synthesis by one senior researcher (MMJ) and checked by another researcher (MH). Data were prepared for a summary in a narrative synthesis and a checklist.

3. Results

In total we found 20 risks. We included 12 risks in our top risk list, which we could verify in the literature. We had 3495 hits in scientific databases (PubMed n = 1301, Web of Science n = 2102, Cochrane n = 92) and found 146 relevant studies and included 62 in our narrative synthesis. A detailed presentation of the included literature can be found in the following Table 1.
Table 1. Literature, terms, and hits.
The identified studies focused primarily on assessments or interventions and less on risks or safety issues. These risks and safety issues were derived from the studies directly and indirectly. A detailed description of the search process can be found in Figure 1 (by Moher et al. (2009) [14] adapted by Hoffmann).
Figure 1. Flow Diagram—Risk identification process and narrative synthesis.

3.1. Admission

3.1.1. No Use of Clinical Assessment or Screening Nutrition Assessment

Singer et al. (2019) primarily recommended a general clinical assessment, including a history, report of weight loss or decrease in physical performance before ICU admission, physical examination, etc., in addition to screening and assessment instruments. Presence of frailty is considered to be significant in ICU patients, and should therefore be considered in nutritional management. Recording of muscle mass is also used as a parameter for assessing the nutritional status [3]. In a systematic review, Lew et al. (2017) investigated nutrition assessment tools such as the Subjective Global Assessment (SAG) and Mini Nutritional Assessment (MNA) on the one hand and, on the other hand, nutrition screening instruments like the Nutrition Risk Screening 2002 (NRS-2002) and the Malnutrition Universal Screening Tool (MUST) [1]. Further studies focused on instruments such as the NUTRIC score and the mNUTRIC score [16,17,18,19,20,21]. Given that the studies investigated different illnesses, different instruments, various concepts such as nutrition screening or assessment, and that there is no clear definition of critical illness-associated malnutrition [3], various risks can arise in practice. However, studies and guidelines recommended a clinical assessment supplemented by an easy-to-use validated screening instrument such as the NRS-2002 (NRS-2002) and the NUTRIC score—determine both nutrition status and disease severity, while the use of a frailty scale can be helpful for elderly patients.

3.1.2. Inadequate Tube Management and Position

Singer et al. (2019) recommended the use of gastric access as the standard approach to initiate EN. Post-pyloric, mainly jejunal, feeding is possible for patients deemed to be at high risk of aspiration [3]. Ultrasonography, camera-assisted technology with real-time video guidance and X-rays are used to check the position of the tube after insertion and thus obtain a positive outcome [22,23,24]. In clinical practice further tube placement testing methods are used such as aspirate appearance, aspirate pH or auscultation, although X-rays and real-time video guidance are considered to be the most adequate methods. Different types of tubes designed for use with imaging procedures should also be considered. However, certain questions remain unanswered with regard to risk management, for example how long the tubes remain in the correct position, or after what period of time or type of intervention a further positional check is needed, including for jejunal tubes. It is important for individual ICUs to develop a protocol to guide their tube management policy.

3.2. Prescription

Missing Energy Target

For mechanically ventilated patients, guidelines and studies recommended that EN should be determined by indirect calorimetry [25,26,27]. In the absence of indirect calorimetry, VO2, or VCO2 measurements and simple weight-based equations (such as 20–25 kcal/kg/d) should be used. In order to prevent risks, it is important that the prescribed quantity should match the calorie requirement, and that this should be re-evaluated in regular intervals [28], as the measured energy expenditure increased in the course of time with great individual variation [29]. De Waele et al. (2012) recommended a dedicated nutrition support team for a more systematic use of indirect calorimetry in long-term mechanically ventilated patients [30]. However, in order to determine patients’ energy target, their nutritional status before admission to ICU should not be used [3].

3.3. Verification

Missing a Nutritionist at the ICU

Two studies, examining the clinical impact of a two-step interdisciplinary nutrition program and enteral feeding protocols in the ICU, have found that interventions by a dietician significantly improved patient energy balances by day 7 [31,32]. Additionally, the presence of a dietician in the ICU has been associated with better nutrition performance, with a multi-professional approach reducing risks through shared responsibility, interdisciplinary quality programs, and re-evaluations of EN [33]. A systematic review by Mistiaen et al. (2020), stated, that there is weak evidence that Nutrition Support Teams increase appropriate EN use in ICU patients. A decrease of the duration of PN could not be shown [34].

3.4. Preparation

Insufficient Hygiene and Handling

In their study, Perry et al. (2015) compared open systems, “ready-to-hang”-systems (RTH), and modular hospital-built tube feeding systems (MTF), in a normothermic (23 °C) and hypothermal ICU environment. The contamination in both environments/systems does not differentiate between open and closed feeding systems for up to 8 h. However, adding modules to open systems can lead to an unacceptable risk of contamination in hyperthermic (i.e., particularly warm) environments [35]. Training in preparing the setups, maintaining constant temperatures before and after preparation, as well as storage were important factors.

3.5. Administering

3.5.1. Wrong Time Management, Speed and Route

Medical nutrition therapy should be considered for all ICU patients, mainly for those staying for more than 48 h [3]. An oral diet is preferable to EN or PN for critically ill patients who are able to eat. If oral intake is not possible, early EN (within 48 h) in critically ill adult patients should be performed/initiated without delay [3,36,37,38]. To avoid overfeeding, early full EN and PN should not be used in critically ill patients but should be prescribed within three to seven days. Singer et al. (2019) suggest to be caution in critically ill patients with uncontrolled shock, uncontrolled hypoxemia and acidosis, uncontrolled upper gastrointestinal bleeding, gastric aspirate >500 mL/6 h, bowel ischemia, bowel obstruction, abdominal compartment syndrome, and high-output fistula without distal feeding access. A systematic review and a meta-analysis showed that, when given within 48 h after admission, EN itself is efficient and safe for those patients with predicted severe acute pancreatitis [39]. An episode of vomiting was observed in patients with sepsis [40]. Blaser et al. (2017) and Zheng et al. (2019) confirmed that early EN reduced infectious complications in unselected critically ill patients, and in traumatic brain injury, severe acute pancreatitis, gastrointestinal (GI) surgery and abdominal trauma [41,42]. However, their recommendations are weak because of the poor quality of the evidence, with several information based only on expert opinion. In order to actively counter the risks, early EN should be monitored like a vital sign. Though the implementation of the ENFit™-standard it is still possible that enteral medication in Luer injections or tube feeding can be administered intravenously. A systematic review and meta-analysis by Alkhawaja et al. (2015) evaluated the effectiveness and safety of post-pyloric feeding versus gastric feeding. There was no difference in mortality or duration of mechanical ventilation but post-pyloric feeding is associated with lower rates of pneumonia compared with gastric tube feeding [43].

3.5.2. Nutritional Interruptions

Lee et al. (2018) reported 332 episodes of feeding interruptions, this means 12.8% (4190 h) of the total 1367 nutrition days. Each ICU patient experienced feeding interruptions for a median of three days. Total duration of feeding interruptions for the entire ICU stay: 24.5 h, which resulted in an energy and protein deficit. They therefore recommended an evidence-based feeding protocol and a nutrition support team [44]. Williams et al. (2013) investigated the number of nutritional interruptions. They cited education, audit, leadership support, interprofessional collaboration and the use of guidelines as starting points for reducing these interruptions [45]. Based on a chart review, Uozumi et al. (2017) also proposed the development of a protocol for nutritional interruptions, this could possibly reveal deficits in the administration of the EN at an early stage [46]. Prolonged fasting before and after surgery, airway procedures, dressing changes, feed intolerance, and tube malfunction were identified as the most important causes of delays by Segaran et al. (2016) [47,48].

3.5.3. Wrong Body Position

To reduce gastric residual volume in ICU patients, Farsi et al. (2020) recommended positioning patients in the right lateral and supine, semi recumbent positions rather than in the supine position [49]; however, this remains contradictory. There is insufficient literature on this subject. The use of a protocol based on the elevation of the patient’s head, the use of fixed prokinetics and reduced speed of the diet allowed the application of early EN and faster attainment of the planned energy target in prone position, this was found by Regnier et al. (2009) [50]. However, the literature regarding the effect of EN while in the prone position is also sparse and of limited quality [51]. No studies on agitated patients, whose position can change continuously, have been found. Therefore, to prevent risks, ongoing clinical observations are needed.

3.6. Monitoring

Gastrointestinal Complication and Infections

Digestive complications in EN were found. Most often described as vomiting, diarrhea, bowel ischemia, and acute colonic pseudo-obstruction [52,53,54,55,56] these complications were considered as risk factors for extended ICU stay and prolonged mechanical ventilation [55,56,57]. Further complications included refeeding hypophosphatemia and aspiration [11,58,59,60]. However, comparing early EN versus early PN, Singer et al. (2019) showed in their results, a reduction of infectious complications, shorter ICU and hospital stay in EN. They recommended the use of EN over PN in patients with an intact gastrointestinal tract.

3.7. General Risk

3.7.1. Missing or Not Using Existing Guidelines, Standards or Protocols

Singer et al. (2019) recommended the implementation of evidence based protocols [3]. Studies showed significant improvement in EN delivery and reduced duration of feed breaks when using a protocol [39,61,62]. EN is even started earlier [32]. The main barriers to EN guideline compliance were delays, unpredictable timing of procedures, and differing guidance from senior staff and non-ICU teams [3,32,61,63].

3.7.2. Understaffing

Risk factors for inadequate nutrition support as described by Honda et al. (2013), Darawad et al. (2018), Cahill et al., (2012), and Huang et al., (2019) included fewer nursing professionals per bed, and a lack of dietitian coverage during weekends and holidays [42,64,65,66,67].

3.7.3. Lack of Education

Studies show that multifaceted nutritional education programs and protocols are able to improve the knowledge of the healthcare professionals. These tools and training programs should be versatile, easy to use, and can be web-based [68,69,70,71,72,73,74,75].

4. Discussion

Our narrative synthesis highlights the risks of EN in ICU. Each process step, from admission to discharge, demonstrated certain risks, like no use of clinical assessment or screening nutrition tools, inadequate tube management and position, missing energy target, missing a nutritionist at the ICU, bad hygiene and handling, wrong time management and speed, nutritional interruptions, wrong body position, gastrointestinal complication and infections, missing or not using guidelines, standards or protocols, understaffing, and lack of education which are often intertwined and mutually dependent. Due to the heterogeneity of the ICU patient population, no consensual evidence-based protocols about EN were found. However, studies indicated, that for all the aforementioned risks, safety measures exist.
In health care systems in recent years, patient safety has become a priority issue [6]. In addition to individual measures, national and international strategies and protocols have attempted to overcome the most prominent hazards. In clinical risk management it is important to identify, analyze, and manage potential risks. The implementation of measures into routine procedures within complex hospital organizations like ICUs is challenging and have to be monitored regularly as adherence or compliance can be lacking [8].
Based on our findings we developed a short checklist (see Table S1) which can be used by key groups like ICU staff to detect risks in ICUs. Diverse reviewers, with different years of work experience, should use the checklist independently (e.g., nurses, physicians, and dieticians), because a person’s knowledge is not the department’s knowledge. Application of the checklist should be followed by a discussion of the results, implementation of relevant measures and ways of how a distinctive measure can be checked in the routine.
In our results, we did not describe all identified risk which were reported by staff and CIRS, such as interaction between medication or other additives and EN, involvement of relatives and missing discharge plans. This does not imply that these risks and safety issues do not exist, but reflects the lack of adequate literature. Due to a very high turnover in ICU staff [76] and a very complex setting, the implementation of multifaceted nutritional education programs and protocols based on the newest guidelines [3] are necessary to improve and secure the knowledge of healthcare professionals. These tools and training programs should be versatile, easy to use, can be web based [68,69,70,71,72,73,74,75] and trained at regular intervals, followed by internal and external audits [8].

Strengths and Limitations

Our narrative synthesis highlighted risks of EN in ICU. These risks can be observed, and institutional approaches exist for minimizing these risks, for example, by raising awareness, evidence-based protocols, guidelines, consulting professionals, and education. The narrative synthesis should prompt the readers to reflect on their own way of working and on the actual and potential risks. However, our study has several limitations. First, due to the lack of systematic reviews, we also included other studies with different methods and missing high-quality evidence. Depending on the study type, bias is possible. Many of these previous nutrition trials were open to bias because they were unblinded, very small or had other confounders. Second, our literature languages were restricted to German and English and the search terms were also limited due to a large number of studies. Published guideline recommendations for the management of nutrition in ICU patients remain largely supported by expert opinion and only a minority of the studies and reports includes high-quality evidence [77]. Finally, few of the identified studies addressed the risks and safety issues of EN directly, therefore further research is needed.

5. Conclusions

The aim was to identify risks in the management of EN in critically ill patients in ICU. Based on our results, numerous risks related to the management of EN in the ICU were discovered. Clinical experts can use the risk checklist and the recommendations drawn up to carry out their own risk analysis in clinical practice. Once risks have been identified, appropriate measures can be taken. From the authors’ point of view, risk management with tools such as checklists or other risk analysis tools are important for improving patient safety in the ICU and secure knowledge. Further research is needed on how risk management can be implemented in the daily routine, so that the staff reflects on and reviews their own EN management.

Supplementary Materials

The following are available online at https://www.mdpi.com/2072-6643/13/1/82/s1, Table S1: Risk-Checklist.

Author Contributions

Conceptualization, M.H. and C.M.S.; methodology, M.H., C.M.S., and M.-M.J.; validation, M.H., C.M.S., C.S., S.F., E.L., and M.-M.J.; formal analysis, M.H., C.M.S., C.S., S.F., E.L., M.-M.J., and G.S.; data curation, M.H., E.L., C.M.S., C.S., S.F., G.S., and M.-M.J.; writing—original draft preparation, M.H., G.S., and M.-M.J.; writing—review and editing, all authors; visualization, M.H., and C.M.S.; supervision, M.-M.J. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Data Availability Statement

The datasets used and/or analysed during the current study are available from the corresponding author on reasonable request.

Acknowledgments

We would like to thank Julia Grossenbacher for her help with professional literature management and everyone who contributed to the study. Especially, we would like to thank the Medical University of Graz and the Executive Department for Quality and Risk Management at the University Hospital Graz, Austria.

Conflicts of Interest

SF received speaking honoraria from Takeda. All other authors have declared no conflict of interests.

Abbreviations

ASPENAmerican Society for Parenteral and Enteral Nutrition
CIRSCritical Incident Reporting System
DIN EN ISO 80369-3 Deutsches Institut für Normung and designation of the standard
e.g.,exempli gratia: for example
ENEnteral Nutrition
ENFit™-technology Connector for safe feeding
ESPENEuropean Society for Clinical Nutrition and Metabolism
GIgastrointestinal
i.e.,id est: that is
ICUIntensive Care Unit
MeSHMedical Subject Headings
MNAMini Nutritional Assessment
mNUTRICmodified NUTRIC score
MTFmodular hospital-built tube feeding systems
MUSTMalnutrition Universal Screening Tool (MUST)
NRS-2002 Nutrition Risk Screening 2002
PNParenteral Nutrition
RCTsRandomized Controlled Trials
RHT systems “ready-to-hang”-systems
SAGSubjective Global Assessment
SOPsStandard Operating Procedures (SOPs)
VCO2volume of carbon dioxide
VO2volume of oxygen

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